$165 Million is the total value of Lumbard & Kellner, LLC's 81 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 9.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Buy | VANGUARD TOTAL STOCK MARKET ETFclosed end mutual fund equity | $23,276,000 | -10.3% | 182,373 | +5.2% | 14.10% | +4.2% |
| Sell | MATTHEWS ASIA DIVIDEND INSmutual funds - equity | $10,403,000 | -15.4% | 648,571 | -0.8% | 6.30% | -1.8% | |
| Buy | FIRST AM GOVT OB FD CL Yshort term fds-taxable (acm) | $9,953,000 | +17.6% | 9,952,600 | +17.6% | 6.03% | +36.5% | |
| MINT | Sell | PIMCO ENHANCED SHORT MATURITY ETFclosed end mutual fund fixed | $7,422,000 | -1.6% | 73,522 | -0.9% | 4.50% | +14.2% |
| WMT | Sell | WALMART INC | $6,347,000 | -2.6% | 68,140 | -1.8% | 3.85% | +13.0% |
| MET | Sell | METLIFE INC | $5,917,000 | -12.9% | 144,108 | -0.9% | 3.59% | +1.1% |
| GOOG | Sell | ALPHABET INC CL C | $5,780,000 | -14.1% | 5,581 | -1.0% | 3.50% | -0.2% |
| PRU | Sell | PRUDENTIAL FINANCIAL INC | $5,602,000 | -20.3% | 68,699 | -0.9% | 3.40% | -7.5% |
| SHPG | Sell | SHIRE PLC A D R | $4,635,000 | -20.3% | 26,630 | -17.0% | 2.81% | -7.5% |
| DIS | Sell | WALT DISNEY CO THE | $4,632,000 | -6.8% | 42,245 | -0.6% | 2.81% | +8.1% |
| FDX | Sell | FED EX CORP | $4,608,000 | -33.8% | 28,562 | -1.2% | 2.79% | -23.1% |
| ZTS | Sell | ZOETIS INC | $4,461,000 | -7.3% | 52,155 | -0.8% | 2.70% | +7.6% |
| EPOL | Sell | ISHARES MSCI POLAND ETFclosed end mutual fund equity | $4,429,000 | -4.2% | 192,335 | -0.7% | 2.68% | +11.2% |
| T | Sell | AT&T INC | $4,152,000 | -16.1% | 145,470 | -1.3% | 2.52% | -2.7% |
| Sell | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $4,066,000 | -12.1% | 153,071 | -0.9% | 2.46% | +2.0% | |
| GLW | Sell | CORNING INC | $3,995,000 | -15.3% | 132,256 | -1.0% | 2.42% | -1.7% |
| FB | Sell | FACEBOOK INC CLASS A | $3,797,000 | -22.1% | 28,967 | -2.3% | 2.30% | -9.6% |
| VWO | Sell | VANGUARD FTSE EMERGING MARKETS ETFclosed end mutual fund equity | $3,467,000 | -8.6% | 91,009 | -1.6% | 2.10% | +6.1% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $3,214,000 | -26.3% | 19,241 | -1.1% | 1.95% | -14.4% |
| HSIC | Sell | SCHEIN HENRY INC | $3,120,000 | -7.9% | 39,735 | -0.3% | 1.89% | +7.0% |
| IBM | Sell | INTL BUSINESS MACHINES CORP | $2,991,000 | -25.2% | 26,313 | -0.6% | 1.81% | -13.3% |
| VT | Sell | VANGUARD TOTAL WORLD STOCK INDEX ETFclosed end mutual fund equity | $2,579,000 | -14.9% | 39,405 | -1.4% | 1.56% | -1.2% |
| LMT | Sell | LOCKHEED MARTIN CORP | $2,473,000 | -24.8% | 9,444 | -0.7% | 1.50% | -12.7% |
| HBAN | Sell | HUNTINGTON BANCSHARES INC | $2,336,000 | -20.7% | 195,945 | -0.7% | 1.42% | -7.9% |
| SGAPY | Sell | SINGAPORE TELECOMMUNICATNS A D R | $2,329,000 | -13.2% | 108,318 | -4.9% | 1.41% | +0.7% |
| TSN | Sell | TYSON FOODS INC CL A | $2,286,000 | -11.2% | 42,810 | -1.0% | 1.38% | +3.1% |
| BANK OF NY MELLON 4.950 12/29/49corporate bonds and notes | $1,950,000 | -4.4% | 2,000,000 | 0.0% | 1.18% | +11.0% | ||
| KEY | Sell | KEYCORP | $1,899,000 | -26.4% | 128,470 | -1.0% | 1.15% | -14.6% |
| KRA | Sell | KRATON CORPORATION | $1,782,000 | -54.0% | 81,608 | -0.8% | 1.08% | -46.6% |
| BHF | Sell | BRIGHTHOUSE FINL INC | $1,775,000 | -33.7% | 58,230 | -3.8% | 1.08% | -23.0% |
| ENERGY TRANSFER 5.47976 11/01/66corporate bonds and notes | $1,372,000 | -19.8% | 1,933,000 | 0.0% | 0.83% | -6.9% | ||
| US BANK CAPITAL IX 3.54413 4/15/49corporate bonds and notes | $1,070,000 | -17.2% | 1,446,000 | 0.0% | 0.65% | -4.0% | ||
| BWA | Sell | BORG WARNER INC | $1,040,000 | -22.3% | 29,940 | -4.4% | 0.63% | -9.9% |
| FIRST MD CAP I 3.3113 1/15/27corporate bonds and notes | $909,000 | -3.7% | 1,004,000 | 0.0% | 0.55% | +11.8% | ||
| JP MORGAN CHASE MTN 2.4088 4/30/24corporate bonds and notes | $881,000 | +2.2% | 942,000 | 0.0% | 0.53% | +18.7% | ||
| BANK OF AMER MTN 2.87492 12/01/26corporate bonds and notes | $852,000 | -7.8% | 968,000 | 0.0% | 0.52% | +7.1% | ||
| WACHOVIA CAP TR II 5.44997 3/29/49corporate bonds and notes | $773,000 | -8.7% | 855,000 | 0.0% | 0.47% | +5.9% | ||
| MELLON CAPITAL IV 4.000 12/20/67corporate bonds and notes | $716,000 | -11.5% | 944,000 | 0.0% | 0.43% | +2.8% | ||
| MORGAN STANLEY MTN 4.58919 4/16/19corporate bonds and notes | $705,000 | -0.3% | 702,000 | 0.0% | 0.43% | +15.7% | ||
| NTC CAPITAL II 2.26174 4/15/27corporate bonds and notes | $694,000 | -2.7% | 758,000 | 0.0% | 0.42% | +13.2% | ||
| LLY | ELI LILLY CO | $689,000 | +7.8% | 5,955 | 0.0% | 0.42% | +25.1% | |
| Sell | AMERICAN EXPRESS CO 4.900 12/29/49corporate bonds and notes | $668,000 | -5.4% | 698,000 | -1.1% | 0.40% | +9.8% | |
| HON | Sell | HONEYWELL INTERNATIONAL INC | $639,000 | -24.5% | 4,836 | -4.9% | 0.39% | -12.4% |
| XOM | EXXON MOBIL CORP | $600,000 | -19.8% | 8,794 | 0.0% | 0.36% | -6.9% | |
| CITIGROUP INC 6.050 12/29/49corporate bonds and notes | $579,000 | -6.3% | 600,000 | 0.0% | 0.35% | +8.7% | ||
| AMAT | Sell | APPLIED MATERIALS INC | $530,000 | -16.9% | 16,203 | -1.8% | 0.32% | -3.6% |
| AAPL | APPLE INC | $520,000 | -30.1% | 3,298 | 0.0% | 0.32% | -18.8% | |
| MRK | MERCK CO INC | $468,000 | +7.8% | 6,120 | 0.0% | 0.28% | +25.1% | |
| CMCSA | Sell | COMCAST CORP CLASS A | $464,000 | -6.8% | 13,629 | -3.1% | 0.28% | +8.1% |
| CITIGROUP INC 2.79984 8/25/36corporate bonds and notes | $445,000 | -7.1% | 570,000 | 0.0% | 0.27% | +8.0% | ||
| MSFT | MICROSOFT CORP | $432,000 | -11.1% | 4,250 | 0.0% | 0.26% | +3.1% | |
| V | VISA INC CLASS A SHARES | $389,000 | -12.0% | 2,945 | 0.0% | 0.24% | +2.2% | |
| CHKP | CHECK POINT SOFTWARE TECH LTD | $347,000 | -12.6% | 3,376 | 0.0% | 0.21% | +1.4% | |
| PEP | PEPSICO INC | $326,000 | -1.2% | 2,950 | 0.0% | 0.20% | +15.1% | |
| CITIGROUP INC MTN 3.58413 12/15/20corporate bonds and notes | $303,000 | -0.3% | 300,000 | 0.0% | 0.18% | +15.7% | ||
| NI | NISOURCE INC | $304,000 | +1.7% | 12,000 | 0.0% | 0.18% | +17.9% | |
| KRE | Sell | SPDR S&P REGIONAL BANKING ETFclosed end mutual fund equity | $293,000 | -24.3% | 6,270 | -3.8% | 0.18% | -11.9% |
| PM | PHILIP MORRIS INTL | $289,000 | -18.1% | 4,334 | 0.0% | 0.18% | -4.9% | |
| LYB | LYONDELLBASELL INDU CL A | $246,000 | -18.8% | 2,955 | 0.0% | 0.15% | -5.7% | |
| VOYA | VOYA FINANCIAL INC | $222,000 | -19.0% | 5,525 | 0.0% | 0.14% | -5.6% | |
| NEE | NEXTERA ENERGY INC | $209,000 | +4.0% | 1,200 | 0.0% | 0.13% | +21.0% | |
| OPUS BANK 5.500 7/01/26corporate bonds and notes | $203,000 | +1.5% | 200,000 | 0.0% | 0.12% | +18.3% | ||
| SUNTRUST CAPITAL 2.91995 3/15/28corporate bonds and notes | $188,000 | -7.4% | 219,000 | 0.0% | 0.11% | +7.5% | ||
| MANUF TRADERS 3.55175 12/28/20corporate bonds and notes | $173,000 | 0.0% | 173,000 | 0.0% | 0.10% | +16.7% | ||
| MXE | MEXICO EQUITY & INCOME FDclosed end mutual fund equity | $137,000 | -18.0% | 13,635 | 0.0% | 0.08% | -4.6% | |
| GE | GENERAL ELECTRIC CO | $126,000 | -33.3% | 16,700 | 0.0% | 0.08% | -23.2% | |
| BANK OF AMER MTN 5.10101 6/29/20corporate bonds and notes | $100,000 | -1.0% | 100,000 | 0.0% | 0.06% | +15.1% | ||
| INGRAM MICRO INC 5.450 12/15/24corporate bonds and notes | $88,000 | -1.1% | 90,000 | 0.0% | 0.05% | +15.2% | ||
| SOUTHBOROUGH MA REF 4.000 6/01/20muni bds-fixed non taxable | $52,000 | 0.0% | 50,000 | 0.0% | 0.03% | +18.5% | ||
| KOHLS CORPORATION 4.250 7/17/25corporate bonds and notes | $49,000 | -2.0% | 50,000 | 0.0% | 0.03% | +15.4% | ||
| WELLS FARGO MTN 3.500 3/08/22corporate bonds and notes | $50,000 | 0.0% | 50,000 | 0.0% | 0.03% | +15.4% | ||
| WESTWOOD MA REF 4.000 6/01/19muni bds-fixed non taxable | $50,000 | -2.0% | 50,000 | 0.0% | 0.03% | +11.1% | ||
| MILTON MA REF 2.000 1/15/19muni bds-fixed non taxable | $50,000 | 0.0% | 50,000 | 0.0% | 0.03% | +15.4% | ||
| MASSACHUSETTS ST SER 3.000 12/01/23muni bds-fixed non taxable | $50,000 | -2.0% | 50,000 | 0.0% | 0.03% | +11.1% | ||
| STATE STREET CORP 3.33413 6/15/37corporate bonds and notes | $24,000 | -11.1% | 30,000 | 0.0% | 0.02% | +7.1% | ||
| SOUTH CAROLINA ST 2.46622 12/01/49muni bds-variable non taxable | $25,000 | 0.0% | 25,000 | 0.0% | 0.02% | +15.4% | ||
| GBRRF | GABRIEL RESOURCES LTD | $7,000 | -12.5% | 30,000 | 0.0% | 0.00% | 0.0% | |
| New | FIVE STAR SENIOR LIVING INC | $0 | – | 100,000 | +100.0% | 0.00% | – | |
| New | DESARROLLADORA HOM 0.00001 9/28/15other foreign corporate bonds | $0 | – | 63,000 | +100.0% | 0.00% | – | |
| New | AMICUS WIND DOWN 0.00001 6/15/12corporate bonds and notes | $0 | – | 50,000 | +100.0% | 0.00% | – | |
| Exit | ALTRIA GROUP INC 9.700 11/10/18corporate bonds and notes | $0 | – | -50,000 | -100.0% | -0.03% | – | |
| APC | Exit | ANADARKO PETROLEUM CORP | $0 | – | -3,016 | -100.0% | -0.11% | – |
| JNJ | Exit | JOHNSON JOHNSON | $0 | – | -1,490 | -100.0% | -0.11% | – |
| Exit | VANGUARD 500 INDEX ADMIRALmutual funds - equity | $0 | – | -772 | -100.0% | -0.11% | – | |
| SPY | Exit | SPDR S P 500 ETFclosed end mutual fund equity | $0 | – | -750 | -100.0% | -0.11% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.