$195 Million is the total value of Lumbard & Kellner, LLC's 87 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 11.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Buy | VANGUARD TOTAL STOCK MARKET ETFclosed end mutual fund equity | $13,838,000 | +8.8% | 100,820 | +2.6% | 7.11% | +2.6% |
| Buy | FIRST AM GOVT OB FD CL Yshort term fds-taxable (acm) | $13,587,000 | +33.5% | 13,587,079 | +33.5% | 6.98% | +25.9% | |
| Buy | MATTHEWS ASIA DIVIDEND INSmutual funds - equity | $12,936,000 | +5.7% | 655,650 | +1.5% | 6.64% | -0.3% | |
| PRU | Sell | PRUDENTIAL FINANCIAL INC | $8,108,000 | -0.6% | 70,515 | -8.1% | 4.16% | -6.4% |
| FDX | Buy | FED EX CORP | $7,337,000 | +12.9% | 29,402 | +2.1% | 3.77% | +6.4% |
| MET | Buy | METLIFE INC | $7,243,000 | -1.6% | 143,263 | +1.1% | 3.72% | -7.3% |
| WMT | Sell | WAL MART STORES INC | $7,079,000 | +25.7% | 71,685 | -0.5% | 3.64% | +18.5% |
| MINT | Buy | PIMCO ENHANCED SHORT MATURITY ETFclosed end mutual fund fixed | $6,812,000 | +9.0% | 67,075 | +9.3% | 3.50% | +2.8% |
| KRA | Sell | KRATON CORPORATION | $6,144,000 | +18.2% | 127,538 | -0.7% | 3.16% | +11.5% |
| GOOG | Buy | ALPHABET INC CL C | $6,089,000 | +10.0% | 5,819 | +0.8% | 3.13% | +3.7% |
| EPOL | Buy | ISHARES MSCI POLAND ETFclosed end mutual fund equity | $5,329,000 | +2.7% | 196,720 | +0.5% | 2.74% | -3.2% |
| Buy | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $5,216,000 | +9.2% | 151,148 | +0.7% | 2.68% | +2.9% | |
| BA | Sell | BOEING CO | $5,143,000 | -7.0% | 17,439 | -19.8% | 2.64% | -12.3% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $5,020,000 | +7.3% | 19,706 | -0.1% | 2.58% | +1.1% |
| GLW | Buy | CORNING INC | $4,359,000 | +7.6% | 136,276 | +0.7% | 2.24% | +1.4% |
| VWO | Buy | VANGUARD FTSE EMERGING MARKETS ETFclosed end mutual fund equity | $4,324,000 | +5.8% | 94,182 | +0.4% | 2.22% | -0.3% |
| TWX | Buy | TIME WARNER INC | $4,267,000 | +28.3% | 46,653 | +43.7% | 2.19% | +20.9% |
| SHPG | Sell | SHIRE PLC A D R | $4,128,000 | +1.0% | 26,610 | -0.3% | 2.12% | -4.8% |
| Buy | MATTHEWS ASIA INNOVATORS INSTL FUNDmutual funds - equity | $4,032,000 | +1.8% | 282,734 | +1.1% | 2.07% | -4.0% | |
| IBM | Sell | INTERNATIONAL BUSINESS MACHINES CORP | $3,977,000 | +4.2% | 25,923 | -1.5% | 2.04% | -1.8% |
| RF | Buy | REGIONS FINL CORP | $3,975,000 | +13.9% | 230,015 | +0.4% | 2.04% | +7.4% |
| ZTS | Buy | ZOETIS INC | $3,778,000 | +14.3% | 52,445 | +1.2% | 1.94% | +7.8% |
| BHF | Buy | BRIGHTHOUSE FINL INC | $3,629,000 | +323.5% | 61,887 | +338.9% | 1.86% | +299.1% |
| TSN | Buy | TYSON FOODS INC CL A | $3,491,000 | +24.7% | 43,065 | +8.4% | 1.79% | +17.5% |
| HBAN | Buy | HUNTINGTON BANCSHARES INC | $3,403,000 | +4.4% | 233,715 | +0.1% | 1.75% | -1.6% |
| BANK OF AMERICA CORP 8.000 1/30/58corporate bonds and notes | $3,401,000 | -1.0% | 3,389,000 | 0.0% | 1.75% | -6.7% | ||
| T | AT&T INC | $3,074,000 | -0.7% | 79,063 | 0.0% | 1.58% | -6.4% | |
| BWA | BORG WARNER INC | $3,034,000 | -0.3% | 59,390 | 0.0% | 1.56% | -6.0% | |
| SGAPY | Buy | SINGAPORE TELECOMMUNICATNS A D R | $2,858,000 | -1.3% | 107,238 | +0.6% | 1.47% | -7.0% |
| VT | Buy | VANGUARD TOTAL WORLD STOCK INDEX ETFclosed end mutual fund equity | $2,743,000 | +11.0% | 36,935 | +5.6% | 1.41% | +4.6% |
| KEY | Buy | KEYCORP | $2,704,000 | +7.8% | 134,065 | +0.6% | 1.39% | +1.6% |
| New | BANK OF NY MELLON 0.00495 12/29/49corporate bonds and notes | $2,070,000 | – | 2,000,000 | +100.0% | 1.06% | – | |
| ENERGY TRANSFER 3.36889 11/01/66corporate bonds and notes | $1,714,000 | -2.8% | 1,953,000 | 0.0% | 0.88% | -8.4% | ||
| US BANK CAPITAL IX 3.54413 4/15/49corporate bonds and notes | $1,326,000 | +1.6% | 1,465,000 | 0.0% | 0.68% | -4.2% | ||
| MORGAN STANLEY MTN 3.55361 4/16/19corporate bonds and notes | $1,173,000 | -0.3% | 1,162,000 | 0.0% | 0.60% | -6.1% | ||
| FIRST MD CAP I 1.880 1/15/27corporate bonds and notes | $972,000 | +0.4% | 1,020,000 | 0.0% | 0.50% | -5.3% | ||
| BANK OF AMERICA MT 1.96611 12/01/26corporate bonds and notes | $909,000 | +2.1% | 968,000 | 0.0% | 0.47% | -3.7% | ||
| JP MORGAN CHASE MTN 2.000 4/30/24corporate bonds and notes | $897,000 | -1.2% | 969,000 | 0.0% | 0.46% | -6.9% | ||
| MELLON CAP IV 4.08889 6/29/49corporate bonds and notes | $890,000 | +2.5% | 944,000 | 0.0% | 0.46% | -3.4% | ||
| AMAT | Sell | APPLIED MATERIALS INC | $882,000 | -23.9% | 17,250 | -22.5% | 0.45% | -28.2% |
| HON | HONEYWELL INTERNATIONAL INC | $829,000 | +8.1% | 5,408 | 0.0% | 0.43% | +1.9% | |
| XOM | EXXON MOBIL CORP | $741,000 | +2.1% | 8,856 | 0.0% | 0.38% | -3.8% | |
| AAPL | Sell | APPLE INC | $739,000 | +6.0% | 4,365 | -3.5% | 0.38% | 0.0% |
| ANTM | Sell | ANTHEM INC | $720,000 | +14.1% | 3,200 | -3.8% | 0.37% | +7.6% |
| NTC CAPITAL II 1.66304 4/15/27corporate bonds and notes | $709,000 | +0.3% | 758,000 | 0.0% | 0.36% | -5.5% | ||
| KEYCORP CAPITAL 1 1.3651 7/01/28corporate bonds and notes | $671,000 | -0.9% | 718,000 | 0.0% | 0.34% | -6.5% | ||
| CMCSA | COMCAST CORP CLASS A | $578,000 | +4.0% | 14,442 | 0.0% | 0.30% | -2.0% | |
| CHKP | CHECK POINT SOFTWARE TECH LTD | $520,000 | -9.1% | 5,020 | 0.0% | 0.27% | -14.4% | |
| CITIGROUP INC 1.54892 8/25/36corporate bonds and notes | $512,000 | +2.4% | 600,000 | 0.0% | 0.26% | -3.3% | ||
| LLY | ELI LILLY CO | $503,000 | -1.2% | 5,955 | 0.0% | 0.26% | -6.9% | |
| PM | PHILIP MORRIS INTL | $458,000 | -4.8% | 4,334 | 0.0% | 0.24% | -10.3% | |
| KRE | SPDR S&P REGIONAL BANKING ETFclosed end mutual fund equity | $407,000 | +3.6% | 6,920 | 0.0% | 0.21% | -2.3% | |
| MSFT | MICROSOFT CORP | $364,000 | +14.8% | 4,250 | 0.0% | 0.19% | +8.1% | |
| PEP | PEPSICO INC | $354,000 | +7.6% | 2,950 | 0.0% | 0.18% | +1.7% | |
| MRK | MERCK CO INC | $344,000 | -12.2% | 6,120 | 0.0% | 0.18% | -17.3% | |
| V | VISA INC CLASS A SHARES | $336,000 | +8.4% | 2,945 | 0.0% | 0.17% | +2.4% | |
| LYB | LYONDELLBASELL INDUSTRIES CL A | $326,000 | +11.3% | 2,955 | 0.0% | 0.17% | +4.4% | |
| VOYA | Sell | VOYA FINANCIAL INC | $322,000 | -50.8% | 6,500 | -60.4% | 0.16% | -53.7% |
| NI | NISOURCE INC | $308,000 | +0.3% | 12,000 | 0.0% | 0.16% | -5.4% | |
| CITIGROUP INC MTN 3.000 12/15/20corporate bonds and notes | $301,000 | -0.7% | 300,000 | 0.0% | 0.16% | -6.1% | ||
| GE | GENERAL ELECTRIC CO | $291,000 | -28.0% | 16,700 | 0.0% | 0.15% | -32.3% | |
| FB | Sell | FACEBOOK INC A | $269,000 | -2.2% | 1,527 | -5.3% | 0.14% | -8.0% |
| JNJ | New | JOHNSON JOHNSON | $208,000 | – | 1,490 | +100.0% | 0.11% | – |
| MO | New | ALTRIA GROUP INC | $200,000 | – | 2,800 | +100.0% | 0.10% | – |
| SPY | New | SPDR S P 500 ETFclosed end mutual fund equity | $200,000 | – | 750 | +100.0% | 0.10% | – |
| SUNTRUST CAPITAL 1.94859 3/15/28corporate bonds and notes | $200,000 | -0.5% | 219,000 | 0.0% | 0.10% | -6.4% | ||
| OPUS BANK 5.500 7/01/26corporate bonds and notes | $201,000 | -0.5% | 200,000 | 0.0% | 0.10% | -6.4% | ||
| MANUF TRADERS 2.55256 12/28/20corporate bonds and notes | $198,000 | 0.0% | 198,000 | 0.0% | 0.10% | -5.6% | ||
| MXE | MEXICO EQUITY & INCOME FDclosed end mutual fund equity | $185,000 | -11.5% | 18,045 | 0.0% | 0.10% | -16.7% | |
| BANK OF AMER MTN 4.68061 6/29/20corporate bonds and notes | $104,000 | +1.0% | 100,000 | 0.0% | 0.05% | -5.4% | ||
| SLM CORP MTN 8.450 6/15/18corporate bonds and notes | $103,000 | -1.0% | 100,000 | 0.0% | 0.05% | -7.0% | ||
| INGRAM MICRO INC 5.450 12/15/24corporate bonds and notes | $89,000 | -3.3% | 90,000 | 0.0% | 0.05% | -8.0% | ||
| ALTRIA GROUP INC 9.700 11/10/18corporate bonds and notes | $53,000 | -1.9% | 50,000 | 0.0% | 0.03% | -6.9% | ||
| WELLS FARGO MTN 3.500 3/08/22corporate bonds and notes | $52,000 | 0.0% | 50,000 | 0.0% | 0.03% | -3.6% | ||
| SOUTHBOROUGH MA REF 4.000 6/01/20muni bds-fixed non taxable | $53,000 | -1.9% | 50,000 | 0.0% | 0.03% | -6.9% | ||
| WESTWOOD MA REF 4.000 6/01/19muni bds-fixed non taxable | $52,000 | 0.0% | 50,000 | 0.0% | 0.03% | -3.6% | ||
| MASSACHUSETTS ST SER 3.000 12/01/23muni bds-fixed non taxable | $51,000 | -1.9% | 50,000 | 0.0% | 0.03% | -7.1% | ||
| KOHLS CORPORATION 4.250 7/17/25corporate bonds and notes | $51,000 | 0.0% | 50,000 | 0.0% | 0.03% | -7.1% | ||
| MILTON MA REF 2.000 1/15/19muni bds-fixed non taxable | $50,000 | -2.0% | 50,000 | 0.0% | 0.03% | -7.1% | ||
| GOLDMAN SACHS GR MTN 3.250 8/15/18corporate bonds and notes | $40,000 | 0.0% | 40,000 | 0.0% | 0.02% | -4.5% | ||
| Sell | STATE STREET CORP 2.13122 6/15/37corporate bonds and notes | $27,000 | -98.4% | 30,000 | -98.4% | 0.01% | -98.5% | |
| SOUTH CAROLINA ST 2.500 12/01/49muni bds-variable non taxable | $25,000 | -3.8% | 25,000 | 0.0% | 0.01% | -7.1% | ||
| TEXAS A M UNIV REVS 5.000 5/15/18muni bds-fixed non taxable | $25,000 | -3.8% | 25,000 | 0.0% | 0.01% | -7.1% | ||
| PENNSYLVANIA ST 5.000 7/01/18muni bds-fixed non taxable | $25,000 | -3.8% | 25,000 | 0.0% | 0.01% | -7.1% | ||
| GBRRF | GABRIEL RESOURCES LTD | $10,000 | +25.0% | 30,000 | 0.0% | 0.01% | +25.0% | |
| New | FIVE STAR SENIOR LIVING INC | $0 | – | 100,000 | +100.0% | 0.00% | – | |
| MTB | Exit | M T BANK CORP | $0 | – | -2,018 | -100.0% | -0.18% | – |
| LRCX | Exit | LAM RESEARCH CORP | $0 | – | -5,217 | -100.0% | -0.53% | – |
| Exit | MORGAN STANLEY MTN 3.65222 9/30/17corporate bonds and notes | $0 | – | -1,370,000 | -100.0% | -0.75% | – | |
| F | Exit | FORD MOTOR CO | $0 | – | -133,924 | -100.0% | -0.87% | – |
| GM | Exit | GENERAL MOTORS CO | $0 | – | -41,826 | -100.0% | -0.92% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.