$284 Million is the total value of Lumbard & Kellner, LLC's 104 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 9.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | FIRST AM GOVT OB FD CL Yshort term fds-taxable (acm) | $35,907,000 | +19.3% | 35,906,529 | +19.3% | 12.63% | +6.6% | |
| ICSH | Sell | BLACKROCK ULTRA SHORT TERM BOND ETFclosed end mutual fund fixed | $12,251,000 | -1.2% | 242,459 | -1.2% | 4.31% | -11.8% |
| QQQ | Sell | INVESCO QQQ TRUST ETFclosed end mutual fund equity | $10,171,000 | +6.7% | 30,092 | -0.7% | 3.58% | -4.7% |
| GOOG | Sell | ALPHABET INC CL C | $9,455,000 | +30.8% | 3,923 | -0.4% | 3.32% | +16.8% |
| AMAT | Sell | APPLIED MATERIALS INC | $8,888,000 | +36.8% | 66,975 | -0.3% | 3.13% | +22.2% |
| MET | Buy | METLIFE INC | $8,775,000 | +32.6% | 137,913 | +0.4% | 3.09% | +18.5% |
| VTI | Buy | VANGUARD TOTAL STOCK MARKET ETFclosed end mutual fund equity | $8,588,000 | +12.4% | 39,556 | +0.4% | 3.02% | +0.4% |
| FDX | Buy | FED EX CORP | $8,047,000 | +22.6% | 27,760 | +0.1% | 2.83% | +9.5% |
| PRU | Buy | PRUDENTIAL FINANCIAL INC | $7,405,000 | +36.3% | 74,107 | +6.8% | 2.60% | +21.7% |
| FCX | Buy | FREEPORT MCMORAN INC | $6,930,000 | +45.0% | 184,766 | +4.0% | 2.44% | +29.5% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $6,838,000 | +27.0% | 19,624 | -1.2% | 2.40% | +13.4% |
| KMI | Buy | KINDER MORGAN INC | $6,617,000 | +22.5% | 432,917 | +12.4% | 2.33% | +9.4% |
| MDC | Buy | M D C HLDGS INC | $6,377,000 | +28.7% | 108,646 | +14.1% | 2.24% | +15.0% |
| FB | Buy | FACEBOOK INC CLASS A | $6,288,000 | +28.1% | 19,499 | +3.1% | 2.21% | +14.4% |
| TSN | Buy | TYSON FOODS INC CL A | $6,042,000 | +22.4% | 78,018 | +1.7% | 2.12% | +9.4% |
| GLNG | Buy | GOLAR LNG LTD | $5,866,000 | +77.0% | 514,810 | +66.6% | 2.06% | +58.1% |
| STNG | Buy | SCORPIO TANKERS INC | $5,650,000 | +49.2% | 311,095 | +1.5% | 1.99% | +33.3% |
| LUNMF | Sell | LUNDIN MNG CORP | $5,276,000 | +28.2% | 438,203 | -4.9% | 1.86% | +14.5% |
| FLKR | Buy | FRANKLIN FTSE SOUTH KOREA ETFclosed end mutual fund equity | $5,231,000 | +4.0% | 162,297 | +0.8% | 1.84% | -7.1% |
| EIDO | Buy | ISHARES MSCI INDONESIA ETFclosed end mutual fund equity | $4,984,000 | -1.6% | 230,333 | +2.0% | 1.75% | -12.1% |
| LMT | Sell | LOCKHEED MARTIN CORP | $4,848,000 | +16.0% | 12,739 | -1.9% | 1.70% | +3.6% |
| FLTW | Sell | FRANKLIN FTSE TAIWAN ETFclosed end mutual fund equity | $4,761,000 | +15.9% | 105,944 | -0.7% | 1.67% | +3.5% |
| T | Buy | AT T INC | $4,737,000 | +10.1% | 150,809 | +0.4% | 1.67% | -1.7% |
| BHF | Buy | BRIGHTHOUSE FINL INC | $4,662,000 | +35.5% | 99,638 | +2.4% | 1.64% | +21.1% |
| GMS | Sell | GMS INC | $4,620,000 | +50.0% | 105,690 | -0.5% | 1.62% | +34.0% |
| GM | Sell | GENERAL MOTORS CO | $4,434,000 | +12.0% | 77,484 | -0.8% | 1.56% | 0.0% |
| KRA | Sell | KRATON CORPORATION | $4,182,000 | -42.6% | 116,937 | -55.0% | 1.47% | -48.8% |
| GLW | Sell | CORNING INC | $3,734,000 | +22.6% | 84,455 | -0.5% | 1.31% | +9.5% |
| Sell | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $3,659,000 | +4.7% | 134,880 | -0.6% | 1.29% | -6.5% | |
| SVACU | New | STARBOARD VALUE 1 SH & 1/6 WT | $3,265,000 | – | 276,335 | +100.0% | 1.15% | – |
| VTRS | Buy | VIATRIS INC | $2,799,000 | -8.6% | 209,074 | +15.9% | 0.98% | -18.4% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $2,716,000 | +11.6% | 44,753 | +7.3% | 0.96% | -0.3% |
| Sell | FORD MTR CO DEL SR 8.500 4/21/23corporate bonds and notes | $2,705,000 | -0.3% | 2,415,000 | -0.3% | 0.95% | -11.0% | |
| AAPL | Buy | APPLE INC | $2,495,000 | -4.0% | 19,935 | +1.6% | 0.88% | -14.3% |
| MSFT | Buy | MICROSOFT CORP | $2,384,000 | +10.1% | 9,993 | +3.4% | 0.84% | -1.8% |
| Sell | MELLON CAPITAL IV 4.04444 12/20/67corporate bonds and notes | $2,299,000 | -0.0% | 2,322,000 | -0.3% | 0.81% | -10.7% | |
| TAK | Sell | TAKEDA PHARMACEUTICAL SP A D R | $2,264,000 | -5.8% | 135,550 | -0.6% | 0.80% | -15.9% |
| CVET | Sell | COVETRUS INC NPV | $2,166,000 | -16.4% | 75,602 | -0.5% | 0.76% | -25.3% |
| RSP | Buy | INVESCO S P 500 EQUAL WEIGHT ETFclosed end mutual fund equity | $2,156,000 | +16.9% | 14,953 | +3.1% | 0.76% | +4.4% |
| Sell | UNITED FINANCIAL 5.750 10/01/24corporate bonds and notes | $2,152,000 | +4.2% | 1,907,000 | -0.5% | 0.76% | -6.9% | |
| NOC | Buy | NORTHROP GRUMMAN CORPORATION | $2,137,000 | +25.9% | 6,030 | +1.8% | 0.75% | +12.4% |
| VT | VANGUARD TOTAL WORLD STOCK INDEX ETFclosed end mutual fund equity | $2,056,000 | +9.7% | 20,296 | 0.0% | 0.72% | -2.0% | |
| BANK OF NY MELLON 3.69928 12/20/67corporate bonds and notes | $1,976,000 | +0.5% | 1,978,000 | 0.0% | 0.70% | -10.2% | ||
| SPDW | Buy | SPDR INDEX SHS FDSportfolio devlpd | $1,870,000 | +7.8% | 52,890 | +2.9% | 0.66% | -3.7% |
| Sell | CITIGROUP INC 0.7565 8/25/36corporate bonds and notes | $1,725,000 | +1.1% | 2,018,000 | -0.4% | 0.61% | -9.7% | |
| KEY | Sell | KEYCORP | $1,722,000 | +28.1% | 79,138 | -0.7% | 0.61% | +14.6% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $1,567,000 | -19.2% | 3,940 | -23.8% | 0.55% | -27.9% |
| Sell | SUNTRUST CAPITAL 0.891 5/15/27corporate bonds and notes | $1,392,000 | +1.3% | 1,432,000 | -0.5% | 0.49% | -9.4% | |
| Sell | OPUS BANK 5.500 7/01/26corporate bonds and notes | $1,368,000 | -1.1% | 1,364,000 | -0.6% | 0.48% | -11.7% | |
| Sell | US BANK CAPITAL IX 3.57778 4/15/49corporate bonds and notes | $1,333,000 | -0.7% | 1,371,000 | -0.7% | 0.47% | -11.3% | |
| SPY | SPDR S P 500 ETFclosed end mutual fund equity | $1,162,000 | +8.4% | 2,877 | 0.0% | 0.41% | -3.1% | |
| CMCSA | Sell | COMCAST CORP CLASS A | $1,103,000 | +7.4% | 20,038 | -0.4% | 0.39% | -4.0% |
| LLY | ELI LILLY CO | $1,009,000 | -12.1% | 5,519 | 0.0% | 0.36% | -21.5% | |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $926,000 | +8.6% | 3,626 | -1.5% | 0.33% | -3.0% |
| JP MORGAN CHASE MTN 2.000 4/30/24corporate bonds and notes | $897,000 | +1.1% | 881,000 | 0.0% | 0.32% | -9.7% | ||
| BANK OF AMER MTN 0.87538 12/01/26corporate bonds and notes | $876,000 | -0.6% | 904,000 | 0.0% | 0.31% | -11.2% | ||
| GOVT | Buy | ISHARES TRus treas bd etf | $873,000 | -3.4% | 33,318 | +0.4% | 0.31% | -13.8% |
| CITIGROUP INC 5.950 2/15/68corporate bonds and notes | $791,000 | +0.4% | 790,000 | 0.0% | 0.28% | -10.3% | ||
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $771,000 | +10.8% | 2 | 0.0% | 0.27% | -1.1% | |
| CDLX | Sell | CARDLYTICS INC | $746,000 | -39.1% | 6,799 | -20.7% | 0.26% | -45.6% |
| HON | HONEYWELL INTERNATIONAL INC | $727,000 | +14.1% | 3,261 | 0.0% | 0.26% | +2.0% | |
| NTC CAPITAL II 0.82957 4/15/27corporate bonds and notes | $700,000 | +0.4% | 723,000 | 0.0% | 0.25% | -10.2% | ||
| WELL | Buy | WELLTOWER INC | $700,000 | +12.7% | 9,767 | +1.6% | 0.25% | +0.4% |
| CSCO | Sell | CISCO SYSTEMS INC | $698,000 | +13.9% | 13,521 | -1.3% | 0.24% | +1.7% |
| GDX | Buy | VANECK VECTORS ETF TRgold miners etf | $696,000 | -1.8% | 21,410 | +8.8% | 0.24% | -12.2% |
| Sell | AMERICAN EXPRESS CO 4.900 9/15/67corporate bonds and notes | $680,000 | -0.7% | 684,000 | -1.2% | 0.24% | -11.5% | |
| VTV | Buy | VANGUARD VALUE INDEX FUND ETFclosed end mutual fund equity | $594,000 | +35.0% | 4,365 | +17.2% | 0.21% | +20.8% |
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $577,000 | +30.8% | 9,005 | +28.0% | 0.20% | +16.7% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $527,000 | +6.0% | 9,063 | +7.0% | 0.18% | -5.6% |
| WFC | Sell | WELLS FARGO CO NEW | $502,000 | +26.4% | 12,856 | -2.3% | 0.18% | +13.5% |
| XOM | EXXON MOBIL CORP | $503,000 | +27.7% | 8,794 | 0.0% | 0.18% | +14.2% | |
| JOE | Sell | ST JOE CO | $434,000 | -1.6% | 10,117 | -2.6% | 0.15% | -12.1% |
| HSIC | SCHEIN HENRY INC | $430,000 | +10.3% | 5,927 | 0.0% | 0.15% | -1.9% | |
| MRK | Sell | MERCK CO INC | $424,000 | -14.2% | 5,695 | -10.5% | 0.15% | -23.6% |
| WY | Sell | WEYERHAEUSER CO MTN BE | $409,000 | -39.9% | 11,479 | -43.5% | 0.14% | -46.3% |
| DHI | Sell | D R HORTON INC | $406,000 | -93.5% | 4,556 | -94.4% | 0.14% | -94.2% |
| CWH | CAMPING WORLD HLDGS INCcl a | $400,000 | +39.4% | 11,007 | 0.0% | 0.14% | +24.8% | |
| TREE | Buy | LENDINGTREE INC NEW | $383,000 | -22.0% | 1,800 | +0.4% | 0.14% | -30.1% |
| PEP | PEPSICO INC | $381,000 | +5.5% | 2,640 | 0.0% | 0.13% | -5.6% | |
| CHKP | CHECK POINT SOFTWARE TECH LTD | $346,000 | -8.7% | 2,966 | 0.0% | 0.12% | -18.1% | |
| NEE | NEXTERA ENERGY INC | $348,000 | -4.4% | 4,496 | 0.0% | 0.12% | -14.7% | |
| CAG | Buy | CONAGRA BRANDS INC | $339,000 | +5.9% | 9,017 | +2.2% | 0.12% | -5.6% |
| PM | Buy | PHILIP MORRIS INTL | $333,000 | +30.6% | 3,500 | +9.4% | 0.12% | +17.0% |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP COM | $328,000 | +6.8% | 4,132 | -6.0% | 0.12% | -5.0% |
| LTHM | Sell | LIVENT CORP | $309,000 | -86.3% | 17,174 | -86.1% | 0.11% | -87.7% |
| LYB | LYONDELLBASELL INDU CL A | $307,000 | +21.3% | 2,955 | 0.0% | 0.11% | +8.0% | |
| VANGUARD 500 INDEX ADMIRALmutual funds - equity | $298,000 | +12.5% | 772 | 0.0% | 0.10% | +1.0% | ||
| PCG | Buy | PG&E CORP | $284,000 | -1.7% | 24,239 | +4.7% | 0.10% | -12.3% |
| JNJ | JOHNSON JOHNSON | $242,000 | -0.4% | 1,490 | 0.0% | 0.08% | -11.5% | |
| GE | Buy | GENERAL ELECTRIC CO | $232,000 | +30.3% | 17,700 | +6.0% | 0.08% | +17.1% |
| SPTS | Sell | SPDR SER TRportfolio sh tsr | $233,000 | -74.8% | 7,589 | -74.8% | 0.08% | -77.5% |
| SCHG | New | SCHWAB U S LARGE CAP GROWTH ETFclosed end mutual fund equity | $226,000 | – | 1,619 | +100.0% | 0.08% | – |
| NI | New | NISOURCE INC | $208,000 | – | 8,000 | +100.0% | 0.07% | – |
| IBM | New | INTL BUSINESS MACHINES CORP | $206,000 | – | 1,450 | +100.0% | 0.07% | – |
| KMB | New | KIMBERLY CLARK CORP | $200,000 | – | 1,500 | +100.0% | 0.07% | – |
| SUNTRUST CAPITAL 0.8665 3/15/28corporate bonds and notes | $197,000 | +2.1% | 203,000 | 0.0% | 0.07% | -9.2% | ||
| ASPS | Sell | ALTISOURCE PORTFOLIO SOLNS S | $189,000 | -28.9% | 20,557 | -0.6% | 0.07% | -37.1% |
| New | AMERICAN CENTURY EQUITY INCOME Imutual funds - equity | $180,000 | – | 18,423 | +100.0% | 0.06% | – | |
| INGRAM MICRO INC 5.450 12/15/24corporate bonds and notes | $103,000 | -1.0% | 90,000 | 0.0% | 0.04% | -12.2% | ||
| KOHLS CORPORATION 4.250 7/17/25corporate bonds and notes | $55,000 | +1.9% | 50,000 | 0.0% | 0.02% | -9.5% | ||
| WELLS FARGO MTN 3.500 3/08/22corporate bonds and notes | $51,000 | -1.9% | 50,000 | 0.0% | 0.02% | -10.0% | ||
| STATE STREET CORP 1.2165 6/15/37corporate bonds and notes | $26,000 | 0.0% | 30,000 | 0.0% | 0.01% | -10.0% | ||
| New | DESARROLLADORA HOM 0.00001 9/28/15other foreign corporate bonds | $1,000 | – | 63,000 | +100.0% | 0.00% | – | |
| SPTM | Exit | SPDR PORTFOLIO S P 1500 ETFclosed end mutual fund equity | $0 | – | -7,493 | -100.0% | -0.14% | – |
| Exit | WACHOVIA CAP TR II 5.56975 3/29/49corporate bonds and notes | $0 | – | -751,000 | -100.0% | -0.30% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.