$183 Million is the total value of Lumbard & Kellner, LLC's 81 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 11.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Sell | VANGUARD TOTAL STOCK MARKET ETFclosed end mutual fund equity | $19,912,000 | -0.8% | 131,868 | -1.4% | 10.91% | +1.1% |
| GOOG | Buy | ALPHABET INC CL C | $7,876,000 | +30.5% | 6,461 | +15.7% | 4.32% | +32.9% |
| WMT | Sell | WALMART INC | $7,856,000 | +5.1% | 66,195 | -2.2% | 4.30% | +7.0% |
| Sell | FIRST AM GOVT OB FD CL Yshort term fds-taxable (acm) | $7,370,000 | -38.2% | 7,369,619 | -38.2% | 4.04% | -37.0% | |
| MINT | Sell | PIMCO ENHANCED SHORT MATURITY ETFclosed end mutual fund fixed | $7,041,000 | -3.5% | 69,212 | -3.4% | 3.86% | -1.6% |
| MET | Sell | METLIFE INC | $6,781,000 | -5.6% | 143,783 | -0.5% | 3.72% | -3.8% |
| TSN | Sell | TYSON FOODS INC CL A | $6,507,000 | +6.0% | 75,540 | -0.6% | 3.56% | +8.0% |
| ZTS | Sell | ZOETIS INC | $6,397,000 | +8.4% | 51,345 | -1.2% | 3.50% | +10.5% |
| PRU | Buy | PRUDENTIAL FINANCIAL INC | $6,166,000 | -10.9% | 68,554 | +0.1% | 3.38% | -9.2% |
| QQQ | Buy | INVESCO QQQ TRUST ETFclosed end mutual fund equity | $6,029,000 | +1.6% | 31,930 | +0.5% | 3.30% | +3.5% |
| T | Sell | AT T INC | $5,481,000 | +12.4% | 144,837 | -0.4% | 3.00% | +14.5% |
| FB | Sell | FACEBOOK INC CLASS A | $4,922,000 | -13.8% | 27,638 | -6.6% | 2.70% | -12.1% |
| ROAM | New | HARTFORD MULTIFACTOR EMERGING ETFclosed end mutual fund equity | $4,439,000 | – | 201,409 | +100.0% | 2.43% | – |
| GS | Buy | GOLDMAN SACHS GROUP INC | $4,275,000 | +1.5% | 20,629 | +0.2% | 2.34% | +3.4% |
| FDX | Sell | FED EX CORP | $4,130,000 | -11.9% | 28,372 | -0.6% | 2.26% | -10.2% |
| EPOL | Buy | ISHARES MSCI POLAND ETFclosed end mutual fund equity | $3,964,000 | -13.0% | 192,070 | +0.1% | 2.17% | -11.3% |
| Sell | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $3,925,000 | -5.5% | 152,054 | -0.5% | 2.15% | -3.8% | |
| GLW | Sell | CORNING INC | $3,789,000 | -14.5% | 132,866 | -0.3% | 2.08% | -12.8% |
| LMT | Buy | LOCKHEED MARTIN CORP | $3,744,000 | +8.1% | 9,599 | +0.7% | 2.05% | +10.1% |
| CVET | Buy | COVETRUS INC NPV | $3,594,000 | +31.8% | 302,298 | +171.2% | 1.97% | +34.3% |
| LTHM | Sell | LIVENT CORP | $3,529,000 | -3.4% | 527,480 | -0.1% | 1.93% | -1.6% |
| FLKR | New | FRANKLIN FTSE SOUTH KOREA ETFclosed end mutual fund equity | $2,975,000 | – | 151,840 | +100.0% | 1.63% | – |
| VWO | Sell | VANGUARD FTSE EMERGING MARKETS ETFclosed end mutual fund equity | $2,944,000 | -7.0% | 73,129 | -1.8% | 1.61% | -5.3% |
| HBAN | Sell | HUNTINGTON BANCSHARES INC | $2,727,000 | +1.0% | 191,130 | -2.2% | 1.49% | +2.8% |
| KRA | Sell | KRATON CORPORATION | $2,631,000 | +2.8% | 81,478 | -1.1% | 1.44% | +4.7% |
| HSIC | Sell | SCHEIN HENRY INC | $2,561,000 | -9.3% | 40,325 | -0.1% | 1.40% | -7.6% |
| SGAPY | Buy | SINGAPORE TELECOMMUNICATNS A D R | $2,531,000 | -13.4% | 113,373 | +0.5% | 1.39% | -11.8% |
| BHF | Sell | BRIGHTHOUSE FINL INC | $2,392,000 | +8.7% | 59,095 | -1.4% | 1.31% | +10.8% |
| TAK | TAKEDA PHARMACEUTICAL SP A D R | $2,301,000 | -2.8% | 133,804 | 0.0% | 1.26% | -0.9% | |
| VT | Sell | VANGUARD TOTAL WORLD STOCK INDEX ETFclosed end mutual fund equity | $2,261,000 | -2.3% | 30,220 | -1.9% | 1.24% | -0.4% |
| KEY | Sell | KEYCORP | $2,251,000 | -1.1% | 126,200 | -1.6% | 1.23% | +0.7% |
| New | UNITED FINANCIAL 5.750 10/01/24corporate bonds and notes | $2,160,000 | – | 2,000,000 | +100.0% | 1.18% | – | |
| FLTW | New | FRANKLIN FTSE TAIWAN ETFclosed end mutual fund equity | $2,103,000 | – | 81,327 | +100.0% | 1.15% | – |
| BANK OF NY MELLON 4.950 12/20/67corporate bonds and notes | $2,010,000 | -1.1% | 2,000,000 | 0.0% | 1.10% | +0.7% | ||
| EIDO | New | ISHARES MSCI INDONESIA ETFclosed end mutual fund equity | $1,916,000 | – | 78,280 | +100.0% | 1.05% | – |
| DIS | Sell | WALT DISNEY CO THE | $1,780,000 | -6.8% | 13,659 | -0.1% | 0.98% | -5.1% |
| ENERGY TRANSFER 5.72087 11/01/66corporate bonds and notes | $1,433,000 | -0.3% | 1,911,000 | 0.0% | 0.78% | +1.6% | ||
| US BANK CAPITAL IX 3.57778 4/15/49corporate bonds and notes | $1,205,000 | +4.2% | 1,414,000 | 0.0% | 0.66% | +6.1% | ||
| FIRST MD CAP I 3.43631 1/15/27corporate bonds and notes | $919,000 | +0.1% | 992,000 | 0.0% | 0.50% | +2.0% | ||
| JP MORGAN CHASE MTN 2.000 4/30/24corporate bonds and notes | $905,000 | +0.8% | 926,000 | 0.0% | 0.50% | +2.7% | ||
| BANK OF AMER MTN 3.1028 12/01/26corporate bonds and notes | $899,000 | +3.9% | 949,000 | 0.0% | 0.49% | +6.0% | ||
| MELLON CAPITAL IV 4.000 12/20/67corporate bonds and notes | $835,000 | +3.2% | 944,000 | 0.0% | 0.46% | +5.1% | ||
| CITIGROUP INC 5.950 2/15/68corporate bonds and notes | $807,000 | -0.6% | 790,000 | 0.0% | 0.44% | +1.1% | ||
| Sell | WACHOVIA CAP TR II 5.44997 3/29/49corporate bonds and notes | $794,000 | -7.1% | 791,000 | -7.5% | 0.44% | -5.4% | |
| AMAT | Sell | APPLIED MATERIALS INC | $759,000 | +4.3% | 15,203 | -6.2% | 0.42% | +6.1% |
| NTC CAPITAL II 3.18857 4/15/27corporate bonds and notes | $712,000 | +1.7% | 758,000 | 0.0% | 0.39% | +3.7% | ||
| AMERICAN EXPRESS CO 4.900 9/15/67corporate bonds and notes | $698,000 | -0.3% | 698,000 | 0.0% | 0.38% | +1.6% | ||
| LLY | ELI LILLY CO | $666,000 | +0.9% | 5,955 | 0.0% | 0.36% | +2.8% | |
| HON | HONEYWELL INTERNATIONAL INC | $631,000 | -3.1% | 3,730 | 0.0% | 0.35% | -1.1% | |
| XOM | EXXON MOBIL CORP | $621,000 | -7.9% | 8,794 | 0.0% | 0.34% | -6.1% | |
| MRK | MERCK CO INC | $515,000 | +0.4% | 6,120 | 0.0% | 0.28% | +2.2% | |
| V | VISA INC CLASS A SHARES | $487,000 | -1.0% | 2,834 | 0.0% | 0.27% | +0.8% | |
| AAPL | APPLE INC | $475,000 | +13.1% | 2,120 | 0.0% | 0.26% | +15.0% | |
| CITIGROUP INC 2.97158 8/25/36corporate bonds and notes | $446,000 | +1.6% | 570,000 | 0.0% | 0.24% | +3.4% | ||
| CMCSA | COMCAST CORP CLASS A | $444,000 | +6.5% | 9,854 | 0.0% | 0.24% | +8.5% | |
| PEP | PEPSICO INC | $404,000 | +4.4% | 2,950 | 0.0% | 0.22% | +6.2% | |
| CHKP | CHECK POINT SOFTWARE TECH LTD | $370,000 | -5.1% | 3,376 | 0.0% | 0.20% | -3.3% | |
| NI | NISOURCE INC | $359,000 | +3.8% | 12,000 | 0.0% | 0.20% | +5.9% | |
| KRE | SPDR S&P REGIONAL BANKING ETFclosed end mutual fund equity | $331,000 | -1.2% | 6,270 | 0.0% | 0.18% | +0.6% | |
| PM | PHILIP MORRIS INTL | $329,000 | -3.2% | 4,334 | 0.0% | 0.18% | -1.6% | |
| VOYA | VOYA FINANCIAL INC | $301,000 | -1.6% | 5,525 | 0.0% | 0.16% | 0.0% | |
| CITIGROUP INC MTN 3.66025 12/15/20corporate bonds and notes | $301,000 | -0.3% | 300,000 | 0.0% | 0.16% | +1.9% | ||
| NEE | NEXTERA ENERGY INC | $280,000 | +13.8% | 1,200 | 0.0% | 0.15% | +15.9% | |
| MSFT | MICROSOFT CORP | $271,000 | +3.8% | 1,950 | 0.0% | 0.15% | +5.7% | |
| LYB | LYONDELLBASELL INDU CL A | $264,000 | +3.5% | 2,955 | 0.0% | 0.14% | +5.8% | |
| SPY | SPDR S P 500 ETFclosed end mutual fund equity | $223,000 | +1.4% | 750 | 0.0% | 0.12% | +3.4% | |
| KMB | KIMBERLY CLARK CORP | $213,000 | +6.5% | 1,500 | 0.0% | 0.12% | +8.3% | |
| VANGUARD 500 INDEX ADMIRALmutual funds - equity | $212,000 | +1.0% | 772 | 0.0% | 0.12% | +2.7% | ||
| OPUS BANK 5.500 7/01/26corporate bonds and notes | $195,000 | 0.0% | 192,000 | 0.0% | 0.11% | +1.9% | ||
| SUNTRUST CAPITAL 2.99444 3/15/28corporate bonds and notes | $189,000 | +1.6% | 204,000 | 0.0% | 0.10% | +4.0% | ||
| MANUF TRADERS 3.68995 12/28/20corporate bonds and notes | $173,000 | 0.0% | 173,000 | 0.0% | 0.10% | +2.2% | ||
| GE | GENERAL ELECTRIC CO | $149,000 | -14.9% | 16,700 | 0.0% | 0.08% | -12.8% | |
| BANK OF AMER MTN 3.82262 6/29/20corporate bonds and notes | $101,000 | +1.0% | 100,000 | 0.0% | 0.06% | +1.9% | ||
| INGRAM MICRO INC 5.450 12/15/24corporate bonds and notes | $93,000 | +1.1% | 90,000 | 0.0% | 0.05% | +4.1% | ||
| KOHLS CORPORATION 4.250 7/17/25corporate bonds and notes | $53,000 | +1.9% | 50,000 | 0.0% | 0.03% | +3.6% | ||
| WELLS FARGO MTN 3.500 3/08/22corporate bonds and notes | $52,000 | +2.0% | 50,000 | 0.0% | 0.03% | +3.7% | ||
| SOUTHBOROUGH MA REF 4.000 6/01/20muni bds-fixed non taxable | $51,000 | 0.0% | 50,000 | 0.0% | 0.03% | +3.7% | ||
| MASSACHUSETTS ST SER 3.000 12/01/23muni bds-fixed non taxable | $50,000 | 0.0% | 50,000 | 0.0% | 0.03% | 0.0% | ||
| STATE STREET CORP 3.48603 6/15/37corporate bonds and notes | $23,000 | 0.0% | 30,000 | 0.0% | 0.01% | +8.3% | ||
| GBRRF | GABRIEL RESOURCES LTD | $12,000 | +20.0% | 30,000 | 0.0% | 0.01% | +40.0% | |
| Exit | AMICUS WIND DOWN 0.00001 6/15/12corporate bonds and notes | $0 | – | -50,000 | -100.0% | 0.00% | – | |
| JNJ | Exit | JOHNSON JOHNSON | $0 | – | -1,490 | -100.0% | -0.11% | – |
| BWA | Exit | BORG WARNER INC | $0 | – | -27,761 | -100.0% | -0.63% | – |
| Exit | MATTHEWS ASIA DIVIDEND INSmutual funds - equity | $0 | – | -646,195 | -100.0% | -5.84% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.