$186 Million is the total value of Lumbard & Kellner, LLC's 80 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 10.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Sell | VANGUARD TOTAL STOCK MARKET ETFclosed end mutual fund equity | $20,068,000 | -23.6% | 133,708 | -26.3% | 10.79% | -26.2% |
| Buy | FIRST AM GOVT OB FD CL Yshort term fds-taxable (acm) | $11,918,000 | +73.8% | 11,917,811 | +73.8% | 6.41% | +67.8% | |
| Sell | MATTHEWS ASIA DIVIDEND INSmutual funds - equity | $10,869,000 | -2.2% | 646,195 | -0.3% | 5.84% | -5.6% | |
| WMT | WALMART INC | $7,477,000 | +13.3% | 67,675 | 0.0% | 4.02% | +9.4% | |
| MINT | Sell | PIMCO ENHANCED SHORT MATURITY ETFclosed end mutual fund fixed | $7,293,000 | -2.0% | 71,679 | -2.2% | 3.92% | -5.4% |
| MET | Sell | METLIFE INC | $7,180,000 | +16.2% | 144,558 | -0.4% | 3.86% | +12.2% |
| PRU | Sell | PRUDENTIAL FINANCIAL INC | $6,918,000 | +9.7% | 68,494 | -0.2% | 3.72% | +5.9% |
| TSN | Buy | TYSON FOODS INC CL A | $6,137,000 | +103.5% | 76,015 | +75.1% | 3.30% | +96.5% |
| GOOG | Buy | ALPHABET INC CL C | $6,035,000 | -7.7% | 5,583 | +0.2% | 3.25% | -10.9% |
| QQQ | Sell | INVESCO QQQ TRUST ETFclosed end mutual fund equity | $5,936,000 | +3.8% | 31,785 | -0.1% | 3.19% | +0.2% |
| ZTS | Sell | ZOETIS INC | $5,899,000 | +12.5% | 51,980 | -0.2% | 3.17% | +8.6% |
| FB | Buy | FACEBOOK INC CLASS A | $5,709,000 | +15.8% | 29,580 | +0.0% | 3.07% | +11.8% |
| T | Sell | AT T INC | $4,875,000 | +6.8% | 145,485 | -0.1% | 2.62% | +3.1% |
| FDX | Sell | FED EX CORP | $4,687,000 | -9.8% | 28,547 | -0.3% | 2.52% | -12.9% |
| EPOL | Sell | ISHARES MSCI POLAND ETFclosed end mutual fund equity | $4,556,000 | +3.6% | 191,830 | -0.2% | 2.45% | +0.0% |
| GLW | Buy | CORNING INC | $4,430,000 | +1.3% | 133,306 | +0.9% | 2.38% | -2.2% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $4,213,000 | +6.4% | 20,589 | -0.1% | 2.27% | +2.8% |
| Sell | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $4,155,000 | -3.2% | 152,852 | -0.1% | 2.24% | -6.5% | |
| LTHM | New | LIVENT CORP | $3,654,000 | – | 528,035 | +100.0% | 1.96% | – |
| LMT | Sell | LOCKHEED MARTIN CORP | $3,464,000 | +21.0% | 9,529 | -0.1% | 1.86% | +16.8% |
| VWO | Sell | VANGUARD FTSE EMERGING MARKETS ETFclosed end mutual fund equity | $3,166,000 | -17.6% | 74,434 | -17.6% | 1.70% | -20.4% |
| SGAPY | SINGAPORE TELECOMMUNICATNS A D R | $2,924,000 | +15.6% | 112,858 | 0.0% | 1.57% | +11.6% | |
| HSIC | Sell | SCHEIN HENRY INC | $2,823,000 | +16.1% | 40,385 | -0.2% | 1.52% | +12.0% |
| CVET | Buy | COVETRUS INC NPV | $2,726,000 | +39.2% | 111,456 | +81.2% | 1.47% | +34.4% |
| HBAN | Sell | HUNTINGTON BANCSHARES INC | $2,701,000 | +8.8% | 195,420 | -0.2% | 1.45% | +5.1% |
| KRA | Sell | KRATON CORPORATION | $2,559,000 | -3.5% | 82,353 | -0.1% | 1.38% | -6.9% |
| TAK | Sell | TAKEDA PHARMACEUTICAL SP A D R | $2,368,000 | -13.2% | 133,804 | -0.1% | 1.27% | -16.2% |
| VT | Sell | VANGUARD TOTAL WORLD STOCK INDEX ETFclosed end mutual fund equity | $2,314,000 | -21.2% | 30,790 | -23.3% | 1.24% | -24.0% |
| KEY | Sell | KEYCORP | $2,276,000 | +12.6% | 128,200 | -0.2% | 1.22% | +8.7% |
| BHF | Sell | BRIGHTHOUSE FINL INC | $2,200,000 | +1.1% | 59,955 | -0.1% | 1.18% | -2.5% |
| BANK OF NY MELLON 4.950 12/20/67corporate bonds and notes | $2,032,000 | +0.6% | 2,000,000 | 0.0% | 1.09% | -2.8% | ||
| DIS | Sell | WALT DISNEY CO THE | $1,909,000 | -59.1% | 13,674 | -67.5% | 1.03% | -60.5% |
| ENERGY TRANSFER 5.68982 11/01/66corporate bonds and notes | $1,438,000 | -7.1% | 1,911,000 | 0.0% | 0.77% | -10.3% | ||
| BWA | Sell | BORG WARNER INC | $1,165,000 | +1.8% | 27,761 | -6.8% | 0.63% | -1.6% |
| US BANK CAPITAL IX 3.57778 4/15/49corporate bonds and notes | $1,156,000 | +4.1% | 1,414,000 | 0.0% | 0.62% | +0.6% | ||
| FIRST MD CAP I 3.43631 1/15/27corporate bonds and notes | $918,000 | 0.0% | 992,000 | 0.0% | 0.49% | -3.3% | ||
| JP MORGAN CHASE MTN 2.2168 4/30/24corporate bonds and notes | $898,000 | +0.9% | 926,000 | 0.0% | 0.48% | -2.6% | ||
| BANK OF AMER MTN 3.34735 12/01/26corporate bonds and notes | $865,000 | +1.5% | 949,000 | 0.0% | 0.46% | -2.1% | ||
| WACHOVIA CAP TR II 5.69083 3/29/49corporate bonds and notes | $855,000 | +1.3% | 855,000 | 0.0% | 0.46% | -2.1% | ||
| CITIGROUP INC 5.950 12/29/49corporate bonds and notes | $812,000 | +1.8% | 790,000 | 0.0% | 0.44% | -1.6% | ||
| MELLON CAPITAL IV 4.000 12/20/67corporate bonds and notes | $809,000 | +3.6% | 944,000 | 0.0% | 0.44% | 0.0% | ||
| AMAT | APPLIED MATERIALS INC | $728,000 | +13.2% | 16,203 | 0.0% | 0.39% | +9.5% | |
| NTC CAPITAL II 3.380 4/15/27corporate bonds and notes | $700,000 | -0.1% | 758,000 | 0.0% | 0.38% | -3.6% | ||
| AMERICAN EXPRESS CO 4.900 12/29/49corporate bonds and notes | $700,000 | +0.9% | 698,000 | 0.0% | 0.38% | -2.8% | ||
| XOM | EXXON MOBIL CORP | $674,000 | -5.2% | 8,794 | 0.0% | 0.36% | -8.6% | |
| LLY | ELI LILLY CO | $660,000 | -14.6% | 5,955 | 0.0% | 0.36% | -17.6% | |
| HON | Sell | HONEYWELL INTERNATIONAL INC | $651,000 | -15.3% | 3,730 | -22.9% | 0.35% | -18.2% |
| MRK | MERCK CO INC | $513,000 | +0.8% | 6,120 | 0.0% | 0.28% | -2.8% | |
| V | Sell | VISA INC CLASS A SHARES | $492,000 | +7.0% | 2,834 | -3.8% | 0.26% | +3.5% |
| CITIGROUP INC 3.201 8/25/36corporate bonds and notes | $439,000 | -2.2% | 570,000 | 0.0% | 0.24% | -5.6% | ||
| AAPL | Sell | APPLE INC | $420,000 | -32.9% | 2,120 | -35.7% | 0.23% | -35.2% |
| CMCSA | Sell | COMCAST CORP CLASS A | $417,000 | -1.0% | 9,854 | -6.4% | 0.22% | -4.3% |
| CHKP | CHECK POINT SOFTWARE TECH LTD | $390,000 | -8.7% | 3,376 | 0.0% | 0.21% | -11.8% | |
| PEP | PEPSICO INC | $387,000 | +6.9% | 2,950 | 0.0% | 0.21% | +3.0% | |
| NI | NISOURCE INC | $346,000 | +0.6% | 12,000 | 0.0% | 0.19% | -3.1% | |
| PM | PHILIP MORRIS INTL | $340,000 | -11.2% | 4,334 | 0.0% | 0.18% | -14.1% | |
| KRE | SPDR S&P REGIONAL BANKING ETFclosed end mutual fund equity | $335,000 | +4.0% | 6,270 | 0.0% | 0.18% | +0.6% | |
| VOYA | VOYA FINANCIAL INC | $306,000 | +10.9% | 5,525 | 0.0% | 0.16% | +7.1% | |
| CITIGROUP INC MTN 3.86088 12/15/20corporate bonds and notes | $302,000 | 0.0% | 300,000 | 0.0% | 0.16% | -3.6% | ||
| MSFT | MICROSOFT CORP | $261,000 | +13.5% | 1,950 | 0.0% | 0.14% | +9.4% | |
| LYB | LYONDELLBASELL INDU CL A | $255,000 | +2.8% | 2,955 | 0.0% | 0.14% | -0.7% | |
| NEE | New | NEXTERA ENERGY INC | $246,000 | – | 1,200 | +100.0% | 0.13% | – |
| SPY | SPDR S P 500 ETFclosed end mutual fund equity | $220,000 | +3.8% | 750 | 0.0% | 0.12% | 0.0% | |
| VANGUARD 500 INDEX ADMIRALmutual funds - equity | $210,000 | +4.0% | 772 | 0.0% | 0.11% | 0.0% | ||
| JNJ | JOHNSON JOHNSON | $208,000 | 0.0% | 1,490 | 0.0% | 0.11% | -3.4% | |
| KMB | New | KIMBERLY CLARK CORP | $200,000 | – | 1,500 | +100.0% | 0.11% | – |
| OPUS BANK 5.500 7/01/26corporate bonds and notes | $195,000 | +0.5% | 192,000 | 0.0% | 0.10% | -2.8% | ||
| SUNTRUST CAPITAL 3.33177 3/15/28corporate bonds and notes | $186,000 | -1.6% | 204,000 | 0.0% | 0.10% | -4.8% | ||
| GE | GENERAL ELECTRIC CO | $175,000 | +4.8% | 16,700 | 0.0% | 0.09% | +1.1% | |
| MANUF TRADERS 3.76624 12/28/20corporate bonds and notes | $173,000 | 0.0% | 173,000 | 0.0% | 0.09% | -3.1% | ||
| BANK OF AMER MTN 4.21016 6/29/20corporate bonds and notes | $100,000 | 0.0% | 100,000 | 0.0% | 0.05% | -3.6% | ||
| INGRAM MICRO INC 5.450 12/15/24corporate bonds and notes | $92,000 | +3.4% | 90,000 | 0.0% | 0.05% | -2.0% | ||
| KOHLS CORPORATION 4.25 7/17/25corporate bonds and notes | $52,000 | +2.0% | 50,000 | 0.0% | 0.03% | 0.0% | ||
| SOUTHBOROUGH MA REF 4.000 6/01/20muni bds-fixed non taxable | $51,000 | -1.9% | 50,000 | 0.0% | 0.03% | -6.9% | ||
| WELLS FARGO MTN 3.500 3/08/22corporate bonds and notes | $51,000 | 0.0% | 50,000 | 0.0% | 0.03% | -3.6% | ||
| MASSACHUSETTS ST SER 3.000 12/01/23muni bds-fixed non taxable | $50,000 | 0.0% | 50,000 | 0.0% | 0.03% | -3.6% | ||
| STATE STREET CORP 3.78819 6/15/37corporate bonds and notes | $23,000 | -4.2% | 30,000 | 0.0% | 0.01% | -7.7% | ||
| GBRRF | GABRIEL RESOURCES LTD | $10,000 | 0.0% | 30,000 | 0.0% | 0.01% | -16.7% | |
| New | AMICUS WIND DOWN 0.00001 6/15/12corporate bonds and notes | $0 | – | 50,000 | +100.0% | 0.00% | – | |
| Exit | SOUTH CAROLINA ST 2.46622 12/01/49muni bds-variable non taxable | $0 | – | -25,000 | -100.0% | -0.01% | – | |
| Exit | WESTWOOD MA REF 4.000 6/01/19muni bds-fixed non taxable | $0 | – | -50,000 | -100.0% | -0.03% | – | |
| MXE | Exit | MEXICO EQUITY & INCOME FDclosed end mutual fund equity | $0 | – | -13,635 | -100.0% | -0.08% | – |
| Exit | MORGAN STANLEY MTN 4.68644 4/16/19corporate bonds and notes | $0 | – | -695,000 | -100.0% | -0.39% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-08-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.