$149 Million is the total value of Lumbard & Kellner, LLC's 73 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 26.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | FIRST AM GOVT OB FD CL Yshort term fds-taxable (acm) | $18,107,000 | +22.1% | 18,106,720 | +22.1% | 12.14% | +58.5% | |
| VTI | Sell | VANGUARD TOTAL STOCK MARKET ETFclosed end mutual fund equity | $10,931,000 | -27.5% | 84,798 | -8.0% | 7.33% | -5.9% |
| GOOG | Sell | ALPHABET INC CL C | $7,206,000 | -16.5% | 6,197 | -4.0% | 4.83% | +8.4% |
| QQQ | Sell | INVESCO QQQ TRUST ETFclosed end mutual fund equity | $5,922,000 | -12.9% | 31,104 | -2.7% | 3.97% | +13.1% |
| ZTS | Sell | ZOETIS INC | $5,767,000 | -15.0% | 49,000 | -4.4% | 3.87% | +10.4% |
| FDX | Buy | FED EX CORP | $5,131,000 | +19.3% | 42,315 | +48.7% | 3.44% | +54.9% |
| LMT | Buy | LOCKHEED MARTIN CORP | $4,648,000 | +24.5% | 13,713 | +43.0% | 3.12% | +61.6% |
| FB | Sell | FACEBOOK INC CLASS A | $4,547,000 | -20.1% | 27,263 | -1.7% | 3.05% | +3.7% |
| MET | Sell | METLIFE INC | $4,270,000 | -41.9% | 139,677 | -3.1% | 2.86% | -24.6% |
| TSN | Sell | TYSON FOODS INC CL A | $4,259,000 | -38.0% | 73,590 | -2.5% | 2.86% | -19.5% |
| T | Sell | AT T INC | $4,019,000 | -28.7% | 137,884 | -4.4% | 2.70% | -7.4% |
| PRU | Sell | PRUDENTIAL FINANCIAL INC | $3,493,000 | -45.6% | 66,996 | -2.2% | 2.34% | -29.3% |
| KMI | New | KINDER MORGAN INC | $3,247,000 | – | 233,285 | +100.0% | 2.18% | – |
| ROAM | Sell | HARTFORD MULTIFACTOR EMERGING ETFclosed end mutual fund equity | $3,229,000 | -30.7% | 195,127 | -2.9% | 2.17% | -10.0% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $3,125,000 | -33.4% | 20,212 | -1.0% | 2.10% | -13.6% |
| NOC | New | NORTHROP GRUMMAN CORPORATION | $2,880,000 | – | 9,520 | +100.0% | 1.93% | – |
| IWM | New | ISHARES RUSSELL 2000 ETFclosed end mutual fund equity | $2,811,000 | – | 24,555 | +100.0% | 1.88% | – |
| GLW | Sell | CORNING INC | $2,743,000 | -31.5% | 133,526 | -2.9% | 1.84% | -11.0% |
| LTHM | Sell | LIVENT CORP | $2,648,000 | -41.5% | 504,300 | -4.8% | 1.78% | -24.1% |
| DHI | New | D R HORTON INC | $2,636,000 | – | 77,520 | +100.0% | 1.77% | – |
| GM | New | GENERAL MOTORS CO | $2,505,000 | – | 120,540 | +100.0% | 1.68% | – |
| KEY | Buy | KEYCORP | $2,479,000 | -1.4% | 239,050 | +92.4% | 1.66% | +28.0% |
| HSIC | Buy | SCHEIN HENRY INC | $2,459,000 | -7.0% | 48,675 | +22.8% | 1.65% | +20.7% |
| KRA | Buy | KRATON CORPORATION | $2,435,000 | -33.2% | 300,628 | +108.7% | 1.63% | -13.3% |
| FLKR | Sell | FRANKLIN FTSE SOUTH KOREA ETFclosed end mutual fund equity | $2,419,000 | -26.5% | 146,278 | -3.7% | 1.62% | -4.5% |
| Sell | UNITED FINANCIAL 5.750 10/01/24corporate bonds and notes | $2,220,000 | +3.1% | 1,994,000 | -0.3% | 1.49% | +33.9% | |
| Sell | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $2,142,000 | -35.8% | 134,604 | -4.9% | 1.44% | -16.6% | |
| CVET | Sell | COVETRUS INC NPV | $2,006,000 | -41.8% | 246,376 | -5.7% | 1.34% | -24.5% |
| SGAPY | Sell | SINGAPORE TELECOMMUNICATNS A D R | $1,990,000 | -29.8% | 111,984 | -1.0% | 1.34% | -8.8% |
| TAK | Sell | TAKEDA PHARMACEUTICAL SP A D R | $1,949,000 | -25.9% | 128,421 | -3.7% | 1.31% | -3.9% |
| VT | Buy | VANGUARD TOTAL WORLD STOCK INDEX ETFclosed end mutual fund equity | $1,931,000 | -21.5% | 30,752 | +1.3% | 1.30% | +2.0% |
| FLTW | Sell | FRANKLIN FTSE TAIWAN ETFclosed end mutual fund equity | $1,828,000 | -22.5% | 78,970 | -3.0% | 1.23% | +0.7% |
| Sell | BANK OF NY MELLON 4.950 12/20/67corporate bonds and notes | $1,733,000 | -14.2% | 1,992,000 | -0.4% | 1.16% | +11.4% | |
| GMS | New | GMS INC | $1,630,000 | – | 103,603 | +100.0% | 1.09% | – |
| BHF | Buy | BRIGHTHOUSE FINL INC | $1,493,000 | -35.6% | 61,791 | +4.6% | 1.00% | -16.4% |
| DIS | Sell | WALT DISNEY CO THE | $1,268,000 | -35.8% | 13,131 | -3.9% | 0.85% | -16.7% |
| EIDO | Sell | ISHARES MSCI INDONESIA ETFclosed end mutual fund equity | $1,115,000 | -44.3% | 75,715 | -3.0% | 0.75% | -27.7% |
| Sell | US BANK CAPITAL IX 3.57778 4/15/49corporate bonds and notes | $1,050,000 | -15.1% | 1,409,000 | -0.4% | 0.70% | +10.2% | |
| JP MORGAN CHASE MTN 2.000 4/30/24corporate bonds and notes | $892,000 | -2.1% | 926,000 | 0.0% | 0.60% | +27.0% | ||
| LLY | ELI LILLY CO | $826,000 | +5.5% | 5,955 | 0.0% | 0.55% | +37.1% | |
| Sell | BANK OF AMER MTN 2.55688 12/01/26corporate bonds and notes | $817,000 | -10.3% | 947,000 | -0.2% | 0.55% | +16.3% | |
| MELLON CAPITAL IV 4.000 12/20/67corporate bonds and notes | $800,000 | -9.8% | 944,000 | 0.0% | 0.54% | +17.2% | ||
| Sell | WACHOVIA CAP TR II 5.56975 3/29/49corporate bonds and notes | $758,000 | -4.9% | 781,000 | -1.3% | 0.51% | +23.3% | |
| AMAT | APPLIED MATERIALS INC | $697,000 | -24.9% | 15,203 | 0.0% | 0.47% | -2.5% | |
| CITIGROUP INC 5.950 2/15/68corporate bonds and notes | $695,000 | -14.0% | 790,000 | 0.0% | 0.47% | +11.8% | ||
| NTC CAPITAL II 2.89174 4/15/27corporate bonds and notes | $644,000 | -9.7% | 758,000 | 0.0% | 0.43% | +17.4% | ||
| AMERICAN EXPRESS CO 4.900 9/15/67corporate bonds and notes | $590,000 | -15.8% | 698,000 | 0.0% | 0.40% | +9.4% | ||
| AAPL | Sell | APPLE INC | $488,000 | -21.7% | 1,920 | -9.4% | 0.33% | +1.6% |
| MRK | MERCK CO INC | $466,000 | -15.4% | 6,060 | 0.0% | 0.31% | +9.8% | |
| HON | HONEYWELL INTERNATIONAL INC | $444,000 | -24.5% | 3,321 | 0.0% | 0.30% | -2.0% | |
| CITIGROUP INC 2.4595 8/25/36corporate bonds and notes | $391,000 | -14.3% | 570,000 | 0.0% | 0.26% | +11.0% | ||
| XOM | EXXON MOBIL CORP | $334,000 | -45.6% | 8,794 | 0.0% | 0.22% | -29.3% | |
| CMCSA | COMCAST CORP CLASS A | $319,000 | -23.5% | 9,266 | 0.0% | 0.21% | -0.5% | |
| PEP | PEPSICO INC | $317,000 | -12.2% | 2,640 | 0.0% | 0.21% | +14.5% | |
| PM | PHILIP MORRIS INTL | $316,000 | -14.4% | 4,334 | 0.0% | 0.21% | +11.0% | |
| CITIGROUP INC MTN 3.14363 12/15/20corporate bonds and notes | $302,000 | +0.3% | 300,000 | 0.0% | 0.20% | +31.0% | ||
| NI | NISOURCE INC | $300,000 | -10.2% | 12,000 | 0.0% | 0.20% | +16.2% | |
| CHKP | Sell | CHECK POINT SOFTWARE TECH LTD | $298,000 | -20.5% | 2,966 | -12.1% | 0.20% | +3.1% |
| New | VANGUARD TOTAL STOCK MKT IDX ADMmutual funds - equity | $295,000 | – | 4,696 | +100.0% | 0.20% | – | |
| V | Sell | VISA INC CLASS A SHARES | $277,000 | -48.0% | 1,721 | -39.3% | 0.19% | -32.4% |
| MSFT | Sell | MICROSOFT CORP | $276,000 | -10.4% | 1,750 | -10.3% | 0.18% | +16.4% |
| NEE | NEXTERA ENERGY INC | $270,000 | -0.7% | 1,124 | 0.0% | 0.18% | +28.4% | |
| OPUS BANK 5.500 7/01/26corporate bonds and notes | $197,000 | +1.0% | 192,000 | 0.0% | 0.13% | +30.7% | ||
| MANUF TRADERS 2.91233 12/28/20corporate bonds and notes | $173,000 | 0.0% | 173,000 | 0.0% | 0.12% | +30.3% | ||
| SUNTRUST CAPITAL 2.54363 3/15/28corporate bonds and notes | $167,000 | -13.5% | 204,000 | 0.0% | 0.11% | +12.0% | ||
| GE | GENERAL ELECTRIC CO | $133,000 | -28.5% | 16,700 | 0.0% | 0.09% | -7.3% | |
| BANK OF AMER MTN 4.06404 6/29/20corporate bonds and notes | $101,000 | 0.0% | 100,000 | 0.0% | 0.07% | +30.8% | ||
| INGRAM MICRO INC 5.450 12/15/24corporate bonds and notes | $73,000 | -23.2% | 90,000 | 0.0% | 0.05% | 0.0% | ||
| SOUTHBOROUGH MA REF 4.000 6/01/20muni bds-fixed non taxable | $50,000 | -2.0% | 50,000 | 0.0% | 0.03% | +30.8% | ||
| WELLS FARGO MTN 3.500 3/08/22corporate bonds and notes | $51,000 | -1.9% | 50,000 | 0.0% | 0.03% | +25.9% | ||
| KOHLS CORPORATION 4.250 7/17/25corporate bonds and notes | $44,000 | -17.0% | 50,000 | 0.0% | 0.03% | +11.1% | ||
| STATE STREET CORP 2.89363 6/15/37corporate bonds and notes | $22,000 | -15.4% | 30,000 | 0.0% | 0.02% | +15.4% | ||
| GBRRF | Exit | GABRIEL RESOURCES LTD | $0 | – | -30,000 | -100.0% | -0.01% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -1,500 | -100.0% | -0.11% | – |
| JNJ | Exit | JOHNSON JOHNSON | $0 | – | -1,490 | -100.0% | -0.11% | – |
| Exit | VANGUARD 500 INDEX ADMIRALmutual funds - equity | $0 | – | -772 | -100.0% | -0.12% | – | |
| SPY | Exit | SPDR S P 500 ETFclosed end mutual fund equity | $0 | – | -750 | -100.0% | -0.12% | – |
| LYB | Exit | LYONDELLBASELL INDU CL A | $0 | – | -2,955 | -100.0% | -0.14% | – |
| KRE | Exit | SPDR S&P REGIONAL BANKING ETFclosed end mutual fund equity | $0 | – | -4,970 | -100.0% | -0.15% | – |
| VOYA | Exit | VOYA FINANCIAL INC | $0 | – | -5,525 | -100.0% | -0.17% | – |
| Exit | ENERGY TRANSFER 5.38776 11/01/66corporate bonds and notes | $0 | – | -1,911,000 | -100.0% | -0.76% | – | |
| HBAN | Exit | HUNTINGTON BANCSHARES INC | $0 | – | -190,585 | -100.0% | -1.48% | – |
| VWO | Exit | VANGUARD FTSE EMERGING MARKETS ETFclosed end mutual fund equity | $0 | – | -73,379 | -100.0% | -1.69% | – |
| EPOL | Exit | ISHARES MSCI POLAND ETFclosed end mutual fund equity | $0 | – | -177,055 | -100.0% | -1.93% | – |
| MINT | Exit | PIMCO ENHANCED SHORT MATURITY ETFclosed end mutual fund fixed | $0 | – | -69,287 | -100.0% | -3.64% | – |
| WMT | Exit | WALMART INC | $0 | – | -66,040 | -100.0% | -4.05% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.