This page lists the SEC filings reported by Almitas Capital LLC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2024-02-14 | Almitas Capital LLC | Great Ajax Corp. | 2,740,488 | - | EDGAR |
| SC 13G | 2024-02-14 | - | - | - | - | EDGAR |
| SC 13G | 2024-02-14 | - | - | - | - | EDGAR |
| SC 13G | 2024-02-14 | - | - | - | - | EDGAR |
| SC 13G | 2024-02-14 | - | - | - | - | EDGAR |
| SC 13G | 2024-02-14 | - | - | - | - | EDGAR |
| SC 13G/A | 2023-02-14 | Almitas Capital LLC | Great Ajax Corp. | 1,833,077 | 8.0% | EDGAR |
| SC 13G/A | 2023-02-14 | Almitas Capital LLC | Vertical Capital Income Fund | 546,229 | 5.3% | EDGAR |
| SC 13G | 2023-02-14 | Almitas Capital LLC | CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND | 295,700 | 6.0% | EDGAR |
| SC 13G/A | 2022-02-14 | Almitas Capital LLC | Vertical Capital Income Fund | 546,529 | 5.3% | EDGAR |
| SC 13G | 2022-02-14 | Almitas Capital LLC | Great Ajax Corp. | 1,754,669 | 7.6% | EDGAR |
| SC 13G/A | 2021-02-17 | Almitas Capital LLC | PhenixFIN Corp | 162,340 | 6.0% | EDGAR |
| SC 13G/A | 2021-02-17 | Almitas Capital LLC | Vertical Capital Income Fund | 620,080 | 6.0% | EDGAR |
| SC 13G/A | 2021-02-17 | Almitas Capital LLC | Great Ajax Corp. | 1,276,658 | 5.5% | EDGAR |
| SC 13G | 2021-02-17 | Almitas Capital LLC | Great Ajax Corp. | 1,276,658 | 5.5% | EDGAR |
| SC 13G/A | 2020-02-21 | Almitas Capital LLC | Vertical Capital Income Fund | 601,121 | 5.8% | EDGAR |
| SC 13G | 2020-02-14 | Almitas Capital LLC | Vertical Capital Income Fund | 10,380,003 | 5.8% | EDGAR |
| SC 13G | 2020-02-14 | Almitas Capital LLC | Great Ajax Corp. | 1,021,312 | 5.0% | EDGAR |
| SC 13G | 2019-02-13 | Almitas Capital LLC | Owens Realty Mortgage, Inc. | 448,096 | 5.3% | EDGAR |
| SC 13D | 2016-06-23 | Almitas Capital LLC | ZAIS Financial Corp. | 603,089 | 7.4% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.