$140 Million is the total value of Almitas Capital LLC's 60 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 60.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EFC | New | Ellington Financial Inc | $16,781,000 | – | 937,512 | +100.0% | 11.98% | – |
| MUC | Buy | BlackRock MuniHoldings California Ql | $11,866,000 | +11.5% | 895,558 | +3.8% | 8.47% | +18.3% |
| FSK | Sell | FS KKR Capital Corp | $9,952,000 | +0.3% | 1,644,990 | -14.1% | 7.11% | +6.3% |
| RC | New | Ready Capital Corp | $9,790,000 | – | 667,357 | +100.0% | 6.99% | – |
| DSU | Buy | BlackRock Debt Strategies Fund Inc | $8,562,000 | +79.6% | 798,659 | +63.7% | 6.11% | +90.4% |
| AJX | Sell | Great Ajax Corp | $6,322,000 | -6.7% | 460,121 | -18.2% | 4.51% | -1.1% |
| MVC | Buy | MVC Capital Inc | $5,135,000 | +24.6% | 566,180 | +12.8% | 3.67% | +32.1% |
| SFE | Buy | Safeguard Scientifics Inc | $4,373,000 | +105.9% | 402,998 | +63.5% | 3.12% | +118.2% |
| BFZ | Buy | BlackRock California Municipal Income Tsh ben int | $4,353,000 | +134.4% | 339,250 | +118.6% | 3.11% | +148.4% |
| AGRO | Buy | Adecoagro S A | $4,211,000 | +3.8% | 611,129 | +4.9% | 3.01% | +10.1% |
| FSD | Buy | First Trust High Income L/S Fd | $3,707,000 | +19.7% | 253,711 | +8.8% | 2.65% | +26.8% |
| MFA | Sell | MFA Financial Inc | $3,699,000 | -50.5% | 508,794 | -54.6% | 2.64% | -47.6% |
| NUM | Buy | Nuveen Michigan Quality Mun Inc | $2,961,000 | +12.0% | 223,654 | +5.4% | 2.11% | +18.8% |
| BWG | Buy | BrandywineGbl Global Income Oprt | $2,737,000 | +1500.6% | 245,662 | +1389.2% | 1.95% | +1599.1% |
| TLI | Buy | Western Asset Corporate Loan F | $2,651,000 | +56.5% | 279,965 | +48.4% | 1.89% | +65.9% |
| HFRO | Sell | Highland Floating Rate Opport | $2,512,000 | -12.0% | 180,843 | -18.9% | 1.79% | -6.6% |
| AKP | Sell | Alliance California Municipal Income Fd | $2,510,000 | -32.3% | 169,819 | -37.3% | 1.79% | -28.2% |
| BRKA | Berkshire Hathaway Inc | $2,410,000 | -1.6% | 8 | 0.0% | 1.72% | +4.4% | |
| XAN | Buy | Exantas Capital Corp | $2,343,000 | +12.5% | 220,402 | +6.1% | 1.67% | +19.3% |
| FT | Buy | Franklin Universal Trust | $2,314,000 | +34.7% | 328,755 | +21.5% | 1.65% | +42.8% |
| CEV | Sell | Eaton Vance California Municipal Income Tsh ben int | $2,041,000 | -17.1% | 170,088 | -23.5% | 1.46% | -12.1% |
| Resource Cap Corpnote 4.500% 8/1 | $1,963,000 | +1.7% | 2,000,000 | 0.0% | 1.40% | +7.8% | ||
| MTG | Buy | MGIC Investment Corp | $1,818,000 | +31.7% | 137,800 | +4.5% | 1.30% | +39.7% |
| PHD | Buy | Pioneer Floating Rate Trust | $1,745,000 | +52.0% | 167,762 | +43.8% | 1.25% | +61.2% |
| NNC | Buy | Nuveen North Carolina Quality M | $1,722,000 | +85.0% | 135,139 | +71.3% | 1.23% | +96.2% |
| MLPA | Buy | Global X MLP ETF | $1,702,000 | +26.5% | 191,916 | +9.4% | 1.22% | +34.1% |
| RESI | Buy | Front Yard Residential Corpreit | $1,678,000 | +60.1% | 180,982 | +50.8% | 1.20% | +69.7% |
| MBB | New | iShares MBS ETF | $1,415,000 | – | 13,300 | +100.0% | 1.01% | – |
| NIQ | Buy | Nuveen Inter Duration Qual Mun TRM | $1,312,000 | +165.6% | 100,270 | +150.6% | 0.94% | +181.4% |
| HCFT | Sell | Hunt Cos Finance Trust Inc | $1,303,000 | +12.9% | 373,217 | -7.5% | 0.93% | +19.7% |
| MNE | Sell | BlackRock Muni New York Inter Dur | $1,089,000 | -31.3% | 80,009 | -37.3% | 0.78% | -27.2% |
| FCT | Buy | First Trust Senior Floating Rate Income Fd | $1,017,000 | +101.8% | 86,079 | +91.4% | 0.73% | +114.2% |
| EVM | Buy | Eaton Vance California Municipal Bond Fd | $982,000 | +115.8% | 93,069 | +102.5% | 0.70% | +129.1% |
| SMM | Sell | Salient Midstream & MLP Fundsh ben int | $916,000 | +6.8% | 99,660 | -14.2% | 0.65% | +13.1% |
| EFF | New | Eaton Vance Floating-Rate Income Plus Fund | $832,000 | – | 56,170 | +100.0% | 0.59% | – |
| MCA | Buy | BlackRock MuniYield California Qlty | $795,000 | +35.2% | 59,051 | +27.0% | 0.57% | +43.4% |
| MXF | Buy | Mexico Fund Inc | $744,000 | +7.5% | 53,741 | +2.9% | 0.53% | +13.9% |
| GAM | Buy | General American Investors Co | $733,000 | +55.3% | 22,008 | +32.5% | 0.52% | +64.5% |
| AEF | Sell | Aberdeen Emerging Markets Equity Income | $666,000 | +14.4% | 91,632 | -0.0% | 0.48% | +21.4% |
| BQH | Sell | BlackRock New York Municipal Bond | $638,000 | -27.0% | 45,088 | -34.0% | 0.46% | -22.6% |
| EHI | Sell | Western Asset Gl Hi Income | $631,000 | -46.5% | 67,197 | -52.9% | 0.45% | -43.2% |
| EMO | New | ClearBridge Energy Midstream Opportunity Fund Inc | $618,000 | – | 64,300 | +100.0% | 0.44% | – |
| ANH | New | Anworth Mortgage Asset Corporation | $461,000 | – | 114,058 | +100.0% | 0.33% | – |
| MXE | Sell | Mexico Equity & Income Fund In | $401,000 | -31.0% | 37,722 | -34.6% | 0.29% | -26.9% |
| EVY | New | Eaton Vance New York Municipal Income Trust | $398,000 | – | 32,245 | +100.0% | 0.28% | – |
| BSE | New | BlackRock New York Municipal Income Quality Trust | $361,000 | – | 28,223 | +100.0% | 0.26% | – |
| MHN | New | BlackRock MuniHoldings New York Quality Fund Inc | $318,000 | – | 24,636 | +100.0% | 0.23% | – |
| DNIF | Dividend and Income Fund | $293,000 | +19.1% | 25,786 | 0.0% | 0.21% | +25.9% | |
| EPD | Enterprise Products Partners L | $291,000 | +18.3% | 10,000 | 0.0% | 0.21% | +25.3% | |
| OHAI | Sell | OHA Investment Corp | $290,000 | -5.8% | 241,561 | -20.7% | 0.21% | 0.0% |
| C | Citigroup Inc | $280,000 | +19.7% | 4,500 | 0.0% | 0.20% | +26.6% | |
| CET | New | Central Securities Corp | $246,000 | – | 8,579 | +100.0% | 0.18% | – |
| NBW | Sell | Neuberger Berman California Muni | $243,000 | +4.3% | 18,649 | -2.8% | 0.17% | +10.8% |
| AMLP | Alps ETF TRalerian mlp | $200,000 | +14.9% | 19,960 | 0.0% | 0.14% | +22.2% | |
| JEQ | Buy | Aberdeen Japan Equity Fund Inc | $193,000 | +7.8% | 27,700 | +0.4% | 0.14% | +14.0% |
| NRK | Sell | Nuveen New York AMT Qlty Muni | $166,000 | -74.0% | 13,028 | -76.2% | 0.12% | -72.3% |
| WIW | New | Western Asset Inflation-Linked Opportunities & Income Fund | $111,000 | – | 10,358 | +100.0% | 0.08% | – |
| EQS | Equus Total Return Inc | $104,000 | -1.9% | 54,210 | 0.0% | 0.07% | +4.2% | |
| OCSL | New | Oaktree Specialty Lending Corp | $72,000 | – | 13,939 | +100.0% | 0.05% | – |
| PTMN | New | Portman Ridge Finance Corp | $70,000 | – | 19,408 | +100.0% | 0.05% | – |
| JQC | Exit | Nuveen Credit Strategies Incom | $0 | – | -18,506 | -100.0% | -0.09% | – |
| JRI | Exit | Nuveen Real Asset Income and G | $0 | – | -10,000 | -100.0% | -0.09% | – |
| HNW | Exit | Pioneer Diversified High Incom Trust | $0 | – | -11,869 | -100.0% | -0.10% | – |
| MUI | Exit | BlackRock Muni Intermediate Dr FD I | $0 | – | -12,745 | -100.0% | -0.11% | – |
| HIO | Exit | Western Asset High Incm Opp | $0 | – | -41,066 | -100.0% | -0.12% | – |
| GLRE | Exit | Greenlight Capital Re Ltdclass a | $0 | – | -22,220 | -100.0% | -0.13% | – |
| MTT | Exit | Western Asset Mun Def Opp TR | $0 | – | -10,000 | -100.0% | -0.13% | – |
| FAX | Exit | Aberdeen Asia-Pacific Income | $0 | – | -58,355 | -100.0% | -0.15% | – |
| TDF | Exit | Templeton Dragon Fund Inc | $0 | – | -14,125 | -100.0% | -0.16% | – |
| HYB | Exit | New America High Income Fund Inc | $0 | – | -31,795 | -100.0% | -0.16% | – |
| MIY | Exit | BlackRock MuniYield Michigan Qlty | $0 | – | -20,564 | -100.0% | -0.17% | – |
| WMC | Exit | Western Asset Mtg Cap Corp | $0 | – | -34,953 | -100.0% | -0.20% | – |
| IIF | Exit | Morgan Stanley India Invs Fd | $0 | – | -14,846 | -100.0% | -0.20% | – |
| EARN | Exit | Ellington Residential Mortgage | $0 | – | -29,700 | -100.0% | -0.20% | – |
| NKG | Exit | Nuveen Georgia Quality Municip | $0 | – | -28,245 | -100.0% | -0.21% | – |
| CMO | Exit | Capstead Mortgage Corp | $0 | – | -50,000 | -100.0% | -0.22% | – |
| BKLN | Exit | Invesco Exchange Traded Fd TRsr ln etf | $0 | – | -20,522 | -100.0% | -0.30% | – |
| APF | Exit | Morgan Stanley Asia-Pacific Fd | $0 | – | -28,226 | -100.0% | -0.31% | – |
| BLW | Exit | BlackRock Limited Duration Inc T | $0 | – | -44,632 | -100.0% | -0.40% | – |
| NRE | Exit | NorthStar Realty Europe Corp | $0 | – | -43,119 | -100.0% | -0.42% | – |
| PPR | Exit | Voya Prime Rate Trustsh ben int | $0 | – | -145,755 | -100.0% | -0.44% | – |
| FRA | Exit | BlackRock Floating Rate Income | $0 | – | -58,572 | -100.0% | -0.47% | – |
| VTA | Exit | Invesco Dynamic Credit Opp Fd | $0 | – | -69,838 | -100.0% | -0.48% | – |
| CCA | Exit | MFS California Municipal Fd | $0 | – | -92,806 | -100.0% | -0.62% | – |
| NKX | Exit | Nuveen California AMT Qlty Muni | $0 | – | -86,264 | -100.0% | -0.74% | – |
| NID | Exit | Nuveen Inter Duration Mn TMF | $0 | – | -92,544 | -100.0% | -0.77% | – |
| JEMD | Exit | Nuveen Emerging Markets Debt 20 | $0 | – | -176,199 | -100.0% | -0.90% | – |
| EHT | Exit | Eaton Vance High Income 2021 T | $0 | – | -160,840 | -100.0% | -0.97% | – |
| VVR | Exit | Invesco Senior Income Trust | $0 | – | -371,083 | -100.0% | -0.98% | – |
| CHN | Exit | China Fund Inc | $0 | – | -88,692 | -100.0% | -1.01% | – |
| HYI | Exit | Western Asset Hgh Yld Dfndfd | $0 | – | -120,404 | -100.0% | -1.07% | – |
| EVV | Exit | Eaton Vance Limited Duration Income F | $0 | – | -150,581 | -100.0% | -1.21% | – |
| EDD | Exit | Morgan Stanley Em Markets Dm De | $0 | – | -296,733 | -100.0% | -1.21% | – |
| EMD | Exit | Western Asset Emerging Market Debt | $0 | – | -176,678 | -100.0% | -1.46% | – |
| TPRE | Exit | Third Point Reinsurance Ltd | $0 | – | -339,589 | -100.0% | -2.20% | – |
| BGIO | Exit | BlackRock 2022 Global Income Opp | $0 | – | -410,476 | -100.0% | -2.30% | – |
| ORM | Exit | Owens Realty Mortgage Inc | $0 | – | -448,096 | -100.0% | -5.67% | – |
| EFC | Exit | Ellington Financial LLC | $0 | – | -944,911 | -100.0% | -9.76% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GREAT AJAX CORP COM | 16 | Q3 2023 | 9.4% |
| SAFEGUARD SCIENTIFICS INC COM NEW | 16 | Q3 2023 | 8.1% |
| MGIC INVT CORP WIS | 16 | Q3 2023 | 5.4% |
| ADECOAGRO S A ADECOAGRO US LISTED | 13 | Q1 2023 | 5.9% |
| CITIGROUP INC COM | 13 | Q2 2023 | 0.3% |
| ELLINGTON RESIDENTIAL MTG RE | 12 | Q3 2023 | 6.5% |
| MORGAN STANLEY INDIA INVT FD | 12 | Q3 2023 | 1.2% |
| Mexico Equity & Income Fund In | 12 | Q3 2023 | 0.6% |
| Vertical Capital Income Fund | 11 | Q3 2023 | 8.1% |
| BlackRock California Municipal Income Trust | 11 | Q3 2023 | 5.6% |
View Almitas Capital LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND | February 14, 2023 | 295,700 | 6.0% |
| Vertical Capital Income Fund | February 14, 2023 | 546,229 | 5.3% |
| PhenixFIN Corp | February 17, 2021 | 162,340 | 6.0% |
| Owens Realty Mortgage, Inc. | February 13, 2019 | 448,096 | 5.3% |
| ZAIS Financial Corp. | June 23, 2016 | 603,089 | 7.4% |
| Nuveen Diversified Commodity Fund | February 11, 2016 | 531,105 | 5.9% |
| eUnits(TM) 2 Year U.S. Market Participation Trust 2: Upside to Cap / Buffered Downside | January 16, 2014 | 176,729 | 8.8% |
| eUNITs (TM) 2 Year U.S. Market Participation Trust: Upside to Cap / Buffered DownsideSold out | January 16, 2014 | 0 | 5.3% |
View Almitas Capital LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| 13F-HR/A | 2023-11-21 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
View Almitas Capital LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.