$503 Million is the total value of Dakota Wealth Management's 300 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 40.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ESS | ESSEX PPTY TR INC | $23,718,000 | +17.2% | 82,000 | 0.0% | 4.72% | +3.0% | |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $19,040,000 | -5.2% | 55,125 | +0.8% | 3.79% | -16.7% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $14,199,000 | -7.2% | 93,804 | -4.6% | 2.82% | -18.5% |
| EFA | Sell | ISHARES TRmsci eafe etf | $13,486,000 | -15.4% | 207,914 | -11.4% | 2.68% | -25.7% |
| AAPL | Buy | APPLE INC | $10,983,000 | +11.9% | 57,802 | +25.3% | 2.18% | -1.7% |
| MSFT | Buy | MICROSOFT CORP | $10,300,000 | +35.9% | 87,306 | +28.5% | 2.05% | +19.4% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $9,905,000 | +21.8% | 230,796 | +21.7% | 1.97% | +7.0% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $9,564,000 | -4.7% | 62,476 | +4.9% | 1.90% | -16.3% |
| BKLN | Sell | INVESCO EXCHNG TRADED FD TRsr ln etf | $9,323,000 | -20.4% | 411,801 | -18.5% | 1.85% | -30.0% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $8,781,000 | +12.9% | 110,093 | +10.7% | 1.75% | -0.8% |
| AMZN | Buy | AMAZON COM INC | $8,352,000 | +7.5% | 4,691 | +17.1% | 1.66% | -5.6% |
| V | Buy | VISA INC | $8,153,000 | +42.1% | 52,162 | +34.0% | 1.62% | +24.9% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $8,146,000 | +48.7% | 137,773 | +35.2% | 1.62% | +30.6% |
| DIS | Buy | DISNEY WALT CO | $7,659,000 | +23.7% | 68,975 | +29.1% | 1.52% | +8.6% |
| SJNK | Sell | SPDR SER TRbloomberg srt tr | $7,188,000 | -4.6% | 263,785 | -3.4% | 1.43% | -16.2% |
| ICF | Buy | ISHARES TRcohen steer reit | $6,086,000 | +39.7% | 54,728 | +25.7% | 1.21% | +22.8% |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $6,066,000 | +8.1% | 70,819 | +10.0% | 1.21% | -5.0% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $6,069,000 | -10.6% | 21,482 | -10.1% | 1.21% | -21.4% |
| RWO | Sell | SPDR INDEX SHS FDSdj glb rl es etf | $5,857,000 | -4.1% | 117,078 | -8.8% | 1.16% | -15.7% |
| IWB | Sell | ISHARES TRrus 1000 etf | $5,631,000 | -6.3% | 35,796 | -3.7% | 1.12% | -17.7% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $5,616,000 | +15.2% | 111,829 | +6.4% | 1.12% | +1.2% |
| PFF | Sell | ISHARES TRpfd and incm sec | $5,548,000 | -37.4% | 151,775 | -36.6% | 1.10% | -45.0% |
| DE | Buy | DEERE & CO | $5,492,000 | +277.7% | 34,357 | +254.5% | 1.09% | +231.9% |
| JPST | Buy | JP MORGAN EXCHANGE TRADED FDultra shrt inc | $5,456,000 | +32.4% | 108,524 | +31.9% | 1.08% | +16.3% |
| EIM | Buy | EATON VANCE MUN BD FD | $5,022,000 | +30.2% | 404,903 | +19.1% | 1.00% | +14.4% |
| LLY | Buy | LILLY ELI & CO | $4,798,000 | +468.5% | 36,965 | +375.3% | 0.95% | +399.5% |
| JNJ | Sell | JOHNSON & JOHNSON | $4,668,000 | +0.0% | 33,394 | -2.3% | 0.93% | -12.1% |
| WMT | Buy | WALMART INC | $4,429,000 | +60.5% | 45,405 | +54.2% | 0.88% | +41.0% |
| CRM | Buy | SALESFORCE COM INC | $4,397,000 | +36.6% | 27,738 | +37.1% | 0.88% | +20.0% |
| NEA | Sell | NUVEEN AMT FREE QLTY MUN INC | $4,324,000 | +3.0% | 323,755 | -4.9% | 0.86% | -9.5% |
| JPM | Sell | JPMORGAN CHASE & CO | $4,128,000 | -17.4% | 40,806 | -10.4% | 0.82% | -27.5% |
| IWO | Sell | ISHARES TRrus 2000 grw etf | $4,116,000 | -18.6% | 20,927 | -11.0% | 0.82% | -28.5% |
| WHR | Buy | WHIRLPOOL CORP | $4,004,000 | +174.4% | 30,122 | +145.1% | 0.80% | +141.2% |
| XOM | Buy | EXXON MOBIL CORP | $3,990,000 | +218.4% | 49,397 | +199.3% | 0.79% | +179.6% |
| VOO | Sell | VANGUARD INDEX FDS | $3,667,000 | -1.8% | 14,118 | -12.2% | 0.73% | -13.7% |
| TMO | New | THERMO FISHER SCIENTIFIC INC | $3,632,000 | – | 13,275 | +100.0% | 0.72% | – |
| PAYX | New | PAYCHEX INC | $3,300,000 | – | 41,137 | +100.0% | 0.66% | – |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $3,240,000 | -15.8% | 43,791 | -14.3% | 0.64% | -26.1% |
| PYPL | Buy | PAYPAL HLDGS INC | $3,229,000 | +637.2% | 31,106 | +516.6% | 0.64% | +548.5% |
| HD | Sell | HOME DEPOT INC | $3,224,000 | -11.0% | 16,793 | -5.0% | 0.64% | -21.9% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $3,096,000 | -4.9% | 26,006 | -8.2% | 0.62% | -16.4% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $3,079,000 | +11.2% | 21,283 | -0.5% | 0.61% | -2.4% |
| NAD | Sell | NUVEEN QUALITY MUNCP INCOME | $3,066,000 | -4.5% | 226,286 | -10.7% | 0.61% | -16.1% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $2,965,000 | +43.7% | 18,918 | +23.6% | 0.59% | +26.3% |
| MA | Buy | MASTERCARD INCcl a | $2,968,000 | +45.5% | 12,599 | +34.3% | 0.59% | +27.7% |
| PFE | Sell | PFIZER INC | $2,935,000 | -18.3% | 69,117 | -15.4% | 0.58% | -28.3% |
| NRK | Sell | NUVEEN NEW YORK AMT QLT MUNI | $2,900,000 | +7.9% | 227,898 | -1.1% | 0.58% | -5.3% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $2,856,000 | +43.0% | 18,674 | +23.9% | 0.57% | +25.7% |
| MPW | New | MEDICAL PPTYS TRUST INC | $2,846,000 | – | 153,772 | +100.0% | 0.57% | – |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $2,734,000 | +0.6% | 17,112 | -6.5% | 0.54% | -11.5% |
| MRK | Sell | MERCK & CO INC | $2,720,000 | +14.3% | 32,699 | -2.0% | 0.54% | +0.4% |
| MO | Buy | ALTRIA GROUP INC | $2,637,000 | +930.1% | 45,916 | +932.1% | 0.52% | +805.2% |
| USMV | Buy | ISHARES TRmin vol usa etf | $2,635,000 | +802.4% | 44,797 | +775.5% | 0.52% | +693.9% |
| BA | Sell | BOEING CO | $2,555,000 | -31.3% | 6,696 | -33.7% | 0.51% | -39.7% |
| FLOT | Buy | ISHARES TRfltg rate nt etf | $2,517,000 | +0.4% | 49,442 | +0.7% | 0.50% | -11.6% |
| MYI | Buy | BLACKROCK MUNIYIELD QLTY FD | $2,508,000 | +7.5% | 194,114 | +0.3% | 0.50% | -5.5% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $2,473,000 | +27.5% | 58,197 | +19.7% | 0.49% | +12.1% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $2,471,000 | +9.5% | 8,679 | -1.2% | 0.49% | -3.7% |
| VGK | Sell | VANGUARD INTL EQUITY INDEX Fftse europe etf | $2,460,000 | +4.0% | 45,915 | -5.6% | 0.49% | -8.8% |
| ULTA | New | ULTA BEAUTY INC | $2,427,000 | – | 6,962 | +100.0% | 0.48% | – |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $2,295,000 | -38.5% | 1,949 | -37.6% | 0.46% | -45.9% |
| CSCO | Sell | CISCO SYS INC | $2,220,000 | +8.8% | 41,112 | -5.4% | 0.44% | -4.3% |
| NKE | Buy | NIKE INCcl b | $2,218,000 | +59.0% | 26,341 | +56.1% | 0.44% | +39.6% |
| TIP | Buy | ISHARES TRtips bd etf | $2,059,000 | +128.0% | 18,206 | +123.0% | 0.41% | +101.0% |
| SRLN | Buy | SSGA ACTIVE ETF TRblkstn gsosrln | $2,044,000 | +165.5% | 44,382 | +173.0% | 0.41% | +133.9% |
| IGIB | Buy | ISHARES TRintrm tr crp etf | $2,007,000 | +17.6% | 36,399 | +13.3% | 0.40% | +3.4% |
| HYG | Sell | ISHARES TRiboxx hi yd etf | $1,993,000 | -30.4% | 23,045 | -30.4% | 0.40% | -38.9% |
| HYD | New | VANECK VECTORS ETF TRhigh yld mun etf | $1,990,000 | – | 31,697 | +100.0% | 0.40% | – |
| VRP | New | INVESCO EXCHNG TRADED FD TRvar rate pfd | $1,959,000 | – | 79,708 | +100.0% | 0.39% | – |
| PGR | New | PROGRESSIVE CORP OHIO | $1,927,000 | – | 26,710 | +100.0% | 0.38% | – |
| EFAV | New | ISHARES TRmin vol eafe etf | $1,921,000 | – | 26,675 | +100.0% | 0.38% | – |
| IGSB | Buy | ISHARES TRsh tr crport etf | $1,822,000 | +16.3% | 34,488 | +14.1% | 0.36% | +2.0% |
| CHD | New | CHURCH & DWIGHT INC | $1,785,000 | – | 25,068 | +100.0% | 0.36% | – |
| AVGO | New | BROADCOM INC | $1,734,000 | – | 5,768 | +100.0% | 0.34% | – |
| NEAR | New | ISHARES US ETF TRsht mat bd etf | $1,728,000 | – | 34,396 | +100.0% | 0.34% | – |
| CMCSA | Buy | COMCAST CORP NEWcl a | $1,686,000 | +142.2% | 42,178 | +111.8% | 0.34% | +112.0% |
| IWR | Buy | ISHARES TRrus mid cap etf | $1,670,000 | -7.2% | 30,960 | +275.7% | 0.33% | -18.6% |
| ILMN | Buy | ILLUMINA INC | $1,664,000 | +92.4% | 5,355 | +126.9% | 0.33% | +68.9% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $1,622,000 | -18.1% | 11,298 | -19.5% | 0.32% | -27.9% |
| AGG | Buy | ISHARES TRcore us aggbd et | $1,596,000 | +262.7% | 14,629 | +251.1% | 0.32% | +217.0% |
| MNCL | New | MONOCLE ACQUISITION CORP | $1,560,000 | – | 159,100 | +100.0% | 0.31% | – |
| MTUM | Buy | ISHARES TRusa momentum fct | $1,547,000 | +109.6% | 13,786 | +122.3% | 0.31% | +84.4% |
| KMI | Buy | KINDER MORGAN INC DEL | $1,524,000 | +82.7% | 76,168 | +61.9% | 0.30% | +60.3% |
| XLRE | New | SELECT SECTOR SPDR TRrl est sel sec | $1,502,000 | – | 41,479 | +100.0% | 0.30% | – |
| PM | Sell | PHILIP MORRIS INTL INC | $1,477,000 | +11.8% | 16,730 | -0.8% | 0.29% | -1.7% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $1,475,000 | -17.4% | 1,257 | -19.5% | 0.29% | -27.5% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $1,454,000 | -42.4% | 8,092 | -40.9% | 0.29% | -49.4% |
| CVX | Sell | CHEVRON CORP NEW | $1,445,000 | -26.6% | 11,731 | -27.2% | 0.29% | -35.7% |
| HDV | New | ISHARES TRcore high dv etf | $1,420,000 | – | 15,218 | +100.0% | 0.28% | – |
| MHN | Buy | BLACKROCK MUNIHLDGS NY QLTY | $1,412,000 | +13.8% | 109,178 | +5.4% | 0.28% | 0.0% |
| SBUX | Buy | STARBUCKS CORP | $1,407,000 | +383.5% | 18,915 | +316.0% | 0.28% | +324.2% |
| OEF | New | ISHARES TRs&p 100 etf | $1,404,000 | – | 11,204 | +100.0% | 0.28% | – |
| CMI | New | CUMMINS INC | $1,389,000 | – | 8,796 | +100.0% | 0.28% | – |
| VGSH | Buy | VANGUARD SCOTTSDALE FDSshort term treas | $1,362,000 | +355.5% | 22,548 | +351.0% | 0.27% | +298.5% |
| CLX | Sell | CLOROX CO DEL | $1,291,000 | -20.7% | 8,048 | -25.7% | 0.26% | -30.4% |
| ADBE | Sell | ADOBE INC | $1,285,000 | -40.1% | 4,825 | -41.2% | 0.26% | -47.3% |
| EVM | Buy | EATON VANCE CALIF MUN BD FD | $1,280,000 | +48.0% | 121,327 | +39.3% | 0.26% | +30.1% |
| QUAL | Buy | ISHARES TRusa quality fctr | $1,270,000 | +388.5% | 14,345 | +398.4% | 0.25% | +328.8% |
| T | Buy | AT&T INC | $1,205,000 | +365.3% | 38,434 | +392.9% | 0.24% | +306.8% |
| TMCX | Buy | TRINITY MERGER CORP | $1,179,000 | +84.5% | 115,650 | +80.6% | 0.24% | +62.1% |
| DORM | New | DORMAN PRODUCTS INC | $1,151,000 | – | 13,065 | +100.0% | 0.23% | – |
| BYM | Sell | BLACKROCK MUNICIPL INC QLTY | $1,148,000 | +3.6% | 85,739 | -3.3% | 0.23% | -9.2% |
| LOW | Sell | LOWES COS INC | $1,142,000 | +4.7% | 10,419 | -1.2% | 0.23% | -8.1% |
| GPC | New | GENUINE PARTS CO | $1,132,000 | – | 10,103 | +100.0% | 0.22% | – |
| GLD | Buy | SPDR GOLD TRUST | $1,108,000 | +33.8% | 9,084 | +23.9% | 0.22% | +17.6% |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $1,086,000 | – | 11,844 | +100.0% | 0.22% | – |
| PG | Sell | PROCTER AND GAMBLE CO | $1,083,000 | -13.5% | 10,421 | -28.5% | 0.22% | -24.0% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $1,070,000 | -42.2% | 4,327 | -38.1% | 0.21% | -49.2% |
| NAC | Buy | NUVEEN CA QUALTY MUN INCOME | $1,073,000 | +7.9% | 78,008 | +0.0% | 0.21% | -5.3% |
| STWD | New | STARWOOD PPTY TR INC | $1,068,000 | – | 47,771 | +100.0% | 0.21% | – |
| IVW | New | ISHARES TRs&p 500 grwt etf | $1,044,000 | – | 6,055 | +100.0% | 0.21% | – |
| VTEB | New | VANGUARD MUN BD FD INCtax exempt bd | $1,038,000 | – | 19,900 | +100.0% | 0.21% | – |
| BDX | Sell | BECTON DICKINSON & CO | $1,002,000 | -55.3% | 4,013 | -53.9% | 0.20% | -60.8% |
| DES | Sell | WISDOMTREE TRus smallcap divd | $991,000 | -16.1% | 35,988 | -9.5% | 0.20% | -26.2% |
| IWN | Sell | ISHARES TRrus 2000 val etf | $990,000 | -12.4% | 8,265 | -3.8% | 0.20% | -23.0% |
| MFAC | New | MEGALITH FINL ACQUISITION CO | $987,000 | – | 99,175 | +100.0% | 0.20% | – |
| VCIT | Sell | VANGUARD SCOTTSDALE FDSint-term corp | $982,000 | -7.8% | 11,306 | -11.3% | 0.20% | -19.1% |
| OKE | New | ONEOK INC NEW | $978,000 | – | 14,000 | +100.0% | 0.20% | – |
| PSX | Sell | PHILLIPS 66 | $959,000 | -36.9% | 10,084 | -28.8% | 0.19% | -44.5% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $948,000 | +32.4% | 7,677 | +35.7% | 0.19% | +16.7% |
| FRC | Buy | FIRST REP BK SAN FRANCISCO C | $912,000 | +149.2% | 9,078 | +138.0% | 0.18% | +118.1% |
| NAN | Buy | NUVEEN NEW YORK QLT MUN INC | $895,000 | +10.8% | 66,975 | +1.5% | 0.18% | -2.7% |
| GRAF | New | GRAF INDL CORP | $889,000 | – | 90,500 | +100.0% | 0.18% | – |
| IR | New | INGERSOLL-RAND PLC | $873,000 | – | 8,091 | +100.0% | 0.17% | – |
| MCA | BLACKROCK MUNIYIELD CALI QLT | $856,000 | +6.6% | 63,599 | 0.0% | 0.17% | -6.6% | |
| ZTS | ZOETIS INCcl a | $850,000 | +12.3% | 8,439 | 0.0% | 0.17% | -1.2% | |
| JKHY | Sell | HENRY JACK & ASSOC INC | $839,000 | -35.9% | 6,049 | -26.0% | 0.17% | -43.6% |
| SPSB | Buy | SPDR SERIES TRUSTportfolio short | $837,000 | +26.6% | 27,383 | +25.0% | 0.17% | +10.7% |
| ACWX | Buy | ISHARES TRmsci acwi ex us | $824,000 | +45.3% | 17,847 | +33.3% | 0.16% | +28.1% |
| SYK | STRYKER CORP | $819,000 | +11.3% | 4,145 | 0.0% | 0.16% | -2.4% | |
| BIL | Buy | SPDR SER TRspdr bloomberg | $810,000 | +166.4% | 8,841 | +166.7% | 0.16% | +133.3% |
| AMCI | New | AMCI ACQUISITION CORPclass a | $806,000 | – | 81,850 | +100.0% | 0.16% | – |
| BKT | Sell | BLACKROCK INCOME TR INC | $804,000 | +2.6% | 135,000 | -2.9% | 0.16% | -10.1% |
| MYN | Buy | BLACKROCK MUNIYIELD NY QLTY | $797,000 | +14.8% | 64,759 | +7.5% | 0.16% | +1.3% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $782,000 | -73.4% | 5,540 | -71.5% | 0.16% | -76.6% |
| SCZ | Sell | ISHARES TReafe sml cp etf | $780,000 | -32.4% | 13,582 | -26.7% | 0.16% | -40.6% |
| TXN | Buy | TEXAS INSTRS INC | $774,000 | 0.0% | 7,297 | +1.2% | 0.15% | -12.0% |
| BAC | Sell | BANK AMER CORP | $776,000 | -25.2% | 28,125 | -20.5% | 0.15% | -34.5% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $769,000 | +2.4% | 7,129 | -4.5% | 0.15% | -10.0% |
| UNP | Buy | UNION PACIFIC CORP | $758,000 | +65.9% | 4,535 | +61.7% | 0.15% | +46.6% |
| TOTL | Sell | SSGA ACTIVE ETF TRspdr tr tactic | $752,000 | -5.4% | 15,555 | -7.6% | 0.15% | -16.7% |
| TGT | New | TARGET CORP | $749,000 | – | 9,330 | +100.0% | 0.15% | – |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $735,000 | -3.7% | 8,454 | -10.7% | 0.15% | -15.6% |
| FMCI | FORUM MERGER II CORPcl a | $734,000 | +2.8% | 73,900 | 0.0% | 0.15% | -9.9% | |
| BAX | Buy | BAXTER INTL INC | $714,000 | +6.9% | 8,786 | +1.3% | 0.14% | -6.0% |
| SHV | New | ISHARES TRshort treas bd | $713,000 | – | 6,448 | +100.0% | 0.14% | – |
| PEP | Sell | PEPSICO INC | $711,000 | +7.2% | 5,794 | -3.1% | 0.14% | -6.0% |
| TSS | Buy | TOTAL SYS SVCS INC | $708,000 | +23.3% | 7,455 | +28.3% | 0.14% | +8.5% |
| BTT | BLACKROCK MUN 2030 TAR TERM | $700,000 | +6.9% | 31,500 | 0.0% | 0.14% | -6.1% | |
| FB | Sell | FACEBOOK INCcl a | $687,000 | -7.2% | 4,118 | -19.2% | 0.14% | -18.5% |
| ITOT | New | ISHARES TRcore s&p ttl stk | $681,000 | – | 10,577 | +100.0% | 0.14% | – |
| MUC | Buy | BLACKROCK MUNIHLDNGS CALI QL | $675,000 | +48.7% | 51,007 | +37.5% | 0.13% | +30.1% |
| VPL | Buy | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $667,000 | +27.8% | 10,133 | +17.9% | 0.13% | +12.7% |
| INTC | Sell | INTEL CORP | $655,000 | -8.6% | 12,238 | -19.7% | 0.13% | -19.8% |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $647,000 | +9.7% | 52,300 | -1.1% | 0.13% | -3.7% |
| BWMC | New | BOXWOOD MERGER CORP | $645,000 | – | 66,400 | +100.0% | 0.13% | – |
| KKR | Sell | KKR & CO INCcl a | $626,000 | +1.5% | 26,484 | -15.7% | 0.12% | -10.7% |
| BIIB | BIOGEN INC | $616,000 | -33.1% | 2,608 | 0.0% | 0.12% | -41.1% | |
| BFZ | Buy | BLACKROCK CALIF MUN INCOME Tsh ben int | $616,000 | +8.1% | 48,186 | +1.0% | 0.12% | -4.7% |
| IYC | Sell | ISHARES TRu.s. cnsm sv etf | $616,000 | -9.1% | 3,015 | -5.9% | 0.12% | -20.1% |
| PMO | Sell | PUTNAM MUN OPPORTUNITIES TRsh ben int | $602,000 | -41.1% | 49,002 | -45.7% | 0.12% | -48.1% |
| BRKL | Sell | BROOKLINE BANCORP INC DEL | $586,000 | -17.0% | 40,662 | -3.9% | 0.12% | -26.9% |
| IBB | Sell | ISHARES TRnasdaq biotech | $575,000 | -28.7% | 5,139 | -22.2% | 0.11% | -37.4% |
| PACQ | New | PURE ACQUISITION CORPcl a | $561,000 | – | 56,000 | +100.0% | 0.11% | – |
| HON | Sell | HONEYWELL INTL INC | $563,000 | -21.1% | 3,553 | -27.1% | 0.11% | -30.9% |
| EDTX | Buy | EDTECHX HLDGS ACQUISITION CO | $558,000 | +91.8% | 55,325 | +84.9% | 0.11% | +68.2% |
| NKX | NUVEEN CALIFORNIA AMT QLT MU | $556,000 | +9.9% | 39,900 | 0.0% | 0.11% | -3.5% | |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $554,000 | +12.6% | 2,766 | +17.3% | 0.11% | -0.9% |
| AJG | New | GALLAGHER ARTHUR J & CO | $555,000 | – | 7,103 | +100.0% | 0.11% | – |
| LYB | Sell | LYONDELLBASELL INDUSTRIES N | $549,000 | -68.1% | 6,535 | -61.1% | 0.11% | -72.1% |
| MIY | Buy | BLACKROCK MUNIYLD MICH QLTY | $544,000 | +11.0% | 40,572 | +2.7% | 0.11% | -2.7% |
| RSP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $542,000 | -3.4% | 5,191 | -2.2% | 0.11% | -15.0% |
| VTIQ | Buy | VECTOIQ ACQUISITION CORP | $540,000 | +243.9% | 54,150 | +234.8% | 0.11% | +197.2% |
| SHM | Sell | SPDR SER TRnuveen blmbrg sr | $533,000 | -35.9% | 10,993 | -36.7% | 0.11% | -43.6% |
| GM | Sell | GENERAL MTRS CO | $515,000 | -11.8% | 13,883 | -20.0% | 0.10% | -22.7% |
| JCI | Buy | JOHNSON CTLS INTL PLC | $501,000 | +99.6% | 13,576 | +61.1% | 0.10% | +75.4% |
| DUC | DUFF & PHELPS UTIL CORP BD T | $500,000 | +4.6% | 58,281 | 0.0% | 0.10% | -8.3% | |
| GDX | New | VANECK VECTORS ETF TRgold miners etf | $500,000 | – | 22,300 | +100.0% | 0.10% | – |
| MQY | Sell | BLACKROCK MUNIYIELD QUALITY | $479,000 | -20.4% | 34,000 | -26.7% | 0.10% | -30.1% |
| URI | New | UNITED RENTALS INC | $471,000 | – | 4,125 | +100.0% | 0.09% | – |
| MQT | BLACKROCK MUNIY QUALITY FD I | $468,000 | +7.3% | 38,084 | 0.0% | 0.09% | -6.1% | |
| COST | Sell | COSTCO WHSL CORP NEW | $466,000 | -60.1% | 1,925 | -61.3% | 0.09% | -64.8% |
| WIW | WESTERN AST INFL LKD OPP & I | $463,000 | +6.2% | 43,020 | 0.0% | 0.09% | -7.1% | |
| BK | Sell | BANK NEW YORK MELLON CORP | $462,000 | +2.2% | 9,101 | -5.1% | 0.09% | -9.8% |
| NVS | Buy | NOVARTIS A Gsponsored adr | $461,000 | +14.7% | 4,781 | +2.3% | 0.09% | +1.1% |
| KO | Sell | COCA COLA CO | $455,000 | -7.5% | 9,698 | -7.7% | 0.09% | -18.0% |
| MUDS | New | MUDRICK CAP ACQUISITION CORP | $460,000 | – | 45,675 | +100.0% | 0.09% | – |
| MMM | Sell | 3M CO | $453,000 | +3.0% | 2,177 | -3.9% | 0.09% | -10.0% |
| LVS | Sell | LAS VEGAS SANDS CORP | $451,000 | -9.6% | 7,403 | -11.9% | 0.09% | -20.4% |
| AZO | New | AUTOZONE INC | $451,000 | – | 440 | +100.0% | 0.09% | – |
| IXN | Sell | ISHARES TRglobal tech etf | $435,000 | -16.7% | 2,543 | -14.7% | 0.09% | -26.3% |
| BBT | Sell | BB&T CORP | $436,000 | -14.3% | 9,370 | -10.7% | 0.09% | -24.3% |
| ENB | ENBRIDGE INC | $435,000 | +12.4% | 12,000 | 0.0% | 0.09% | -1.1% | |
| XLP | Sell | SELECT SECTOR SPDR TRsbi cons stpls | $435,000 | -15.0% | 7,761 | -18.2% | 0.09% | -25.0% |
| SHW | New | SHERWIN WILLIAMS CO | $439,000 | – | 1,021 | +100.0% | 0.09% | – |
| SPG | New | SIMON PPTY GROUP INC NEW | $436,000 | – | 2,391 | +100.0% | 0.09% | – |
| ADX | ADAMS DIVERSIFIED EQUITY FD | $434,000 | +14.5% | 30,102 | 0.0% | 0.09% | 0.0% | |
| ORCL | Buy | ORACLE CORP | $425,000 | +14.9% | 7,925 | +1.9% | 0.08% | +1.2% |
| PGX | Buy | INVESCO EXCHNG TRADED FD TRpfd etf | $428,000 | +45.1% | 29,415 | +34.8% | 0.08% | +26.9% |
| IAC | New | IAC INTERACTIVECORP | $425,000 | – | 2,025 | +100.0% | 0.08% | – |
| QCOM | Sell | QUALCOMM INC | $426,000 | -29.2% | 7,480 | -11.6% | 0.08% | -37.5% |
| DGRO | New | ISHARES TRcore div grwth | $409,000 | – | 11,000 | +100.0% | 0.08% | – |
| EPR | New | EPR PPTYS | $407,000 | – | 5,296 | +100.0% | 0.08% | – |
| DWDP | Sell | DOWDUPONT INC | $398,000 | -82.0% | 7,464 | -78.3% | 0.08% | -84.3% |
| ORLY | Buy | O REILLY AUTOMOTIVE INC NEW | $385,000 | +43.1% | 991 | +26.9% | 0.08% | +26.2% |
| NHA | NUVEEN MUN 2021 TARGET TERM | $385,000 | +2.9% | 39,881 | 0.0% | 0.08% | -9.4% | |
| SLB | Buy | SCHLUMBERGER LTD | $388,000 | +63.7% | 8,949 | +44.5% | 0.08% | +42.6% |
| STOT | SSGA ACTIVE TRspdr dbleln shrt | $387,000 | +1.0% | 7,850 | 0.0% | 0.08% | -11.5% | |
| BKN | Sell | BLACKROCK INVT QUALITY MUN T | $383,000 | -48.0% | 27,100 | -50.3% | 0.08% | -54.5% |
| CLM | Buy | CORNERSTONE STRATEGIC VALUE | $378,000 | +12.5% | 30,875 | +1.6% | 0.08% | -1.3% |
| VPV | Sell | INVESCO PA VALUE MUN INCOME | $375,000 | -9.0% | 30,244 | -14.7% | 0.08% | -19.4% |
| KTF | DWS MUN INCOME TR NEW | $377,000 | +7.1% | 34,216 | 0.0% | 0.08% | -6.2% | |
| PVI | INVESCO EXCHNG TRADED FD TRvrdo tax free | $374,000 | 0.0% | 15,000 | 0.0% | 0.07% | -12.9% | |
| VGM | Sell | INVESCO TR INVT GRADE MUNS | $371,000 | -25.4% | 29,975 | -29.4% | 0.07% | -34.5% |
| VRTX | VERTEX PHARMACEUTICALS INC | $368,000 | -4.4% | 2,000 | 0.0% | 0.07% | -16.1% | |
| CXH | MFS INVT GRADE MUN TRsh ben int | $368,000 | +7.3% | 39,120 | 0.0% | 0.07% | -6.4% | |
| ENX | EATON VANCE NEW YORK MUN BD | $361,000 | +6.8% | 30,687 | 0.0% | 0.07% | -6.5% | |
| CEV | EATON VANCE CA MUNI INCOME Tsh ben int | $359,000 | +8.5% | 29,881 | 0.0% | 0.07% | -5.3% | |
| EEMV | New | ISHARES INCmin vol emrg mkt | $358,000 | – | 6,036 | +100.0% | 0.07% | – |
| COF | Buy | CAPITAL ONE FINL CORP | $352,000 | +16.2% | 4,316 | +8.6% | 0.07% | +1.4% |
| DMF | DREYFUS MUN INCOME INC | $336,000 | +8.7% | 39,998 | 0.0% | 0.07% | -4.3% | |
| NSC | Sell | NORFOLK SOUTHERN CORP | $336,000 | -32.8% | 1,800 | -35.0% | 0.07% | -40.7% |
| AMGN | Sell | AMGEN INC | $339,000 | -92.0% | 1,787 | -91.3% | 0.07% | -93.0% |
| IHF | Sell | ISHARES TRus hlthcr pr etf | $334,000 | -20.1% | 1,987 | -4.9% | 0.07% | -30.5% |
| ACN | Sell | ACCENTURE PLC IRELAND | $320,000 | -18.2% | 1,822 | -28.5% | 0.06% | -28.1% |
| GF | Sell | NEW GERMANY FD INC | $319,000 | -12.1% | 22,723 | -16.3% | 0.06% | -23.2% |
| SPAQ | New | SPARTAN ENERGY ACQUISITON CO | $317,000 | – | 32,250 | +100.0% | 0.06% | – |
| BNY | BLACKROCK N Y MUN INCOME TRsh ben int | $312,000 | +6.5% | 23,917 | 0.0% | 0.06% | -6.1% | |
| AMT | New | AMERICAN TOWER CORP NEW | $314,000 | – | 1,591 | +100.0% | 0.06% | – |
| IEUR | Sell | ISHARES TRcore msci euro | $310,000 | -24.8% | 6,772 | -32.1% | 0.06% | -33.3% |
| PPG | Buy | PPG INDS INC | $307,000 | +11.6% | 2,719 | +0.1% | 0.06% | -1.6% |
| CAT | Buy | CATERPILLAR INC DEL | $308,000 | +51.7% | 2,272 | +70.7% | 0.06% | +32.6% |
| ZBRA | New | ZEBRA TECHNOLOGIES CORPcl a | $303,000 | – | 1,445 | +100.0% | 0.06% | – |
| MNP | WESTERN ASST MN PRT FD INC | $295,000 | +3.5% | 20,483 | 0.0% | 0.06% | -9.2% | |
| BX | Sell | BLACKSTONE GROUP L P | $297,000 | +16.5% | 8,514 | -0.3% | 0.06% | +1.7% |
| MOSC | New | MOSAIC ACQUISITION CORP | $290,000 | – | 28,650 | +100.0% | 0.06% | – |
| LEN | Sell | LENNAR CORPcl a | $291,000 | +0.3% | 5,919 | -4.7% | 0.06% | -12.1% |
| BROG | TWELVE SEAS INVESTMENT COMPA | $293,000 | +2.1% | 29,150 | 0.0% | 0.06% | -10.8% | |
| USB | New | US BANCORP DEL | $288,000 | – | 6,011 | +100.0% | 0.06% | – |
| AFB | ALLIANCEBERNSTEIN NATL MUNI | $288,000 | +6.3% | 22,400 | 0.0% | 0.06% | -6.6% | |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $288,000 | -11.1% | 2,600 | -16.1% | 0.06% | -21.9% |
| ABT | New | ABBOTT LABS | $282,000 | – | 3,524 | +100.0% | 0.06% | – |
| GIS | Buy | GENERAL MLS INC | $284,000 | +39.2% | 5,477 | +5.1% | 0.06% | +21.7% |
| RTN | Sell | RAYTHEON CO | $283,000 | -38.6% | 1,556 | -32.7% | 0.06% | -46.2% |
| FAST | New | FASTENAL CO | $270,000 | – | 4,197 | +100.0% | 0.05% | – |
| BND | New | VANGUARD BD INDEX FD INCtotal bnd mrkt | $264,000 | – | 3,250 | +100.0% | 0.05% | – |
| SHYG | New | ISHARES TR0-5yr hi yl cp | $263,000 | – | 5,633 | +100.0% | 0.05% | – |
| LOR | LAZARD WORLD DIVID & INCOME | $262,000 | +15.4% | 26,646 | 0.0% | 0.05% | +2.0% | |
| DTF | Buy | DTF TAX-FREE INCOME INC | $254,000 | +49.4% | 19,236 | +40.0% | 0.05% | +34.2% |
| JOF | JAPAN SMALLER CAPTLZTN FD IN | $257,000 | +5.3% | 29,397 | 0.0% | 0.05% | -7.3% | |
| CTAC | New | CHASERG TECHNLGY ACQUISITN Cclass a | $255,000 | – | 25,825 | +100.0% | 0.05% | – |
| KMB | Sell | KIMBERLY CLARK CORP | $255,000 | -4.9% | 2,055 | -12.7% | 0.05% | -16.4% |
| GIG | Buy | GIGCAPITAL INC | $258,000 | +9.3% | 25,225 | +8.1% | 0.05% | -3.8% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $258,000 | -20.4% | 4,060 | -14.0% | 0.05% | -30.1% |
| DOV | New | DOVER CORP | $257,000 | – | 2,736 | +100.0% | 0.05% | – |
| CLF | CLEVELAND CLIFFS INC | $250,000 | -21.1% | 25,000 | 0.0% | 0.05% | -30.6% | |
| LGC | New | LEGACY ACQUISITION CORP | $251,000 | – | 25,050 | +100.0% | 0.05% | – |
| BSV | New | VANGUARD BD INDEX FD INCshort trm bond | $245,000 | – | 3,080 | +100.0% | 0.05% | – |
| RDSB | Sell | ROYAL DUTCH SHELL PLCspon adr b | $247,000 | -54.9% | 3,863 | -50.0% | 0.05% | -60.5% |
| EWC | Sell | ISHARES INCmsci cda etf | $247,000 | -3.5% | 8,941 | -16.6% | 0.05% | -15.5% |
| EWJ | Sell | ISHARES INCmsci jpn etf new | $248,000 | +6.9% | 4,535 | -1.2% | 0.05% | -7.5% |
| IEFA | Buy | ISHARES TRcore msci eafe | $239,000 | 0.0% | 3,936 | +4.5% | 0.05% | -11.1% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $241,000 | -83.8% | 1,873 | -82.4% | 0.05% | -85.8% |
| COP | Sell | CONOCOPHILLIPS | $237,000 | -67.8% | 3,544 | -63.0% | 0.05% | -71.7% |
| ISRG | New | INTUITIVE SURGICAL INC | $230,000 | – | 403 | +100.0% | 0.05% | – |
| AXON | New | AXON ENTERPRISE INC | $229,000 | – | 4,235 | +100.0% | 0.05% | – |
| IEV | ISHARES TReurope etf | $229,000 | +10.6% | 5,295 | 0.0% | 0.05% | -2.1% | |
| DG | DOLLAR GEN CORP NEW | $233,000 | +9.9% | 1,956 | 0.0% | 0.05% | -4.2% | |
| VLUE | New | ISHARES TRedge msci usa vl | $224,000 | – | 2,800 | +100.0% | 0.04% | – |
| VXUS | Buy | VANGUARD STAR FDvg tl intl stk f | $224,000 | +9.3% | 4,332 | +0.3% | 0.04% | -2.2% |
| TFI | New | SPDR SER TRnuveen brc munic | $227,000 | – | 4,602 | +100.0% | 0.04% | – |
| ALLY | New | ALLY FINL INC | $221,000 | – | 8,076 | +100.0% | 0.04% | – |
| SCHW | Sell | THE CHARLES SCHWAB CORPORATI | $221,000 | -59.9% | 5,151 | -55.6% | 0.04% | -64.8% |
| KR | Sell | KROGER CO | $221,000 | -15.0% | 8,926 | -5.6% | 0.04% | -25.4% |
| FAM | FIRST TR ABERDEEN GLBL OPP F | $217,000 | +7.4% | 21,384 | 0.0% | 0.04% | -6.5% | |
| IEI | New | ISHARES TR3 7 yr treas bd | $213,000 | – | 1,728 | +100.0% | 0.04% | – |
| FSTA | Sell | FIDELITYconsmr staples | $209,000 | -3.7% | 6,179 | -7.3% | 0.04% | -14.3% |
| SO | New | SOUTHERN CO | $211,000 | – | 4,070 | +100.0% | 0.04% | – |
| SAMA | New | SCHULTZE SPL PURP ACQUSTN CO | $204,000 | – | 20,725 | +100.0% | 0.04% | – |
| BFO | BLACKROCK FLA MUN 2020 TERM | $203,000 | +2.5% | 14,158 | 0.0% | 0.04% | -11.1% | |
| FIDU | Sell | FIDELITYmsci indl indx | $203,000 | -8.6% | 5,303 | -3.8% | 0.04% | -20.0% |
| OPES | Sell | OPES ACQUISITION CORP | $197,000 | -43.2% | 19,450 | -44.2% | 0.04% | -50.6% |
| HTY | HANCOCK JOHN INV TRUSTtax adv glb sh | $181,000 | +5.2% | 26,288 | 0.0% | 0.04% | -7.7% | |
| HHHH | New | WEALTHBRIDGE ACQUISITION LTD | $179,000 | – | 18,250 | +100.0% | 0.04% | – |
| JEQ | ABERDEEN JAPAN EQUITY FD INC | $164,000 | +7.9% | 23,430 | 0.0% | 0.03% | -2.9% | |
| TDAC | TRIDENT ACQUISITIONS CORP | $161,000 | +3.2% | 15,650 | 0.0% | 0.03% | -8.6% | |
| NXQ | NUVEEN SELECT TAX FREE INCMsh ben int | $163,000 | +3.8% | 11,700 | 0.0% | 0.03% | -11.1% | |
| VKQ | Sell | INVESCO MUN TR | $154,000 | -75.4% | 12,800 | -76.8% | 0.03% | -78.2% |
| LFAC | New | LF CAP ACQUISITION CORPcl a | $149,000 | – | 14,750 | +100.0% | 0.03% | – |
| CFFA | New | CF FIN ACQUISITION CORP | $150,000 | – | 15,225 | +100.0% | 0.03% | – |
| IQI | Sell | INVESCO QUALITY MUNI INC TRS | $144,000 | -48.6% | 11,900 | -52.4% | 0.03% | -54.0% |
| FMN | FEDERATED PREM MUN INC FD | $148,000 | +8.8% | 11,024 | 0.0% | 0.03% | -6.5% | |
| TBRG | THUNDER BRIDGE ACQUISITION L | $147,000 | +4.3% | 14,275 | 0.0% | 0.03% | -9.4% | |
| BFY | BLACKROCK NY MUN INCOME TR I | $140,000 | +9.4% | 10,300 | 0.0% | 0.03% | -3.4% | |
| MUE | BLACKROCK MUNIHLDNGS QLTY II | $130,000 | +7.4% | 10,573 | 0.0% | 0.03% | -3.7% | |
| BOE | BLACKROCK ENHANCED GBL DIV T | $130,000 | +14.0% | 12,150 | 0.0% | 0.03% | 0.0% | |
| MHF | Sell | WESTERN ASSET MUN HI INCM FD | $132,000 | -46.8% | 17,785 | -50.3% | 0.03% | -53.6% |
| EVN | New | EATON VANCE MUNI INCOME TRUSsh ben int | $127,000 | – | 10,418 | +100.0% | 0.02% | – |
| BGY | BLACKROCK ENHANCED INTL DIV | $89,000 | +11.2% | 16,225 | 0.0% | 0.02% | 0.0% | |
| DS | DRIVE SHACK INC | $90,000 | -24.4% | 20,000 | 0.0% | 0.02% | -33.3% | |
| LTN | Exit | UNION ACQUISITION CORP | $0 | – | -10,300 | -100.0% | -0.02% | – |
| VKI | Exit | INVESCO ADVANTAGE MUNICIPALsh ben int | $0 | – | -11,000 | -100.0% | -0.02% | – |
| TRV | Exit | TRAVELERS COMPANIES INC | $0 | – | -1,540 | -100.0% | -0.04% | – |
| IJR | Exit | ISHARES TRcore s&p scp etf | $0 | – | -2,305 | -100.0% | -0.05% | – |
| RSG | Exit | REPUBLIC SVCS INC | $0 | – | -2,858 | -100.0% | -0.05% | – |
| PVBC | Exit | PROVIDENT BANCORP INC | $0 | – | -7,500 | -100.0% | -0.05% | – |
| VEA | Exit | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $0 | – | -5,198 | -100.0% | -0.05% | – |
| JWN | Exit | NORDSTROM INC | $0 | – | -3,950 | -100.0% | -0.05% | – |
| MIN | Exit | MFS INTER INCOME TRsh ben int | $0 | – | -68,675 | -100.0% | -0.06% | – |
| TTE | Exit | TOTAL S Asponsored adr | $0 | – | -4,015 | -100.0% | -0.06% | – |
| WRLS | Exit | PENSARE ACQUISITION CORP | $0 | – | -30,625 | -100.0% | -0.07% | – |
| VMO | Exit | INVESCO MUN OPPORTUNITY TR | $0 | – | -27,024 | -100.0% | -0.07% | – |
| C | Exit | CITIGROUP INC | $0 | – | -4,385 | -100.0% | -0.07% | – |
| OXY | Exit | OCCIDENTAL PETE CORP DEL | $0 | – | -3,890 | -100.0% | -0.07% | – |
| BR | Exit | BROADRIDGE FINL SOLUTIONS IN | $0 | – | -2,473 | -100.0% | -0.07% | – |
| INTU | Exit | INTUIT | $0 | – | -1,495 | -100.0% | -0.08% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -5,570 | -100.0% | -0.08% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -6,599 | -100.0% | -0.08% | – |
| PCY | Exit | INVESCO EXCHNG TRADED FD TRemrng mkt svrg | $0 | – | -13,167 | -100.0% | -0.08% | – |
| MTB | Exit | M & T BK CORP | $0 | – | -2,197 | -100.0% | -0.08% | – |
| CBS | Exit | CBS CORP NEWcl b | $0 | – | -6,293 | -100.0% | -0.08% | – |
| SYLD | Exit | CAMBRIA ETF TR | $0 | – | -9,318 | -100.0% | -0.08% | – |
| FOXA | Exit | TWENTY FIRST CENTY FOX INCcl a | $0 | – | -7,840 | -100.0% | -0.09% | – |
| APB | Exit | ASIA PAC FD INC | $0 | – | -33,685 | -100.0% | -0.09% | – |
| IVE | Exit | ISHARES TRs&p 500 val etf | $0 | – | -3,453 | -100.0% | -0.09% | – |
| CB | Exit | CHUBB LIMITED | $0 | – | -2,915 | -100.0% | -0.09% | – |
| BHK | Exit | BLACKROCK CORE BD TR | $0 | – | -33,639 | -100.0% | -0.09% | – |
| MHK | Exit | MOHAWK INDS INC | $0 | – | -2,453 | -100.0% | -0.10% | – |
| CNC | Exit | CENTENE CORP DEL | $0 | – | -2,948 | -100.0% | -0.10% | – |
| PSQ | Exit | PROSHARES TRshort qqq new | $0 | – | -15,723 | -100.0% | -0.10% | – |
| RCL | Exit | ROYAL CARIBBEAN CRUISES LTD | $0 | – | -3,582 | -100.0% | -0.10% | – |
| AGN | Exit | ALLERGAN PLC | $0 | – | -2,477 | -100.0% | -0.11% | – |
| GD | Exit | GENERAL DYNAMICS CORP | $0 | – | -2,405 | -100.0% | -0.11% | – |
| GPN | Exit | GLOBAL PMTS INC | $0 | – | -4,069 | -100.0% | -0.12% | – |
| IIM | Exit | INVESCO VALUE MUN INCOME TR | $0 | – | -49,099 | -100.0% | -0.15% | – |
| NVDA | Exit | NVIDIA CORP | $0 | – | -2,987 | -100.0% | -0.16% | – |
| MDT | Exit | MEDTRONIC PLC | $0 | – | -7,379 | -100.0% | -0.16% | – |
| ETN | Exit | EATON CORP PLC | $0 | – | -8,664 | -100.0% | -0.17% | – |
| HPQ | Exit | HP INC | $0 | – | -29,856 | -100.0% | -0.17% | – |
| NVG | Exit | NUVEEN AMT FREE MUN CR INC F | $0 | – | -57,675 | -100.0% | -0.18% | – |
| EIV | Exit | EATON VANCE MUN BD FD II | $0 | – | -82,877 | -100.0% | -0.21% | – |
| EMR | Exit | EMERSON ELEC CO | $0 | – | -12,548 | -100.0% | -0.22% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -13,078 | -100.0% | -0.28% | – |
| VLO | Exit | VALERO ENERGY CORP NEW | $0 | – | -15,028 | -100.0% | -0.39% | – |
| CVS | Exit | CVS HEALTH CORP | $0 | – | -37,551 | -100.0% | -0.66% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2019-04-29
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P MIDCAP 400 ETF TR | 36 | Q3 2023 | 10.6% |
| ISHARES TR | 36 | Q3 2023 | 8.0% |
| ISHARES TR | 36 | Q3 2023 | 6.9% |
| ISHARES TR | 36 | Q3 2023 | 4.8% |
| APPLE INC | 36 | Q3 2023 | 5.0% |
| ISHARES TR | 36 | Q3 2023 | 5.3% |
| VANGUARD WHITEHALL FDS INC | 36 | Q3 2023 | 5.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 4.9% |
| ISHARES TR | 36 | Q3 2023 | 3.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
View Dakota Wealth Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-24 |
| 13F-HR | 2024-01-30 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-04-14 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-05 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-10 |
View Dakota Wealth Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.