$171 Million is the total value of Lumbard & Kellner, LLC's 80 reported holdings in Q2 2018. The portfolio turnover from Q1 2018 to Q2 2018 was 11.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Sell | VANGUARD TOTAL STOCK MARKET ETFclosed end mutual fund equity | $24,745,000 | +0.9% | 176,212 | -2.5% | 14.48% | +3.1% |
| Buy | MATTHEWS ASIA DIVIDEND INSmutual funds - equity | $12,327,000 | -3.4% | 653,933 | +0.3% | 7.21% | -1.3% | |
| MINT | Buy | PIMCO ENHANCED SHORT MATURITY ETFclosed end mutual fund fixed | $7,232,000 | +2.1% | 71,212 | +2.1% | 4.23% | +4.4% |
| FDX | Buy | FED EX CORP | $6,626,000 | -5.1% | 29,182 | +0.4% | 3.88% | -3.0% |
| PRU | Buy | PRUDENTIAL FINANCIAL INC | $6,491,000 | -9.4% | 69,420 | +0.4% | 3.80% | -7.4% |
| GOOG | Sell | ALPHABET INC CL C | $6,290,000 | +6.0% | 5,638 | -1.9% | 3.68% | +8.3% |
| MET | Buy | METLIFE INC | $6,246,000 | -4.4% | 143,248 | +0.6% | 3.66% | -2.3% |
| WMT | Buy | WALMART INC | $6,065,000 | -3.6% | 70,810 | +0.1% | 3.55% | -1.5% |
| SHPG | Buy | SHIRE PLC A D R | $5,421,000 | +35.4% | 32,115 | +19.8% | 3.17% | +38.3% |
| Buy | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $5,080,000 | +1.6% | 154,683 | +4.0% | 2.97% | +3.8% | |
| T | Buy | AT&T INC | $4,738,000 | +69.3% | 147,541 | +88.0% | 2.77% | +73.0% |
| ZTS | Buy | ZOETIS INC | $4,481,000 | +2.4% | 52,605 | +0.4% | 2.62% | +4.6% |
| DIS | New | WALT DISNEY CO THE | $4,458,000 | – | 42,535 | +100.0% | 2.61% | – |
| GS | Buy | GOLDMAN SACHS GROUP INC | $4,293,000 | -12.0% | 19,461 | +0.4% | 2.51% | -10.1% |
| EPOL | Buy | ISHARES MSCI POLAND ETFclosed end mutual fund equity | $4,222,000 | -13.1% | 193,835 | +0.2% | 2.47% | -11.2% |
| VWO | Sell | VANGUARD FTSE EMERGING MARKETS ETFclosed end mutual fund equity | $3,905,000 | -10.3% | 92,532 | -0.2% | 2.28% | -8.3% |
| KRA | Buy | KRATON CORPORATION | $3,796,000 | -2.9% | 82,263 | +0.4% | 2.22% | -0.8% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHINES CORP | $3,714,000 | -8.8% | 26,583 | +0.2% | 2.17% | -6.8% |
| FB | Buy | FACEBOOK INC A | $3,710,000 | +1666.7% | 19,093 | +1355.3% | 2.17% | +1709.2% |
| GLW | Sell | CORNING INC | $3,690,000 | -1.6% | 134,146 | -0.3% | 2.16% | +0.6% |
| TSN | Buy | TYSON FOODS INC CL A | $2,981,000 | -5.2% | 43,295 | +0.8% | 1.74% | -3.1% |
| VT | Buy | VANGUARD TOTAL WORLD STOCK INDEX ETFclosed end mutual fund equity | $2,931,000 | +1.8% | 39,955 | +2.2% | 1.72% | +4.0% |
| HBAN | HUNTINGTON BANCSHARES INC | $2,914,000 | -2.2% | 197,410 | 0.0% | 1.70% | -0.1% | |
| HSIC | Buy | SCHEIN HENRY INC | $2,894,000 | +8.6% | 39,835 | +0.4% | 1.69% | +10.9% |
| SGAPY | Buy | SINGAPORE TELECOMMUNICATNS A D R | $2,564,000 | -12.9% | 113,978 | +0.4% | 1.50% | -11.0% |
| KEY | KEYCORP | $2,537,000 | -0.0% | 129,830 | 0.0% | 1.48% | +2.1% | |
| BHF | Buy | BRIGHTHOUSE FINL INC | $2,425,000 | -21.5% | 60,530 | +0.7% | 1.42% | -19.7% |
| BANK OF NY MELLON 0.00495 12/29/49corporate bonds and notes | $2,043,000 | -0.2% | 2,000,000 | 0.0% | 1.20% | +1.9% | ||
| ENERGY TRANSFER 3.36889 11/01/66corporate bonds and notes | $1,648,000 | -3.1% | 1,933,000 | 0.0% | 0.96% | -1.0% | ||
| BWA | BORG WARNER INC | $1,361,000 | -14.1% | 31,535 | 0.0% | 0.80% | -12.2% | |
| US BANK CAPITAL IX 3.54413 4/15/49corporate bonds and notes | $1,310,000 | +0.3% | 1,446,000 | 0.0% | 0.77% | +2.4% | ||
| MORGAN STANLEY MTN 3.97152 4/16/19corporate bonds and notes | $1,153,000 | -0.1% | 1,142,000 | 0.0% | 0.68% | +2.1% | ||
| Sell | BANK OF AMERICA CORP 8.000 1/30/58corporate bonds and notes | $1,061,000 | -68.4% | 1,057,000 | -68.5% | 0.62% | -67.7% | |
| FIRST MD CAP I 1.880 1/15/27corporate bonds and notes | $951,000 | -0.3% | 1,004,000 | 0.0% | 0.56% | +1.8% | ||
| BANK OF AMER MTN 1.96611 12/01/26corporate bonds and notes | $923,000 | +0.8% | 968,000 | 0.0% | 0.54% | +2.9% | ||
| JP MORGAN CHASE MTN 2.1384 4/30/24corporate bonds and notes | $864,000 | +0.1% | 942,000 | 0.0% | 0.51% | +2.4% | ||
| MELLON CAP IV 4.000 6/29/49corporate bonds and notes | $846,000 | -1.1% | 944,000 | 0.0% | 0.50% | +1.0% | ||
| AMAT | Sell | APPLIED MATERIALS INC | $776,000 | -19.1% | 16,803 | -2.6% | 0.45% | -17.3% |
| HON | Sell | HONEYWELL INTERNATIONAL INC | $755,000 | -3.5% | 5,243 | -3.1% | 0.44% | -1.3% |
| XOM | Sell | EXXON MOBIL CORP | $728,000 | +10.1% | 8,794 | -0.7% | 0.43% | +12.7% |
| NTC CAPITAL II 2.26174 4/15/27corporate bonds and notes | $714,000 | +0.7% | 758,000 | 0.0% | 0.42% | +3.0% | ||
| AMERICAN EXPRESS CO 4.900 12/29/49corporate bonds and notes | $708,000 | -0.3% | 706,000 | 0.0% | 0.41% | +1.7% | ||
| AAPL | Sell | APPLE INC | $610,000 | -16.7% | 3,298 | -24.4% | 0.36% | -14.8% |
| LLY | ELI LILLY CO | $508,000 | +10.2% | 5,955 | 0.0% | 0.30% | +12.5% | |
| CITIGROUP INC 2.43822 8/25/36corporate bonds and notes | $485,000 | -2.8% | 570,000 | 0.0% | 0.28% | -0.7% | ||
| CMCSA | Sell | COMCAST CORP CLASS A | $462,000 | -6.3% | 14,067 | -2.6% | 0.27% | -4.3% |
| MSFT | MICROSOFT CORP | $419,000 | +8.0% | 4,250 | 0.0% | 0.24% | +10.4% | |
| KRE | SPDR S&P REGIONAL BANKING ETFclosed end mutual fund equity | $398,000 | +1.0% | 6,520 | 0.0% | 0.23% | +3.1% | |
| New | WACHOVIA CAP TR II 5.56975 3/29/49corporate bonds and notes | $399,000 | – | 405,000 | +100.0% | 0.23% | – | |
| V | VISA INC CLASS A SHARES | $390,000 | +10.8% | 2,945 | 0.0% | 0.23% | +12.9% | |
| MRK | MERCK CO INC | $371,000 | +11.4% | 6,120 | 0.0% | 0.22% | +13.6% | |
| PM | PHILIP MORRIS INTL | $350,000 | -18.8% | 4,334 | 0.0% | 0.20% | -17.0% | |
| CHKP | Sell | CHECK POINT SOFTWARE TECH LTD | $330,000 | -33.9% | 3,376 | -32.7% | 0.19% | -32.5% |
| LYB | LYONDELLBASELL INDUSTRIES CL A | $325,000 | +4.2% | 2,955 | 0.0% | 0.19% | +6.1% | |
| PEP | PEPSICO INC | $321,000 | -0.3% | 2,950 | 0.0% | 0.19% | +2.2% | |
| NI | NISOURCE INC | $315,000 | +9.8% | 12,000 | 0.0% | 0.18% | +12.2% | |
| CITIGROUP INC MTN 3.3745 12/15/20corporate bonds and notes | $304,000 | 0.0% | 300,000 | 0.0% | 0.18% | +2.3% | ||
| VOYA | Sell | VOYA FINANCIAL INC | $260,000 | -20.7% | 5,525 | -15.0% | 0.15% | -19.1% |
| GE | GENERAL ELECTRIC CO | $227,000 | +0.9% | 16,700 | 0.0% | 0.13% | +3.1% | |
| APC | New | ANADARKO PETROLEUM CORP | $221,000 | – | 3,016 | +100.0% | 0.13% | – |
| OPUS BANK 5.500 7/01/26corporate bonds and notes | $203,000 | -1.5% | 200,000 | 0.0% | 0.12% | +0.8% | ||
| SPY | New | SPDR S P 500 ETFclosed end mutual fund equity | $203,000 | – | 750 | +100.0% | 0.12% | – |
| SUNTRUST CAPITAL 2.7745 3/15/28corporate bonds and notes | $203,000 | 0.0% | 219,000 | 0.0% | 0.12% | +2.6% | ||
| MANUF TRADERS 3.18327 12/28/20corporate bonds and notes | $173,000 | 0.0% | 173,000 | 0.0% | 0.10% | +2.0% | ||
| MXE | Sell | MEXICO EQUITY & INCOME FDclosed end mutual fund equity | $143,000 | -11.2% | 13,795 | -5.9% | 0.08% | -8.7% |
| BANK OF AMER MTN 4.37051 6/29/20corporate bonds and notes | $101,000 | -1.9% | 100,000 | 0.0% | 0.06% | 0.0% | ||
| INGRAM MICRO INC 5.450 12/15/24corporate bonds and notes | $89,000 | +2.3% | 90,000 | 0.0% | 0.05% | +4.0% | ||
| ALTRIA GROUP INC 9.700 11/10/18corporate bonds and notes | $51,000 | -1.9% | 50,000 | 0.0% | 0.03% | 0.0% | ||
| SOUTHBOROUGH MA REF 4.000 6/01/20muni bds-fixed non taxable | $52,000 | 0.0% | 50,000 | 0.0% | 0.03% | 0.0% | ||
| MASSACHUSETTS ST SER 3.000 12/01/23muni bds-fixed non taxable | $51,000 | 0.0% | 50,000 | 0.0% | 0.03% | +3.4% | ||
| WESTWOOD MA REF 4.000 6/01/19muni bds-fixed non taxable | $51,000 | 0.0% | 50,000 | 0.0% | 0.03% | +3.4% | ||
| WELLS FARGO MTN 3.500 3/08/22corporate bonds and notes | $50,000 | 0.0% | 50,000 | 0.0% | 0.03% | 0.0% | ||
| MILTON MA REF 2.000 1/15/19muni bds-fixed non taxable | $50,000 | 0.0% | 50,000 | 0.0% | 0.03% | 0.0% | ||
| KOHLS CORPORATION 4.250 7/17/25corporate bonds and notes | $50,000 | 0.0% | 50,000 | 0.0% | 0.03% | 0.0% | ||
| GOLDMAN SACHS GR MTN 3.250 8/15/18corporate bonds and notes | $40,000 | 0.0% | 40,000 | 0.0% | 0.02% | 0.0% | ||
| STATE STREET CORP 2.13122 6/15/37corporate bonds and notes | $27,000 | 0.0% | 30,000 | 0.0% | 0.02% | +6.7% | ||
| PENNSYLVANIA ST 5.000 7/01/18muni bds-fixed non taxable | $25,000 | 0.0% | 25,000 | 0.0% | 0.02% | +7.1% | ||
| SOUTH CAROLINA ST 2.500 12/01/49muni bds-variable non taxable | $25,000 | 0.0% | 25,000 | 0.0% | 0.02% | +7.1% | ||
| GBRRF | GABRIEL RESOURCES LTD | $8,000 | 0.0% | 30,000 | 0.0% | 0.01% | 0.0% | |
| Exit | TEXAS A M UNIV REVS 5.000 5/15/18muni bds-fixed non taxable | $0 | – | -25,000 | -100.0% | -0.01% | – | |
| Exit | SLM CORP MTN 8.450 6/15/18corporate bonds and notes | $0 | – | -100,000 | -100.0% | -0.06% | – | |
| Exit | MATTHEWS INDIA FUNDmutual funds - equity | $0 | – | -6,270 | -100.0% | -0.12% | – | |
| RF | Exit | REGIONS FINL CORP | $0 | – | -200,870 | -100.0% | -2.14% | – |
| TWX | Exit | TIME WARNER INC | $0 | – | -47,764 | -100.0% | -2.59% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-08-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.