Almitas Capital LLC - Q3 2023 holdings

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$209 Million is the total value of Almitas Capital LLC's 88 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 100.0% .

All

			Value		Shares		↓ Weighting
GLO	Exit	Clough Global Opportunities Fundsh ben int	$0	–	-13,140	-100.0%	-0.03%	–
JFR	Exit	Nuveen Floating Rate Income Fund/Closed-end Fund	$0	–	-10,941	-100.0%	-0.04%	–
HFRO	Exit	Highland Opportunities and Income Fund	$0	–	-22,078	-100.0%	-0.08%	–
TIPT	Exit	Tiptree Inc	$0	–	-13,120	-100.0%	-0.08%	–
C	Exit	Citigroup Inc	$0	–	-4,500	-100.0%	-0.09%	–
NBO	Exit	Neuberger Berman New York Municipal Fund Inc	$0	–	-25,412	-100.0%	-0.10%	–
DX	Exit	Dynex Capital Inc	$0	–	-19,968	-100.0%	-0.11%	–
JPC	Exit	Nuveen Preferred & Income Opportunities Fund	$0	–	-53,916	-100.0%	-0.15%	–
	Exit	Two Harbors Investment Corp	$0	–	-28,845	-100.0%	-0.16%	–
TTP	Exit	Tortoise Pipeline & Energy Fund Inc	$0	–	-16,131	-100.0%	-0.20%	–
JRO	Exit	Nuveen Floating Rate Income Opportunity Fund	$0	–	-75,648	-100.0%	-0.26%	–
EVV	Exit	Eaton Vance Ltd Duration Income Fund	$0	–	-87,167	-100.0%	-0.35%	–
	Exit	FS Credit Opportunities Corp	$0	–	-205,615	-100.0%	-0.44%	–
NSL	Exit	Nuveen Senior Income Fund	$0	–	-229,436	-100.0%	-0.45%	–
BCX	Exit	BlackRock Resources & Commodities Strategy Trust	$0	–	-149,634	-100.0%	-0.63%	–
JSD	Exit	Nuveen Short Duration Credit Opportunities Fund	$0	–	-129,962	-100.0%	-0.64%	–
WHLRD	Exit	Wheeler Real Estate Investment Trust Incpfd cnv ser d	$0	–	-129,187	-100.0%	-0.65%	–
	Exit	REDWOOD TRUST INCnote 7.750% 6/1	$0	–	-2,000,000	-100.0%	-0.79%	–
AOD	Exit	Aberdeen Total Dynamic Dividend Fund	$0	–	-280,447	-100.0%	-1.00%	–
GER	Exit	Goldman Sachs MLP Energy and Renaissance Fund	$0	–	-159,089	-100.0%	-1.07%	–
	Exit	Western Asset Mortgage Capital Corpnote 6.750% 9/1	$0	–	-2,750,000	-100.0%	-1.10%	–
	Exit	Annaly Capital Management Inc	$0	–	-679,400	-100.0%	-5.83%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR/A filed 2023-11-21

Signatures

The EDGAR filing(s) were signed by:

Ronald Mass — Managing Principal

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
GREAT AJAX CORP COM	16	Q3 2023	9.4%
SAFEGUARD SCIENTIFICS INC COM NEW	16	Q3 2023	8.1%
MGIC INVT CORP WIS	16	Q3 2023	5.4%
ADECOAGRO S A ADECOAGRO US LISTED	13	Q1 2023	5.9%
CITIGROUP INC COM	13	Q2 2023	0.3%
ELLINGTON RESIDENTIAL MTG RE	12	Q3 2023	6.5%
MORGAN STANLEY INDIA INVT FD	12	Q3 2023	1.2%
Mexico Equity & Income Fund In	12	Q3 2023	0.6%
Vertical Capital Income Fund	11	Q3 2023	8.1%
BlackRock California Municipal Income Trust	11	Q3 2023	5.6%

View Almitas Capital LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Almitas Capital LLC Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND	February 14, 2023	295,700	6.0%
Vertical Capital Income Fund	February 14, 2023	546,229	5.3%
PhenixFIN Corp	February 17, 2021	162,340	6.0%
Owens Realty Mortgage, Inc.	February 13, 2019	448,096	5.3%
ZAIS Financial Corp.	June 23, 2016	603,089	7.4%
Nuveen Diversified Commodity Fund	February 11, 2016	531,105	5.9%
eUnits(TM) 2 Year U.S. Market Participation Trust 2: Upside to Cap / Buffered Downside	January 16, 2014	176,729	8.8%
eUNITs (TM) 2 Year U.S. Market Participation Trust: Upside to Cap / Buffered Downside^{Sold out}	January 16, 2014	0	5.3%

View Almitas Capital LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-14
SC 13G/A	2024-02-14
SC 13G	2024-02-14
SC 13G	2024-02-14
SC 13G	2024-02-14
SC 13G	2024-02-14
SC 13G	2024-02-14
13F-HR/A	2023-11-21
13F-HR	2023-11-14
13F-HR	2023-08-11

View Almitas Capital LLC's complete filings history.

All filings

View complete filings history.

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Issues

The following issues were detected while analyzing the report:

The reported has been restated
The reported has been amended

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