$258 Million is the total value of Lumbard & Kellner, LLC's 101 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 12.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ICSH | Buy | BLACKROCK ULTRA SHORT TERM BOND ETFclosed end mutual fund fixed | $12,310,000 | +0.5% | 243,657 | +0.5% | 4.77% | +10.6% |
| QQQ | Buy | INVESCO QQQ TRUST ETFclosed end mutual fund equity | $10,756,000 | +5.8% | 30,346 | +0.8% | 4.16% | +16.4% |
| GOOG | Sell | ALPHABET INC CL C | $9,802,000 | +3.7% | 3,911 | -0.3% | 3.80% | +14.1% |
| AMAT | Sell | APPLIED MATERIALS INC | $9,522,000 | +7.1% | 66,865 | -0.2% | 3.69% | +17.9% |
| MET | Buy | METLIFE INC COMstock | $8,797,000 | +0.3% | 146,985 | +6.6% | 3.41% | +10.4% |
| VTI | Sell | VANGUARD TOTAL STOCK MARKET INDEX FUNDetf | $8,790,000 | +2.4% | 39,451 | -0.3% | 3.40% | +12.7% |
| FDX | Buy | FEDEX CORP COMstock | $8,368,000 | +4.0% | 28,049 | +1.0% | 3.24% | +14.5% |
| PRU | Buy | PRUDENTIAL FINL INC COMstock | $7,775,000 | +5.0% | 75,878 | +2.4% | 3.01% | +15.6% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $7,514,000 | +9.9% | 19,798 | +0.9% | 2.91% | +21.0% |
| FCX | Buy | FREEPORT-MCMORAN INC CL Bstock | $7,434,000 | +7.3% | 200,330 | +8.4% | 2.88% | +18.1% |
| KMI | Sell | KINDER MORGAN INC DEL COMstock | $7,110,000 | +7.5% | 390,009 | -9.9% | 2.75% | +18.3% |
| STNG | Sell | SCORPIO TANKERS INC SHSstock | $6,856,000 | +21.3% | 310,921 | -0.1% | 2.65% | +33.6% |
| GLNG | Sell | GOLAR LNG LTD SHSstock | $6,813,000 | +16.1% | 514,247 | -0.1% | 2.64% | +27.9% |
| FB | Sell | FACEBOOK INC CL Astock | $6,774,000 | +7.7% | 19,480 | -0.1% | 2.62% | +18.6% |
| TSN | Buy | TYSON FOODS INC CL A | $5,809,000 | -3.9% | 78,758 | +0.9% | 2.25% | +5.8% |
| VTRS | Buy | VIATRIS INC COMstock | $5,584,000 | +99.5% | 390,767 | +86.9% | 2.16% | +119.7% |
| MDC | Buy | M D C HLDGS INC COMstock | $5,508,000 | -13.6% | 108,848 | +0.2% | 2.13% | -4.9% |
| FLKR | Buy | FRANKLIN FTSE SOUTH KOREA ETFclosed end mutual fund equity | $5,434,000 | +3.9% | 163,206 | +0.6% | 2.10% | +14.3% |
| GMS | Buy | GMS INC | $5,114,000 | +10.7% | 106,227 | +0.5% | 1.98% | +21.8% |
| LMT | Buy | LOCKHEED MARTIN CORP | $4,965,000 | +2.4% | 13,123 | +3.0% | 1.92% | +12.7% |
| GLD | New | SPDR GOLD SHARESetf | $4,933,000 | – | 29,785 | +100.0% | 1.91% | – |
| FLTW | Sell | FRANKLIN FTSE TAIWAN ETFclosed end mutual fund equity | $4,732,000 | -0.6% | 105,742 | -0.2% | 1.83% | +9.4% |
| EIDO | Buy | ISHARES MSCI INDONESIA ETFclosed end mutual fund equity | $4,727,000 | -5.2% | 233,081 | +1.2% | 1.83% | +4.4% |
| BHF | Buy | BRIGHTHOUSE FINL INC | $4,606,000 | -1.2% | 101,135 | +1.5% | 1.78% | +8.7% |
| GM | Sell | GENERAL MOTORS CO | $4,577,000 | +3.2% | 77,354 | -0.2% | 1.77% | +13.7% |
| T | Buy | AT T INC | $4,482,000 | -5.4% | 155,737 | +3.3% | 1.74% | +4.1% |
| Buy | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $4,036,000 | +10.3% | 136,357 | +1.1% | 1.56% | +21.4% | |
| KRA | Sell | KRATON CORPORATION | $3,769,000 | -9.9% | 116,735 | -0.2% | 1.46% | -0.8% |
| GLW | Sell | CORNING INC | $3,448,000 | -7.7% | 84,298 | -0.2% | 1.34% | +1.7% |
| SVACU | Buy | STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025stock | $3,336,000 | +2.2% | 322,941 | +16.9% | 1.29% | +12.5% |
| VEU | Buy | VANGUARD FTSE ALL-WORLD EX US INDEX FUNDetf | $3,057,000 | +12.6% | 48,223 | +7.8% | 1.18% | +24.0% |
| AAPL | APPLE INC COMstock | $2,731,000 | +9.5% | 19,935 | 0.0% | 1.06% | +20.5% | |
| MSFT | Sell | MICROSOFT CORP COMstock | $2,706,000 | +13.5% | 9,989 | -0.0% | 1.05% | +25.1% |
| Sell | FORD MTR CO DEL SR 8.500 4/21/23corporate bonds and notes | $2,692,000 | -0.5% | 2,412,000 | -0.1% | 1.04% | +9.6% | |
| TAK | Buy | TAKEDA PHARMACEUTICAL SP A D R | $2,318,000 | +2.4% | 137,749 | +1.6% | 0.90% | +12.7% |
| NOC | Buy | NORTHROP GRUMMAN CORPORATION | $2,308,000 | +8.0% | 6,350 | +5.3% | 0.89% | +18.9% |
| Sell | MELLON CAPITAL IV 3.95652 12/20/67corporate bonds and notes | $2,291,000 | -0.3% | 2,314,000 | -0.3% | 0.89% | +9.6% | |
| RSP | Buy | INVESCO S&P 500 EQUAL WEIGHT ETFetf | $2,273,000 | +5.4% | 15,078 | +0.8% | 0.88% | +16.1% |
| UNITED FINANCIAL 5.750 10/01/24corporate bonds and notes | $2,146,000 | -0.3% | 1,907,000 | 0.0% | 0.83% | +9.8% | ||
| VT | VANGUARD TOTAL WORLD STOCK INDEX ETFclosed end mutual fund equity | $2,103,000 | +2.3% | 20,296 | 0.0% | 0.81% | +12.6% | |
| CVET | Buy | COVETRUS INC NPV | $2,045,000 | -5.6% | 75,735 | +0.2% | 0.79% | +3.9% |
| Sell | BANK OF NY MELLON 3.6467 12/20/67corporate bonds and notes | $1,989,000 | +0.7% | 1,975,000 | -0.2% | 0.77% | +10.8% | |
| SPDW | Buy | SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFetf | $1,973,000 | +5.5% | 53,630 | +1.4% | 0.76% | +16.1% |
| Sell | CITIGROUP INC 0.7375 8/25/36corporate bonds and notes | $1,780,000 | +3.2% | 2,015,000 | -0.1% | 0.69% | +13.5% | |
| IVV | Sell | ISHARES CORE S&P 500 ETFetf | $1,636,000 | +4.4% | 3,806 | -3.4% | 0.63% | +14.9% |
| KEY | Sell | KEYCORP | $1,632,000 | -5.2% | 79,028 | -0.1% | 0.63% | +4.3% |
| Sell | SUNTRUST CAPITAL 0.87978 5/15/27corporate bonds and notes | $1,396,000 | +0.3% | 1,429,000 | -0.2% | 0.54% | +10.2% | |
| OPUS BANK 5.500 7/01/26corporate bonds and notes | $1,364,000 | -0.3% | 1,364,000 | 0.0% | 0.53% | +9.8% | ||
| US BANK CAPITAL IX 3.57778 4/15/49corporate bonds and notes | $1,357,000 | +1.8% | 1,371,000 | 0.0% | 0.52% | +11.9% | ||
| LLY | ELI LILLY CO | $1,267,000 | +25.6% | 5,519 | 0.0% | 0.49% | +38.3% | |
| SPY | SPDR S&P 500 ETFetf | $1,231,000 | +5.9% | 2,877 | 0.0% | 0.48% | +16.6% | |
| CMCSA | Buy | COMCAST CORP NEW CL Astock | $1,144,000 | +3.7% | 20,071 | +0.2% | 0.44% | +14.2% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $994,000 | +7.3% | 3,578 | -1.3% | 0.38% | +18.1% |
| JP MORGAN CHASE MTN 2.000 4/30/24corporate bonds and notes | $906,000 | +1.0% | 881,000 | 0.0% | 0.35% | +11.4% | ||
| Sell | BANK OF AMER MTN 0.8405 12/01/26corporate bonds and notes | $884,000 | +0.9% | 901,000 | -0.3% | 0.34% | +11.0% | |
| BRKA | BERKSHIRE HATHAWAY INC DEL CL Astock | $837,000 | +8.6% | 2 | 0.0% | 0.32% | +19.6% | |
| WELL | Buy | WELLTOWER INC COMreit | $813,000 | +16.1% | 9,780 | +0.1% | 0.32% | +28.0% |
| CDLX | Sell | CARDLYTICS INC COMstock | $786,000 | +5.4% | 6,190 | -9.0% | 0.30% | +16.0% |
| GDX | Buy | VANECK VECTORS GOLD MINERS ETFetf | $729,000 | +4.7% | 21,468 | +0.3% | 0.28% | +15.1% |
| CSCO | Buy | CISCO SYS INC COMstock | $718,000 | +2.9% | 13,559 | +0.3% | 0.28% | +13.5% |
| HON | HONEYWELL INTERNATIONAL INC | $715,000 | -1.7% | 3,261 | 0.0% | 0.28% | +8.2% | |
| Sell | NTC CAPITAL II 0.82957 4/15/27corporate bonds and notes | $704,000 | +0.6% | 719,000 | -0.6% | 0.27% | +11.0% | |
| AMERICAN EXPRESS CO 4.900 9/15/67corporate bonds and notes | $685,000 | +0.7% | 684,000 | 0.0% | 0.26% | +10.9% | ||
| DV | New | DOUBLEVERIFY HLDGS INC COM | $617,000 | – | 14,577 | +100.0% | 0.24% | – |
| VTV | VANGUARD VALUE INDEX FUND ETFclosed end mutual fund equity | $600,000 | +1.0% | 4,365 | 0.0% | 0.23% | +11.0% | |
| XLU | Sell | UTILITIES SELECT SECTOR SPDR FUNDetf | $567,000 | -1.7% | 8,960 | -0.5% | 0.22% | +8.4% |
| WFC | Sell | WELLS FARGO CO NEW COMstock | $566,000 | +12.7% | 12,490 | -2.8% | 0.22% | +23.7% |
| XOM | EXXON MOBIL CORP | $555,000 | +10.3% | 8,794 | 0.0% | 0.22% | +21.5% | |
| MINT | New | PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUNDetf | $538,000 | – | 5,278 | +100.0% | 0.21% | – |
| VZ | Buy | VERIZON COMMUNICATIONS INC COMstock | $516,000 | -2.1% | 9,195 | +1.5% | 0.20% | +8.1% |
| MRK | Buy | MERCK & CO INC COMstock | $500,000 | +17.9% | 6,426 | +12.8% | 0.19% | +30.2% |
| JOE | Sell | ST JOE CO COMstock | $451,000 | +3.9% | 10,099 | -0.2% | 0.18% | +14.4% |
| CWH | CAMPING WORLD HLDGS INC CL Astock | $451,000 | +12.8% | 11,007 | 0.0% | 0.18% | +24.1% | |
| HSIC | SCHEIN HENRY INC | $440,000 | +2.3% | 5,927 | 0.0% | 0.17% | +12.6% | |
| DHI | Buy | D R HORTON INC COMstock | $424,000 | +4.4% | 4,688 | +2.9% | 0.16% | +14.7% |
| PEP | PEPSICO INC | $391,000 | +2.6% | 2,640 | 0.0% | 0.15% | +12.7% | |
| TREE | LENDINGTREE INC NEW COMstock | $381,000 | -0.5% | 1,800 | 0.0% | 0.15% | +9.6% | |
| PM | PHILIP MORRIS INTL | $347,000 | +4.2% | 3,500 | 0.0% | 0.13% | +14.5% | |
| CHKP | CHECK POINT SOFTWARE TECH LTD | $344,000 | -0.6% | 2,966 | 0.0% | 0.13% | +9.0% | |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP COMstock | $344,000 | +4.9% | 4,034 | -2.4% | 0.13% | +15.7% |
| LTHM | LIVENT CORP | $332,000 | +7.4% | 17,174 | 0.0% | 0.13% | +18.3% | |
| CAG | Buy | CONAGRA BRANDS INC COMstock | $331,000 | -2.4% | 9,093 | +0.8% | 0.13% | +7.6% |
| NEE | NEXTERA ENERGY INC | $329,000 | -5.5% | 4,496 | 0.0% | 0.13% | +4.1% | |
| LYB | LYONDELLBASELL INDU CL A | $304,000 | -1.0% | 2,955 | 0.0% | 0.12% | +9.3% | |
| VANGUARD 500 INDEX ADMIRALmutual funds - equity | $306,000 | +2.7% | 772 | 0.0% | 0.12% | +12.4% | ||
| PCG | Buy | PG&E CORP COMstock | $253,000 | -10.9% | 24,885 | +2.7% | 0.10% | -2.0% |
| JNJ | JOHNSON JOHNSON | $245,000 | +1.2% | 1,490 | 0.0% | 0.10% | +11.8% | |
| GE | GENERAL ELECTRIC CO | $238,000 | +2.6% | 17,700 | 0.0% | 0.09% | +12.2% | |
| SCHG | SCHWAB U S LARGE CAP GROWTH ETFclosed end mutual fund equity | $236,000 | +4.4% | 1,619 | 0.0% | 0.09% | +15.2% | |
| IBM | INTL BUSINESS MACHINES CORP | $213,000 | +3.4% | 1,450 | 0.0% | 0.08% | +13.9% | |
| GOVT | Sell | ISHARES U.S. TREASURY BOND ETFetf | $209,000 | -76.1% | 7,872 | -76.4% | 0.08% | -73.6% |
| ICF | New | ISHARES COHEN & STEERS REIT ETFetf | $201,000 | – | 3,080 | +100.0% | 0.08% | – |
| SPTM | New | SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFetf | $202,000 | – | 3,811 | +100.0% | 0.08% | – |
| KMB | KIMBERLY CLARK CORP | $201,000 | +0.5% | 1,500 | 0.0% | 0.08% | +11.4% | |
| SUNTRUST CAPITAL 0.83388 3/15/28corporate bonds and notes | $198,000 | +0.5% | 203,000 | 0.0% | 0.08% | +11.6% | ||
| Buy | AMERICAN CENTURY EQUITY INCOME Imutual funds - equity | $183,000 | +1.7% | 18,554 | +0.7% | 0.07% | +12.7% | |
| ASPS | Sell | ALTISOURCE PORTFOLIO SOLNS SA REG SHSstock | $178,000 | -5.8% | 20,042 | -2.5% | 0.07% | +4.5% |
| INGRAM MICRO INC 5.450 12/15/24corporate bonds and notes | $102,000 | -1.0% | 90,000 | 0.0% | 0.04% | +8.3% | ||
| KOHLS CORPORATION 4.250 7/17/25corporate bonds and notes | $55,000 | 0.0% | 50,000 | 0.0% | 0.02% | +10.5% | ||
| WELLS FARGO MTN 3.500 3/08/22corporate bonds and notes | $51,000 | 0.0% | 50,000 | 0.0% | 0.02% | +11.1% | ||
| Exit | DESARROLLADORA HOM 0.00001 9/28/15other foreign corporate bonds | $0 | – | -63,000 | -100.0% | 0.00% | – | |
| Exit | STATE STREET CORP 1.2165 6/15/37corporate bonds and notes | $0 | – | -30,000 | -100.0% | -0.01% | – | |
| NI | Exit | NISOURCE INC | $0 | – | -8,000 | -100.0% | -0.07% | – |
| SPTS | Exit | SPDR SER TRportfolio sh tsr | $0 | – | -7,589 | -100.0% | -0.08% | – |
| WY | Exit | WEYERHAEUSER CO MTN BE | $0 | – | -11,479 | -100.0% | -0.14% | – |
| Exit | CITIGROUP INC 5.950 2/15/68corporate bonds and notes | $0 | – | -790,000 | -100.0% | -0.28% | – | |
| LUNMF | Exit | LUNDIN MNG CORP | $0 | – | -438,203 | -100.0% | -1.86% | – |
| Exit | FIRST AM GOVT OB FD CL Yshort term fds-taxable (acm) | $0 | – | -35,906,529 | -100.0% | -12.63% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-08-26
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.