$103 Million is the total value of Spectrum Asset Management, Inc. (NB/CA)'s 60 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 57.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SDY | Buy | SPDR S&P DIVIDEND ETF | $16,976,000 | +20.5% | 198,411 | +18.9% | 16.43% | +8.0% |
| SCHG | Buy | SCHWAB US LARGE CAP GROWTH ETF | $10,037,000 | +2.9% | 179,769 | +2.2% | 9.72% | -7.8% |
| IJR | New | iSHARES CORE S&P SMALL-CAP ETF | $7,568,000 | – | 55,034 | +100.0% | 7.32% | – |
| QQQ | Buy | POWERSHARES QQQ | $7,539,000 | +0.3% | 63,634 | +0.5% | 7.30% | -10.1% |
| PGX | Sell | POWERSHARES PREFERRED ETF | $6,373,000 | -16.3% | 447,885 | -11.1% | 6.17% | -25.0% |
| VUG | Sell | VANGUARD US LRG CAP GR IND ETF | $5,517,000 | -1.2% | 49,490 | -0.5% | 5.34% | -11.5% |
| VANGUARD S&P 500 UCITS ETF USD | $3,352,000 | +3.9% | 78,300 | 0.0% | 3.24% | -6.9% | ||
| SCHB | Buy | SCHWAB US BROAD MKT ETF | $2,874,000 | +172.7% | 53,042 | +163.2% | 2.78% | +144.2% |
| XLF | New | SECTOR SPDR FINCL SELECT SHS | $2,870,000 | – | 123,440 | +100.0% | 2.78% | – |
| iSHS MSCI USA DIV IQ UCITS ETF | $2,359,000 | +1.8% | 80,500 | 0.0% | 2.28% | -8.8% | ||
| CVX | Buy | CHEVRON CORP NEW | $2,350,000 | +16.0% | 19,970 | +1.5% | 2.28% | +4.0% |
| XBI | Buy | SPDR S&P BIOTECH | $1,901,000 | +60.3% | 32,120 | +79.5% | 1.84% | +43.6% |
| MSFT | Sell | MICROSOFT CORP | $1,635,000 | +3.8% | 26,313 | -3.8% | 1.58% | -6.9% |
| HAL | Sell | HALLIBURTON CO | $1,427,000 | +17.4% | 26,390 | -2.6% | 1.38% | +5.1% |
| SYK | Sell | STRYKER CORP | $1,256,000 | -6.5% | 10,480 | -9.2% | 1.22% | -16.3% |
| VTI | Buy | VANGUARD TOTAL STK MKT ETF | $1,207,000 | +345.4% | 10,464 | +330.3% | 1.17% | +298.6% |
| MA | Sell | MASTERCARD INCORPORATED | $1,150,000 | -2.5% | 11,140 | -3.9% | 1.11% | -12.7% |
| BCR | Sell | BARD C R INC | $1,142,000 | -7.2% | 5,085 | -7.3% | 1.10% | -16.9% |
| New | iSHS III S&P SML CAP 600 UCITS | $1,128,000 | – | 20,000 | +100.0% | 1.09% | – | |
| CLB | Sell | CORE LABORATORIES NV | $1,088,000 | +2.3% | 9,060 | -4.3% | 1.05% | -8.4% |
| RYH | Buy | GUGGENHEIM S&P 500 EQUALweight health ca | $1,077,000 | +5.0% | 7,384 | +12.0% | 1.04% | -6.0% |
| BOFI | New | BOFI HOLDING INC | $1,031,000 | – | 36,120 | +100.0% | 1.00% | – |
| IJK | Buy | iSHARES S&P MIDCAP 400 GRWTH | $985,000 | +8.5% | 5,408 | +4.0% | 0.95% | -2.9% |
| DIS | Sell | DISNEY WALT CO (HOLDING CO) | $981,000 | +11.7% | 9,413 | -0.5% | 0.95% | +0.2% |
| MMM | New | 3M COMPANY | $933,000 | – | 5,224 | +100.0% | 0.90% | – |
| HAS | New | HASBRO INC | $928,000 | – | 11,930 | +100.0% | 0.90% | – |
| CAG | New | CONAGRA FOODS INC | $895,000 | – | 22,630 | +100.0% | 0.87% | – |
| FDS | New | FACTSET RESEARCH SYSTEMS INC | $889,000 | – | 5,440 | +100.0% | 0.86% | – |
| SBUX | New | STARBUCKS CORP | $887,000 | – | 15,970 | +100.0% | 0.86% | – |
| ACN | New | ACCENTURE PLC CL.A | $868,000 | – | 7,412 | +100.0% | 0.84% | – |
| ESLT | New | ELBIT SYSTEMS LTD | $861,000 | – | 8,450 | +100.0% | 0.83% | – |
| IPAR | New | INTER PARFUMS INC | $845,000 | – | 25,800 | +100.0% | 0.82% | – |
| DHR | New | DANAHER CORP | $840,000 | – | 10,790 | +100.0% | 0.81% | – |
| SCHO | Sell | SCHWAB S-T US TREASURY ETF | $839,000 | -53.3% | 16,636 | -53.0% | 0.81% | -58.2% |
| BIV | Buy | VANGUARD INTER-TRM BOND ETF | $835,000 | +126.9% | 10,050 | +139.3% | 0.81% | +103.0% |
| New | iSHRS VII DOW JONES IND ETF | $757,000 | – | 3,600 | +100.0% | 0.73% | – | |
| BERKSHIRE HTWY CL.A | $732,000 | +12.8% | 300 | 0.0% | 0.71% | +1.1% | ||
| SHY | New | iSHARES T-BOND 1-3 YRS FUND | $656,000 | – | 7,765 | +100.0% | 0.64% | – |
| XOM | Sell | EXXON MOBIL CORP (NEW) | $594,000 | +1.4% | 6,578 | -2.1% | 0.58% | -9.2% |
| iSHARES NASDAQ 100 UCITS ETF | $570,000 | +1.2% | 2,100 | 0.0% | 0.55% | -9.2% | ||
| EW | New | EDWARDS LIFESCIENCES | $566,000 | – | 6,045 | +100.0% | 0.55% | – |
| SCHF | Sell | SCHWAB INTERNATIONAL EQTY ETF | $560,000 | -5.1% | 20,243 | -1.2% | 0.54% | -14.9% |
| PFE | Buy | PFIZER INCORPORATION | $543,000 | +17.8% | 16,721 | +22.8% | 0.53% | +5.6% |
| T | Sell | AT&T INC | $490,000 | +2.5% | 11,519 | -2.1% | 0.47% | -8.1% |
| GOOG | Sell | ALPHABET CLASS C | $481,000 | -2.2% | 623 | -1.6% | 0.47% | -12.2% |
| ISRG | New | INTUITIVE SURGICAL NEW | $423,000 | – | 667 | +100.0% | 0.41% | – |
| INTC | INTEL CORP | $422,000 | -3.9% | 11,635 | 0.0% | 0.41% | -13.9% | |
| VEEV | New | VEEVA SYSTEMS | $409,000 | – | 10,040 | +100.0% | 0.40% | – |
| MO | ALTRIA GROUP INC | $398,000 | +7.0% | 5,878 | 0.0% | 0.38% | -4.2% | |
| AAPL | Sell | APPLE INC | $298,000 | -4.2% | 2,574 | -6.4% | 0.29% | -14.3% |
| PEP | PEPSICO INC | $278,000 | -3.8% | 2,661 | 0.0% | 0.27% | -13.8% | |
| BRKB | BERKSHIRE HATHAWAY NEW CLASS B | $274,000 | +12.8% | 1,684 | 0.0% | 0.26% | +0.8% | |
| EIX | EDISON INTERNATIONAL | $262,000 | -0.4% | 3,639 | 0.0% | 0.25% | -10.6% | |
| JNJ | Buy | JOHNSON& JOHNSON | $259,000 | -0.8% | 2,250 | +1.9% | 0.25% | -11.0% |
| PG | PROCTER AND GAMBLE COMPANY | $246,000 | -6.1% | 2,923 | 0.0% | 0.24% | -15.9% | |
| GM | GENERAL MOTORS COMPANY S | $235,000 | +9.8% | 6,750 | 0.0% | 0.23% | -1.7% | |
| IDTI | INTEGRATED DEVICE TECH INC | $212,000 | +1.9% | 9,000 | 0.0% | 0.20% | -8.9% | |
| CSX | New | CSX CORP | $201,000 | – | 5,600 | +100.0% | 0.20% | – |
| NGPHF | NORTHERN GRAPHITE CORP F | $4,000 | -20.0% | 20,000 | 0.0% | 0.00% | -20.0% | |
| DTTO | DETTO TECHNOLOGIES INC | $0 | – | 32,000 | 0.0% | 0.00% | – | |
| CVS | Exit | CVS HEALTH CORPORATION | $0 | – | -9,245 | -100.0% | -0.89% | – |
| MDT | Exit | MEDTRONIC PLC | $0 | – | -11,940 | -100.0% | -1.12% | – |
| EL | Exit | ESTEE LAUDER INC | $0 | – | -11,680 | -100.0% | -1.12% | – |
| XLP | Exit | SECTOR SPDR TR CONS STPLS | $0 | – | -53,437 | -100.0% | -3.07% | – |
| IEV | Exit | iSHARES S&P EURO 35O IDX | $0 | – | -93,813 | -100.0% | -3.99% | – |
| GDX | Exit | VANECK VECTORS GOLD MINERS ETF | $0 | – | -140,840 | -100.0% | -4.02% | – |
| BSCG | Exit | GUGGENHEIM BULLETSHS 2016corp bond etf | $0 | – | -250,077 | -100.0% | -5.96% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SCHWAB US LARGE CAP GROWTH ETF | 36 | Q3 2023 | 11.1% |
| VANGUARD US LRG CAP GR IND ETF | 36 | Q3 2023 | 6.2% |
| SCHWAB US BROAD MKT ETF | 36 | Q3 2023 | 5.4% |
| CHEVRON CORP NEW | 36 | Q3 2023 | 4.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 3.3% |
| EXXON MOBIL CORP (NEW) | 36 | Q3 2023 | 3.3% |
| INTEL CORP | 36 | Q3 2023 | 2.0% |
| BERKSHIRE HATHAWAY NEW CLASS B | 36 | Q3 2023 | 2.0% |
| PFIZER INCORPORATION | 36 | Q3 2023 | 1.7% |
| STRYKER CORPORATION | 34 | Q1 2023 | 1.7% |
View Spectrum Asset Management, Inc. (NB/CA)'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR | 2024-01-25 |
| 13F-HR | 2023-10-18 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-04-17 |
| 13F-HR | 2023-01-27 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-14 |
| 13F-HR | 2022-04-28 |
| 13F-HR | 2022-02-14 |
View Spectrum Asset Management, Inc. (NB/CA)'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.