$442 Million is the total value of Dakota Wealth Management's 277 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 16.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ESS | ESSEX PPTY TR INC | $20,230,000 | 0.0% | 82,000 | 0.0% | 4.58% | +0.7% | |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $20,087,000 | -0.1% | 54,663 | -0.1% | 4.55% | +0.6% |
| EFA | Sell | ISHARES TRmsci eafe etf | $15,947,000 | -0.4% | 234,610 | -0.3% | 3.61% | +0.4% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $15,299,000 | -0.2% | 98,297 | +0.0% | 3.46% | +0.6% |
| BKLN | INVESCO EXCHNG TRADED FD TRsr ln etf | $11,705,000 | 0.0% | 505,193 | 0.0% | 2.65% | +0.8% | |
| IWM | ISHARES TRrussell 2000 etf | $10,036,000 | 0.0% | 59,543 | 0.0% | 2.27% | +0.8% | |
| AAPL | Buy | APPLE INC | $9,813,000 | +1.8% | 46,119 | +8.0% | 2.22% | +2.5% |
| PFF | Sell | ISHARES TRs&p us pfd stk | $8,866,000 | -3.5% | 239,536 | -3.2% | 2.01% | -2.8% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $8,129,000 | -0.4% | 189,673 | -0.2% | 1.84% | +0.4% |
| VCSH | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $7,776,000 | 0.0% | 99,489 | 0.0% | 1.76% | +0.8% | |
| AMZN | Buy | AMAZON COM INC | $7,771,000 | +1.2% | 4,007 | +4.5% | 1.76% | +2.0% |
| MSFT | Buy | MICROSOFT CORP | $7,578,000 | +0.2% | 67,920 | +2.7% | 1.72% | +1.0% |
| SJNK | SPDR SER TRbloomberg srt tr | $7,534,000 | 0.0% | 273,061 | 0.0% | 1.71% | +0.8% | |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $6,785,000 | -3.4% | 23,903 | -1.1% | 1.54% | -2.7% |
| DIS | Buy | DISNEY WALT CO | $6,190,000 | +1.2% | 53,418 | +2.1% | 1.40% | +2.0% |
| RWO | SPDR INDEX SHS FDSdj glb rl es etf | $6,106,000 | 0.0% | 128,367 | 0.0% | 1.38% | +0.7% | |
| IWB | ISHARES TRrus 1000 etf | $6,010,000 | 0.0% | 37,167 | 0.0% | 1.36% | +0.8% | |
| V | Buy | VISA INC | $5,738,000 | +1.2% | 38,931 | +3.1% | 1.30% | +2.0% |
| VYM | VANGUARD WHITEHALL FDS INChigh div yld | $5,609,000 | 0.0% | 64,400 | 0.0% | 1.27% | +0.8% | |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $5,478,000 | +1.5% | 101,876 | +0.8% | 1.24% | +2.2% |
| IWO | ISHARES TRrus 2000 grw etf | $5,058,000 | 0.0% | 23,519 | 0.0% | 1.14% | +0.7% | |
| JPM | Buy | JPMORGAN CHASE & CO | $4,998,000 | -2.1% | 45,556 | +0.7% | 1.13% | -1.3% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $4,874,000 | -9.7% | 105,119 | +1.4% | 1.10% | -9.0% |
| JNJ | Buy | JOHNSON & JOHNSON | $4,667,000 | +0.5% | 34,179 | +1.6% | 1.06% | +1.2% |
| ICF | ISHARES TRcohen steer reit | $4,357,000 | 0.0% | 43,540 | 0.0% | 0.99% | +0.7% | |
| AMGN | Buy | AMGEN INC | $4,240,000 | +0.5% | 20,556 | +1.0% | 0.96% | +1.3% |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $4,198,000 | +31.5% | 340,278 | +35.0% | 0.95% | +32.5% |
| JPST | Buy | JP MORGAN EXCHANGE TRADED FDultra shrt inc | $4,120,000 | +96.4% | 82,304 | +96.8% | 0.93% | +98.1% |
| EIM | Buy | EATON VANCE MUN BD FD | $3,857,000 | +1.5% | 340,014 | +3.1% | 0.87% | +2.2% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $3,846,000 | -1.5% | 51,124 | -1.4% | 0.87% | -0.7% |
| VOO | Buy | VANGUARD INDEX FDS | $3,733,000 | +0.9% | 16,075 | +16.0% | 0.84% | +1.6% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $3,730,000 | -1.9% | 3,124 | -0.8% | 0.84% | -1.1% |
| BA | Sell | BOEING CO | $3,718,000 | -2.5% | 10,095 | -1.5% | 0.84% | -1.8% |
| HD | Buy | HOME DEPOT INC | $3,624,000 | -1.0% | 17,679 | +0.0% | 0.82% | -0.2% |
| PFE | Buy | PFIZER INC | $3,594,000 | +1.6% | 81,667 | +1.7% | 0.81% | +2.4% |
| LQD | ISHARES TRiboxx inv cp etf | $3,257,000 | 0.0% | 28,336 | 0.0% | 0.74% | +0.7% | |
| CRM | Sell | SALESFORCE COM INC | $3,218,000 | -3.6% | 20,237 | -3.6% | 0.73% | -2.8% |
| NAD | Sell | NUVEEN QUALITY MUNCP INCOME | $3,210,000 | -28.8% | 253,508 | -28.0% | 0.73% | -28.2% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $2,941,000 | -2.3% | 19,452 | -2.3% | 0.67% | -1.6% |
| CVS | Sell | CVS HEALTH CORP | $2,930,000 | -7.9% | 37,551 | -7.1% | 0.66% | -7.3% |
| HYG | Sell | ISHARES TRiboxx hi yd etf | $2,862,000 | -0.4% | 33,105 | -0.4% | 0.65% | +0.3% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $2,770,000 | -6.5% | 21,381 | +8.0% | 0.63% | -5.9% |
| WMT | Buy | WALMART INC | $2,760,000 | +4.7% | 29,438 | +4.9% | 0.62% | +5.6% |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $2,718,000 | -1.7% | 18,298 | -0.3% | 0.62% | -1.1% |
| NRK | Buy | NUVEEN NEW YORK AMT QLT MUNI | $2,688,000 | +22.1% | 230,380 | +24.5% | 0.61% | +23.0% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $2,523,000 | -0.8% | 13,695 | +0.0% | 0.57% | -0.2% |
| FLOT | ISHARES TRfltg rate nt etf | $2,506,000 | 0.0% | 49,122 | 0.0% | 0.57% | +0.7% | |
| MRK | Buy | MERCK & CO INC | $2,379,000 | +0.6% | 33,367 | +0.1% | 0.54% | +1.5% |
| VGK | Sell | VANGUARD INTL EQUITY INDEX Fftse europe etf | $2,366,000 | -33.5% | 48,646 | -23.1% | 0.54% | -32.9% |
| MYI | Buy | BLACKROCK MUNIYIELD QLTY FD | $2,332,000 | +331.9% | 193,459 | +332.8% | 0.53% | +336.4% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $2,257,000 | +43.1% | 8,786 | +63.0% | 0.51% | +44.4% |
| BDX | Sell | BECTON DICKINSON & CO | $2,242,000 | -5.6% | 8,701 | -4.4% | 0.51% | -4.9% |
| DWDP | Buy | DOWDUPONT INC | $2,216,000 | +3.1% | 34,455 | +3.1% | 0.50% | +3.9% |
| ADBE | Sell | ADOBE INC | $2,146,000 | -13.8% | 8,210 | -11.0% | 0.49% | -13.2% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $2,063,000 | -9.0% | 15,305 | +8.8% | 0.47% | -8.3% |
| CSCO | Sell | CISCO SYS INC | $2,041,000 | -4.2% | 43,450 | -0.8% | 0.46% | -3.5% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $2,040,000 | -2.5% | 9,380 | -0.2% | 0.46% | -1.7% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $1,997,000 | -8.3% | 15,068 | +12.5% | 0.45% | -7.6% |
| ITW | ILLINOIS TOOL WKS INC | $1,980,000 | 0.0% | 14,032 | 0.0% | 0.45% | +0.7% | |
| CVX | CHEVRON CORP NEW | $1,969,000 | 0.0% | 16,105 | 0.0% | 0.45% | +0.9% | |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $1,939,000 | +1.5% | 48,630 | +4.3% | 0.44% | +2.3% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $1,851,000 | -0.3% | 6,985 | +0.1% | 0.42% | +0.5% |
| IWR | Buy | ISHARES TRrus mid cap etf | $1,800,000 | +0.3% | 8,241 | +1.2% | 0.41% | +1.2% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $1,785,000 | -15.7% | 1,562 | -12.0% | 0.40% | -15.1% |
| LYB | Sell | LYONDELLBASELL INDUSTRIES N | $1,723,000 | -15.2% | 16,808 | -15.2% | 0.39% | -14.7% |
| VLO | Buy | VALERO ENERGY CORP NEW | $1,709,000 | +4.8% | 15,028 | +4.9% | 0.39% | +5.7% |
| IGIB | ISHARES TRintrm tr crp etf | $1,706,000 | 0.0% | 32,129 | 0.0% | 0.39% | +0.8% | |
| CLX | CLOROX CO DEL | $1,628,000 | 0.0% | 10,826 | 0.0% | 0.37% | +0.8% | |
| IGSB | ISHARES TRsh tr crport etf | $1,566,000 | 0.0% | 30,215 | 0.0% | 0.36% | +0.9% | |
| PSX | Sell | PHILLIPS 66 | $1,521,000 | -4.9% | 14,156 | -0.3% | 0.34% | -4.4% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $1,490,000 | -1.7% | 10,655 | -1.7% | 0.34% | -1.2% |
| WHR | Buy | WHIRLPOOL CORP | $1,459,000 | +0.3% | 12,291 | +0.4% | 0.33% | +0.9% |
| DE | Buy | DEERE & CO | $1,454,000 | +13.9% | 9,693 | +14.1% | 0.33% | +14.6% |
| NKE | Sell | NIKE INCcl b | $1,395,000 | -6.1% | 16,873 | -3.8% | 0.32% | -5.4% |
| PM | Buy | PHILIP MORRIS INTL INC | $1,321,000 | +0.1% | 16,865 | +4.2% | 0.30% | +0.7% |
| JKHY | HENRY JACK & ASSOC INC | $1,309,000 | 0.0% | 8,175 | 0.0% | 0.30% | +0.7% | |
| XOM | Buy | EXXON MOBIL CORP | $1,253,000 | -1.1% | 16,504 | +10.8% | 0.28% | -0.4% |
| PG | Buy | PROCTER AND GAMBLE CO | $1,252,000 | +8.4% | 14,566 | +4.9% | 0.28% | +8.8% |
| MHN | Buy | BLACKROCK MUNIHLDGS NY QLTY | $1,241,000 | +862.0% | 103,578 | +857.2% | 0.28% | +869.0% |
| ABBV | Buy | ABBVIE INC | $1,237,000 | +3.9% | 13,078 | +4.0% | 0.28% | +4.9% |
| DES | WISDOMTREE TRus smallcap divd | $1,181,000 | 0.0% | 39,752 | 0.0% | 0.27% | +0.8% | |
| COST | COSTCO WHSL CORP NEW | $1,167,000 | 0.0% | 4,968 | 0.0% | 0.26% | +0.8% | |
| SCZ | ISHARES TReafe sml cp etf | $1,153,000 | 0.0% | 18,518 | 0.0% | 0.26% | +0.8% | |
| IWN | Sell | ISHARES TRrus 2000 val etf | $1,130,000 | -1.6% | 8,591 | -0.5% | 0.26% | -0.8% |
| BYM | Buy | BLACKROCK MUNICIPL INC QLTY | $1,108,000 | +40.6% | 88,632 | +43.7% | 0.25% | +41.8% |
| LOW | Buy | LOWES COS INC | $1,091,000 | -8.9% | 10,542 | +1.2% | 0.25% | -8.2% |
| VCIT | Sell | VANGUARD SCOTTSDALE FDSint-term corp | $1,065,000 | -5.2% | 12,748 | -5.2% | 0.24% | -4.4% |
| BAC | Sell | BANK AMER CORP | $1,037,000 | -8.9% | 35,374 | -8.5% | 0.24% | -8.2% |
| PMO | Sell | PUTNAM MUN OPPORTUNITIES TRsh ben int | $1,022,000 | -28.0% | 90,311 | -27.4% | 0.23% | -27.6% |
| NAC | Buy | NUVEEN CA QUALTY MUN INCOME | $994,000 | +468.0% | 78,000 | +477.8% | 0.22% | +476.9% |
| EMR | EMERSON ELEC CO | $961,000 | 0.0% | 12,548 | 0.0% | 0.22% | +0.9% | |
| BIIB | BIOGEN INC | $921,000 | 0.0% | 2,608 | 0.0% | 0.21% | +1.0% | |
| EIV | Sell | EATON VANCE MUN BD FD II | $918,000 | -7.6% | 82,877 | -3.5% | 0.21% | -6.7% |
| TIP | Sell | ISHARES TRtips bd etf | $903,000 | -2.1% | 8,163 | -2.0% | 0.20% | -1.4% |
| EVM | Buy | EATON VANCE CALIF MUN BD FD | $865,000 | +55.9% | 87,127 | +56.4% | 0.20% | +56.8% |
| ILMN | ILLUMINA INC | $865,000 | -0.1% | 2,360 | 0.0% | 0.20% | +0.5% | |
| LLY | Buy | LILLY ELI & CO | $844,000 | +18.5% | 7,777 | +17.1% | 0.19% | +19.4% |
| KMI | KINDER MORGAN INC DEL | $834,000 | 0.0% | 47,036 | 0.0% | 0.19% | +1.1% | |
| SHM | Buy | SPDR SER TRnuveen blmbrg sr | $832,000 | +5.1% | 17,371 | +4.6% | 0.19% | +5.6% |
| GLD | SPDR GOLD TRUST | $828,000 | +0.1% | 7,334 | 0.0% | 0.19% | +0.5% | |
| NAN | Buy | NUVEEN NEW YORK QLT MUN INC | $808,000 | +236.7% | 65,975 | +237.9% | 0.18% | +238.9% |
| NVG | New | NUVEEN AMT FREE MUN CR INC F | $808,000 | – | 57,675 | +100.0% | 0.18% | – |
| MCA | Buy | BLACKROCK MUNIYIELD CALI QLT | $803,000 | +31.4% | 63,599 | +33.3% | 0.18% | +32.8% |
| IBB | ISHARES TRnasdaq biotech | $806,000 | 0.0% | 6,607 | 0.0% | 0.18% | +0.6% | |
| TOTL | SSGA ACTIVE ETF TRspdr tr tactic | $795,000 | 0.0% | 16,836 | 0.0% | 0.18% | +0.6% | |
| BKT | BLACKROCK INCOME TR INC | $784,000 | -1.4% | 139,000 | 0.0% | 0.18% | -0.6% | |
| TXN | TEXAS INSTRS INC | $774,000 | 0.0% | 7,213 | 0.0% | 0.18% | +0.6% | |
| SRLN | Sell | SSGA ACTIVE ETF TRblkstn gsosrln | $770,000 | -0.9% | 16,258 | -0.9% | 0.17% | -0.6% |
| VNQ | VANGUARD INDEX FDSreal estate etf | $763,000 | 0.0% | 9,463 | 0.0% | 0.17% | +1.2% | |
| HPQ | HP INC | $759,000 | -1.4% | 29,856 | 0.0% | 0.17% | -0.6% | |
| ZTS | Sell | ZOETIS INCcl a | $757,000 | -2.9% | 8,439 | -0.9% | 0.17% | -2.3% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $751,000 | +261.1% | 7,467 | +296.5% | 0.17% | +261.7% |
| ETN | EATON CORP PLC | $751,000 | 0.0% | 8,664 | 0.0% | 0.17% | +0.6% | |
| FB | Buy | FACEBOOK INCcl a | $740,000 | +1.8% | 5,096 | +15.2% | 0.17% | +3.1% |
| BKN | Buy | BLACKROCK INVT QUALITY MUN T | $737,000 | +166.1% | 54,527 | +160.9% | 0.17% | +169.4% |
| SYK | STRYKER CORP | $736,000 | 0.0% | 4,145 | 0.0% | 0.17% | +1.2% | |
| MTUM | ISHARES TRusa momentum fct | $738,000 | 0.0% | 6,201 | 0.0% | 0.17% | +0.6% | |
| COP | Sell | CONOCOPHILLIPS | $735,000 | -5.0% | 9,569 | -4.4% | 0.17% | -4.6% |
| MDT | MEDTRONIC PLC | $726,000 | 0.0% | 7,379 | 0.0% | 0.16% | +0.6% | |
| IWD | ISHARES TRrus 1000 val etf | $716,000 | 0.0% | 5,657 | 0.0% | 0.16% | +0.6% | |
| INTC | Buy | INTEL CORP | $717,000 | +12.7% | 15,239 | +13.3% | 0.16% | +13.3% |
| HON | Sell | HONEYWELL INTL INC | $714,000 | -13.7% | 4,876 | -1.9% | 0.16% | -12.9% |
| FMCI | Sell | FORUM MERGER II CORPcl a | $714,000 | -35.5% | 73,900 | -36.2% | 0.16% | -34.9% |
| BRKL | BROOKLINE BANCORP INC DEL | $706,000 | 0.0% | 42,293 | 0.0% | 0.16% | +0.6% | |
| NVDA | Buy | NVIDIA CORP | $701,000 | -15.6% | 2,987 | +1.0% | 0.16% | -15.0% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $696,000 | +3.4% | 19,910 | +4.8% | 0.16% | +4.6% |
| MYN | New | BLACKROCK MUNIYIELD NY QLTY | $694,000 | – | 60,253 | +100.0% | 0.16% | – |
| IYC | ISHARES TRu.s. cnsm sv etf | $678,000 | 0.0% | 3,204 | 0.0% | 0.15% | +1.3% | |
| IIM | Sell | INVESCO VALUE MUN INCOME TR | $674,000 | -60.1% | 49,099 | -59.8% | 0.15% | -59.7% |
| BAX | BAXTER INTL INC | $668,000 | 0.0% | 8,671 | 0.0% | 0.15% | +0.7% | |
| SPSB | SPDR SERIES TRUSTportfolio short | $661,000 | 0.0% | 21,906 | 0.0% | 0.15% | +0.7% | |
| PEP | Buy | PEPSICO INC | $663,000 | 0.0% | 5,979 | +0.8% | 0.15% | +0.7% |
| BTT | New | BLACKROCK MUN 2030 TAR TERM | $655,000 | – | 31,500 | +100.0% | 0.15% | – |
| TMCX | Sell | TRINITY MERGER CORP | $639,000 | -35.9% | 64,025 | -36.9% | 0.14% | -35.3% |
| VKQ | Buy | INVESCO MUN TR | $626,000 | +323.0% | 55,200 | +331.2% | 0.14% | +330.3% |
| KKR | Buy | KKR & CO INCcl a | $617,000 | -24.5% | 31,402 | +4.8% | 0.14% | -23.9% |
| QCOM | Buy | QUALCOMM INC | $602,000 | -1.1% | 8,465 | +0.1% | 0.14% | -0.7% |
| MQY | New | BLACKROCK MUNIYIELD QUALITY | $602,000 | – | 46,400 | +100.0% | 0.14% | – |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $590,000 | -9.5% | 52,900 | -0.7% | 0.13% | -8.8% |
| GM | Buy | GENERAL MTRS CO | $584,000 | +6.2% | 17,347 | +6.1% | 0.13% | +6.5% |
| TSS | TOTAL SYS SVCS INC | $574,000 | 0.0% | 5,811 | 0.0% | 0.13% | +0.8% | |
| BFZ | Buy | BLACKROCK CALIF MUN INCOME Tsh ben int | $570,000 | +359.7% | 47,686 | +376.9% | 0.13% | +360.7% |
| ACWX | Buy | ISHARES TRmsci acwi ex us | $567,000 | -2.9% | 13,385 | +9.3% | 0.13% | -2.3% |
| RSP | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $561,000 | -0.9% | 5,306 | +0.0% | 0.13% | 0.0% |
| SCHW | Buy | SCHWAB CHARLES CORP NEW | $551,000 | -3.2% | 11,592 | +0.1% | 0.12% | -2.3% |
| RDSB | ROYAL DUTCH SHELL PLCspon adr b | $548,000 | 0.0% | 7,727 | 0.0% | 0.12% | +0.8% | |
| VPL | Buy | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $522,000 | -8.6% | 8,598 | +7.0% | 0.12% | -7.8% |
| IXN | ISHARES TRglobal tech etf | $522,000 | 0.0% | 2,981 | 0.0% | 0.12% | +0.9% | |
| GPN | GLOBAL PMTS INC | $518,000 | 0.0% | 4,069 | 0.0% | 0.12% | +0.9% | |
| XLP | SELECT SECTOR SPDR TRsbi cons stpls | $512,000 | 0.0% | 9,485 | 0.0% | 0.12% | +0.9% | |
| NKX | Buy | NUVEEN CALIFORNIA AMT QLT MU | $506,000 | +170.6% | 39,900 | +175.2% | 0.12% | +173.8% |
| BBT | BB&T CORP | $509,000 | 0.0% | 10,495 | 0.0% | 0.12% | +0.9% | |
| NSC | NORFOLK SOUTHERN CORP | $500,000 | 0.0% | 2,771 | 0.0% | 0.11% | +0.9% | |
| VGM | Buy | INVESCO TR INVT GRADE MUNS | $497,000 | +146.0% | 42,475 | +149.9% | 0.11% | +151.1% |
| LVS | Buy | LAS VEGAS SANDS CORP | $499,000 | +3.7% | 8,403 | +3.7% | 0.11% | +4.6% |
| GD | GENERAL DYNAMICS CORP | $492,000 | 0.0% | 2,405 | 0.0% | 0.11% | 0.0% | |
| MIY | Buy | BLACKROCK MUNIYLD MICH QLTY | $490,000 | +20.4% | 39,500 | +20.4% | 0.11% | +22.0% |
| KO | Buy | COCA COLA CO | $492,000 | +15.5% | 10,508 | +13.9% | 0.11% | +15.6% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $492,000 | +9.6% | 2,358 | +12.5% | 0.11% | +9.9% |
| DUC | DUFF & PHELPS UTIL CORP BD T | $478,000 | -2.2% | 58,281 | 0.0% | 0.11% | -1.8% | |
| AGN | ALLERGAN PLC | $472,000 | 0.0% | 2,477 | 0.0% | 0.11% | +0.9% | |
| RCL | Sell | ROYAL CARIBBEAN CRUISES LTD | $465,000 | -1.7% | 3,582 | -1.6% | 0.10% | -0.9% |
| RTN | Buy | RAYTHEON CO | $461,000 | -3.4% | 2,311 | +0.1% | 0.10% | -2.8% |
| PSQ | PROSHARES TRshort qqq new | $460,000 | 0.0% | 15,723 | 0.0% | 0.10% | +1.0% | |
| MUC | New | BLACKROCK MUNIHLDNGS CALI QL | $454,000 | – | 37,100 | +100.0% | 0.10% | – |
| UNP | UNION PAC CORP | $457,000 | 0.0% | 2,805 | 0.0% | 0.10% | 0.0% | |
| BK | Buy | BANK NEW YORK MELLON CORP | $452,000 | -6.0% | 9,592 | +1.7% | 0.10% | -5.6% |
| MMM | Buy | 3M CO | $440,000 | -6.0% | 2,266 | +2.0% | 0.10% | -4.8% |
| AGG | Sell | ISHARES TRcore us aggbd et | $440,000 | -6.6% | 4,167 | -6.6% | 0.10% | -5.7% |
| PYPL | Sell | PAYPAL HLDGS INC | $438,000 | -4.2% | 5,045 | -3.0% | 0.10% | -3.9% |
| WIW | WESTERN AST INFL LKD OPP & I | $436,000 | -6.4% | 43,020 | 0.0% | 0.10% | -5.7% | |
| MQT | Buy | BLACKROCK MUNIY QUALITY FD I | $436,000 | +120.2% | 38,084 | +125.6% | 0.10% | +125.0% |
| CNC | CENTENE CORP DEL | $427,000 | 0.0% | 2,948 | 0.0% | 0.10% | +1.0% | |
| MHK | MOHAWK INDS INC | $430,000 | 0.0% | 2,453 | 0.0% | 0.10% | 0.0% | |
| IHF | ISHARES TRus hlthcr pr etf | $418,000 | 0.0% | 2,090 | 0.0% | 0.10% | +1.1% | |
| BHK | BLACKROCK CORE BD TR | $411,000 | -4.4% | 33,639 | 0.0% | 0.09% | -4.1% | |
| IEUR | Buy | ISHARES TRcore msci euro | $412,000 | +15.4% | 9,972 | +33.9% | 0.09% | +16.2% |
| VPV | Sell | INVESCO PA VALUE MUN INCOME | $412,000 | -16.6% | 35,444 | -14.6% | 0.09% | -16.2% |
| NVS | Sell | NOVARTIS A Gsponsored adr | $402,000 | -1.0% | 4,675 | -0.6% | 0.09% | 0.0% |
| ACN | Buy | ACCENTURE PLC IRELAND | $391,000 | +12.4% | 2,547 | +24.7% | 0.09% | +14.1% |
| IVE | Buy | ISHARES TRs&p 500 val etf | $390,000 | +22.3% | 3,453 | +25.4% | 0.09% | +22.2% |
| CB | CHUBB LIMITED | $390,000 | 0.0% | 2,915 | 0.0% | 0.09% | 0.0% | |
| ENB | ENBRIDGE INC | $387,000 | 0.0% | 12,000 | 0.0% | 0.09% | +1.1% | |
| APB | Sell | ASIA PAC FD INC | $385,000 | -32.0% | 33,685 | -19.7% | 0.09% | -31.5% |
| STOT | SSGA ACTIVE TRspdr dbleln shrt | $383,000 | 0.0% | 7,850 | 0.0% | 0.09% | +1.2% | |
| VRTX | VERTEX PHARMACEUTICALS INC | $385,000 | 0.0% | 2,000 | 0.0% | 0.09% | 0.0% | |
| ADX | Sell | ADAMS DIVERSIFIED EQUITY FD | $379,000 | -55.3% | 30,102 | -40.8% | 0.09% | -55.0% |
| FOXA | Buy | TWENTY FIRST CENTY FOX INCcl a | $379,000 | +7.1% | 7,840 | +2.6% | 0.09% | +7.5% |
| PVI | INVESCO EXCHNG TRADED FD TRvrdo tax free | $374,000 | 0.0% | 15,000 | 0.0% | 0.08% | +1.2% | |
| NHA | Buy | NUVEEN MUN 2021 TARGET TERM | $374,000 | +92.8% | 39,881 | +93.8% | 0.08% | +93.2% |
| ORCL | Sell | ORACLE CORP | $370,000 | -10.8% | 7,777 | -3.5% | 0.08% | -9.7% |
| FRC | FIRST REP BK SAN FRANCISCO C | $366,000 | 0.0% | 3,814 | 0.0% | 0.08% | +1.2% | |
| SYLD | Sell | CAMBRIA ETF TR | $368,000 | -8.9% | 9,318 | -8.8% | 0.08% | -8.8% |
| GF | NEW GERMANY FD INC | $363,000 | -26.5% | 27,143 | 0.0% | 0.08% | -26.1% | |
| MTB | M & T BK CORP | $362,000 | 0.0% | 2,197 | 0.0% | 0.08% | +1.2% | |
| CBS | CBS CORP NEWcl b | $362,000 | 0.0% | 6,293 | 0.0% | 0.08% | +1.2% | |
| KTF | New | DWS MUN INCOME TR NEW | $352,000 | – | 34,216 | +100.0% | 0.08% | – |
| PCY | INVESCO EXCHNG TRADED FD TRemrng mkt svrg | $355,000 | 0.0% | 13,167 | 0.0% | 0.08% | 0.0% | |
| WFC | WELLS FARGO CO NEW | $347,000 | 0.0% | 6,599 | 0.0% | 0.08% | +1.3% | |
| OPES | Buy | OPES ACQUISITION CORP | $347,000 | +80.7% | 34,850 | +79.2% | 0.08% | +83.7% |
| CXH | Buy | MFS INVT GRADE MUN TRsh ben int | $343,000 | +0.6% | 39,120 | +2.9% | 0.08% | +1.3% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $339,000 | -5.6% | 5,570 | -3.5% | 0.08% | -4.9% |
| ENX | Buy | EATON VANCE NEW YORK MUN BD | $338,000 | +15.8% | 30,687 | +16.3% | 0.08% | +16.7% |
| INTU | INTUIT | $340,000 | 0.0% | 1,495 | 0.0% | 0.08% | +1.3% | |
| CLM | Buy | CORNERSTONE STRATEGIC VALUE | $336,000 | -11.3% | 30,375 | +12.2% | 0.08% | -10.6% |
| CEV | New | EATON VANCE CA MUNI INCOME Tsh ben int | $331,000 | – | 29,881 | +100.0% | 0.08% | – |
| BR | BROADRIDGE FINL SOLUTIONS IN | $326,000 | 0.0% | 2,473 | 0.0% | 0.07% | +1.4% | |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $324,000 | -9.2% | 3,100 | +1.3% | 0.07% | -8.8% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $324,000 | -5.5% | 4,720 | +0.2% | 0.07% | -5.2% |
| OXY | OCCIDENTAL PETE CORP DEL | $320,000 | 0.0% | 3,890 | 0.0% | 0.07% | 0.0% | |
| CLF | CLEVELAND CLIFFS INC | $317,000 | 0.0% | 25,000 | 0.0% | 0.07% | +1.4% | |
| C | Sell | CITIGROUP INC | $315,000 | -2.8% | 4,385 | -2.7% | 0.07% | -2.7% |
| DMF | Buy | DREYFUS MUN INCOME INC | $309,000 | +232.3% | 39,998 | +235.7% | 0.07% | +233.3% |
| VMO | Sell | INVESCO MUN OPPORTUNITY TR | $308,000 | -85.0% | 27,024 | -84.9% | 0.07% | -84.8% |
| WRLS | Sell | PENSARE ACQUISITION CORP | $309,000 | -80.9% | 30,625 | -81.1% | 0.07% | -80.7% |
| COF | CAPITAL ONE FINL CORP | $303,000 | -19.6% | 3,976 | 0.0% | 0.07% | -18.8% | |
| BIL | SPDR SER TRspdr bloomberg | $304,000 | 0.0% | 3,315 | 0.0% | 0.07% | +1.5% | |
| VGSH | VANGUARD SCOTTSDALE FDSshort term treas | $299,000 | 0.0% | 5,000 | 0.0% | 0.07% | +1.5% | |
| PGX | New | INVESCO EXCHNG TRADED FD TRpfd etf | $295,000 | – | 21,820 | +100.0% | 0.07% | – |
| BNY | Buy | BLACKROCK N Y MUN INCOME TRsh ben int | $293,000 | +99.3% | 23,917 | +97.4% | 0.07% | +100.0% |
| LEN | LENNAR CORPcl a | $290,000 | 0.0% | 6,209 | 0.0% | 0.07% | +1.5% | |
| USMV | ISHARES TRmin vol usa etf | $292,000 | 0.0% | 5,117 | 0.0% | 0.07% | 0.0% | |
| EDTX | New | EDTECHX HLDGS ACQUISITION CO | $291,000 | – | 29,925 | +100.0% | 0.07% | – |
| SBUX | Sell | STARBUCKS CORP | $291,000 | -18.5% | 4,547 | -27.7% | 0.07% | -17.5% |
| MNP | Buy | WESTERN ASST MN PRT FD INC | $285,000 | +6.3% | 20,483 | +5.1% | 0.06% | +8.3% |
| BROG | TWELVE SEAS INVESTMENT COMPA | $287,000 | +2.9% | 29,150 | 0.0% | 0.06% | +3.2% | |
| IQI | Buy | INVESCO QUALITY MUNI INC TRS | $280,000 | +60.9% | 25,000 | +66.7% | 0.06% | +61.5% |
| PPG | New | PPG INDS INC | $275,000 | – | 2,716 | +100.0% | 0.06% | – |
| ORLY | Sell | O REILLY AUTOMOTIVE INC NEW | $269,000 | -4.3% | 781 | -3.3% | 0.06% | -3.2% |
| AFB | ALLIANCEBERNSTEIN NATL MUNI | $271,000 | -2.5% | 22,400 | 0.0% | 0.06% | -1.6% | |
| KMB | KIMBERLY CLARK CORP | $268,000 | 0.0% | 2,355 | 0.0% | 0.06% | +1.7% | |
| KR | Sell | KROGER CO | $260,000 | -7.5% | 9,456 | -2.0% | 0.06% | -6.3% |
| T | Buy | AT&T INC | $259,000 | -1.1% | 7,798 | +0.2% | 0.06% | 0.0% |
| TTE | TOTAL S Asponsored adr | $259,000 | 0.0% | 4,015 | 0.0% | 0.06% | +1.7% | |
| QUAL | ISHARES TRusa quality fctr | $260,000 | 0.0% | 2,878 | 0.0% | 0.06% | +1.7% | |
| EWC | Buy | ISHARES INCmsci cda etf | $256,000 | -3.8% | 10,716 | +16.0% | 0.06% | -3.3% |
| MO | Sell | ALTRIA GROUP INC | $256,000 | -37.1% | 4,449 | -34.1% | 0.06% | -36.3% |
| BX | Buy | BLACKSTONE GROUP L P | $255,000 | -19.6% | 8,536 | +2.7% | 0.06% | -18.3% |
| MIN | MFS INTER INCOME TRsh ben int | $251,000 | -2.7% | 68,675 | 0.0% | 0.06% | -1.7% | |
| JCI | Buy | JOHNSON CTLS INTL PLC | $251,000 | -6.0% | 8,426 | +10.2% | 0.06% | -5.0% |
| MHF | Buy | WESTERN ASSET MUN HI INCM FD | $248,000 | +145.5% | 35,785 | +151.6% | 0.06% | +143.5% |
| JOF | Buy | JAPAN SMALLER CAPTLZTN FD IN | $244,000 | -22.8% | 29,397 | +3.1% | 0.06% | -22.5% |
| IEFA | Sell | ISHARES TRcore msci eafe | $239,000 | -16.4% | 3,768 | -15.7% | 0.05% | -15.6% |
| SLB | Buy | SCHLUMBERGER LTD | $237,000 | -20.5% | 6,193 | +26.4% | 0.05% | -19.4% |
| GIG | GIGCAPITAL INC | $236,000 | +1.7% | 23,325 | 0.0% | 0.05% | +1.9% | |
| JWN | NORDSTROM INC | $236,000 | 0.0% | 3,950 | 0.0% | 0.05% | 0.0% | |
| EWJ | Sell | ISHARES INCmsci jpn etf new | $232,000 | -20.5% | 4,590 | -5.3% | 0.05% | -19.7% |
| LOR | Sell | LAZARD WORLD DIVID & INCOME | $227,000 | -20.6% | 26,646 | -2.9% | 0.05% | -20.3% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $221,000 | -39.5% | 5,198 | -38.4% | 0.05% | -39.0% |
| FIDU | FIDELITYmsci indl indx | $222,000 | 0.0% | 5,515 | 0.0% | 0.05% | 0.0% | |
| PVBC | PROVIDENT BANCORP INC | $217,000 | 0.0% | 7,500 | 0.0% | 0.05% | 0.0% | |
| FSTA | FIDELITYconsmr staples | $217,000 | 0.0% | 6,666 | 0.0% | 0.05% | 0.0% | |
| DG | Sell | DOLLAR GEN CORP NEW | $212,000 | -3.6% | 1,956 | -2.9% | 0.05% | -2.0% |
| IEV | New | ISHARES TReurope etf | $207,000 | – | 5,295 | +100.0% | 0.05% | – |
| RSG | New | REPUBLIC SVCS INC | $208,000 | – | 2,858 | +100.0% | 0.05% | – |
| GIS | Buy | GENERAL MLS INC | $204,000 | -6.8% | 5,210 | +2.0% | 0.05% | -6.1% |
| VXUS | New | VANGUARD STAR FDvg tl intl stk f | $205,000 | – | 4,321 | +100.0% | 0.05% | – |
| FAM | Buy | FIRST TR ABERDEEN GLBL OPP F | $202,000 | +11.0% | 21,384 | +12.6% | 0.05% | +12.2% |
| CAT | CATERPILLAR INC DEL | $203,000 | 0.0% | 1,331 | 0.0% | 0.05% | 0.0% | |
| IJR | Sell | ISHARES TRcore s&p scp etf | $201,000 | -6.5% | 2,305 | -6.7% | 0.05% | -4.2% |
| TRV | New | TRAVELERS COMPANIES INC | $200,000 | – | 1,540 | +100.0% | 0.04% | – |
| BFO | Buy | BLACKROCK FLA MUN 2020 TERM | $198,000 | +36.6% | 14,158 | +38.7% | 0.04% | +36.4% |
| HTY | New | HANCOCK JOHN INV TRUSTtax adv glb sh | $172,000 | – | 26,288 | +100.0% | 0.04% | – |
| DTF | DTF TAX-FREE INCOME INC | $170,000 | -4.0% | 13,736 | 0.0% | 0.04% | -5.0% | |
| NXQ | NUVEEN SELECT TAX FREE INCMsh ben int | $157,000 | +0.6% | 11,700 | 0.0% | 0.04% | +2.9% | |
| VTIQ | Sell | VECTOIQ ACQUISITION CORP | $157,000 | -47.1% | 16,175 | -47.8% | 0.04% | -46.3% |
| TDAC | Sell | TRIDENT ACQUISITIONS CORP | $156,000 | -64.4% | 15,650 | -64.9% | 0.04% | -64.3% |
| JEQ | Buy | ABERDEEN JAPAN EQUITY FD INC | $152,000 | -5.6% | 23,430 | +22.5% | 0.03% | -5.6% |
| TBRG | THUNDER BRIDGE ACQUISITION L | $141,000 | +1.4% | 14,275 | 0.0% | 0.03% | +3.2% | |
| FMN | New | FEDERATED PREM MUN INC FD | $136,000 | – | 11,024 | +100.0% | 0.03% | – |
| BFY | New | BLACKROCK NY MUN INCOME TR I | $128,000 | – | 10,300 | +100.0% | 0.03% | – |
| MUE | New | BLACKROCK MUNIHLDNGS QLTY II | $121,000 | – | 10,573 | +100.0% | 0.03% | – |
| DS | DRIVE SHACK INC | $119,000 | 0.0% | 20,000 | 0.0% | 0.03% | 0.0% | |
| BOE | New | BLACKROCK ENHANCED GBL DIV T | $114,000 | – | 12,150 | +100.0% | 0.03% | – |
| VKI | New | INVESCO ADVANTAGE MUNICIPALsh ben int | $109,000 | – | 11,000 | +100.0% | 0.02% | – |
| LTN | Sell | UNION ACQUISITION CORP | $102,000 | -17.7% | 10,300 | -18.9% | 0.02% | -17.9% |
| BGY | New | BLACKROCK ENHANCED INTL DIV | $80,000 | – | 16,225 | +100.0% | 0.02% | – |
| SHLDQ | Exit | SEARS HLDGS CORP | $0 | – | -10,135 | -100.0% | -0.00% | – |
| INDU | Exit | INDUSTREA ACQUISITION CORPcl a | $0 | – | -18,950 | -100.0% | -0.04% | – |
| MMDM | Exit | MODERN MEDIA ACQUISITION | $0 | – | -19,875 | -100.0% | -0.04% | – |
| IJH | Exit | ISHARES TRcore s&p mcp etf | $0 | – | -1,003 | -100.0% | -0.04% | – |
| XLV | Exit | SELECT SECTOR SPDR TRsbi healthcare | $0 | – | -2,128 | -100.0% | -0.04% | – |
| SWZ | Exit | SWISS HELVETIA FD INC | $0 | – | -25,825 | -100.0% | -0.05% | – |
| MCN | Exit | MADISON CVRED CALL & EQ STR | $0 | – | -28,805 | -100.0% | -0.05% | – |
| EPI | Exit | WISDOMTREE TRindia erngs fd | $0 | – | -9,289 | -100.0% | -0.05% | – |
| SUB | Exit | ISHARES TRshrt nat mun etf | $0 | – | -2,200 | -100.0% | -0.05% | – |
| ALGN | Exit | ALIGN TECHNOLOGY INC | $0 | – | -605 | -100.0% | -0.05% | – |
| EXAS | Exit | EXACT SCIENCES CORP | $0 | – | -3,000 | -100.0% | -0.05% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -21,528 | -100.0% | -0.06% | – |
| ALLY | Exit | ALLY FINL INC | $0 | – | -9,498 | -100.0% | -0.06% | – |
| IT | Exit | GARTNER INC | $0 | – | -1,587 | -100.0% | -0.06% | – |
| OMF | Exit | ONEMAIN HLDGS INC | $0 | – | -7,485 | -100.0% | -0.06% | – |
| MSP | Exit | MADISON STRTG SECTOR PREM FD | $0 | – | -23,305 | -100.0% | -0.06% | – |
| MET | Exit | METLIFE INC | $0 | – | -7,668 | -100.0% | -0.08% | – |
| CMSS | Exit | CM SEVEN STAR ACQUISITION CO | $0 | – | -35,600 | -100.0% | -0.08% | – |
| BJZ | Exit | BLACKROCK CA MUNI 2018 TERM | $0 | – | -26,213 | -100.0% | -0.09% | – |
| KBE | Exit | SPDR SERIES TRUSTs&p bk etf | $0 | – | -8,487 | -100.0% | -0.09% | – |
| PACQ | Exit | PURE ACQUISITION CORPcl a | $0 | – | -41,900 | -100.0% | -0.09% | – |
| GAB | Exit | GABELLI EQUITY TR INC | $0 | – | -64,493 | -100.0% | -0.09% | – |
| HYD | Exit | VANECK VECTORS ETF TRhigh yld mun etf | $0 | – | -44,268 | -100.0% | -0.31% | – |
| BPK | Exit | BLACKROCK MUNI 2018 TERM TR | $0 | – | -154,050 | -100.0% | -0.52% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-01-22
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P MIDCAP 400 ETF TR | 36 | Q3 2023 | 10.6% |
| ISHARES TR | 36 | Q3 2023 | 8.0% |
| ISHARES TR | 36 | Q3 2023 | 6.9% |
| ISHARES TR | 36 | Q3 2023 | 4.8% |
| APPLE INC | 36 | Q3 2023 | 5.0% |
| ISHARES TR | 36 | Q3 2023 | 5.3% |
| VANGUARD WHITEHALL FDS INC | 36 | Q3 2023 | 5.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 4.9% |
| ISHARES TR | 36 | Q3 2023 | 3.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
View Dakota Wealth Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-24 |
| 13F-HR | 2024-01-30 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-04-14 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-05 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-10 |
View Dakota Wealth Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.