$254 Million is the total value of Lumbard & Kellner, LLC's 99 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 44.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | FIRST AM GOVT OB FD CL Yshort term fds-taxable (acm) | $30,093,000 | -1.6% | 30,092,931 | -1.6% | 11.85% | -21.6% | |
| ICSH | Sell | BLACKROCK ULTRA SHORT TERM BOND ETFclosed end mutual fund fixed | $12,405,000 | -2.1% | 245,504 | -2.1% | 4.88% | -21.9% |
| QQQ | Sell | INVESCO QQQ TRUST ETFclosed end mutual fund equity | $9,535,000 | +14.9% | 30,312 | -1.6% | 3.75% | -8.4% |
| VTI | Sell | VANGUARD TOTAL STOCK MARKET ETFclosed end mutual fund equity | $7,641,000 | +13.3% | 39,386 | -2.5% | 3.01% | -9.7% |
| KRA | Sell | KRATON CORPORATION | $7,291,000 | -2.4% | 259,666 | -1.6% | 2.87% | -22.2% |
| GOOG | Sell | ALPHABET INC CL C | $7,231,000 | +10.7% | 3,939 | -2.3% | 2.85% | -11.8% |
| MET | Sell | METLIFE INC | $6,617,000 | +25.9% | 137,418 | -1.0% | 2.60% | +0.4% |
| FDX | Buy | FED EX CORP | $6,563,000 | -4.4% | 27,723 | +4.8% | 2.58% | -23.8% |
| AMAT | Sell | APPLIED MATERIALS INC | $6,496,000 | +61.2% | 67,190 | -1.3% | 2.56% | +28.5% |
| DHI | Buy | D R HORTON INC | $6,269,000 | +19.0% | 82,087 | +4.1% | 2.47% | -5.1% |
| PRU | Buy | PRUDENTIAL FINANCIAL INC | $5,433,000 | +22.6% | 69,409 | +0.3% | 2.14% | -2.3% |
| KMI | Buy | KINDER MORGAN INC | $5,403,000 | +36.1% | 385,223 | +15.4% | 2.13% | +8.5% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $5,384,000 | +44.3% | 19,854 | +0.6% | 2.12% | +15.1% |
| EIDO | Buy | ISHARES MSCI INDONESIA ETFclosed end mutual fund equity | $5,067,000 | +94.5% | 225,720 | +58.4% | 2.00% | +55.1% |
| FLKR | Sell | FRANKLIN FTSE SOUTH KOREA ETFclosed end mutual fund equity | $5,032,000 | +34.0% | 160,987 | -1.4% | 1.98% | +6.9% |
| MDC | Sell | M D C HLDGS INC | $4,955,000 | +17.6% | 95,253 | -1.6% | 1.95% | -6.2% |
| TSN | Buy | TYSON FOODS INC CL A | $4,935,000 | +12.8% | 76,743 | +0.4% | 1.94% | -10.1% |
| FB | Buy | FACEBOOK INC CLASS A | $4,910,000 | +5.4% | 18,914 | +6.8% | 1.93% | -16.0% |
| FCX | Sell | FREEPORT MCMORAN INC | $4,780,000 | +53.2% | 177,623 | -1.3% | 1.88% | +22.1% |
| T | Buy | AT T INC | $4,302,000 | +7.5% | 150,265 | +1.5% | 1.69% | -14.3% |
| LMT | Sell | LOCKHEED MARTIN CORP | $4,178,000 | -9.4% | 12,982 | -1.4% | 1.64% | -27.8% |
| LUNMF | Buy | LUNDIN MNG CORP | $4,116,000 | +52.6% | 460,921 | +3.2% | 1.62% | +21.7% |
| FLTW | Sell | FRANKLIN FTSE TAIWAN ETFclosed end mutual fund equity | $4,109,000 | +20.9% | 106,669 | -1.5% | 1.62% | -3.6% |
| GM | Sell | GENERAL MOTORS CO | $3,960,000 | -4.9% | 78,134 | -35.2% | 1.56% | -24.1% |
| STNG | New | SCORPIO TANKERS INC | $3,787,000 | – | 306,532 | +100.0% | 1.49% | – |
| Buy | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $3,496,000 | +15.3% | 135,734 | +2.8% | 1.38% | -8.1% | |
| BHF | Sell | BRIGHTHOUSE FINL INC | $3,440,000 | +5.5% | 97,273 | -1.3% | 1.35% | -15.9% |
| GLNG | New | GOLAR LNG LTD | $3,315,000 | – | 309,076 | +100.0% | 1.30% | – |
| GMS | Sell | GMS INC | $3,080,000 | +26.6% | 106,245 | -1.3% | 1.21% | +1.0% |
| VTRS | New | VIATRIS INC | $3,064,000 | – | 180,323 | +100.0% | 1.21% | – |
| GLW | Sell | CORNING INC | $3,045,000 | -26.0% | 84,888 | -34.0% | 1.20% | -41.0% |
| Sell | FORD MTR CO DEL SR 8.500 4/21/23corporate bonds and notes | $2,713,000 | -0.8% | 2,423,000 | -2.2% | 1.07% | -20.9% | |
| AAPL | Buy | APPLE INC | $2,599,000 | +276.1% | 19,618 | +209.0% | 1.02% | +200.0% |
| CVET | Sell | COVETRUS INC NPV | $2,590,000 | -42.1% | 76,013 | -58.1% | 1.02% | -53.8% |
| VEU | New | Vanguard FTSE All-World ex-US Index ETFetf | $2,434,000 | – | 41,700 | +100.0% | 0.96% | – |
| TAK | Sell | TAKEDA PHARMACEUTICAL SP A D R | $2,404,000 | +13.7% | 136,378 | -0.8% | 0.95% | -9.3% |
| Buy | MELLON CAPITAL IV 4.000 12/20/67corporate bonds and notes | $2,300,000 | +158.7% | 2,330,000 | +158.9% | 0.91% | +106.4% | |
| LTHM | Sell | LIVENT CORP | $2,248,000 | -41.8% | 123,369 | -65.7% | 0.88% | -53.6% |
| MSFT | Buy | MICROSOFT CORP | $2,166,000 | +511.9% | 9,663 | +452.2% | 0.85% | +387.4% |
| Sell | UNITED FINANCIAL 5.750 10/01/24corporate bonds and notes | $2,065,000 | -4.7% | 1,916,000 | -2.8% | 0.81% | -24.0% | |
| BANK OF NY MELLON 4.950 12/20/67corporate bonds and notes | $1,966,000 | +0.5% | 1,978,000 | 0.0% | 0.77% | -19.9% | ||
| IVV | New | iShares Core S&P 500etf | $1,940,000 | – | 5,168 | +100.0% | 0.76% | – |
| VT | Buy | VANGUARD TOTAL WORLD STOCK INDEX ETFclosed end mutual fund equity | $1,875,000 | +106.0% | 20,296 | +76.2% | 0.74% | +64.4% |
| RSP | New | INVESCO S P 500 EQUAL WEIGHT ETFclosed end mutual fund equity | $1,844,000 | – | 14,503 | +100.0% | 0.73% | – |
| SPDW | New | SPDR Portfolio Developed Wld ex-USetf | $1,734,000 | – | 51,391 | +100.0% | 0.68% | – |
| Sell | CITIGROUP INC 0.800 8/25/36corporate bonds and notes | $1,707,000 | +9.0% | 2,026,000 | -1.3% | 0.67% | -13.1% | |
| NOC | Sell | NORTHROP GRUMMAN CORPORATION | $1,698,000 | -3.7% | 5,926 | -2.6% | 0.67% | -23.2% |
| Buy | OPUS BANK 5.500 7/01/26corporate bonds and notes | $1,383,000 | +612.9% | 1,372,000 | +614.6% | 0.54% | +467.7% | |
| New | SUNTRUST CAPITAL 0.93967 5/15/27corporate bonds and notes | $1,374,000 | – | 1,439,000 | +100.0% | 0.54% | – | |
| US BANK CAPITAL IX 3.57778 4/15/49corporate bonds and notes | $1,343,000 | +6.6% | 1,381,000 | 0.0% | 0.53% | -15.0% | ||
| KEY | Sell | KEYCORP | $1,344,000 | +27.4% | 79,698 | -2.0% | 0.53% | +1.5% |
| CDLX | New | Cardlytics Inc Com | $1,224,000 | – | 8,574 | +100.0% | 0.48% | – |
| LLY | Sell | ELI LILLY CO | $1,148,000 | +49.5% | 5,519 | -6.3% | 0.45% | +19.3% |
| SPY | Buy | SPDR S P 500 ETFclosed end mutual fund equity | $1,072,000 | +215.3% | 2,877 | +176.1% | 0.42% | +151.2% |
| CMCSA | Buy | COMCAST CORP CLASS A | $1,027,000 | +162.7% | 20,115 | +117.1% | 0.40% | +109.3% |
| SPTS | New | SPDR Barclays Short Term Treasury ETFetf | $926,000 | – | 30,142 | +100.0% | 0.36% | – |
| GOVT | New | iShares US Treasury Bond ETFetf | $904,000 | – | 33,194 | +100.0% | 0.36% | – |
| Sell | JP MORGAN CHASE MTN 2.000 4/30/24corporate bonds and notes | $887,000 | -6.7% | 881,000 | -4.9% | 0.35% | -25.7% | |
| Sell | BANK OF AMER MTN 0.896 12/01/26corporate bonds and notes | $881,000 | -3.4% | 904,000 | -3.5% | 0.35% | -22.9% | |
| BRKB | New | Berkshire Hathaway Inc Class B | $853,000 | – | 3,680 | +100.0% | 0.34% | – |
| CITIGROUP INC 5.950 2/15/68corporate bonds and notes | $788,000 | +1.5% | 790,000 | 0.0% | 0.31% | -19.1% | ||
| Sell | WACHOVIA CAP TR II 5.56975 3/29/49corporate bonds and notes | $750,000 | -4.1% | 751,000 | -3.8% | 0.30% | -23.6% | |
| GDX | New | VanEck Vectors Gold Miners ETFetf | $709,000 | – | 19,685 | +100.0% | 0.28% | – |
| BRKA | New | Berkshire Hathaway Cl A | $696,000 | – | 2 | +100.0% | 0.27% | – |
| NTC CAPITAL II 0.82957 4/15/27corporate bonds and notes | $697,000 | +5.1% | 723,000 | 0.0% | 0.27% | -16.2% | ||
| AMERICAN EXPRESS CO 4.900 9/15/67corporate bonds and notes | $685,000 | +6.2% | 692,000 | 0.0% | 0.27% | -15.4% | ||
| WY | New | Weyerhaeuser Inc | $681,000 | – | 20,312 | +100.0% | 0.27% | – |
| HON | HONEYWELL INTERNATIONAL INC | $637,000 | +18.4% | 3,261 | 0.0% | 0.25% | -5.6% | |
| WELL | New | Welltower Increit | $621,000 | – | 9,617 | +100.0% | 0.24% | – |
| CSCO | New | CISCO SYSTEMS INC | $613,000 | – | 13,706 | +100.0% | 0.24% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $497,000 | – | 8,471 | +100.0% | 0.20% | – |
| MRK | Buy | MERCK CO INC | $494,000 | +8.3% | 6,364 | +5.0% | 0.20% | -13.3% |
| TREE | New | Lendingtree Inc | $491,000 | – | 1,793 | +100.0% | 0.19% | – |
| XLU | New | SPDR Utilities Select Sectoretf | $441,000 | – | 7,035 | +100.0% | 0.17% | – |
| JOE | New | St Joe Co | $441,000 | – | 10,387 | +100.0% | 0.17% | – |
| VTV | New | VANGUARD VALUE INDEX FUND ETFclosed end mutual fund equity | $440,000 | – | 3,725 | +100.0% | 0.17% | – |
| WFC | New | Wells Fargo & Co | $397,000 | – | 13,164 | +100.0% | 0.16% | – |
| XOM | EXXON MOBIL CORP | $394,000 | +37.3% | 8,794 | 0.0% | 0.16% | +9.2% | |
| HSIC | Sell | SCHEIN HENRY INC | $390,000 | -80.3% | 5,927 | -80.9% | 0.15% | -84.2% |
| CHKP | CHECK POINT SOFTWARE TECH LTD | $379,000 | +12.5% | 2,966 | 0.0% | 0.15% | -10.2% | |
| NEE | NEXTERA ENERGY INC | $364,000 | +10.6% | 4,496 | 0.0% | 0.14% | -11.7% | |
| PEP | PEPSICO INC | $361,000 | +2.6% | 2,640 | 0.0% | 0.14% | -18.4% | |
| SPTM | New | SPDR PORTFOLIO S P 1500 ETFclosed end mutual fund equity | $345,000 | – | 7,493 | +100.0% | 0.14% | – |
| CAG | New | Conagra Brands Inc | $320,000 | – | 8,820 | +100.0% | 0.13% | – |
| RTX | New | RAYTHEON TECHNOLOGIES CORP COM | $307,000 | – | 4,394 | +100.0% | 0.12% | – |
| PCG | New | PG & E Corp | $289,000 | – | 23,158 | +100.0% | 0.11% | – |
| CWH | New | Camping World Holdings Inc | $287,000 | – | 11,007 | +100.0% | 0.11% | – |
| ASPS | New | Altisource Portfolio Solutions SA | $266,000 | – | 20,673 | +100.0% | 0.10% | – |
| VANGUARD 500 INDEX ADMIRALmutual funds - equity | $265,000 | +13.7% | 772 | 0.0% | 0.10% | -9.6% | ||
| LYB | LYONDELLBASELL INDU CL A | $253,000 | +25.2% | 2,955 | 0.0% | 0.10% | 0.0% | |
| PM | Sell | PHILIP MORRIS INTL | $255,000 | -17.2% | 3,200 | -26.2% | 0.10% | -34.2% |
| JNJ | JOHNSON JOHNSON | $243,000 | +19.1% | 1,490 | 0.0% | 0.10% | -5.0% | |
| SUNTRUST CAPITAL 0.90038 3/15/28corporate bonds and notes | $193,000 | +2.1% | 203,000 | 0.0% | 0.08% | -18.3% | ||
| GE | GENERAL ELECTRIC CO | $178,000 | +43.5% | 16,700 | 0.0% | 0.07% | +14.8% | |
| INGRAM MICRO INC 5.450 12/15/24corporate bonds and notes | $104,000 | +8.3% | 90,000 | 0.0% | 0.04% | -12.8% | ||
| KOHLS CORPORATION 4.250 7/17/25corporate bonds and notes | $54,000 | +10.2% | 50,000 | 0.0% | 0.02% | -12.5% | ||
| WELLS FARGO MTN 3.500 3/08/22corporate bonds and notes | $52,000 | 0.0% | 50,000 | 0.0% | 0.02% | -23.1% | ||
| STATE STREET CORP 1.25038 6/15/37corporate bonds and notes | $26,000 | +4.0% | 30,000 | 0.0% | 0.01% | -16.7% | ||
| Exit | MANUF TRADERS 1.35975 12/28/20corporate bonds and notes | $0 | – | -173,000 | -100.0% | -0.08% | – | |
| Exit | CITIGROUP INC MTN 3.000 12/15/20corporate bonds and notes | $0 | – | -292,000 | -100.0% | -0.14% | – | |
| ROAM | Exit | HARTFORD MULTIFACTOR EMERGING ETFclosed end mutual fund equity | $0 | – | -192,500 | -100.0% | -1.86% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.