$234 Million is the total value of Almitas Capital LLC's 92 reported holdings in Q2 2023. The portfolio turnover from Q1 2023 to Q2 2023 was 50.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AJXA | Great Ajax Corp7.25 cv sr nt 24 | $19,367,480 | +1.8% | 786,337 | 0.0% | 8.28% | -8.9% | |
| Sell | BlackRock ESG Capital Allocation Term Trust | $17,391,055 | +1.3% | 1,086,262 | -1.2% | 7.43% | -9.4% | |
| NPCT | Buy | Nuveen Core Plus Impact Fund | $13,994,536 | +28.6% | 1,378,772 | +29.4% | 5.98% | +15.0% |
| Buy | Annaly Capital Management Inc | $13,649,146 | +213.9% | 679,400 | +198.6% | 5.83% | +180.8% | |
| GIM | Buy | Templeton Global Income Fund | $10,639,603 | +59.7% | 2,480,094 | +63.7% | 4.55% | +42.8% |
| HIE | Buy | Miller/Howard High Dividend Fund | $10,633,312 | +380.7% | 1,014,629 | +361.0% | 4.54% | +330.0% |
| BFZ | Sell | BlackRock California Municipal Income Trustsh ben int | $8,559,203 | -2.2% | 738,499 | -1.3% | 3.66% | -12.5% |
| BRSP | Sell | BrightSpire Capital Inc | $6,545,962 | -46.0% | 889,397 | -56.7% | 2.80% | -51.7% |
| Center Coast Brookfield MLP & Energy Infrastructure Fund | $6,115,076 | +7.4% | 295,700 | 0.0% | 2.61% | -3.9% | ||
| NTG | Buy | Tortoise Midstream Energy Fund Inc | $5,936,777 | +16.7% | 166,623 | +9.1% | 2.54% | +4.4% |
| BBDC | Buy | Barings BDC Inc | $5,071,389 | +518.1% | 607,352 | +487.8% | 2.17% | +453.1% |
| AJX | Buy | Great Ajax Corp | $4,969,442 | +14.6% | 720,209 | +9.3% | 2.12% | +2.6% |
| CTR | Buy | ClearBridge MLP & Midstream Total Return Fund Inc | $4,954,262 | +37.9% | 146,706 | +18.0% | 2.12% | +23.4% |
| GAM | Buy | General American Investors Co Inc | $4,684,601 | +9.7% | 109,864 | +0.1% | 2.00% | -1.9% |
| ENX | Buy | Eaton Vance New York Municipal Bond Fund | $4,379,531 | +24.5% | 451,498 | +24.8% | 1.87% | +11.4% |
| New York Mortgage Trust Inc | $4,149,777 | +1.9% | 408,845 | 0.0% | 1.77% | -8.8% | ||
| CXH | Buy | MFS Investment Grade Municipal Trustsh ben int | $3,906,517 | +59.6% | 513,340 | +55.0% | 1.67% | +42.7% |
| JHAA | Buy | Nuveen Corporate Income 2023 Target Term Fund | $3,883,170 | +41.6% | 413,984 | +38.8% | 1.66% | +26.7% |
| Two Harbors Investment Corpnote 6.250% 1/1 | $3,871,198 | +6.0% | 4,250,000 | 0.0% | 1.66% | -5.2% | ||
| MPV | Buy | Barings Participation Investorssh ben int | $3,625,464 | +91.4% | 272,182 | +84.3% | 1.55% | +71.3% |
| SZC | Buy | NXG NextGen Infrastructure Income Fund | $3,478,880 | +321.7% | 87,784 | +290.2% | 1.49% | +277.4% |
| EVM | Buy | Eaton Vance California Municipal Bond Fund | $3,219,497 | +37.3% | 360,526 | +38.7% | 1.38% | +22.9% |
| SDHY | Buy | PGIM Short Duration High Yield Opportunities Fund | $2,806,733 | +1287.1% | 183,807 | +1246.2% | 1.20% | +1137.1% |
| TYG | Buy | Tortoise Energy Infrastructure Corp | $2,620,439 | +484.7% | 85,273 | +459.4% | 1.12% | +423.4% |
| Western Asset Mortgage Capital Corpnote 6.750% 9/1 | $2,565,475 | +7.9% | 2,750,000 | 0.0% | 1.10% | -3.4% | ||
| MXF | Buy | Mexico Fund Inc/The | $2,521,712 | +108.6% | 140,329 | +97.6% | 1.08% | +86.5% |
| GER | Buy | Goldman Sachs MLP Energy and Renaissance Fund | $2,492,925 | +32.6% | 159,089 | +10.9% | 1.07% | +18.7% |
| Sell | MFA Financial Inc | $2,482,503 | -48.4% | 220,471 | -54.6% | 1.06% | -53.9% | |
| WIW | Buy | Western Asset Inflation-Linked Opportunities & Income Fund | $2,416,250 | +113.4% | 270,274 | +118.4% | 1.03% | +90.9% |
| IIF | Buy | Morgan Stanley India Investment Fund Inc | $2,408,333 | +44.0% | 107,037 | +24.6% | 1.03% | +28.8% |
| AOD | New | Aberdeen Total Dynamic Dividend Fund | $2,350,146 | – | 280,447 | +100.0% | 1.00% | – |
| TWN | Buy | Taiwan Fund Inc/The/MD | $2,214,181 | +51.9% | 66,452 | +22.9% | 0.95% | +35.9% |
| HYB | Buy | New America High Income Fund Inc/The | $2,209,225 | +59.8% | 324,886 | +60.0% | 0.94% | +42.8% |
| New | REDWOOD TRUST INCnote 7.750% 6/1 | $1,841,620 | – | 2,000,000 | +100.0% | 0.79% | – | |
| BIF | Buy | SRH Total Return Fund Inc | $1,821,799 | +26.1% | 132,881 | +12.9% | 0.78% | +12.7% |
| BKCC | Buy | BlackRock Capital Investment Corp | $1,702,609 | +229.4% | 470,334 | +214.0% | 0.73% | +194.7% |
| NQP | Buy | Nuveen Pennsylvania Quality Municipal Income Fund | $1,604,306 | +104.0% | 141,974 | +106.4% | 0.69% | +82.4% |
| EDD | Sell | Morgan Stanley Emerging Markets Domestic Debt Fund Inc | $1,597,998 | +6.0% | 326,122 | -2.3% | 0.68% | -5.3% |
| WHLRD | Sell | Wheeler Real Estate Investment Trust Incpfd cnv ser d | $1,512,780 | -19.7% | 129,187 | -14.0% | 0.65% | -28.2% |
| JSD | New | Nuveen Short Duration Credit Opportunities Fund | $1,507,559 | – | 129,962 | +100.0% | 0.64% | – |
| BCX | New | BlackRock Resources & Commodities Strategy Trust | $1,473,895 | – | 149,634 | +100.0% | 0.63% | – |
| CPZ | Buy | Calamos Long/Short Equity & Dynamic Income Trust | $1,371,426 | +333.0% | 87,130 | +325.0% | 0.59% | +288.1% |
| SFE | Safeguard Scientifics Inc | $1,226,813 | -10.5% | 796,632 | 0.0% | 0.52% | -20.0% | |
| EMO | Sell | ClearBridge Energy Midstream Opportunity Fund Inc | $1,152,273 | -27.6% | 35,874 | -36.4% | 0.49% | -35.2% |
| CET | Central Securities Corp | $1,089,556 | +6.6% | 29,376 | 0.0% | 0.47% | -4.5% | |
| GLV | Buy | Clough Global Dividend and Income Fund | $1,078,226 | +917.3% | 188,205 | +926.3% | 0.46% | +803.9% |
| NSL | Buy | Nuveen Senior Income Fund | $1,055,406 | +5.6% | 229,436 | +5.9% | 0.45% | -5.5% |
| NRGX | New | PIMCO Energy & Tactical Credit Opportunities Fund | $1,051,666 | – | 62,786 | +100.0% | 0.45% | – |
| Sell | FS Credit Opportunities Corp | $1,036,300 | -79.2% | 205,615 | -81.7% | 0.44% | -81.4% | |
| RDI | Reading International Inccl a | $992,114 | -18.2% | 372,975 | 0.0% | 0.42% | -26.8% | |
| DMF | Buy | BNY Mellon Municipal Income Inc | $941,062 | +195.0% | 147,271 | +199.6% | 0.40% | +164.5% |
| CEV | Buy | Eaton Vance California Municipal Income Trustsh ben int | $934,491 | +185.9% | 91,887 | +187.6% | 0.40% | +155.8% |
| RDN | Sell | Radian Group Inc | $890,279 | -64.0% | 33,059 | -70.5% | 0.38% | -67.8% |
| JPI | New | Nuveen Preferred & Income Term Fund | $864,857 | – | 49,056 | +100.0% | 0.37% | – |
| MTG | Sell | MGIC Investment Corp | $844,131 | -53.8% | 50,426 | -63.0% | 0.36% | -58.6% |
| EVV | New | Eaton Vance Ltd Duration Income Fund | $828,087 | – | 87,167 | +100.0% | 0.35% | – |
| KSM | Buy | DWS Strategic Municipal Income Trust | $783,822 | +196.7% | 92,106 | +195.7% | 0.34% | +165.9% |
| IDE | New | Voya Infrastructure Industrials and Materials Fund | $781,279 | – | 75,926 | +100.0% | 0.33% | – |
| VMW | New | VMware Inc | $750,634 | – | 4,762 | +100.0% | 0.32% | – |
| NBW | New | Neuberger Berman California Municipal Fund Inc | $733,364 | – | 67,716 | +100.0% | 0.31% | – |
| DTF | Buy | DTF Tax-Free Income 2028 Term Fund Inc | $690,548 | +139.8% | 62,493 | +140.5% | 0.30% | +113.8% |
| KMF | Buy | Kayne Anderson NextGen Energy & Infrastructure Inc | $687,595 | +60.7% | 91,193 | +63.7% | 0.29% | +44.1% |
| BGB | New | Blackstone Strategic Credit 2027 Term Fund | $683,996 | – | 61,400 | +100.0% | 0.29% | – |
| AAIC | New | Arlington Asset Investment Corpcl a new | $672,631 | – | 145,907 | +100.0% | 0.29% | – |
| CAF | Buy | Morgan Stanley China A Share Fund Inc | $657,612 | +115.0% | 48,425 | +127.3% | 0.28% | +92.5% |
| JRO | Buy | Nuveen Floating Rate Income Opportunity Fund | $596,106 | +44.3% | 75,648 | +46.9% | 0.26% | +29.4% |
| JOF | Sell | Japan Smaller Capitalization Fund Inc | $589,474 | -15.1% | 79,124 | -21.3% | 0.25% | -24.1% |
| PFX | PhenixFIN Corp | $552,302 | +0.0% | 15,337 | 0.0% | 0.24% | -10.6% | |
| NICK | Buy | Nicholas Financial Inc | $504,818 | -10.4% | 103,024 | +12.4% | 0.22% | -19.7% |
| SBI | Buy | Western Asset Intermediate Muni Fund Inc | $503,118 | +13.7% | 65,425 | +16.9% | 0.22% | +1.9% |
| LADR | Sell | Ladder Capital Corpcl a | $494,891 | -73.4% | 45,031 | -77.1% | 0.21% | -76.2% |
| TTP | Buy | Tortoise Pipeline & Energy Fund Inc | $471,670 | +76.2% | 16,131 | +54.9% | 0.20% | +57.8% |
| PennyMac Corpnote 5.500% 3/1 | $444,165 | +2.4% | 500,000 | 0.0% | 0.19% | -8.2% | ||
| TEAF | Buy | Ecofin Sustainable and Social | $421,360 | +26.9% | 32,613 | +27.4% | 0.18% | +13.2% |
| New | Two Harbors Investment Corp | $386,811 | – | 28,845 | +100.0% | 0.16% | – | |
| BSL | New | Blackstone Senior Floating Rate 2027 Term Fund | $383,563 | – | 29,302 | +100.0% | 0.16% | – |
| JPC | New | Nuveen Preferred & Income Opportunities Fund | $355,846 | – | 53,916 | +100.0% | 0.15% | – |
| SPE | Buy | Special Opportunities Fund Inc | $315,375 | +28.9% | 27,258 | +21.9% | 0.14% | +15.4% |
| EARN | Sell | Ellington Residential Mortgage REIT | $308,257 | -55.5% | 42,343 | -55.4% | 0.13% | -60.1% |
| MXE | Buy | Mexico Equity and Income Fund Inc/The | $274,487 | +6.7% | 25,653 | +0.4% | 0.12% | -4.9% |
| New | WHEELER REIT INC7% sr nt 31 | $263,600 | – | 5,272 | +100.0% | 0.11% | – | |
| DX | Sell | Dynex Capital Inc | $260,582 | -87.4% | 19,968 | -88.3% | 0.11% | -88.8% |
| NBO | New | Neuberger Berman New York Municipal Fund Inc | $244,718 | – | 25,412 | +100.0% | 0.10% | – |
| Sell | Western Asset Mortgage Capital Corp | $245,567 | -79.4% | 24,855 | -80.9% | 0.10% | -81.5% | |
| FDEU | New | First Trust Dynamic Europe Equity Income Fund | $233,721 | – | 17,198 | +100.0% | 0.10% | – |
| IGI | New | Western Asset Investment Grade Defined Opportunity Trust Inc | $216,578 | – | 13,118 | +100.0% | 0.09% | – |
| C | Citigroup Inc | $214,470 | +1.6% | 4,500 | 0.0% | 0.09% | -8.9% | |
| TIPT | Tiptree Inc | $193,782 | +1.4% | 13,120 | 0.0% | 0.08% | -8.8% | |
| HFRO | New | Highland Opportunities and Income Fund | $187,884 | – | 22,078 | +100.0% | 0.08% | – |
| VEL | Velocity Financial Inc | $150,046 | +37.1% | 12,120 | 0.0% | 0.06% | +23.1% | |
| JFR | New | Nuveen Floating Rate Income Fund/Closed-end Fund | $88,403 | – | 10,941 | +100.0% | 0.04% | – |
| GLO | New | Clough Global Opportunities Fundsh ben int | $67,408 | – | 13,140 | +100.0% | 0.03% | – |
| PHD | Exit | Pioneer Floating Rate Fund Inc | $0 | – | -10,000 | -100.0% | -0.04% | – |
| DHY | Exit | Credit Suisse High Yield Bond Fundsh ben int | $0 | – | -50,000 | -100.0% | -0.04% | – |
| KTF | Exit | DWS Municipal Income Trust | $0 | – | -10,708 | -100.0% | -0.05% | – |
| GF | Exit | New Germany Fund Inc/The | $0 | – | -15,100 | -100.0% | -0.07% | – |
| NAC | Exit | Nuveen California Quality Municipal Income Fund | $0 | – | -13,600 | -100.0% | -0.07% | – |
| JQC | Exit | Nuveen Credit Strategies Income Fund | $0 | – | -35,850 | -100.0% | -0.09% | – |
| FGB | Exit | First Trust Specialty Finance and Financial Opportunities Fund | $0 | – | -61,254 | -100.0% | -0.09% | – |
| AFT | Exit | Apollo Senior Floating Rate Fund Inc | $0 | – | -16,801 | -100.0% | -0.10% | – |
| MSD | Exit | Morgan Stanley Emerging Markets Debt Fund Inc | $0 | – | -33,060 | -100.0% | -0.10% | – |
| GLQ | Exit | Clough Global Equity Fund | $0 | – | -36,637 | -100.0% | -0.11% | – |
| OPP | Exit | RiverNorth/DoubleLine Strategic Opportunity Fund Inc | $0 | – | -27,200 | -100.0% | -0.11% | – |
| DCF | Exit | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund Inc | $0 | – | -37,460 | -100.0% | -0.14% | – |
| Exit | MainStay CBRE Global Infrastructure Megatrends Fund | $0 | – | -23,972 | -100.0% | -0.16% | – | |
| EMD | Exit | Western Asset Emerging Markets Debt Fund Inc | $0 | – | -59,346 | -100.0% | -0.24% | – |
| AGRO | Exit | Adecoagro SA | $0 | – | -69,592 | -100.0% | -0.27% | – |
| FTHY | Exit | First Trust High Yield Opportunities 2027 Term Fund | $0 | – | -44,293 | -100.0% | -0.30% | – |
| TEI | Exit | Templeton Emerging Markets Income Fund | $0 | – | -121,994 | -100.0% | -0.30% | – |
| MPA | Exit | BlackRock MuniYield Pennsylvania Quality Fund | $0 | – | -55,167 | -100.0% | -0.31% | – |
| FCT | Exit | First Trust Senior Floating Rate Income Fund II | $0 | – | -88,191 | -100.0% | -0.42% | – |
| JLS | Exit | Nuveen Mortgage and Income Fund | $0 | – | -59,890 | -100.0% | -0.46% | – |
| Exit | Orchid Island Capital Inc | $0 | – | -132,419 | -100.0% | -0.68% | – | |
| MCI | Exit | Barings Corporate Investors | $0 | – | -104,971 | -100.0% | -0.71% | – |
| Exit | MFA Financial Incnote 6.250% 6/1 | $0 | – | -1,767,000 | -100.0% | -0.80% | – | |
| CCAP | Exit | Crescent Capital BDC Inc | $0 | – | -136,780 | -100.0% | -0.89% | – |
| VCIF | Exit | Vertical Capital Income Fund | $0 | – | -546,229 | -100.0% | -2.56% | – |
| NIQ | Exit | Nuveen Intermediate Duration Quality Municipal Term Fund | $0 | – | -482,996 | -100.0% | -2.95% | – |
| PNNT | Exit | PennantPark Investment Corp | $0 | – | -1,236,092 | -100.0% | -3.12% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-08-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GREAT AJAX CORP COM | 16 | Q3 2023 | 9.4% |
| SAFEGUARD SCIENTIFICS INC COM NEW | 16 | Q3 2023 | 8.1% |
| MGIC INVT CORP WIS | 16 | Q3 2023 | 5.4% |
| ADECOAGRO S A ADECOAGRO US LISTED | 13 | Q1 2023 | 5.9% |
| CITIGROUP INC COM | 13 | Q2 2023 | 0.3% |
| ELLINGTON RESIDENTIAL MTG RE | 12 | Q3 2023 | 6.5% |
| MORGAN STANLEY INDIA INVT FD | 12 | Q3 2023 | 1.2% |
| Mexico Equity & Income Fund In | 12 | Q3 2023 | 0.6% |
| Vertical Capital Income Fund | 11 | Q3 2023 | 8.1% |
| BlackRock California Municipal Income Trust | 11 | Q3 2023 | 5.6% |
View Almitas Capital LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND | February 14, 2023 | 295,700 | 6.0% |
| Vertical Capital Income Fund | February 14, 2023 | 546,229 | 5.3% |
| PhenixFIN Corp | February 17, 2021 | 162,340 | 6.0% |
| Owens Realty Mortgage, Inc. | February 13, 2019 | 448,096 | 5.3% |
| ZAIS Financial Corp. | June 23, 2016 | 603,089 | 7.4% |
| Nuveen Diversified Commodity Fund | February 11, 2016 | 531,105 | 5.9% |
| eUnits(TM) 2 Year U.S. Market Participation Trust 2: Upside to Cap / Buffered Downside | January 16, 2014 | 176,729 | 8.8% |
| eUNITs (TM) 2 Year U.S. Market Participation Trust: Upside to Cap / Buffered DownsideSold out | January 16, 2014 | 0 | 5.3% |
View Almitas Capital LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| 13F-HR/A | 2023-11-21 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
View Almitas Capital LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.