$255 Million is the total value of Lumbard & Kellner, LLC's 101 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 22.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ICSH | Sell | BLACKROCK ULTRA SHORT TERM BOND ETFclosed end mutual fund fixed | $12,115,000 | -1.6% | 239,878 | -1.6% | 4.75% | -0.3% |
| GOOG | Sell | ALPHABET INC CL C | $9,824,000 | +0.2% | 3,686 | -5.8% | 3.85% | +1.6% |
| MET | Buy | METLIFE INC COMstock | $9,081,000 | +3.2% | 147,106 | +0.1% | 3.56% | +4.6% |
| VTI | Sell | VANGUARD TOTAL STOCK MARKET INDEX FUNDetf | $8,709,000 | -0.9% | 39,221 | -0.6% | 3.42% | +0.4% |
| AMAT | Sell | APPLIED MATERIALS INC | $8,205,000 | -13.8% | 63,740 | -4.7% | 3.22% | -12.7% |
| PRU | Buy | PRUDENTIAL FINL INC COMstock | $7,983,000 | +2.7% | 75,883 | +0.0% | 3.13% | +4.1% |
| QQQ | Sell | INVESCO QQQ TRUST ETFclosed end mutual fund equity | $7,542,000 | -29.9% | 21,068 | -30.6% | 2.96% | -28.9% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $7,388,000 | -1.7% | 19,543 | -1.3% | 2.90% | -0.4% |
| FCX | Buy | FREEPORT-MCMORAN INC CL Bstock | $6,762,000 | -9.0% | 207,878 | +3.8% | 2.65% | -7.8% |
| GLNG | GOLAR LNG LTD SHSstock | $6,670,000 | -2.1% | 514,247 | 0.0% | 2.62% | -0.8% | |
| FB | Sell | FACEBOOK INC CL Astock | $6,595,000 | -2.6% | 19,432 | -0.2% | 2.59% | -1.4% |
| GLD | Buy | SPDR GOLD SHARESetf | $6,553,000 | +32.8% | 39,905 | +34.0% | 2.57% | +34.6% |
| KMI | Buy | KINDER MORGAN INC DEL COMstock | $6,533,000 | -8.1% | 390,500 | +0.1% | 2.56% | -6.9% |
| TSN | Sell | TYSON FOODS INC CL A | $6,200,000 | +6.7% | 78,538 | -0.3% | 2.43% | +8.1% |
| FDX | Buy | FEDEX CORP COMstock | $6,155,000 | -26.4% | 28,069 | +0.1% | 2.42% | -25.5% |
| STNG | Buy | SCORPIO TANKERS INC SHSstock | $5,768,000 | -15.9% | 311,104 | +0.1% | 2.26% | -14.7% |
| KRA | KRATON CORPORATION | $5,328,000 | +41.4% | 116,735 | 0.0% | 2.09% | +43.2% | |
| VTRS | Sell | VIATRIS INC COMstock | $5,206,000 | -6.8% | 384,241 | -1.7% | 2.04% | -5.6% |
| MDC | Buy | M D C HLDGS INC COMstock | $5,086,000 | -7.7% | 108,872 | +0.0% | 2.00% | -6.4% |
| EIDO | Sell | ISHARES MSCI INDONESIA ETFclosed end mutual fund equity | $4,946,000 | +4.6% | 228,045 | -2.2% | 1.94% | +6.0% |
| Buy | SUNTRUST CAPITAL 0.76888 3/15/28corporate bonds and notes | $4,771,000 | +2309.6% | 4,887,000 | +2307.4% | 1.87% | +2331.2% | |
| LMT | Buy | LOCKHEED MARTIN CORP | $4,699,000 | -5.4% | 13,616 | +3.8% | 1.84% | -4.1% |
| FLKR | Sell | FRANKLIN FTSE SOUTH KOREA ETFclosed end mutual fund equity | $4,673,000 | -14.0% | 162,362 | -0.5% | 1.83% | -12.9% |
| GMS | Sell | GMS INC | $4,652,000 | -9.0% | 106,202 | -0.0% | 1.82% | -7.8% |
| T | Buy | AT&T INC COMstock | $4,618,000 | +3.0% | 170,954 | +9.8% | 1.81% | +4.4% |
| BHF | Sell | BRIGHTHOUSE FINL INC | $4,560,000 | -1.0% | 100,810 | -0.3% | 1.79% | +0.3% |
| HBM | New | HUDBAY MINERALS INC COMstock | $4,459,000 | – | 715,844 | +100.0% | 1.75% | – |
| Sell | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $4,348,000 | +7.7% | 134,432 | -1.4% | 1.71% | +9.1% | |
| GM | Sell | GENERAL MOTORS CO | $4,076,000 | -10.9% | 77,324 | -0.0% | 1.60% | -9.8% |
| CVET | Buy | COVETRUS INC COMstock | $3,850,000 | +88.3% | 212,688 | +180.8% | 1.51% | +90.7% |
| RSP | Buy | INVESCO S&P 500 EQUAL WEIGHT ETFetf | $3,410,000 | +50.0% | 22,762 | +51.0% | 1.34% | +52.0% |
| GLW | Sell | CORNING INC | $3,075,000 | -10.8% | 84,273 | -0.0% | 1.21% | -9.7% |
| New | CYXTERA TECHNOLOGIES INC COM CL Astock | $2,989,000 | – | 323,141 | +100.0% | 1.17% | – | |
| VEU | Sell | VANGUARD FTSE ALL-WORLD EX US INDEX FUNDetf | $2,935,000 | -4.0% | 48,149 | -0.2% | 1.15% | -2.8% |
| MSFT | MICROSOFT CORP COMstock | $2,816,000 | +4.1% | 9,989 | 0.0% | 1.10% | +5.4% | |
| FORD MTR CO DEL SR 8.500 4/21/23corporate bonds and notes | $2,653,000 | -1.4% | 2,412,000 | 0.0% | 1.04% | -0.1% | ||
| AAPL | Sell | APPLE INC COMstock | $2,548,000 | -6.7% | 18,005 | -9.7% | 1.00% | -5.4% |
| NOC | Buy | NORTHROP GRUMMAN CORPORATION | $2,358,000 | +2.2% | 6,547 | +3.1% | 0.92% | +3.5% |
| MELLON CAPITAL IV 3.95652 12/20/67corporate bonds and notes | $2,314,000 | +1.0% | 2,314,000 | 0.0% | 0.91% | +2.4% | ||
| TAK | Sell | TAKEDA PHARMACEUTICAL SP A D R | $2,239,000 | -3.4% | 136,693 | -0.8% | 0.88% | -2.1% |
| UNITED FINANCIAL 5.750 10/01/24corporate bonds and notes | $2,127,000 | -0.9% | 1,907,000 | 0.0% | 0.83% | +0.4% | ||
| VT | Sell | VANGUARD TOTAL WORLD STOCK INDEX ETFclosed end mutual fund equity | $2,039,000 | -3.0% | 20,021 | -1.4% | 0.80% | -1.7% |
| BANK OF NY MELLON 3.59399 12/20/67corporate bonds and notes | $1,985,000 | -0.2% | 1,975,000 | 0.0% | 0.78% | +1.2% | ||
| SPDW | Buy | SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFetf | $1,956,000 | -0.9% | 54,026 | +0.7% | 0.77% | +0.4% |
| CITIGROUP INC 0.697 8/25/36corporate bonds and notes | $1,764,000 | -0.9% | 2,015,000 | 0.0% | 0.69% | +0.4% | ||
| KEY | Sell | KEYCORP | $1,708,000 | +4.7% | 79,003 | -0.0% | 0.67% | +6.0% |
| BRKA | Buy | BERKSHIRE HATHAWAY INC DEL CL Astock | $1,646,000 | +96.7% | 4 | +100.0% | 0.65% | +99.4% |
| IWM | New | ISHARES RUSSELL 2000 ETFclosed end mutual fund equity | $1,468,000 | – | 6,710 | +100.0% | 0.58% | – |
| IVV | Sell | ISHARES CORE S&P 500 ETFetf | $1,387,000 | -15.2% | 3,219 | -15.4% | 0.54% | -14.1% |
| US BANK CAPITAL IX 3.57778 4/15/49corporate bonds and notes | $1,353,000 | -0.3% | 1,371,000 | 0.0% | 0.53% | +1.1% | ||
| LLY | ELI LILLY CO | $1,275,000 | +0.6% | 5,519 | 0.0% | 0.50% | +1.8% | |
| SPY | SPDR S&P 500 ETFetf | $1,234,000 | +0.2% | 2,877 | 0.0% | 0.48% | +1.5% | |
| CMCSA | Buy | COMCAST CORP NEW CL Astock | $1,127,000 | -1.5% | 20,156 | +0.4% | 0.44% | -0.2% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $933,000 | -6.1% | 3,418 | -4.5% | 0.37% | -4.9% |
| JP MORGAN CHASE MTN 2.000 4/30/24corporate bonds and notes | $904,000 | -0.2% | 881,000 | 0.0% | 0.36% | +1.1% | ||
| BANK OF AMER MTN 0.78463 12/01/26corporate bonds and notes | $895,000 | +1.2% | 901,000 | 0.0% | 0.35% | +2.6% | ||
| WELL | WELLTOWER INC COMreit | $806,000 | -0.9% | 9,780 | 0.0% | 0.32% | +0.3% | |
| CSCO | Buy | CISCO SYS INC COMstock | $743,000 | +3.5% | 13,650 | +0.7% | 0.29% | +4.7% |
| NTC CAPITAL II 0.82957 4/15/27corporate bonds and notes | $719,000 | +2.1% | 719,000 | 0.0% | 0.28% | +3.3% | ||
| MINT | Buy | PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUNDetf | $713,000 | +32.5% | 6,993 | +32.5% | 0.28% | +34.6% |
| HON | HONEYWELL INTERNATIONAL INC | $692,000 | -3.2% | 3,261 | 0.0% | 0.27% | -2.2% | |
| GDX | Buy | VANECK GOLD MINERS ETFetf | $664,000 | -8.9% | 22,542 | +5.0% | 0.26% | -7.8% |
| CDLX | Buy | CARDLYTICS INC COMstock | $651,000 | -17.2% | 7,752 | +25.2% | 0.26% | -16.1% |
| VTV | VANGUARD VALUE INDEX FUND ETFclosed end mutual fund equity | $591,000 | -1.5% | 4,365 | 0.0% | 0.23% | 0.0% | |
| XLU | Sell | UTILITIES SELECT SECTOR SPDR FUNDetf | $564,000 | -0.5% | 8,833 | -1.4% | 0.22% | +0.5% |
| WFC | Sell | WELLS FARGO CO NEW COMstock | $563,000 | -0.5% | 12,141 | -2.8% | 0.22% | +0.9% |
| XOM | EXXON MOBIL CORP | $517,000 | -6.8% | 8,794 | 0.0% | 0.20% | -5.6% | |
| DV | Buy | DOUBLEVERIFY HLDGS INC COMstock | $518,000 | -16.0% | 26,021 | +78.5% | 0.20% | -15.1% |
| MRK | MERCK & CO INC COMstock | $483,000 | -3.4% | 6,426 | 0.0% | 0.19% | -2.6% | |
| HSIC | SCHEIN HENRY INC | $451,000 | +2.5% | 5,927 | 0.0% | 0.18% | +4.1% | |
| CWH | CAMPING WORLD HLDGS INC CL Astock | $428,000 | -5.1% | 11,007 | 0.0% | 0.17% | -4.0% | |
| JOE | ST JOE CO COMstock | $425,000 | -5.8% | 10,099 | 0.0% | 0.17% | -4.6% | |
| DHI | Buy | D R HORTON INC COMstock | $409,000 | -3.5% | 4,869 | +3.9% | 0.16% | -2.4% |
| LTHM | LIVENT CORP | $397,000 | +19.6% | 17,174 | 0.0% | 0.16% | +20.9% | |
| PEP | PEPSICO INC | $397,000 | +1.5% | 2,640 | 0.0% | 0.16% | +3.3% | |
| CAG | Buy | CONAGRA BRANDS INC COMstock | $365,000 | +10.3% | 10,785 | +18.6% | 0.14% | +11.7% |
| RTX | RAYTHEON TECHNOLOGIES CORP COMstock | $346,000 | +0.6% | 4,034 | 0.0% | 0.14% | +2.3% | |
| New | CYXTERA TECHNOLOGIES INC WT EXP 091027stock | $338,000 | – | 164,467 | +100.0% | 0.13% | – | |
| CHKP | CHECK POINT SOFTWARE TECH LTD | $335,000 | -2.6% | 2,966 | 0.0% | 0.13% | -1.5% | |
| PM | PHILIP MORRIS INTL | $332,000 | -4.3% | 3,500 | 0.0% | 0.13% | -3.0% | |
| VANGUARD 500 INDEX ADMIRALmutual funds - equity | $307,000 | +0.3% | 772 | 0.0% | 0.12% | +1.7% | ||
| NEE | Sell | NEXTERA ENERGY INC | $284,000 | -13.7% | 3,618 | -19.5% | 0.11% | -12.6% |
| TREE | Buy | LENDINGTREE INC NEW COMstock | $279,000 | -26.8% | 1,995 | +10.8% | 0.11% | -26.4% |
| LYB | LYONDELLBASELL INDU CL A | $277,000 | -8.9% | 2,955 | 0.0% | 0.11% | -7.6% | |
| PCG | Buy | PG&E CORP COMstock | $249,000 | -1.6% | 25,983 | +4.4% | 0.10% | 0.0% |
| JNJ | JOHNSON JOHNSON | $241,000 | -1.6% | 1,490 | 0.0% | 0.10% | 0.0% | |
| SCHG | SCHWAB U S LARGE CAP GROWTH ETFclosed end mutual fund equity | $240,000 | +1.7% | 1,619 | 0.0% | 0.09% | +3.3% | |
| New | GENERAL ELEC CO | $228,000 | – | 2,210 | +100.0% | 0.09% | – | |
| IBM | INTL BUSINESS MACHINES CORP | $201,000 | -5.6% | 1,450 | 0.0% | 0.08% | -3.7% | |
| ICF | ISHARES COHEN & STEERS REIT ETFetf | $201,000 | 0.0% | 3,080 | 0.0% | 0.08% | +1.3% | |
| DOV | New | DOVER CORP | $202,000 | – | 1,300 | +100.0% | 0.08% | – |
| DXJ | New | WISDOMTREE JAPAN HEDGED EQUITY FUNDetf | $202,000 | – | 3,206 | +100.0% | 0.08% | – |
| ASPS | ALTISOURCE PORTFOLIO SOLNS SA REG SHSstock | $198,000 | +11.2% | 20,042 | 0.0% | 0.08% | +13.0% | |
| KMB | KIMBERLY CLARK CORP | $199,000 | -1.0% | 1,500 | 0.0% | 0.08% | 0.0% | |
| New | JPMORGAN CHASE CO 0.67563 2/01/27corporate bonds and notes | $194,000 | – | 200,000 | +100.0% | 0.08% | – | |
| NI | New | NISOURCE INC | $194,000 | – | 8,000 | +100.0% | 0.08% | – |
| WM | New | WASTE MANAGEMENT INC | $149,000 | – | 1,000 | +100.0% | 0.06% | – |
| KOHLS CORPORATION 4.250 7/17/25corporate bonds and notes | $54,000 | -1.8% | 50,000 | 0.0% | 0.02% | 0.0% | ||
| WELLS FARGO MTN 3.500 3/08/22corporate bonds and notes | $51,000 | 0.0% | 50,000 | 0.0% | 0.02% | 0.0% | ||
| New | STATE STREET CORP 1.2165 6/15/37corporate bonds and notes | $27,000 | – | 30,000 | +100.0% | 0.01% | – | |
| Exit | INGRAM MICRO INC 5.450 12/15/24corporate bonds and notes | $0 | – | -90,000 | -100.0% | -0.04% | – | |
| Exit | AMERICAN CENTURY EQUITY INCOME Imutual funds - equity | $0 | – | -18,554 | -100.0% | -0.07% | – | |
| SPTM | Exit | SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFetf | $0 | – | -3,811 | -100.0% | -0.08% | – |
| GOVT | Exit | ISHARES U.S. TREASURY BOND ETFetf | $0 | – | -7,872 | -100.0% | -0.08% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -17,700 | -100.0% | -0.09% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC COMstock | $0 | – | -9,195 | -100.0% | -0.20% | – |
| Exit | AMERICAN EXPRESS CO 4.900 9/15/67corporate bonds and notes | $0 | – | -684,000 | -100.0% | -0.26% | – | |
| Exit | OPUS BANK 5.500 7/01/26corporate bonds and notes | $0 | – | -1,364,000 | -100.0% | -0.53% | – | |
| Exit | SUNTRUST CAPITAL 0.87978 5/15/27corporate bonds and notes | $0 | – | -1,429,000 | -100.0% | -0.54% | – | |
| SVACU | Exit | STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025stock | $0 | – | -322,941 | -100.0% | -1.29% | – |
| FLTW | Exit | FRANKLIN FTSE TAIWAN ETFclosed end mutual fund equity | $0 | – | -105,742 | -100.0% | -1.83% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-18
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.