$445 Million is the total value of Dakota Wealth Management's 280 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 61.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ESS | ESSEX PPTY TR INC | $20,230,000 | +3.2% | 82,000 | 0.0% | 4.55% | -16.6% | |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $20,116,000 | +1.3% | 54,743 | -2.1% | 4.52% | -18.1% |
| EFA | Sell | ISHARES TRmsci eafe etf | $16,004,000 | -0.5% | 235,389 | -2.0% | 3.60% | -19.6% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $15,332,000 | +3.0% | 98,289 | -5.0% | 3.44% | -16.7% |
| BKLN | Buy | INVESCO EXCHNG TRADED FD TRsr ln etf | $11,705,000 | +10.4% | 505,193 | +9.1% | 2.63% | -10.8% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $10,036,000 | -0.0% | 59,543 | -2.9% | 2.26% | -19.2% |
| AAPL | Buy | APPLE INC | $9,644,000 | +30.4% | 42,722 | +6.9% | 2.17% | +5.4% |
| PFF | Buy | ISHARES TRs&p us pfd stk | $9,192,000 | -0.3% | 247,580 | +1.3% | 2.06% | -19.4% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $8,159,000 | -4.8% | 190,113 | -3.9% | 1.83% | -23.0% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $7,776,000 | -0.1% | 99,489 | -0.2% | 1.75% | -19.3% |
| AMZN | Buy | AMAZON COM INC | $7,679,000 | +32.4% | 3,834 | +12.4% | 1.72% | +7.0% |
| MSFT | Buy | MICROSOFT CORP | $7,562,000 | +25.8% | 66,121 | +8.4% | 1.70% | +1.7% |
| SJNK | Sell | SPDR SER TRbloomberg srt tr | $7,534,000 | -0.4% | 273,061 | -1.5% | 1.69% | -19.5% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $7,023,000 | +1.9% | 24,158 | -4.9% | 1.58% | -17.6% |
| DIS | Buy | DISNEY WALT CO | $6,116,000 | +95.0% | 52,304 | +74.8% | 1.37% | +57.6% |
| RWO | Sell | SPDR INDEX SHS FDSdj glb rl es etf | $6,106,000 | -10.1% | 128,367 | -9.1% | 1.37% | -27.3% |
| IWB | Buy | ISHARES TRrus 1000 etf | $6,010,000 | +8.0% | 37,167 | +1.5% | 1.35% | -12.7% |
| V | Buy | VISA INC | $5,669,000 | +40.3% | 37,772 | +23.8% | 1.27% | +13.4% |
| VYM | Sell | VANGUARD WHITEHALL FDS INChigh div yld | $5,609,000 | +0.6% | 64,400 | -4.1% | 1.26% | -18.7% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $5,398,000 | +251.4% | 101,097 | +231.0% | 1.21% | +184.1% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $5,397,000 | +26.3% | 103,701 | +25.8% | 1.21% | +2.1% |
| JPM | Buy | JPMORGAN CHASE & CO | $5,103,000 | +41.5% | 45,226 | +30.6% | 1.15% | +14.4% |
| IWO | Sell | ISHARES TRrus 2000 grw etf | $5,058,000 | -1.2% | 23,519 | -6.1% | 1.14% | -20.1% |
| JNJ | Sell | JOHNSON & JOHNSON | $4,646,000 | +10.5% | 33,629 | -2.9% | 1.04% | -10.6% |
| NAD | New | NUVEEN QUALITY MUNCP INCOME | $4,506,000 | – | 352,313 | +100.0% | 1.01% | – |
| ICF | Buy | ISHARES TRcohen steer reit | $4,357,000 | +20.3% | 43,540 | +20.0% | 0.98% | -2.8% |
| AMGN | Buy | AMGEN INC | $4,217,000 | +42.2% | 20,344 | +26.7% | 0.95% | +15.0% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $3,904,000 | +2.5% | 51,834 | -5.5% | 0.88% | -17.2% |
| BA | Buy | BOEING CO | $3,812,000 | +241.9% | 10,250 | +208.4% | 0.86% | +176.5% |
| EIM | New | EATON VANCE MUN BD FD | $3,801,000 | – | 329,640 | +100.0% | 0.85% | – |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $3,801,000 | +46.5% | 3,149 | +37.1% | 0.85% | +18.4% |
| VOO | Sell | VANGUARD INDEX FDS | $3,701,000 | +1.7% | 13,859 | -5.0% | 0.83% | -17.8% |
| HD | Buy | HOME DEPOT INC | $3,661,000 | +28.3% | 17,673 | +20.8% | 0.82% | +3.8% |
| VGK | Sell | VANGUARD INTL EQUITY INDEX Fftse europe etf | $3,557,000 | -6.9% | 63,269 | -7.0% | 0.80% | -24.8% |
| PFE | Buy | PFIZER INC | $3,539,000 | +126.0% | 80,307 | +86.1% | 0.80% | +82.8% |
| CRM | Buy | SALESFORCE COM INC | $3,337,000 | +25.9% | 20,982 | +8.0% | 0.75% | +1.8% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $3,257,000 | -7.1% | 28,336 | -7.4% | 0.73% | -24.9% |
| NEA | New | NUVEEN AMT FREE QLTY MUN INC | $3,192,000 | – | 252,151 | +100.0% | 0.72% | – |
| CVS | New | CVS HEALTH CORP | $3,181,000 | – | 40,420 | +100.0% | 0.72% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $3,011,000 | – | 19,917 | +100.0% | 0.68% | – |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $2,963,000 | +23.6% | 19,795 | +15.9% | 0.67% | -0.1% |
| HYG | Sell | ISHARES TRiboxx hi yd etf | $2,873,000 | -0.8% | 33,235 | -2.4% | 0.65% | -19.8% |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $2,766,000 | +11.5% | 18,362 | -0.7% | 0.62% | -9.9% |
| WMT | Buy | WALMART INC | $2,635,000 | +146.5% | 28,055 | +124.8% | 0.59% | +99.3% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $2,544,000 | +5.6% | 13,692 | -2.4% | 0.57% | -14.6% |
| FLOT | Buy | ISHARES TRfltg rate nt etf | $2,506,000 | +1.0% | 49,122 | +1.0% | 0.56% | -18.4% |
| ADBE | Buy | ADOBE SYS INC | $2,490,000 | +13.4% | 9,224 | +2.4% | 0.56% | -8.2% |
| BDX | BECTON DICKINSON & CO | $2,376,000 | +8.9% | 9,104 | 0.0% | 0.53% | -11.9% | |
| MRK | Buy | MERCK & CO INC | $2,365,000 | +400.0% | 33,335 | +327.9% | 0.53% | +305.3% |
| BPK | New | BLACKROCK MUNI 2018 TERM TR | $2,318,000 | – | 154,050 | +100.0% | 0.52% | – |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $2,266,000 | +18.1% | 14,071 | +9.9% | 0.51% | -4.5% |
| NRK | New | NUVEEN NEW YORK AMT QLT MUNI | $2,202,000 | – | 185,013 | +100.0% | 0.50% | – |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $2,177,000 | +9.6% | 13,393 | +4.9% | 0.49% | -11.4% |
| DWDP | Buy | DOWDUPONT INC | $2,150,000 | +9.3% | 33,430 | +12.0% | 0.48% | -11.7% |
| CSCO | Buy | CISCO SYS INC | $2,130,000 | +35.8% | 43,786 | +20.2% | 0.48% | +9.9% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $2,117,000 | +18.7% | 1,774 | +10.9% | 0.48% | -4.0% |
| JPST | Buy | JP MORGAN EXCHANGE TRADED FDultra shrt inc | $2,098,000 | +85.8% | 41,827 | +85.7% | 0.47% | +50.0% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $2,093,000 | +101.1% | 9,399 | +77.4% | 0.47% | +62.6% |
| VMO | New | INVESCO MUN OPPORTUNITY TR | $2,053,000 | – | 179,458 | +100.0% | 0.46% | – |
| LYB | Sell | LYONDELLBASELL INDUSTRIES N | $2,032,000 | -25.9% | 19,827 | -20.6% | 0.46% | -40.1% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $1,980,000 | -15.7% | 14,032 | -17.3% | 0.44% | -31.9% |
| CVX | Sell | CHEVRON CORP NEW | $1,969,000 | -28.3% | 16,105 | -25.8% | 0.44% | -42.1% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $1,911,000 | -6.1% | 46,614 | -3.4% | 0.43% | -24.2% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $1,856,000 | +24.4% | 6,977 | +14.7% | 0.42% | +0.5% |
| IWR | Sell | ISHARES TRrus mid cap etf | $1,795,000 | -4.2% | 8,141 | -7.8% | 0.40% | -22.6% |
| IGIB | Buy | ISHARES TRintrm tr crp etf | $1,706,000 | +1.2% | 32,129 | +102.5% | 0.38% | -18.3% |
| IIM | New | INVESCO VALUE MUN INCOME TR | $1,689,000 | – | 122,052 | +100.0% | 0.38% | – |
| CLX | Sell | CLOROX CO DEL | $1,628,000 | +9.9% | 10,826 | -1.1% | 0.37% | -11.2% |
| VLO | Buy | VALERO ENERGY CORP NEW | $1,630,000 | +6.3% | 14,328 | +3.5% | 0.37% | -14.1% |
| WRLS | Sell | PENSARE ACQUISITION CORP | $1,615,000 | -7.0% | 162,150 | -7.6% | 0.36% | -24.8% |
| PSX | Buy | PHILLIPS 66 | $1,600,000 | +29.4% | 14,192 | +29.0% | 0.36% | +4.7% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $1,577,000 | +17.8% | 5,389 | +9.9% | 0.35% | -4.8% |
| IGSB | Buy | ISHARES TRsh tr crport etf | $1,566,000 | -15.0% | 30,215 | +70.1% | 0.35% | -31.2% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $1,516,000 | +49.7% | 10,841 | +33.7% | 0.34% | +20.9% |
| NKE | Buy | NIKE INCcl b | $1,486,000 | +13.7% | 17,537 | +6.9% | 0.33% | -8.0% |
| WHR | New | WHIRLPOOL CORP | $1,454,000 | – | 12,246 | +100.0% | 0.33% | – |
| PMO | New | PUTNAM MUN OPPORTUNITIES TRsh ben int | $1,420,000 | – | 124,354 | +100.0% | 0.32% | – |
| HYD | Buy | VANECK VECTORS ETF TRhigh yld mun etf | $1,378,000 | +7.0% | 44,268 | +8.1% | 0.31% | -13.4% |
| PM | Sell | PHILIP MORRIS INTL INC | $1,320,000 | -45.3% | 16,192 | -45.9% | 0.30% | -55.7% |
| JKHY | Buy | HENRY JACK & ASSOC INC | $1,309,000 | +26.7% | 8,175 | +3.2% | 0.29% | +2.4% |
| DE | Buy | DEERE & CO | $1,277,000 | +139.6% | 8,493 | +122.9% | 0.29% | +93.9% |
| XOM | Sell | EXXON MOBIL CORP | $1,267,000 | -16.0% | 14,898 | -18.3% | 0.28% | -32.0% |
| LOW | Sell | LOWES COS INC | $1,197,000 | +18.8% | 10,422 | -1.3% | 0.27% | -3.9% |
| ABBV | Sell | ABBVIE INC | $1,190,000 | -16.9% | 12,578 | -18.6% | 0.27% | -32.9% |
| DES | Sell | WISDOMTREE TRus smallcap divd | $1,181,000 | -11.7% | 39,752 | -11.8% | 0.26% | -28.8% |
| COST | Buy | COSTCO WHSL CORP NEW | $1,167,000 | +82.9% | 4,968 | +62.7% | 0.26% | +48.0% |
| PG | Buy | PROCTER AND GAMBLE CO | $1,155,000 | +16.8% | 13,880 | +9.5% | 0.26% | -5.5% |
| SCZ | Sell | ISHARES TReafe sml cp etf | $1,153,000 | -7.7% | 18,518 | -7.0% | 0.26% | -25.4% |
| IWN | Sell | ISHARES TRrus 2000 val etf | $1,148,000 | -1.9% | 8,632 | -2.7% | 0.26% | -20.6% |
| BAC | Buy | BANK AMER CORP | $1,138,000 | +7.9% | 38,644 | +3.3% | 0.26% | -12.6% |
| VCIT | Sell | VANGUARD SCOTTSDALE FDSint-term corp | $1,123,000 | -5.5% | 13,448 | -5.5% | 0.25% | -23.6% |
| FMCI | New | FORUM MERGER II CORPcl a | $1,107,000 | – | 115,900 | +100.0% | 0.25% | – |
| TMCX | New | TRINITY MERGER CORP | $997,000 | – | 101,400 | +100.0% | 0.22% | – |
| EIV | New | EATON VANCE MUN BD FD II | $994,000 | – | 85,860 | +100.0% | 0.22% | – |
| EMR | Buy | EMERSON ELEC CO | $961,000 | +43.9% | 12,548 | +29.8% | 0.22% | +16.1% |
| TIP | Buy | ISHARES TRtips bd etf | $922,000 | +20.7% | 8,332 | +23.1% | 0.21% | -2.4% |
| BIIB | New | BIOGEN INC | $921,000 | – | 2,608 | +100.0% | 0.21% | – |
| ILMN | New | ILLUMINA INC | $866,000 | – | 2,360 | +100.0% | 0.20% | – |
| ADX | New | ADAMS DIVERSIFIED EQUITY FD | $848,000 | – | 50,857 | +100.0% | 0.19% | – |
| NVDA | Buy | NVIDIA CORP | $831,000 | +65.9% | 2,958 | +39.9% | 0.19% | +34.5% |
| KMI | New | KINDER MORGAN INC DEL | $834,000 | – | 47,036 | +100.0% | 0.19% | – |
| HON | Sell | HONEYWELL INTL INC | $827,000 | +5.2% | 4,971 | -8.9% | 0.19% | -14.7% |
| GLD | Buy | SPDR GOLD TRUST | $827,000 | +10.1% | 7,334 | +16.0% | 0.19% | -11.0% |
| KKR | New | KKR & CO INCcl a | $817,000 | – | 29,963 | +100.0% | 0.18% | – |
| IBB | Sell | ISHARES TRnasdaq biotech | $806,000 | -36.2% | 6,607 | -42.6% | 0.18% | -48.4% |
| TOTL | Sell | SSGA ACTIVE ETF TRspdr tr tactic | $795,000 | -6.8% | 16,836 | -6.1% | 0.18% | -24.5% |
| BKT | New | BLACKROCK INCOME TR INC | $795,000 | – | 139,000 | +100.0% | 0.18% | – |
| SHM | Sell | SPDR SER TRnuveen blmbrg sr | $792,000 | -38.7% | 16,609 | -38.4% | 0.18% | -50.4% |
| BYM | New | BLACKROCK MUNICIPL INC QLTY | $788,000 | – | 61,684 | +100.0% | 0.18% | – |
| ZTS | Buy | ZOETIS INCcl a | $780,000 | +10.8% | 8,518 | +3.0% | 0.18% | -10.7% |
| SRLN | Buy | SSGA ACTIVE ETF TRblkstn gsosrln | $777,000 | +20.7% | 16,403 | +19.6% | 0.18% | -2.2% |
| TXN | Buy | TEXAS INSTRS INC | $774,000 | -2.3% | 7,213 | +0.4% | 0.17% | -20.9% |
| COP | Buy | CONOCOPHILLIPS | $774,000 | +50.0% | 10,009 | +35.1% | 0.17% | +21.7% |
| HPQ | Buy | HP INC | $770,000 | +18.3% | 29,856 | +4.0% | 0.17% | -4.4% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $763,000 | -8.5% | 9,463 | -7.5% | 0.17% | -26.3% |
| ETN | Sell | EATON CORP PLC | $751,000 | -27.2% | 8,664 | -37.2% | 0.17% | -41.1% |
| MTUM | New | ISHARES TRusa momentum fct | $738,000 | – | 6,201 | +100.0% | 0.17% | – |
| SYK | New | STRYKER CORP | $736,000 | – | 4,145 | +100.0% | 0.16% | – |
| MDT | Sell | MEDTRONIC PLC | $726,000 | +4.3% | 7,379 | -9.3% | 0.16% | -15.5% |
| FB | Sell | FACEBOOK INCcl a | $727,000 | -67.3% | 4,423 | -61.3% | 0.16% | -73.6% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $716,000 | -2.5% | 5,657 | -6.5% | 0.16% | -21.1% |
| LLY | Buy | LILLY ELI & CO | $712,000 | +75.4% | 6,641 | +39.8% | 0.16% | +41.6% |
| BRKL | Buy | BROOKLINE BANCORP INC DEL | $706,000 | -4.2% | 42,293 | +6.7% | 0.16% | -22.4% |
| IYC | Sell | ISHARES TRu.s. cnsm sv etf | $678,000 | +7.6% | 3,204 | -1.4% | 0.15% | -13.1% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $673,000 | +67.0% | 19,000 | +54.8% | 0.15% | +34.8% |
| BAX | Buy | BAXTER INTL INC | $668,000 | +29.2% | 8,671 | +23.9% | 0.15% | +4.2% |
| PEP | Sell | PEPSICO INC | $663,000 | -4.1% | 5,929 | -6.6% | 0.15% | -22.4% |
| SPSB | New | SPDR SERIES TRUSTportfolio short | $661,000 | – | 21,906 | +100.0% | 0.15% | – |
| BTZ | New | BLACKROCK CR ALLCTN INC TR | $652,000 | – | 53,275 | +100.0% | 0.15% | – |
| INTC | Sell | INTEL CORP | $636,000 | -73.4% | 13,456 | -72.1% | 0.14% | -78.5% |
| MCA | New | BLACKROCK MUNIYIELD CALI QLT | $611,000 | – | 47,700 | +100.0% | 0.14% | – |
| QCOM | New | QUALCOMM INC | $609,000 | – | 8,459 | +100.0% | 0.14% | – |
| ACWX | Sell | ISHARES TRmsci acwi ex us | $584,000 | -7.4% | 12,242 | -8.3% | 0.13% | -25.1% |
| TSS | Buy | TOTAL SYS SVCS INC | $574,000 | +65.4% | 5,811 | +41.5% | 0.13% | +34.4% |
| SCHW | Sell | SCHWAB CHARLES CORP NEW | $569,000 | -22.6% | 11,586 | -19.4% | 0.13% | -37.3% |
| VPL | Sell | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $571,000 | +1.4% | 8,036 | -0.1% | 0.13% | -17.9% |
| RSP | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $566,000 | +4.8% | 5,304 | +0.0% | 0.13% | -15.3% |
| APB | New | ASIA PAC FD INC | $566,000 | – | 41,970 | +100.0% | 0.13% | – |
| EVM | New | EATON VANCE CALIF MUN BD FD | $555,000 | – | 55,710 | +100.0% | 0.12% | – |
| GM | Buy | GENERAL MTRS CO | $550,000 | +56.7% | 16,347 | +83.7% | 0.12% | +26.5% |
| RDSB | Sell | ROYAL DUTCH SHELL PLCspon adr b | $548,000 | -16.3% | 7,727 | -14.3% | 0.12% | -32.4% |
| MYI | New | BLACKROCK MUNIYIELD QLTY FD | $540,000 | – | 44,700 | +100.0% | 0.12% | – |
| IXN | ISHARES TRglobal tech etf | $522,000 | +6.5% | 2,981 | 0.0% | 0.12% | -14.0% | |
| GPN | Buy | GLOBAL PMTS INC | $518,000 | +114.0% | 4,069 | +87.7% | 0.12% | +73.1% |
| XLP | Sell | SELECT SECTOR SPDR TRsbi cons stpls | $512,000 | -9.7% | 9,485 | -13.8% | 0.12% | -27.2% |
| BBT | Buy | BB&T CORP | $509,000 | +2.6% | 10,495 | +6.7% | 0.11% | -17.4% |
| NSC | New | NORFOLK SOUTHERN CORP | $500,000 | – | 2,771 | +100.0% | 0.11% | – |
| VPV | New | INVESCO PA VALUE MUN INCOME | $494,000 | – | 41,515 | +100.0% | 0.11% | – |
| GF | New | NEW GERMANY FD INC | $494,000 | – | 27,143 | +100.0% | 0.11% | – |
| GD | Sell | GENERAL DYNAMICS CORP | $492,000 | +7.4% | 2,405 | -2.0% | 0.11% | -12.6% |
| DUC | New | DUFF & PHELPS UTIL CORP BD T | $489,000 | – | 58,281 | +100.0% | 0.11% | – |
| BK | Sell | BANK NEW YORK MELLON CORP | $481,000 | -6.2% | 9,431 | -0.9% | 0.11% | -24.5% |
| LVS | Buy | LAS VEGAS SANDS CORP | $481,000 | +80.1% | 8,103 | +131.5% | 0.11% | +45.9% |
| RTN | Sell | RAYTHEON CO | $477,000 | -35.4% | 2,309 | -39.6% | 0.11% | -47.8% |
| AGN | New | ALLERGAN PLC | $472,000 | – | 2,477 | +100.0% | 0.11% | – |
| RCL | New | ROYAL CARIBBEAN CRUISES LTD | $473,000 | – | 3,642 | +100.0% | 0.11% | – |
| AGG | Buy | ISHARES TRcore us aggbd et | $471,000 | +5.6% | 4,461 | +6.3% | 0.11% | -14.5% |
| WIW | New | WESTERN AST INFL LKD OPP & I | $466,000 | – | 43,020 | +100.0% | 0.10% | – |
| MMM | Sell | 3M CO | $468,000 | +3.1% | 2,221 | -3.8% | 0.10% | -16.7% |
| PYPL | Sell | PAYPAL HLDGS INC | $457,000 | +4.1% | 5,199 | -1.4% | 0.10% | -15.6% |
| PSQ | New | PROSHARES TRshort qqq new | $460,000 | – | 15,723 | +100.0% | 0.10% | – |
| UNP | Sell | UNION PAC CORP | $457,000 | -18.2% | 2,805 | -29.0% | 0.10% | -33.5% |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $449,000 | +14.8% | 2,096 | 0.0% | 0.10% | -7.3% | |
| TDAC | New | TRIDENT ACQUISITIONS CORP | $438,000 | – | 44,625 | +100.0% | 0.10% | – |
| MHK | New | MOHAWK INDS INC | $430,000 | – | 2,453 | +100.0% | 0.10% | – |
| BHK | New | BLACKROCK CORE BD TR | $430,000 | – | 33,639 | +100.0% | 0.10% | – |
| CNC | New | CENTENE CORP DEL | $427,000 | – | 2,948 | +100.0% | 0.10% | – |
| KO | Sell | COCA COLA CO | $426,000 | -22.3% | 9,229 | -26.2% | 0.10% | -36.8% |
| GAB | New | GABELLI EQUITY TR INC | $418,000 | – | 64,493 | +100.0% | 0.09% | – |
| IHF | Buy | ISHARES TRus hlthcr pr etf | $418,000 | +17.7% | 2,090 | +3.5% | 0.09% | -5.1% |
| ORCL | Sell | ORACLE CORP | $415,000 | -24.3% | 8,060 | -35.2% | 0.09% | -38.8% |
| MIY | New | BLACKROCK MUNIYLD MICH QLTY | $407,000 | – | 32,800 | +100.0% | 0.09% | – |
| MO | Sell | ALTRIA GROUP INC | $407,000 | -47.5% | 6,753 | -50.5% | 0.09% | -57.7% |
| PACQ | New | PURE ACQUISITION CORPcl a | $407,000 | – | 41,900 | +100.0% | 0.09% | – |
| NVS | Sell | NOVARTIS A Gsponsored adr | $406,000 | +7.4% | 4,705 | -5.8% | 0.09% | -13.3% |
| SYLD | New | CAMBRIA ETF TR | $404,000 | – | 10,218 | +100.0% | 0.09% | – |
| KBE | Sell | SPDR SERIES TRUSTs&p bk etf | $395,000 | -41.0% | 8,487 | -40.3% | 0.09% | -52.2% |
| CB | Buy | CHUBB LIMITED | $390,000 | +6.3% | 2,915 | +0.9% | 0.09% | -13.7% |
| BJZ | New | BLACKROCK CA MUNI 2018 TERM | $391,000 | – | 26,213 | +100.0% | 0.09% | – |
| ENB | New | ENBRIDGE INC | $387,000 | – | 12,000 | +100.0% | 0.09% | – |
| VRTX | VERTEX PHARMACEUTICALS INC | $385,000 | +13.2% | 2,000 | 0.0% | 0.09% | -8.4% | |
| STOT | Sell | SSGA ACTIVE TRspdr dbleln shrt | $383,000 | -8.4% | 7,850 | -8.5% | 0.09% | -25.9% |
| COF | Sell | CAPITAL ONE FINL CORP | $377,000 | -13.1% | 3,976 | -15.7% | 0.08% | -29.8% |
| CLM | New | CORNERSTONE STRATEGIC VALUE | $379,000 | – | 27,065 | +100.0% | 0.08% | – |
| PVI | INVESCO EXCHNG TRADED FD TRvrdo tax free | $374,000 | 0.0% | 15,000 | 0.0% | 0.08% | -19.2% | |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $365,000 | -14.9% | 8,432 | -15.5% | 0.08% | -31.1% |
| FRC | Buy | FIRST REP BK SAN FRANCISCO C | $366,000 | -0.5% | 3,814 | +0.2% | 0.08% | -19.6% |
| CMSS | Buy | CM SEVEN STAR ACQUISITION CO | $359,000 | +4.4% | 35,600 | +2.2% | 0.08% | -15.6% |
| MTB | Buy | M & T BK CORP | $362,000 | -2.7% | 2,197 | +0.5% | 0.08% | -21.4% |
| CBS | New | CBS CORP NEWcl b | $362,000 | – | 6,293 | +100.0% | 0.08% | – |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $359,000 | +20.1% | 5,771 | +6.6% | 0.08% | -2.4% |
| SBUX | Sell | STARBUCKS CORP | $357,000 | +10.5% | 6,291 | -4.8% | 0.08% | -11.1% |
| FOXA | Sell | TWENTY FIRST CENTY FOX INCcl a | $354,000 | -8.1% | 7,640 | -1.3% | 0.08% | -25.2% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $357,000 | +16.7% | 3,059 | +6.3% | 0.08% | -5.9% |
| PCY | Sell | INVESCO EXCHNG TRADED FD TRemrng mkt svrg | $355,000 | -39.5% | 13,167 | -40.5% | 0.08% | -50.9% |
| MET | Sell | METLIFE INC | $358,000 | +6.9% | 7,668 | -0.3% | 0.08% | -14.0% |
| IEUR | Buy | ISHARES TRcore msci euro | $357,000 | +21.8% | 7,450 | +21.1% | 0.08% | -1.2% |
| ACN | Sell | ACCENTURE PLC IRELAND | $348,000 | -34.7% | 2,042 | -37.3% | 0.08% | -47.3% |
| WFC | Sell | WELLS FARGO CO NEW | $347,000 | -31.6% | 6,599 | -27.8% | 0.08% | -44.7% |
| CXH | New | MFS INVT GRADE MUN TRsh ben int | $341,000 | – | 38,013 | +100.0% | 0.08% | – |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $343,000 | +6.9% | 4,710 | -11.9% | 0.08% | -13.5% |
| INTU | New | INTUIT | $340,000 | – | 1,495 | +100.0% | 0.08% | – |
| C | Buy | CITIGROUP INC | $324,000 | +46.6% | 4,506 | +36.5% | 0.07% | +19.7% |
| BR | Buy | BROADRIDGE FINL SOLUTIONS IN | $326,000 | +41.1% | 2,473 | +23.5% | 0.07% | +14.1% |
| IVE | New | ISHARES TRs&p 500 val etf | $319,000 | – | 2,753 | +100.0% | 0.07% | – |
| OXY | Sell | OCCIDENTAL PETE CORP DEL | $320,000 | -6.2% | 3,890 | -4.5% | 0.07% | -24.2% |
| JOF | New | JAPAN SMALLER CAPTLZTN FD IN | $316,000 | – | 28,505 | +100.0% | 0.07% | – |
| BX | Buy | BLACKSTONE GROUP L P | $317,000 | +19.2% | 8,314 | +0.5% | 0.07% | -4.1% |
| CLF | New | CLEVELAND CLIFFS INC | $317,000 | – | 25,000 | +100.0% | 0.07% | – |
| BIL | New | SPDR SER TRspdr bloomberg | $304,000 | – | 3,315 | +100.0% | 0.07% | – |
| SLB | Sell | SCHLUMBERGER LTD | $298,000 | -32.3% | 4,898 | -25.4% | 0.07% | -45.1% |
| VGSH | New | VANGUARD SCOTTSDALE FDSshort term treas | $299,000 | – | 5,000 | +100.0% | 0.07% | – |
| VTIQ | New | VECTOIQ ACQUISITION CORP | $297,000 | – | 31,000 | +100.0% | 0.07% | – |
| ENX | New | EATON VANCE NEW YORK MUN BD | $292,000 | – | 26,393 | +100.0% | 0.07% | – |
| EWJ | Sell | ISHARES INCmsci jpn etf new | $292,000 | -38.3% | 4,848 | -40.7% | 0.07% | -49.6% |
| USMV | New | ISHARES TRmin vol usa etf | $292,000 | – | 5,117 | +100.0% | 0.07% | – |
| LEN | Buy | LENNAR CORPcl a | $290,000 | -11.0% | 6,209 | +0.1% | 0.06% | -28.6% |
| LOR | New | LAZARD WORLD DIVID & INCOME | $286,000 | – | 27,435 | +100.0% | 0.06% | – |
| IEFA | Buy | ISHARES TRcore msci eafe | $286,000 | +7.5% | 4,471 | +6.5% | 0.06% | -13.5% |
| ORLY | O REILLY AUTOMOTIVE INC NEW | $281,000 | +27.1% | 808 | 0.0% | 0.06% | +3.3% | |
| KR | Sell | KROGER CO | $281,000 | -0.4% | 9,646 | -2.6% | 0.06% | -19.2% |
| BROG | New | TWELVE SEAS INVESTMENT COMPA | $279,000 | – | 29,150 | +100.0% | 0.06% | – |
| AFB | New | ALLIANCEBERNSTEIN NATL MUNI | $278,000 | – | 22,400 | +100.0% | 0.06% | – |
| BKN | New | BLACKROCK INVT QUALITY MUN T | $277,000 | – | 20,900 | +100.0% | 0.06% | – |
| MSP | New | MADISON STRTG SECTOR PREM FD | $277,000 | – | 23,305 | +100.0% | 0.06% | – |
| KMB | New | KIMBERLY CLARK CORP | $268,000 | – | 2,355 | +100.0% | 0.06% | – |
| JCI | Sell | JOHNSON CTLS INTL PLC | $267,000 | -7.6% | 7,646 | -11.5% | 0.06% | -25.0% |
| MNP | New | WESTERN ASST MN PRT FD INC | $268,000 | – | 19,483 | +100.0% | 0.06% | – |
| EWC | Buy | ISHARES INCmsci cda etf | $266,000 | +2.3% | 9,239 | +1.1% | 0.06% | -16.7% |
| T | Sell | AT&T INC | $262,000 | -74.6% | 7,786 | -75.8% | 0.06% | -79.4% |
| TTE | New | TOTAL S Asponsored adr | $259,000 | – | 4,015 | +100.0% | 0.06% | – |
| QUAL | New | ISHARES TRusa quality fctr | $260,000 | – | 2,878 | +100.0% | 0.06% | – |
| MIN | New | MFS INTER INCOME TRsh ben int | $258,000 | – | 68,675 | +100.0% | 0.06% | – |
| OMF | Sell | ONEMAIN HLDGS INC | $252,000 | -5.6% | 7,485 | -6.8% | 0.06% | -23.0% |
| IT | GARTNER INC | $252,000 | +19.4% | 1,587 | 0.0% | 0.06% | -3.4% | |
| ALLY | Buy | ALLY FINL INC | $251,000 | +1.2% | 9,498 | +0.6% | 0.06% | -18.8% |
| GE | Sell | GENERAL ELECTRIC CO | $243,000 | -30.2% | 21,528 | -15.6% | 0.06% | -43.3% |
| NAN | New | NUVEEN NEW YORK QLT MUN INC | $240,000 | – | 19,525 | +100.0% | 0.05% | – |
| ALGN | Sell | ALIGN TECHNOLOGY INC | $237,000 | -7.4% | 605 | -19.2% | 0.05% | -25.4% |
| JWN | New | NORDSTROM INC | $236,000 | – | 3,950 | +100.0% | 0.05% | – |
| EXAS | New | EXACT SCIENCES CORP | $237,000 | – | 3,000 | +100.0% | 0.05% | – |
| SUB | Sell | ISHARES TRshrt nat mun etf | $230,000 | -37.5% | 2,200 | -37.1% | 0.05% | -49.0% |
| GIG | GIGCAPITAL INC | $232,000 | +0.9% | 23,325 | 0.0% | 0.05% | -18.8% | |
| MCN | New | MADISON CVRED CALL & EQ STR | $222,000 | – | 28,805 | +100.0% | 0.05% | – |
| EPI | Sell | WISDOMTREE TRindia erngs fd | $224,000 | -64.0% | 9,289 | -62.5% | 0.05% | -71.1% |
| FIDU | New | FIDELITYmsci indl indx | $222,000 | – | 5,515 | +100.0% | 0.05% | – |
| FSTA | New | FIDELITYconsmr staples | $217,000 | – | 6,666 | +100.0% | 0.05% | – |
| GIS | Sell | GENERAL MLS INC | $219,000 | -4.8% | 5,110 | -1.7% | 0.05% | -23.4% |
| DG | New | DOLLAR GEN CORP NEW | $220,000 | – | 2,015 | +100.0% | 0.05% | – |
| PVBC | New | PROVIDENT BANCORP INC | $217,000 | – | 7,500 | +100.0% | 0.05% | – |
| SWZ | New | SWISS HELVETIA FD INC | $220,000 | – | 25,825 | +100.0% | 0.05% | – |
| IJR | Sell | ISHARES TRcore s&p scp etf | $215,000 | +2.4% | 2,470 | -1.7% | 0.05% | -17.2% |
| VTV | New | VANGUARD INDEX FDSvalue etf | $208,000 | – | 1,883 | +100.0% | 0.05% | – |
| CAT | Sell | CATERPILLAR INC DEL | $203,000 | -84.7% | 1,331 | -86.4% | 0.05% | -87.5% |
| VGM | New | INVESCO TR INVT GRADE MUNS | $202,000 | – | 17,000 | +100.0% | 0.04% | – |
| MMDM | MODERN MEDIA ACQUISITION | $201,000 | +1.5% | 19,875 | 0.0% | 0.04% | -18.2% | |
| IJH | New | ISHARES TRcore s&p mcp etf | $202,000 | – | 1,003 | +100.0% | 0.04% | – |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $202,000 | – | 2,128 | +100.0% | 0.04% | – |
| MQT | New | BLACKROCK MUNIY QUALITY FD I | $198,000 | – | 16,878 | +100.0% | 0.04% | – |
| NHA | New | NUVEEN MUN 2021 TARGET TERM | $194,000 | – | 20,581 | +100.0% | 0.04% | – |
| INDU | INDUSTREA ACQUISITION CORPcl a | $193,000 | +3.2% | 18,950 | 0.0% | 0.04% | -17.3% | |
| OPES | Buy | OPES ACQUISITION CORP | $192,000 | +28.9% | 19,450 | +26.3% | 0.04% | +4.9% |
| NKX | New | NUVEEN CALIFORNIA AMT QLT MU | $187,000 | – | 14,500 | +100.0% | 0.04% | – |
| FAM | New | FIRST TR ABERDEEN GLBL OPP F | $182,000 | – | 18,984 | +100.0% | 0.04% | – |
| DTF | New | DTF TAX-FREE INCOME INC | $177,000 | – | 13,736 | +100.0% | 0.04% | – |
| IQI | New | INVESCO QUALITY MUNI INC TRS | $174,000 | – | 15,000 | +100.0% | 0.04% | – |
| NAC | New | NUVEEN CA QUALTY MUN INCOME | $175,000 | – | 13,500 | +100.0% | 0.04% | – |
| JEQ | New | ABERDEEN JAPAN EQUITY FD INC | $161,000 | – | 19,130 | +100.0% | 0.04% | – |
| NXQ | New | NUVEEN SELECT TAX FREE INCMsh ben int | $156,000 | – | 11,700 | +100.0% | 0.04% | – |
| VKQ | New | INVESCO MUN TR | $148,000 | – | 12,800 | +100.0% | 0.03% | – |
| BNY | New | BLACKROCK N Y MUN INCOME TRsh ben int | $147,000 | – | 12,117 | +100.0% | 0.03% | – |
| BFO | New | BLACKROCK FLA MUN 2020 TERM | $145,000 | – | 10,209 | +100.0% | 0.03% | – |
| TBRG | New | THUNDER BRIDGE ACQUISITION L | $139,000 | – | 14,275 | +100.0% | 0.03% | – |
| MHN | New | BLACKROCK MUNIHLDGS NY QLTY | $129,000 | – | 10,821 | +100.0% | 0.03% | – |
| BFZ | New | BLACKROCK CALIF MUN INCOME Tsh ben int | $124,000 | – | 10,000 | +100.0% | 0.03% | – |
| LTN | Buy | UNION ACQUISITION CORP | $124,000 | +6.9% | 12,700 | +6.5% | 0.03% | -12.5% |
| DS | DRIVE SHACK INC | $119,000 | -22.7% | 20,000 | 0.0% | 0.03% | -37.2% | |
| MHF | New | WESTERN ASSET MUN HI INCM FD | $101,000 | – | 14,224 | +100.0% | 0.02% | – |
| DMF | New | DREYFUS MUN INCOME INC | $93,000 | – | 11,914 | +100.0% | 0.02% | – |
| SHLDQ | New | SEARS HLDGS CORP | $10,000 | – | 10,135 | +100.0% | 0.00% | – |
| GSAT | Exit | GLOBALSTAR INC | $0 | – | -15,000 | -100.0% | -0.00% | – |
| MPAC | Exit | MATLIN & PARTNERS ACQUISITIOcl a | $0 | – | -14,675 | -100.0% | -0.04% | – |
| SO | Exit | SOUTHERN CO | $0 | – | -4,320 | -100.0% | -0.06% | – |
| IWS | Exit | ISHARES TRrus mdcp val etf | $0 | – | -2,334 | -100.0% | -0.06% | – |
| MS | Exit | MORGAN STANLEY | $0 | – | -4,540 | -100.0% | -0.06% | – |
| ABT | Exit | ABBOTT LABS | $0 | – | -3,544 | -100.0% | -0.06% | – |
| ATAC | Exit | ATLANTIC ACQUISITION CORP | $0 | – | -22,200 | -100.0% | -0.06% | – |
| ADI | Exit | ANALOG DEVICES INC | $0 | – | -2,578 | -100.0% | -0.07% | – |
| AJG | Exit | GALLAGHER ARTHUR J & CO | $0 | – | -3,865 | -100.0% | -0.07% | – |
| AKAM | Exit | AKAMAI TECHNOLOGIES INC | $0 | – | -3,872 | -100.0% | -0.08% | – |
| AVGO | Exit | BROADCOM INC | $0 | – | -1,205 | -100.0% | -0.08% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -1,872 | -100.0% | -0.08% | – |
| VFC | Exit | V F CORP | $0 | – | -3,638 | -100.0% | -0.08% | – |
| SWK | Exit | STANLEY BLACK & DECKER INC | $0 | – | -2,294 | -100.0% | -0.08% | – |
| BLK | Exit | BLACKROCK INC | $0 | – | -640 | -100.0% | -0.09% | – |
| FNCL | Exit | FIDELITYmsci finls idx | $0 | – | -9,560 | -100.0% | -0.10% | – |
| CMI | Exit | CUMMINS INC | $0 | – | -3,007 | -100.0% | -0.11% | – |
| MMC | Exit | MARSH & MCLENNAN COS INC | $0 | – | -5,212 | -100.0% | -0.12% | – |
| NEWR | Exit | NEW RELIC INC | $0 | – | -5,100 | -100.0% | -0.14% | – |
| EOG | Exit | EOG RES INC | $0 | – | -4,382 | -100.0% | -0.15% | – |
| KKR | Exit | KKR & CO L P DEL | $0 | – | -30,076 | -100.0% | -0.21% | – |
| STZ | Exit | CONSTELLATION BRANDS INCcl a | $0 | – | -3,668 | -100.0% | -0.22% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -6,310 | -100.0% | -0.32% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P MIDCAP 400 ETF TR | 36 | Q3 2023 | 10.6% |
| ISHARES TR | 36 | Q3 2023 | 8.0% |
| ISHARES TR | 36 | Q3 2023 | 6.9% |
| ISHARES TR | 36 | Q3 2023 | 4.8% |
| APPLE INC | 36 | Q3 2023 | 5.0% |
| ISHARES TR | 36 | Q3 2023 | 5.3% |
| VANGUARD WHITEHALL FDS INC | 36 | Q3 2023 | 5.4% |
| MICROSOFT CORP | 36 | Q3 2023 | 4.9% |
| ISHARES TR | 36 | Q3 2023 | 3.7% |
| ISHARES TR | 36 | Q3 2023 | 3.1% |
View Dakota Wealth Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-24 |
| 13F-HR | 2024-01-30 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-04-14 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-05 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-10 |
View Dakota Wealth Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.