$93.5 Million is the total value of Almitas Capital LLC's 47 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 43.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ARR | New | ARMOUR Residential REIT Inc | $12,876,000 | – | 768,743 | +100.0% | 13.77% | – |
| AJX | Sell | Great Ajax Corp | $7,939,000 | +1.5% | 512,221 | -8.4% | 8.49% | +4.5% |
| SFE | Sell | Safeguard Scientifics Inc | $7,249,000 | -6.6% | 639,275 | -0.5% | 7.75% | -3.7% |
| FSK | Sell | FS KKR Capital Corp | $6,426,000 | -36.9% | 1,102,180 | -35.5% | 6.87% | -35.0% |
| MVC | Buy | MVC Capital Inc | $5,740,000 | +15.7% | 644,938 | +19.7% | 6.14% | +19.2% |
| DX | New | Dynex Capital Inc | $4,639,000 | – | 313,898 | +100.0% | 4.96% | – |
| AGRO | Buy | Adecoagro S A | $3,896,000 | -18.2% | 668,202 | +0.1% | 4.17% | -15.8% |
| HFRO | Sell | Highland Floating Rate Opport | $3,160,000 | -34.4% | 236,671 | -32.0% | 3.38% | -32.4% |
| EARN | Buy | Ellington Residential Mortgage | $2,942,000 | +29.8% | 279,157 | +32.5% | 3.15% | +33.7% |
| VCIF | New | Vertical Capital Income Fund | $2,768,000 | – | 259,136 | +100.0% | 2.96% | – |
| OCSL | Buy | Oaktree Specialty Lending Corp | $2,694,000 | +3444.7% | 520,094 | +3631.2% | 2.88% | +3546.8% |
| XAN | Exantas Capital Corp | $2,506,000 | +0.5% | 220,402 | 0.0% | 2.68% | +3.6% | |
| BRKA | Berkshire Hathaway Inccl a | $2,495,000 | -2.0% | 8 | 0.0% | 2.67% | +0.9% | |
| BFZ | Sell | BlackRock California Municipal Income Tsh ben int | $2,180,000 | -59.6% | 159,271 | -60.9% | 2.33% | -58.3% |
| BWG | Sell | BrandywineGbl Global Income Oprt | $2,095,000 | -31.2% | 173,134 | -33.3% | 2.24% | -29.1% |
| Resource Cap Corpnote 4.500% 8/1 | $2,088,000 | +1.7% | 2,000,000 | 0.0% | 2.23% | +4.8% | ||
| MTG | Buy | MGIC Investment Corp | $1,907,000 | +5.3% | 151,608 | +10.0% | 2.04% | +8.5% |
| FRA | New | BlackRock Floating Rate Income Strategies | $1,689,000 | – | 133,859 | +100.0% | 1.81% | – |
| BCRHF | New | Blue Capital Reinsurance Holdings Ltd | $1,655,000 | – | 224,580 | +100.0% | 1.77% | – |
| MLPA | Global X MLP ETFglbl x mlp etf | $1,608,000 | -5.0% | 191,916 | 0.0% | 1.72% | -2.1% | |
| RESI | Buy | Front Yard Residential Corp | $1,527,000 | +190.9% | 132,089 | +207.6% | 1.63% | +199.6% |
| NNC | Sell | Nuveen North Carolina Quality M | $1,320,000 | -0.7% | 97,686 | -2.0% | 1.41% | +2.3% |
| HCFT | Sell | Hunt Cos Finance Trust Inc | $1,099,000 | -3.3% | 327,031 | -1.9% | 1.18% | -0.3% |
| FCT | Sell | First Trust Senior Floating Rate Income Fd | $983,000 | -24.7% | 81,917 | -24.4% | 1.05% | -22.4% |
| MNE | Sell | BlackRock Muni New York Inter Dur | $926,000 | -19.0% | 62,928 | -21.2% | 0.99% | -16.5% |
| VMM | Buy | Delaware Investments Minnesota Municipal Income Fund II Inc | $916,000 | +324.1% | 69,934 | +317.3% | 0.98% | +337.5% |
| SMM | Salient Midstream & MLP Fundsh ben int | $783,000 | -8.5% | 99,660 | 0.0% | 0.84% | -5.8% | |
| EFF | Buy | Eaton Vance Floating-Rate Income Plus Fund | $700,000 | +175.6% | 46,046 | +171.4% | 0.75% | +183.7% |
| EHI | Western Asset Gl Hi Incomesh ben int | $667,000 | 0.0% | 67,197 | 0.0% | 0.71% | +3.0% | |
| BGT | Buy | BlackRock Floating Rate Income Trustcl a | $586,000 | +63.7% | 47,721 | +65.7% | 0.63% | +68.5% |
| EMO | ClearBridge Energy Midstream Opportunity Fund Inc | $559,000 | -5.6% | 64,300 | 0.0% | 0.60% | -2.8% | |
| ABDC | New | Alcentra Capital Corp | $556,000 | – | 62,530 | +100.0% | 0.60% | – |
| BQH | BlackRock New York Municipal Bondsh ben int | $537,000 | -0.6% | 36,536 | 0.0% | 0.57% | +2.3% | |
| CHMI | New | Cherry Hill Mortgage Investmen | $485,000 | – | 37,050 | +100.0% | 0.52% | – |
| HGLB | New | Highland Global Allocation Fun | $437,000 | – | 42,632 | +100.0% | 0.47% | – |
| MXE | Buy | Mexico Equity & Income Fund In | $401,000 | -4.3% | 38,122 | +1.1% | 0.43% | -1.4% |
| OHAI | Buy | OHA Investment Corp | $342,000 | +29.1% | 263,394 | +9.0% | 0.37% | +33.1% |
| DSU | Sell | BlackRock Debt Strategies Fund Inc | $333,000 | -79.9% | 30,964 | -79.9% | 0.36% | -79.3% |
| C | Citigroup Inc | $311,000 | -1.3% | 4,500 | 0.0% | 0.33% | +1.8% | |
| EPD | Enterprise Products Partners L | $286,000 | -1.0% | 10,000 | 0.0% | 0.31% | +2.0% | |
| IIF | Morgan Stanley India Invs Fd | $281,000 | -9.6% | 14,846 | 0.0% | 0.30% | -6.8% | |
| JEQ | Aberdeen Japan Equity Fund Inc | $202,000 | +4.1% | 27,700 | 0.0% | 0.22% | +7.5% | |
| TDF | Templeton Dragon Fund | $196,000 | -6.7% | 10,925 | 0.0% | 0.21% | -3.7% | |
| AMLP | Alps ETF TRc&s globl etf | $182,000 | -7.6% | 19,960 | 0.0% | 0.20% | -4.4% | |
| TLI | Sell | Western Asset Corporate Loan F | $172,000 | -88.4% | 18,086 | -88.3% | 0.18% | -88.0% |
| EQS | Equus Total Return Inc | $87,000 | -2.2% | 54,210 | 0.0% | 0.09% | +1.1% | |
| ANH | Sell | Anworth Mortgage Asset Corporation | $70,000 | -95.9% | 21,323 | -95.2% | 0.08% | -95.7% |
| FAX | Exit | Aberdeen Asia-Pacific Income | $0 | – | -12,145 | -100.0% | -0.05% | – |
| PPR | Exit | Voya Prime Rate Trustsh ben int | $0 | – | -15,708 | -100.0% | -0.08% | – |
| WMC | Exit | Western Asset Mortgage Capital | $0 | – | -21,106 | -100.0% | -0.22% | – |
| AEF | Exit | Aberdeen Emerging Markets Equity Income | $0 | – | -45,037 | -100.0% | -0.34% | – |
| FT | Exit | Franklin Universal Trust | $0 | – | -58,827 | -100.0% | -0.45% | – |
| GLRE | Exit | Greenlight Capital Re Ltdclass a | $0 | – | -55,000 | -100.0% | -0.48% | – |
| CEV | Exit | Eaton Vance California Municipal Income Tsh ben int | $0 | – | -55,618 | -100.0% | -0.72% | – |
| PHD | Exit | Pioneer Floating Rate Trust | $0 | – | -64,962 | -100.0% | -0.72% | – |
| GAM | Exit | General American Investors Co | $0 | – | -22,008 | -100.0% | -0.81% | – |
| NIQ | Exit | Nuveen Inter Duration Qual Mun TRM | $0 | – | -70,824 | -100.0% | -0.98% | – |
| EFC | Exit | Ellington Financial Inc | $0 | – | -53,957 | -100.0% | -1.01% | – |
| NUM | Exit | Nuveen Michigan Quality Mun Inc | $0 | – | -86,668 | -100.0% | -1.22% | – |
| MBB | Exit | iShares MBS ETF | $0 | – | -13,300 | -100.0% | -1.48% | – |
| RC | Exit | Ready Capital Corp | $0 | – | -177,470 | -100.0% | -2.74% | – |
| MUC | Exit | BlackRock MuniHoldings California Ql | $0 | – | -255,934 | -100.0% | -3.63% | – |
| TWO | Exit | Two Harbors Investment Corp | $0 | – | -333,252 | -100.0% | -4.38% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GREAT AJAX CORP COM | 16 | Q3 2023 | 9.4% |
| SAFEGUARD SCIENTIFICS INC COM NEW | 16 | Q3 2023 | 8.1% |
| MGIC INVT CORP WIS | 16 | Q3 2023 | 5.4% |
| ADECOAGRO S A ADECOAGRO US LISTED | 13 | Q1 2023 | 5.9% |
| CITIGROUP INC COM | 13 | Q2 2023 | 0.3% |
| ELLINGTON RESIDENTIAL MTG RE | 12 | Q3 2023 | 6.5% |
| MORGAN STANLEY INDIA INVT FD | 12 | Q3 2023 | 1.2% |
| Mexico Equity & Income Fund In | 12 | Q3 2023 | 0.6% |
| Vertical Capital Income Fund | 11 | Q3 2023 | 8.1% |
| BlackRock California Municipal Income Trust | 11 | Q3 2023 | 5.6% |
View Almitas Capital LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND | February 14, 2023 | 295,700 | 6.0% |
| Vertical Capital Income Fund | February 14, 2023 | 546,229 | 5.3% |
| PhenixFIN Corp | February 17, 2021 | 162,340 | 6.0% |
| Owens Realty Mortgage, Inc. | February 13, 2019 | 448,096 | 5.3% |
| ZAIS Financial Corp. | June 23, 2016 | 603,089 | 7.4% |
| Nuveen Diversified Commodity Fund | February 11, 2016 | 531,105 | 5.9% |
| eUnits(TM) 2 Year U.S. Market Participation Trust 2: Upside to Cap / Buffered Downside | January 16, 2014 | 176,729 | 8.8% |
| eUNITs (TM) 2 Year U.S. Market Participation Trust: Upside to Cap / Buffered DownsideSold out | January 16, 2014 | 0 | 5.3% |
View Almitas Capital LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| 13F-HR/A | 2023-11-21 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
View Almitas Capital LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.