$194 Million is the total value of Lumbard & Kellner, LLC's 80 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 3.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Sell | VANGUARD TOTAL STOCK MARKET ETFclosed end mutual fund equity | $15,085,000 | -24.2% | 92,193 | -30.1% | 7.79% | -28.6% |
| Buy | FIRST AM GOVT OB FD CL Yshort term fds-taxable (acm) | $14,833,000 | +101.3% | 14,833,123 | +101.3% | 7.66% | +89.7% | |
| GOOG | Sell | ALPHABET INC CL C | $8,632,000 | +9.6% | 6,456 | -0.1% | 4.46% | +3.3% |
| WMT | Sell | WALMART INC | $7,848,000 | -0.1% | 66,040 | -0.2% | 4.05% | -5.8% |
| MET | Buy | METLIFE INC | $7,348,000 | +8.4% | 144,158 | +0.3% | 3.80% | +2.2% |
| MINT | Buy | PIMCO ENHANCED SHORT MATURITY ETFclosed end mutual fund fixed | $7,039,000 | -0.0% | 69,287 | +0.1% | 3.64% | -5.8% |
| TSN | Sell | TYSON FOODS INC CL A | $6,872,000 | +5.6% | 75,485 | -0.1% | 3.55% | -0.4% |
| QQQ | Buy | INVESCO QQQ TRUST ETFclosed end mutual fund equity | $6,796,000 | +12.7% | 31,965 | +0.1% | 3.51% | +6.3% |
| ZTS | Sell | ZOETIS INC | $6,786,000 | +6.1% | 51,275 | -0.1% | 3.50% | 0.0% |
| PRU | Sell | PRUDENTIAL FINANCIAL INC | $6,419,000 | +4.1% | 68,473 | -0.1% | 3.32% | -1.8% |
| FB | Buy | FACEBOOK INC CLASS A | $5,692,000 | +15.6% | 27,733 | +0.3% | 2.94% | +9.0% |
| T | Sell | AT T INC | $5,636,000 | +2.8% | 144,206 | -0.4% | 2.91% | -3.1% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $4,694,000 | +9.8% | 20,414 | -1.0% | 2.42% | +3.5% |
| ROAM | Sell | HARTFORD MULTIFACTOR EMERGING ETFclosed end mutual fund equity | $4,658,000 | +4.9% | 200,857 | -0.3% | 2.41% | -1.1% |
| LTHM | Buy | LIVENT CORP | $4,528,000 | +28.3% | 529,580 | +0.4% | 2.34% | +21.0% |
| FDX | Buy | FED EX CORP | $4,302,000 | +4.2% | 28,452 | +0.3% | 2.22% | -1.8% |
| GLW | Buy | CORNING INC | $4,002,000 | +5.6% | 137,466 | +3.5% | 2.07% | -0.4% |
| LMT | Sell | LOCKHEED MARTIN CORP | $3,734,000 | -0.3% | 9,589 | -0.1% | 1.93% | -5.9% |
| EPOL | Sell | ISHARES MSCI POLAND ETFclosed end mutual fund equity | $3,732,000 | -5.9% | 177,055 | -7.8% | 1.93% | -11.2% |
| KRA | Buy | KRATON CORPORATION | $3,647,000 | +38.6% | 144,018 | +76.8% | 1.88% | +30.7% |
| CVET | Sell | COVETRUS INC NPV | $3,448,000 | -4.1% | 261,242 | -13.6% | 1.78% | -9.5% |
| Sell | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $3,334,000 | -15.1% | 141,592 | -6.9% | 1.72% | -19.9% | |
| FLKR | FRANKLIN FTSE SOUTH KOREA ETFclosed end mutual fund equity | $3,290,000 | +10.6% | 151,840 | 0.0% | 1.70% | +4.2% | |
| VWO | Buy | VANGUARD FTSE EMERGING MARKETS ETFclosed end mutual fund equity | $3,263,000 | +10.8% | 73,379 | +0.3% | 1.69% | +4.5% |
| HBAN | Sell | HUNTINGTON BANCSHARES INC | $2,874,000 | +5.4% | 190,585 | -0.3% | 1.48% | -0.6% |
| SGAPY | Sell | SINGAPORE TELECOMMUNICATNS A D R | $2,835,000 | +12.0% | 113,123 | -0.2% | 1.46% | +5.6% |
| HSIC | Sell | SCHEIN HENRY INC | $2,644,000 | +3.2% | 39,625 | -1.7% | 1.37% | -2.6% |
| TAK | Sell | TAKEDA PHARMACEUTICAL SP A D R | $2,632,000 | +14.4% | 133,402 | -0.3% | 1.36% | +7.9% |
| KEY | Sell | KEYCORP | $2,515,000 | +11.7% | 124,240 | -1.6% | 1.30% | +5.4% |
| VT | Buy | VANGUARD TOTAL WORLD STOCK INDEX ETFclosed end mutual fund equity | $2,459,000 | +8.8% | 30,365 | +0.5% | 1.27% | +2.5% |
| FLTW | Buy | FRANKLIN FTSE TAIWAN ETFclosed end mutual fund equity | $2,358,000 | +12.1% | 81,417 | +0.1% | 1.22% | +5.7% |
| BHF | Sell | BRIGHTHOUSE FINL INC | $2,317,000 | -3.1% | 59,058 | -0.1% | 1.20% | -8.7% |
| UNITED FINANCIAL 5.750 10/01/24corporate bonds and notes | $2,153,000 | -0.3% | 2,000,000 | 0.0% | 1.11% | -6.0% | ||
| BANK OF NY MELLON 4.950 12/20/67corporate bonds and notes | $2,020,000 | +0.5% | 2,000,000 | 0.0% | 1.04% | -5.3% | ||
| EIDO | Sell | ISHARES MSCI INDONESIA ETFclosed end mutual fund equity | $2,002,000 | +4.5% | 78,039 | -0.3% | 1.03% | -1.5% |
| DIS | WALT DISNEY CO THE | $1,976,000 | +11.0% | 13,659 | 0.0% | 1.02% | +4.7% | |
| ENERGY TRANSFER 5.38776 11/01/66corporate bonds and notes | $1,471,000 | +2.7% | 1,911,000 | 0.0% | 0.76% | -3.2% | ||
| US BANK CAPITAL IX 3.57778 4/15/49corporate bonds and notes | $1,237,000 | +2.7% | 1,414,000 | 0.0% | 0.64% | -3.2% | ||
| AMAT | APPLIED MATERIALS INC | $928,000 | +22.3% | 15,203 | 0.0% | 0.48% | +15.1% | |
| BANK OF AMER MTN 3.1028 12/01/26corporate bonds and notes | $911,000 | +1.3% | 949,000 | 0.0% | 0.47% | -4.5% | ||
| JP MORGAN CHASE MTN 2.000 4/30/24corporate bonds and notes | $911,000 | +0.7% | 926,000 | 0.0% | 0.47% | -5.0% | ||
| MELLON CAPITAL IV 4.000 12/20/67corporate bonds and notes | $887,000 | +6.2% | 944,000 | 0.0% | 0.46% | +0.2% | ||
| CITIGROUP INC 5.950 2/15/68corporate bonds and notes | $808,000 | +0.1% | 790,000 | 0.0% | 0.42% | -5.7% | ||
| WACHOVIA CAP TR II 5.56975 3/29/49corporate bonds and notes | $797,000 | +0.4% | 791,000 | 0.0% | 0.41% | -5.3% | ||
| LLY | ELI LILLY CO | $783,000 | +17.6% | 5,955 | 0.0% | 0.40% | +10.7% | |
| NTC CAPITAL II 2.89174 4/15/27corporate bonds and notes | $713,000 | +0.1% | 758,000 | 0.0% | 0.37% | -5.6% | ||
| AMERICAN EXPRESS CO 4.900 9/15/67corporate bonds and notes | $701,000 | +0.4% | 698,000 | 0.0% | 0.36% | -5.2% | ||
| AAPL | APPLE INC | $623,000 | +31.2% | 2,120 | 0.0% | 0.32% | +23.8% | |
| XOM | EXXON MOBIL CORP | $614,000 | -1.1% | 8,794 | 0.0% | 0.32% | -6.8% | |
| HON | Sell | HONEYWELL INTERNATIONAL INC | $588,000 | -6.8% | 3,321 | -11.0% | 0.30% | -12.1% |
| MRK | Sell | MERCK CO INC | $551,000 | +7.0% | 6,060 | -1.0% | 0.28% | +1.1% |
| V | VISA INC CLASS A SHARES | $533,000 | +9.4% | 2,834 | 0.0% | 0.28% | +3.0% | |
| CITIGROUP INC 2.6531 8/25/36corporate bonds and notes | $456,000 | +2.2% | 570,000 | 0.0% | 0.24% | -3.3% | ||
| CMCSA | Sell | COMCAST CORP CLASS A | $417,000 | -6.1% | 9,266 | -6.0% | 0.22% | -11.5% |
| CHKP | CHECK POINT SOFTWARE TECH LTD | $375,000 | +1.4% | 3,376 | 0.0% | 0.19% | -4.4% | |
| PM | PHILIP MORRIS INTL | $369,000 | +12.2% | 4,334 | 0.0% | 0.19% | +6.1% | |
| PEP | Sell | PEPSICO INC | $361,000 | -10.6% | 2,640 | -10.5% | 0.19% | -15.8% |
| VOYA | VOYA FINANCIAL INC | $337,000 | +12.0% | 5,525 | 0.0% | 0.17% | +5.5% | |
| NI | NISOURCE INC | $334,000 | -7.0% | 12,000 | 0.0% | 0.17% | -12.2% | |
| MSFT | MICROSOFT CORP | $308,000 | +13.7% | 1,950 | 0.0% | 0.16% | +7.4% | |
| CITIGROUP INC MTN 3.3685 12/15/20corporate bonds and notes | $301,000 | 0.0% | 300,000 | 0.0% | 0.16% | -6.1% | ||
| KRE | Sell | SPDR S&P REGIONAL BANKING ETFclosed end mutual fund equity | $290,000 | -12.4% | 4,970 | -20.7% | 0.15% | -17.1% |
| LYB | LYONDELLBASELL INDU CL A | $279,000 | +5.7% | 2,955 | 0.0% | 0.14% | -0.7% | |
| NEE | Sell | NEXTERA ENERGY INC | $272,000 | -2.9% | 1,124 | -6.3% | 0.14% | -7.8% |
| SPY | SPDR S P 500 ETFclosed end mutual fund equity | $241,000 | +8.1% | 750 | 0.0% | 0.12% | +1.6% | |
| VANGUARD 500 INDEX ADMIRALmutual funds - equity | $230,000 | +8.5% | 772 | 0.0% | 0.12% | +2.6% | ||
| JNJ | New | JOHNSON JOHNSON | $217,000 | – | 1,490 | +100.0% | 0.11% | – |
| KMB | KIMBERLY CLARK CORP | $206,000 | -3.3% | 1,500 | 0.0% | 0.11% | -9.4% | |
| OPUS BANK 5.500 7/01/26corporate bonds and notes | $195,000 | 0.0% | 192,000 | 0.0% | 0.10% | -5.6% | ||
| SUNTRUST CAPITAL 2.7685 3/15/28corporate bonds and notes | $193,000 | +2.1% | 204,000 | 0.0% | 0.10% | -3.8% | ||
| GE | GENERAL ELECTRIC CO | $186,000 | +24.8% | 16,700 | 0.0% | 0.10% | +17.1% | |
| MANUF TRADERS 3.003 12/28/20corporate bonds and notes | $173,000 | 0.0% | 173,000 | 0.0% | 0.09% | -6.3% | ||
| BANK OF AMER MTN 4.11147 6/29/20corporate bonds and notes | $101,000 | 0.0% | 100,000 | 0.0% | 0.05% | -5.5% | ||
| INGRAM MICRO INC 5.450 12/15/24corporate bonds and notes | $95,000 | +2.2% | 90,000 | 0.0% | 0.05% | -3.9% | ||
| WELLS FARGO MTN 3.500 3/08/22corporate bonds and notes | $52,000 | 0.0% | 50,000 | 0.0% | 0.03% | -3.6% | ||
| KOHLS CORPORATION 4.250 7/17/25corporate bonds and notes | $53,000 | 0.0% | 50,000 | 0.0% | 0.03% | -6.9% | ||
| SOUTHBOROUGH MA REF 4.000 6/01/20muni bds-fixed non taxable | $51,000 | 0.0% | 50,000 | 0.0% | 0.03% | -7.1% | ||
| STATE STREET CORP 3.1185 6/15/37corporate bonds and notes | $26,000 | +13.0% | 30,000 | 0.0% | 0.01% | 0.0% | ||
| GBRRF | GABRIEL RESOURCES LTD | $11,000 | -8.3% | 30,000 | 0.0% | 0.01% | -14.3% | |
| Exit | MASSACHUSETTS ST SER 3.000 12/01/23muni bds-fixed non taxable | $0 | – | -50,000 | -100.0% | -0.03% | – | |
| Exit | FIRST MD CAP I 3.43631 1/15/27corporate bonds and notes | $0 | – | -992,000 | -100.0% | -0.50% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.