$175 Million is the total value of Lumbard & Kellner, LLC's 82 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 14.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Buy | VANGUARD TOTAL STOCK MARKET ETFclosed end mutual fund equity | $24,528,000 | +77.3% | 180,727 | +79.3% | 14.04% | +97.6% |
| Sell | MATTHEWS ASIA DIVIDEND INSmutual funds - equity | $12,763,000 | -1.3% | 652,158 | -0.5% | 7.31% | +10.0% | |
| PRU | Sell | PRUDENTIAL FINANCIAL INC | $7,163,000 | -11.7% | 69,170 | -1.9% | 4.10% | -1.5% |
| MINT | Buy | PIMCO ENHANCED SHORT MATURITY ETFclosed end mutual fund fixed | $7,080,000 | +3.9% | 69,722 | +3.9% | 4.05% | +15.9% |
| FDX | Sell | FED EX CORP | $6,980,000 | -4.9% | 29,072 | -1.1% | 4.00% | +6.1% |
| MET | Sell | METLIFE INC | $6,534,000 | -9.8% | 142,383 | -0.6% | 3.74% | +0.6% |
| WMT | Sell | WALMART INC | $6,291,000 | -11.1% | 70,710 | -1.4% | 3.60% | -0.9% |
| GOOG | Sell | ALPHABET INC CL C | $5,933,000 | -2.6% | 5,750 | -1.2% | 3.40% | +8.6% |
| Sell | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $4,999,000 | -4.2% | 148,685 | -1.6% | 2.86% | +6.8% | |
| GS | Sell | GOLDMAN SACHS GROUP INC | $4,880,000 | -2.8% | 19,376 | -1.7% | 2.79% | +8.4% |
| EPOL | Sell | ISHARES MSCI POLAND ETFclosed end mutual fund equity | $4,858,000 | -8.8% | 193,535 | -1.6% | 2.78% | +1.6% |
| TWX | Buy | TIME WARNER INC | $4,518,000 | +5.9% | 47,764 | +2.4% | 2.59% | +18.0% |
| ZTS | Sell | ZOETIS INC | $4,376,000 | +15.8% | 52,395 | -0.1% | 2.51% | +29.2% |
| VWO | Sell | VANGUARD FTSE EMERGING MARKETS ETFclosed end mutual fund equity | $4,354,000 | +0.7% | 92,682 | -1.6% | 2.49% | +12.2% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHINES CORP | $4,072,000 | +2.4% | 26,543 | +2.4% | 2.33% | +14.1% |
| SHPG | Buy | SHIRE PLC A D R | $4,004,000 | -3.0% | 26,802 | +0.7% | 2.29% | +8.2% |
| KRA | Sell | KRATON CORPORATION | $3,909,000 | -36.4% | 81,938 | -35.8% | 2.24% | -29.1% |
| GLW | Sell | CORNING INC | $3,750,000 | -14.0% | 134,511 | -1.3% | 2.15% | -4.1% |
| RF | Sell | REGIONS FINL CORP | $3,732,000 | -6.1% | 200,870 | -12.7% | 2.14% | +4.7% |
| Sell | BANK OF AMERICA CORP 8.000 1/30/58corporate bonds and notes | $3,359,000 | -1.2% | 3,359,000 | -0.9% | 1.92% | +10.1% | |
| TSN | Sell | TYSON FOODS INC CL A | $3,144,000 | -9.9% | 42,955 | -0.3% | 1.80% | +0.4% |
| BHF | Sell | BRIGHTHOUSE FINL INC | $3,088,000 | -14.9% | 60,087 | -2.9% | 1.77% | -5.2% |
| HBAN | Sell | HUNTINGTON BANCSHARES INC | $2,981,000 | -12.4% | 197,410 | -15.5% | 1.71% | -2.3% |
| SGAPY | Buy | SINGAPORE TELECOMMUNICATNS A D R | $2,944,000 | +3.0% | 113,478 | +5.8% | 1.69% | +14.9% |
| VT | Buy | VANGUARD TOTAL WORLD STOCK INDEX ETFclosed end mutual fund equity | $2,879,000 | +5.0% | 39,105 | +5.9% | 1.65% | +17.0% |
| T | Sell | AT&T INC | $2,798,000 | -9.0% | 78,495 | -0.7% | 1.60% | +1.5% |
| HSIC | New | SCHEIN HENRY INC | $2,666,000 | – | 39,660 | +100.0% | 1.53% | – |
| KEY | Sell | KEYCORP | $2,538,000 | -6.1% | 129,830 | -3.2% | 1.45% | +4.6% |
| BANK OF NY MELLON 0.00495 12/29/49corporate bonds and notes | $2,048,000 | -1.1% | 2,000,000 | 0.0% | 1.17% | +10.3% | ||
| Sell | ENERGY TRANSFER 3.36889 11/01/66corporate bonds and notes | $1,701,000 | -0.8% | 1,933,000 | -1.0% | 0.97% | +10.7% | |
| BWA | Sell | BORG WARNER INC | $1,584,000 | -47.8% | 31,535 | -46.9% | 0.91% | -41.8% |
| Sell | US BANK CAPITAL IX 3.54413 4/15/49corporate bonds and notes | $1,306,000 | -1.5% | 1,446,000 | -1.3% | 0.75% | +9.8% | |
| Sell | MORGAN STANLEY MTN 3.55361 4/16/19corporate bonds and notes | $1,154,000 | -1.6% | 1,142,000 | -1.7% | 0.66% | +9.8% | |
| AMAT | APPLIED MATERIALS INC | $959,000 | +8.7% | 17,250 | 0.0% | 0.55% | +21.2% | |
| Sell | FIRST MD CAP I 1.880 1/15/27corporate bonds and notes | $954,000 | -1.9% | 1,004,000 | -1.6% | 0.55% | +9.4% | |
| BANK OF AMER MTN 1.96611 12/01/26corporate bonds and notes | $916,000 | +0.8% | 968,000 | 0.0% | 0.52% | +12.4% | ||
| Sell | JP MORGAN CHASE MTN 2.000 4/30/24corporate bonds and notes | $863,000 | -3.8% | 942,000 | -2.8% | 0.49% | +7.2% | |
| MELLON CAP IV 4.000 6/29/49corporate bonds and notes | $855,000 | -3.9% | 944,000 | 0.0% | 0.49% | +7.2% | ||
| HON | HONEYWELL INTERNATIONAL INC | $782,000 | -5.7% | 5,408 | 0.0% | 0.45% | +5.2% | |
| AAPL | APPLE INC | $732,000 | -0.9% | 4,365 | 0.0% | 0.42% | +10.3% | |
| New | AMERICAN EXPRESS CO 4.900 12/29/49corporate bonds and notes | $710,000 | – | 706,000 | +100.0% | 0.41% | – | |
| NTC CAPITAL II 1.66304 4/15/27corporate bonds and notes | $709,000 | 0.0% | 758,000 | 0.0% | 0.41% | +11.5% | ||
| XOM | EXXON MOBIL CORP | $661,000 | -10.8% | 8,856 | 0.0% | 0.38% | -0.8% | |
| Sell | CITIGROUP INC 2.03442 8/25/36corporate bonds and notes | $499,000 | -2.5% | 570,000 | -5.0% | 0.29% | +8.7% | |
| CHKP | CHECK POINT SOFTWARE TECH LTD | $499,000 | -4.0% | 5,020 | 0.0% | 0.29% | +7.1% | |
| CMCSA | COMCAST CORP CLASS A | $493,000 | -14.7% | 14,442 | 0.0% | 0.28% | -5.1% | |
| LLY | ELI LILLY CO | $461,000 | -8.3% | 5,955 | 0.0% | 0.26% | +2.3% | |
| PM | PHILIP MORRIS INTL | $431,000 | -5.9% | 4,334 | 0.0% | 0.25% | +5.1% | |
| KRE | Sell | SPDR S&P REGIONAL BANKING ETFclosed end mutual fund equity | $394,000 | -3.2% | 6,520 | -5.8% | 0.23% | +8.1% |
| MSFT | MICROSOFT CORP | $388,000 | +6.6% | 4,250 | 0.0% | 0.22% | +18.7% | |
| V | VISA INC CLASS A SHARES | $352,000 | +4.8% | 2,945 | 0.0% | 0.20% | +16.8% | |
| MRK | MERCK CO INC | $333,000 | -3.2% | 6,120 | 0.0% | 0.19% | +7.9% | |
| VOYA | VOYA FINANCIAL INC | $328,000 | +1.9% | 6,500 | 0.0% | 0.19% | +13.9% | |
| PEP | PEPSICO INC | $322,000 | -9.0% | 2,950 | 0.0% | 0.18% | +1.1% | |
| LYB | LYONDELLBASELL INDUSTRIES CL A | $312,000 | -4.3% | 2,955 | 0.0% | 0.18% | +7.2% | |
| CITIGROUP INC MTN 3.000 12/15/20corporate bonds and notes | $304,000 | +1.0% | 300,000 | 0.0% | 0.17% | +12.3% | ||
| NI | NISOURCE INC | $287,000 | -6.8% | 12,000 | 0.0% | 0.16% | +3.8% | |
| GE | GENERAL ELECTRIC CO | $225,000 | -22.7% | 16,700 | 0.0% | 0.13% | -13.4% | |
| FB | Sell | FACEBOOK INC A | $210,000 | -21.9% | 1,312 | -14.1% | 0.12% | -13.0% |
| New | MATTHEWS INDIA FUNDmutual funds - equity | $209,000 | – | 6,270 | +100.0% | 0.12% | – | |
| OPUS BANK 5.500 7/01/26corporate bonds and notes | $206,000 | +2.5% | 200,000 | 0.0% | 0.12% | +14.6% | ||
| SUNTRUST CAPITAL 1.94859 3/15/28corporate bonds and notes | $203,000 | +1.5% | 219,000 | 0.0% | 0.12% | +12.6% | ||
| Sell | MANUF TRADERS 2.67213 12/28/20corporate bonds and notes | $173,000 | -12.6% | 173,000 | -12.6% | 0.10% | -2.9% | |
| MXE | Sell | MEXICO EQUITY & INCOME FDclosed end mutual fund equity | $161,000 | -13.0% | 14,665 | -18.7% | 0.09% | -3.2% |
| BANK OF AMER MTN 4.68061 6/29/20corporate bonds and notes | $103,000 | -1.0% | 100,000 | 0.0% | 0.06% | +11.3% | ||
| SLM CORP MTN 8.450 6/15/18corporate bonds and notes | $101,000 | -1.9% | 100,000 | 0.0% | 0.06% | +9.4% | ||
| INGRAM MICRO INC 5.450 12/15/24corporate bonds and notes | $87,000 | -2.2% | 90,000 | 0.0% | 0.05% | +8.7% | ||
| SOUTHBOROUGH MA REF 4.000 6/01/20muni bds-fixed non taxable | $52,000 | -1.9% | 50,000 | 0.0% | 0.03% | +11.1% | ||
| ALTRIA GROUP INC 9.700 11/10/18corporate bonds and notes | $52,000 | -1.9% | 50,000 | 0.0% | 0.03% | +11.1% | ||
| MILTON MA REF 2.000 1/15/19muni bds-fixed non taxable | $50,000 | 0.0% | 50,000 | 0.0% | 0.03% | +11.5% | ||
| MASSACHUSETTS ST SER 3.000 12/01/23muni bds-fixed non taxable | $51,000 | 0.0% | 50,000 | 0.0% | 0.03% | +11.5% | ||
| KOHLS CORPORATION 4.250 7/17/25corporate bonds and notes | $50,000 | -2.0% | 50,000 | 0.0% | 0.03% | +11.5% | ||
| WELLS FARGO MTN 3.500 3/08/22corporate bonds and notes | $50,000 | -3.8% | 50,000 | 0.0% | 0.03% | +7.4% | ||
| WESTWOOD MA REF 4.000 6/01/19muni bds-fixed non taxable | $51,000 | -1.9% | 50,000 | 0.0% | 0.03% | +7.4% | ||
| GOLDMAN SACHS GR MTN 3.250 8/15/18corporate bonds and notes | $40,000 | 0.0% | 40,000 | 0.0% | 0.02% | +9.5% | ||
| STATE STREET CORP 2.13122 6/15/37corporate bonds and notes | $27,000 | 0.0% | 30,000 | 0.0% | 0.02% | +7.1% | ||
| TEXAS A M UNIV REVS 5.000 5/15/18muni bds-fixed non taxable | $25,000 | 0.0% | 25,000 | 0.0% | 0.01% | +7.7% | ||
| PENNSYLVANIA ST 5.000 7/01/18muni bds-fixed non taxable | $25,000 | 0.0% | 25,000 | 0.0% | 0.01% | +7.7% | ||
| SOUTH CAROLINA ST 2.500 12/01/49muni bds-variable non taxable | $25,000 | 0.0% | 25,000 | 0.0% | 0.01% | +7.7% | ||
| GBRRF | GABRIEL RESOURCES LTD | $8,000 | -20.0% | 30,000 | 0.0% | 0.01% | 0.0% | |
| Exit | FIVE STAR SENIOR LIVING INC | $0 | – | -100,000 | -100.0% | 0.00% | – | |
| SPY | Exit | SPDR S P 500 ETFclosed end mutual fund equity | $0 | – | -750 | -100.0% | -0.10% | – |
| MO | Exit | ALTRIA GROUP INC | $0 | – | -2,800 | -100.0% | -0.10% | – |
| JNJ | Exit | JOHNSON JOHNSON | $0 | – | -1,490 | -100.0% | -0.11% | – |
| Exit | KEYCORP CAPITAL 1 1.3651 7/01/28corporate bonds and notes | $0 | – | -718,000 | -100.0% | -0.34% | – | |
| ANTM | Exit | ANTHEM INC | $0 | – | -3,200 | -100.0% | -0.37% | – |
| Exit | MATTHEWS ASIA INNOVATORS INSTL FUNDmutual funds - equity | $0 | – | -282,734 | -100.0% | -2.07% | – | |
| BA | Exit | BOEING CO | $0 | – | -17,439 | -100.0% | -2.64% | – |
| Exit | FIRST AM GOVT OB FD CL Yshort term fds-taxable (acm) | $0 | – | -13,587,079 | -100.0% | -6.98% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.