$180 Million is the total value of Lumbard & Kellner, LLC's 80 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 16.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Sell | VANGUARD TOTAL STOCK MARKET ETFclosed end mutual fund equity | $26,267,000 | +12.9% | 181,513 | -0.5% | 14.63% | +3.7% |
| Sell | MATTHEWS ASIA DIVIDEND INSmutual funds - equity | $11,116,000 | +6.9% | 648,177 | -0.1% | 6.19% | -1.8% | |
| MINT | Sell | PIMCO ENHANCED SHORT MATURITY ETFclosed end mutual fund fixed | $7,444,000 | +0.3% | 73,294 | -0.3% | 4.15% | -7.8% |
| Sell | FIRST AM GOVT OB FD CL Yshort term fds-taxable (acm) | $6,858,000 | -31.1% | 6,857,976 | -31.1% | 3.82% | -36.7% | |
| WMT | Sell | WALMART INC | $6,600,000 | +4.0% | 67,675 | -0.7% | 3.68% | -4.4% |
| GOOG | Sell | ALPHABET INC CL C | $6,540,000 | +13.1% | 5,574 | -0.1% | 3.64% | +4.0% |
| PRU | Sell | PRUDENTIAL FINANCIAL INC | $6,307,000 | +12.6% | 68,639 | -0.1% | 3.51% | +3.5% |
| MET | Buy | METLIFE INC | $6,178,000 | +4.4% | 145,133 | +0.7% | 3.44% | -4.0% |
| QQQ | New | INVESCO QQQ TRUST ETFclosed end mutual fund equity | $5,719,000 | – | 31,830 | +100.0% | 3.18% | – |
| ZTS | Sell | ZOETIS INC | $5,245,000 | +17.6% | 52,105 | -0.1% | 2.92% | +8.1% |
| FDX | Buy | FED EX CORP | $5,197,000 | +12.8% | 28,647 | +0.3% | 2.90% | +3.7% |
| FB | Buy | FACEBOOK INC CLASS A | $4,929,000 | +29.8% | 29,567 | +2.1% | 2.74% | +19.3% |
| DIS | Sell | WALT DISNEY CO THE | $4,669,000 | +0.8% | 42,055 | -0.4% | 2.60% | -7.3% |
| T | Buy | AT&T INC | $4,565,000 | +9.9% | 145,571 | +0.1% | 2.54% | +1.1% |
| EPOL | Sell | ISHARES MSCI POLAND ETFclosed end mutual fund equity | $4,397,000 | -0.7% | 192,185 | -0.1% | 2.45% | -8.8% |
| GLW | Sell | CORNING INC | $4,374,000 | +9.5% | 132,141 | -0.1% | 2.44% | +0.6% |
| Sell | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $4,291,000 | +5.5% | 153,040 | -0.0% | 2.39% | -3.0% | |
| GS | Buy | GOLDMAN SACHS GROUP INC | $3,959,000 | +23.2% | 20,619 | +7.2% | 2.20% | +13.2% |
| VWO | Sell | VANGUARD FTSE EMERGING MARKETS ETFclosed end mutual fund equity | $3,840,000 | +10.8% | 90,359 | -0.7% | 2.14% | +1.8% |
| TSN | Buy | TYSON FOODS INC CL A | $3,015,000 | +31.9% | 43,420 | +1.4% | 1.68% | +21.2% |
| VT | Buy | VANGUARD TOTAL WORLD STOCK INDEX ETFclosed end mutual fund equity | $2,937,000 | +13.9% | 40,145 | +1.9% | 1.64% | +4.7% |
| LMT | Buy | LOCKHEED MARTIN CORP | $2,863,000 | +15.8% | 9,539 | +1.0% | 1.60% | +6.4% |
| TAK | New | TAKEDA PHARMACEUTICAL SP A D R | $2,729,000 | – | 133,980 | +100.0% | 1.52% | – |
| KRA | Buy | KRATON CORPORATION | $2,653,000 | +48.9% | 82,458 | +1.0% | 1.48% | +36.9% |
| SGAPY | Buy | SINGAPORE TELECOMMUNICATNS A D R | $2,529,000 | +8.6% | 112,858 | +4.2% | 1.41% | -0.1% |
| HBAN | Sell | HUNTINGTON BANCSHARES INC | $2,483,000 | +6.3% | 195,795 | -0.1% | 1.38% | -2.3% |
| HSIC | Buy | SCHEIN HENRY INC | $2,432,000 | -22.1% | 40,455 | +1.8% | 1.36% | -28.3% |
| BHF | Buy | BRIGHTHOUSE FINL INC | $2,177,000 | +22.6% | 59,995 | +3.0% | 1.21% | +12.7% |
| KEY | Sell | KEYCORP | $2,022,000 | +6.5% | 128,400 | -0.1% | 1.13% | -2.2% |
| BANK OF NY MELLON 4.950 12/29/49corporate bonds and notes | $2,020,000 | +3.6% | 2,000,000 | 0.0% | 1.12% | -4.8% | ||
| CVET | New | COVETRUS INC NPV | $1,959,000 | – | 61,519 | +100.0% | 1.09% | – |
| Sell | ENERGY TRANSFER 5.68202 11/01/66corporate bonds and notes | $1,548,000 | +12.8% | 1,911,000 | -1.1% | 0.86% | +3.7% | |
| BWA | Sell | BORG WARNER INC | $1,144,000 | +10.0% | 29,795 | -0.5% | 0.64% | +1.1% |
| Sell | US BANK CAPITAL IX 3.57778 4/15/49corporate bonds and notes | $1,110,000 | +3.7% | 1,414,000 | -2.2% | 0.62% | -4.6% | |
| Sell | FIRST MD CAP I 3.43631 1/15/27corporate bonds and notes | $918,000 | +1.0% | 992,000 | -1.2% | 0.51% | -7.3% | |
| Sell | JP MORGAN CHASE MTN 2.4912 4/30/24corporate bonds and notes | $890,000 | +1.0% | 926,000 | -1.7% | 0.50% | -7.1% | |
| Sell | BANK OF AMER MTN 2.90473 12/01/26corporate bonds and notes | $852,000 | 0.0% | 949,000 | -2.0% | 0.48% | -7.9% | |
| WACHOVIA CAP TR II 5.44598 3/29/49corporate bonds and notes | $844,000 | +9.2% | 855,000 | 0.0% | 0.47% | +0.4% | ||
| Buy | CITIGROUP INC 5.950 12/29/49corporate bonds and notes | $798,000 | +37.8% | 790,000 | +31.7% | 0.44% | +26.5% | |
| MELLON CAPITAL IV 4.000 12/20/67corporate bonds and notes | $781,000 | +9.1% | 944,000 | 0.0% | 0.44% | +0.2% | ||
| LLY | ELI LILLY CO | $773,000 | +12.2% | 5,955 | 0.0% | 0.43% | +3.1% | |
| HON | HONEYWELL INTERNATIONAL INC | $769,000 | +20.3% | 4,836 | 0.0% | 0.43% | +10.6% | |
| XOM | EXXON MOBIL CORP | $711,000 | +18.5% | 8,794 | 0.0% | 0.40% | +8.8% | |
| NTC CAPITAL II 3.0287 4/15/27corporate bonds and notes | $701,000 | +1.0% | 758,000 | 0.0% | 0.39% | -7.4% | ||
| AMERICAN EXPRESS CO 4.900 12/29/49corporate bonds and notes | $694,000 | +3.9% | 698,000 | 0.0% | 0.39% | -4.4% | ||
| Sell | MORGAN STANLEY MTN 4.68644 4/16/19corporate bonds and notes | $695,000 | -1.4% | 695,000 | -1.0% | 0.39% | -9.4% | |
| AMAT | APPLIED MATERIALS INC | $643,000 | +21.3% | 16,203 | 0.0% | 0.36% | +11.5% | |
| AAPL | APPLE INC | $626,000 | +20.4% | 3,298 | 0.0% | 0.35% | +10.8% | |
| MRK | MERCK CO INC | $509,000 | +8.8% | 6,120 | 0.0% | 0.28% | 0.0% | |
| V | VISA INC CLASS A SHARES | $460,000 | +18.3% | 2,945 | 0.0% | 0.26% | +8.5% | |
| CITIGROUP INC 3.20404 8/25/36corporate bonds and notes | $449,000 | +0.9% | 570,000 | 0.0% | 0.25% | -7.4% | ||
| CHKP | CHECK POINT SOFTWARE TECH LTD | $427,000 | +23.1% | 3,376 | 0.0% | 0.24% | +13.3% | |
| CMCSA | Sell | COMCAST CORP CLASS A | $421,000 | -9.3% | 10,529 | -22.7% | 0.23% | -16.7% |
| PM | PHILIP MORRIS INTL | $383,000 | +32.5% | 4,334 | 0.0% | 0.21% | +21.7% | |
| PEP | PEPSICO INC | $362,000 | +11.0% | 2,950 | 0.0% | 0.20% | +2.0% | |
| NI | NISOURCE INC | $344,000 | +13.2% | 12,000 | 0.0% | 0.19% | +4.3% | |
| KRE | SPDR S&P REGIONAL BANKING ETFclosed end mutual fund equity | $322,000 | +9.9% | 6,270 | 0.0% | 0.18% | +0.6% | |
| CITIGROUP INC MTN 4.03819 12/15/20corporate bonds and notes | $302,000 | -0.3% | 300,000 | 0.0% | 0.17% | -8.7% | ||
| VOYA | VOYA FINANCIAL INC | $276,000 | +24.3% | 5,525 | 0.0% | 0.15% | +14.1% | |
| LYB | LYONDELLBASELL INDU CL A | $248,000 | +0.8% | 2,955 | 0.0% | 0.14% | -7.4% | |
| MSFT | Sell | MICROSOFT CORP | $230,000 | -46.8% | 1,950 | -54.1% | 0.13% | -51.1% |
| SPY | New | SPDR S P 500 ETFclosed end mutual fund equity | $212,000 | – | 750 | +100.0% | 0.12% | – |
| JNJ | New | JOHNSON JOHNSON | $208,000 | – | 1,490 | +100.0% | 0.12% | – |
| New | VANGUARD 500 INDEX ADMIRALmutual funds - equity | $202,000 | – | 772 | +100.0% | 0.11% | – | |
| Sell | OPUS BANK 5.500 7/01/26corporate bonds and notes | $194,000 | -4.4% | 192,000 | -4.0% | 0.11% | -12.2% | |
| Sell | SUNTRUST CAPITAL 3.36179 3/15/28corporate bonds and notes | $189,000 | +0.5% | 204,000 | -6.8% | 0.10% | -7.9% | |
| MANUF TRADERS 3.4608 12/28/20corporate bonds and notes | $173,000 | 0.0% | 173,000 | 0.0% | 0.10% | -8.6% | ||
| GE | GENERAL ELECTRIC CO | $167,000 | +32.5% | 16,700 | 0.0% | 0.09% | +22.4% | |
| MXE | MEXICO EQUITY & INCOME FDclosed end mutual fund equity | $145,000 | +5.8% | 13,635 | 0.0% | 0.08% | -2.4% | |
| BANK OF AMER MTN 4.66172 6/29/20corporate bonds and notes | $100,000 | 0.0% | 100,000 | 0.0% | 0.06% | -8.2% | ||
| INGRAM MICRO INC 5.450 12/15/24corporate bonds and notes | $89,000 | +1.1% | 90,000 | 0.0% | 0.05% | -5.7% | ||
| SOUTHBOROUGH MA REF 4.000 6/01/20muni bds-fixed non taxable | $52,000 | 0.0% | 50,000 | 0.0% | 0.03% | -9.4% | ||
| WELLS FARGO MTN 3.500 3/08/22corporate bonds and notes | $51,000 | +2.0% | 50,000 | 0.0% | 0.03% | -6.7% | ||
| WESTWOOD MA REF 4.000 6/01/19muni bds-fixed non taxable | $50,000 | 0.0% | 50,000 | 0.0% | 0.03% | -6.7% | ||
| MASSACHUSETTS ST SER 3.000 12/01/23muni bds-fixed non taxable | $50,000 | 0.0% | 50,000 | 0.0% | 0.03% | -6.7% | ||
| KOHLS CORPORATION 4.250 7/17/25corporate bonds and notes | $51,000 | +4.1% | 50,000 | 0.0% | 0.03% | -6.7% | ||
| SOUTH CAROLINA ST 2.46622 12/01/49muni bds-variable non taxable | $25,000 | 0.0% | 25,000 | 0.0% | 0.01% | -6.7% | ||
| STATE STREET CORP 3.78819 6/15/37corporate bonds and notes | $24,000 | 0.0% | 30,000 | 0.0% | 0.01% | -13.3% | ||
| GBRRF | GABRIEL RESOURCES LTD | $10,000 | +42.9% | 30,000 | 0.0% | 0.01% | +50.0% | |
| Exit | DESARROLLADORA HOM 0.00001 9/28/15other foreign corporate bonds | $0 | – | -63,000 | -100.0% | 0.00% | – | |
| Exit | AMICUS WIND DOWN 0.00001 6/15/12corporate bonds and notes | $0 | – | -50,000 | -100.0% | 0.00% | – | |
| Exit | FIVE STAR SENIOR LIVING INC | $0 | – | -100,000 | -100.0% | 0.00% | – | |
| Exit | MILTON MA REF 2.000 1/15/19muni bds-fixed non taxable | $0 | – | -50,000 | -100.0% | -0.03% | – | |
| NEE | Exit | NEXTERA ENERGY INC | $0 | – | -1,200 | -100.0% | -0.13% | – |
| IBM | Exit | INTL BUSINESS MACHINES CORP | $0 | – | -26,313 | -100.0% | -1.81% | – |
| SHPG | Exit | SHIRE PLC A D R | $0 | – | -26,630 | -100.0% | -2.81% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.