$203 Million is the total value of Lumbard & Kellner, LLC's 73 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 11.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | FIRST AM GOVT OB FD CL Yshort term fds-taxable (acm) | $30,590,000 | +12.5% | 30,589,772 | +12.5% | 15.10% | -3.3% | |
| ICSH | New | ISHARES ULTRA SHORT TERM BOND ETFclosed end mutual fund fixed | $12,670,000 | – | 250,690 | +100.0% | 6.26% | – |
| QQQ | Buy | INVESCO QQQ TRUST ETFclosed end mutual fund equity | $8,297,000 | +8.8% | 30,800 | +0.0% | 4.10% | -6.5% |
| KRA | Sell | KRATON CORPORATION | $7,471,000 | +62.8% | 263,978 | -0.6% | 3.69% | +39.9% |
| FDX | Sell | FED EX CORP | $6,864,000 | +18.2% | 26,452 | -36.2% | 3.39% | +1.5% |
| VTI | Sell | VANGUARD TOTAL STOCK MARKET ETFclosed end mutual fund equity | $6,746,000 | -25.2% | 40,400 | -29.9% | 3.33% | -35.7% |
| GOOG | Sell | ALPHABET INC CL C | $6,534,000 | -24.3% | 4,031 | -34.0% | 3.23% | -34.9% |
| DHI | Buy | D R HORTON INC | $5,270,000 | +21.6% | 78,885 | +0.9% | 2.60% | +4.5% |
| MET | Sell | METLIFE INC | $5,255,000 | +2.7% | 138,837 | -0.9% | 2.60% | -11.8% |
| FB | Sell | FACEBOOK INC CLASS A | $4,659,000 | -22.8% | 17,708 | -33.4% | 2.30% | -33.7% |
| LMT | Sell | LOCKHEED MARTIN CORP | $4,611,000 | -5.9% | 13,170 | -1.9% | 2.28% | -19.1% |
| CVET | Sell | COVETRUS INC NPV | $4,475,000 | +37.2% | 181,244 | -0.6% | 2.21% | +17.9% |
| PRU | Buy | PRUDENTIAL FINANCIAL INC | $4,432,000 | +7.2% | 69,231 | +2.0% | 2.19% | -7.9% |
| TSN | Buy | TYSON FOODS INC CL A | $4,376,000 | +0.4% | 76,455 | +4.7% | 2.16% | -13.7% |
| MDC | Buy | M D C HLDGS INC | $4,212,000 | +25.3% | 96,781 | +2.8% | 2.08% | +7.7% |
| GM | Sell | GENERAL MOTORS CO | $4,162,000 | +36.1% | 120,520 | -0.3% | 2.06% | +16.9% |
| GLW | Sell | CORNING INC | $4,115,000 | +20.3% | 128,708 | -2.5% | 2.03% | +3.4% |
| AMAT | Sell | APPLIED MATERIALS INC | $4,031,000 | -2.5% | 68,058 | -0.5% | 1.99% | -16.2% |
| T | Buy | AT T INC | $4,001,000 | -4.0% | 148,084 | +7.4% | 1.98% | -17.5% |
| KMI | New | KINDER MORGAN INC | $3,971,000 | – | 333,715 | +100.0% | 1.96% | – |
| LTHM | Sell | LIVENT CORP | $3,861,000 | +73.1% | 359,209 | -0.8% | 1.91% | +48.8% |
| ROAM | Buy | HARTFORD MULTIFACTOR EMERGING ETFclosed end mutual fund equity | $3,769,000 | +4.7% | 192,500 | +1.8% | 1.86% | -10.1% |
| FLKR | Sell | FRANKLIN FTSE SOUTH KOREA ETFclosed end mutual fund equity | $3,754,000 | +12.2% | 163,291 | -1.3% | 1.85% | -3.6% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $3,731,000 | -5.6% | 19,735 | -1.3% | 1.84% | -18.9% |
| FLTW | Sell | FRANKLIN FTSE TAIWAN ETFclosed end mutual fund equity | $3,399,000 | +9.0% | 108,269 | -1.4% | 1.68% | -6.3% |
| BHF | Sell | BRIGHTHOUSE FINL INC | $3,261,000 | +16.8% | 98,521 | -1.9% | 1.61% | +0.3% |
| FCX | New | FREEPORT MCMORAN INC | $3,121,000 | – | 180,000 | +100.0% | 1.54% | – |
| Buy | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $3,031,000 | +21.0% | 132,012 | +0.1% | 1.50% | +4.0% | |
| FORD MTR CO DEL SR 8.500 4/21/23corporate bonds and notes | $2,734,000 | +4.4% | 2,477,000 | 0.0% | 1.35% | -10.3% | ||
| LUNMF | New | LUNDIN MNG CORP | $2,698,000 | – | 446,649 | +100.0% | 1.33% | – |
| EIDO | Buy | ISHARES MSCI INDONESIA ETFclosed end mutual fund equity | $2,605,000 | +1.8% | 142,488 | +0.3% | 1.29% | -12.5% |
| GMS | Buy | GMS INC | $2,432,000 | -5.0% | 107,624 | +3.4% | 1.20% | -18.4% |
| UNITED FINANCIAL 5.750 10/01/24corporate bonds and notes | $2,166,000 | +0.2% | 1,971,000 | 0.0% | 1.07% | -13.9% | ||
| TAK | Buy | TAKEDA PHARMACEUTICAL SP A D R | $2,115,000 | -4.0% | 137,430 | +11.9% | 1.04% | -17.5% |
| HSIC | Sell | SCHEIN HENRY INC | $1,977,000 | -2.7% | 31,102 | -10.6% | 0.98% | -16.4% |
| Sell | BANK OF NY MELLON 4.950 12/20/67corporate bonds and notes | $1,956,000 | +4.1% | 1,978,000 | -0.2% | 0.97% | -10.6% | |
| NOC | Sell | NORTHROP GRUMMAN CORPORATION | $1,764,000 | -7.3% | 6,085 | -1.6% | 0.87% | -20.3% |
| Buy | CITIGROUP INC 0.89961 8/25/36corporate bonds and notes | $1,566,000 | +282.0% | 2,052,000 | +260.0% | 0.77% | +227.5% | |
| Sell | US BANK CAPITAL IX 3.57778 4/15/49corporate bonds and notes | $1,260,000 | +9.7% | 1,381,000 | -0.7% | 0.62% | -5.8% | |
| KEY | Sell | KEYCORP | $1,055,000 | -63.5% | 81,310 | -65.7% | 0.52% | -68.7% |
| JP MORGAN CHASE MTN 2.000 4/30/24corporate bonds and notes | $951,000 | +0.1% | 926,000 | 0.0% | 0.47% | -13.9% | ||
| Sell | BANK OF AMER MTN 1.000 12/01/26corporate bonds and notes | $912,000 | +3.9% | 937,000 | -0.4% | 0.45% | -10.9% | |
| VT | Sell | VANGUARD TOTAL WORLD STOCK INDEX ETFclosed end mutual fund equity | $910,000 | -60.5% | 11,521 | -62.5% | 0.45% | -66.0% |
| MELLON CAPITAL IV 4.08696 12/20/67corporate bonds and notes | $889,000 | +8.5% | 900,000 | 0.0% | 0.44% | -6.8% | ||
| WACHOVIA CAP TR II 5.56975 3/29/49corporate bonds and notes | $782,000 | +0.9% | 781,000 | 0.0% | 0.39% | -13.3% | ||
| CITIGROUP INC 5.950 2/15/68corporate bonds and notes | $776,000 | +2.9% | 790,000 | 0.0% | 0.38% | -11.5% | ||
| LLY | Sell | ELI LILLY CO | $768,000 | -21.5% | 5,889 | -1.1% | 0.38% | -32.6% |
| AAPL | Buy | APPLE INC | $691,000 | -1.3% | 6,349 | +230.7% | 0.34% | -15.2% |
| NTC CAPITAL II 0.8687 4/15/27corporate bonds and notes | $663,000 | +3.6% | 723,000 | 0.0% | 0.33% | -11.1% | ||
| AMERICAN EXPRESS CO 4.900 9/15/67corporate bonds and notes | $645,000 | +9.3% | 692,000 | 0.0% | 0.32% | -5.9% | ||
| HON | Sell | HONEYWELL INTERNATIONAL INC | $538,000 | +12.1% | 3,261 | -1.8% | 0.27% | -3.6% |
| MRK | MERCK CO INC | $456,000 | -2.8% | 6,060 | 0.0% | 0.22% | -16.7% | |
| CMCSA | COMCAST CORP CLASS A | $391,000 | +8.3% | 9,266 | 0.0% | 0.19% | -6.8% | |
| MSFT | MICROSOFT CORP | $354,000 | -0.6% | 1,750 | 0.0% | 0.18% | -14.6% | |
| PEP | PEPSICO INC | $352,000 | +0.9% | 2,640 | 0.0% | 0.17% | -13.4% | |
| SPY | Buy | SPDR S P 500 ETFclosed end mutual fund equity | $340,000 | +47.2% | 1,042 | +38.9% | 0.17% | +26.3% |
| CHKP | CHECK POINT SOFTWARE TECH LTD | $337,000 | +5.6% | 2,966 | 0.0% | 0.17% | -9.3% | |
| NEE | Buy | NEXTERA ENERGY INC | $329,000 | +21.9% | 4,496 | +300.0% | 0.16% | +4.5% |
| PM | PHILIP MORRIS INTL | $308,000 | +1.3% | 4,334 | 0.0% | 0.15% | -13.1% | |
| CITIGROUP INC MTN 3.000 12/15/20corporate bonds and notes | $293,000 | -0.7% | 292,000 | 0.0% | 0.14% | -14.7% | ||
| XOM | EXXON MOBIL CORP | $287,000 | -27.0% | 8,794 | 0.0% | 0.14% | -37.2% | |
| VANGUARD 500 INDEX ADMIRALmutual funds - equity | $233,000 | +5.4% | 772 | 0.0% | 0.12% | -9.4% | ||
| JNJ | JOHNSON JOHNSON | $204,000 | -2.9% | 1,490 | 0.0% | 0.10% | -16.5% | |
| LYB | New | LYONDELLBASELL INDU CL A | $202,000 | – | 2,955 | +100.0% | 0.10% | – |
| OPUS BANK 5.500 7/01/26corporate bonds and notes | $194,000 | 0.0% | 192,000 | 0.0% | 0.10% | -13.5% | ||
| SUNTRUST CAPITAL 0.96338 3/15/28corporate bonds and notes | $189,000 | +8.6% | 203,000 | 0.0% | 0.09% | -7.0% | ||
| MANUF TRADERS 1.35975 12/28/20corporate bonds and notes | $173,000 | 0.0% | 173,000 | 0.0% | 0.08% | -14.1% | ||
| GE | GENERAL ELECTRIC CO | $124,000 | +8.8% | 16,700 | 0.0% | 0.06% | -7.6% | |
| INGRAM MICRO INC 5.450 12/15/24corporate bonds and notes | $96,000 | +5.5% | 90,000 | 0.0% | 0.05% | -9.6% | ||
| WELLS FARGO MTN 3.500 3/08/22corporate bonds and notes | $52,000 | 0.0% | 50,000 | 0.0% | 0.03% | -13.3% | ||
| KOHLS CORPORATION 4.250 7/17/25corporate bonds and notes | $49,000 | 0.0% | 50,000 | 0.0% | 0.02% | -14.3% | ||
| STATE STREET CORP 1.31338 6/15/37corporate bonds and notes | $25,000 | +4.2% | 30,000 | 0.0% | 0.01% | -14.3% | ||
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -1,500 | -100.0% | -0.12% | – |
| V | Exit | VISA INC CLASS A SHARES | $0 | – | -1,721 | -100.0% | -0.19% | – |
| SGAPY | Exit | SINGAPORE TELECOMMUNICATNS A D R | $0 | – | -107,384 | -100.0% | -1.09% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.