$1.08 Billion is the total value of Newtyn Management, LLC's 46 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 45.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Sell | ISHARES TRput | $346,995,000 | +5.2% | 2,094,500 | -3.9% | 32.05% | +3.3% |
| SPY | Buy | SPDR S&P 500 ETF TRput | $113,295,000 | +10.0% | 352,000 | +1.4% | 10.47% | +8.0% |
| PCG | Buy | PG&E CORP | $41,850,000 | +103.7% | 3,850,000 | +87.4% | 3.87% | +99.9% |
| PCG | Sell | PG&E CORPcall | $41,398,000 | -22.1% | 3,808,500 | -28.3% | 3.82% | -23.5% |
| ADNT | ADIENT PLCput | $39,759,000 | -7.4% | 1,871,000 | 0.0% | 3.67% | -9.2% | |
| ADNT | Sell | ADIENT PLC | $34,911,000 | -24.0% | 1,642,888 | -17.9% | 3.22% | -25.4% |
| LSXMA | Buy | LIBERTY MEDIA CORP DELAWARE | $34,080,000 | +22.9% | 705,000 | +5.7% | 3.15% | +20.7% |
| IAC | New | IAC INTERACTIVECORP | $30,271,000 | – | 121,516 | +100.0% | 2.80% | – |
| New | TILRAY INCnote 5.000%10/0 | $28,591,000 | – | 54,000,000 | +100.0% | 2.64% | – | |
| EXAS | Buy | EXACT SCIENCES CORP | $23,120,000 | +70.6% | 250,000 | +66.7% | 2.14% | +67.4% |
| CWH | Buy | CAMPING WORLD HLDGS INCcl a | $22,229,000 | +66.5% | 1,508,078 | +0.5% | 2.05% | +63.5% |
| CTVA | Buy | CORTEVA INC | $22,170,000 | +32.0% | 750,000 | +25.0% | 2.05% | +29.5% |
| ATGE | ADTALEM GLOBAL ED INC | $21,891,000 | -8.2% | 626,000 | 0.0% | 2.02% | -9.9% | |
| TRWH | Buy | TWIN RIV WORLDWIDE HLDGS INC | $21,152,000 | +22.1% | 824,657 | +8.7% | 1.95% | +19.9% |
| SPR | SPIRIT AEROSYSTEMS HLDGS INC | $20,042,000 | -11.4% | 275,000 | 0.0% | 1.85% | -13.0% | |
| SKY | SKYLINE CHAMPION CORPORATION | $19,813,000 | +5.4% | 625,000 | 0.0% | 1.83% | +3.4% | |
| GTX | Sell | GARRETT MOTION INC | $18,062,000 | -8.2% | 1,807,987 | -8.5% | 1.67% | -9.9% |
| ADNT | Sell | ADIENT PLCcall | $17,000,000 | -26.0% | 800,000 | -20.0% | 1.57% | -27.3% |
| SPB | SPECTRUM BRANDS HLDGS INC NE | $16,068,000 | +21.9% | 249,937 | 0.0% | 1.48% | +19.7% | |
| CPLG | Sell | COREPOINT LODGING INC | $13,498,000 | +3.1% | 1,263,878 | -2.4% | 1.25% | +1.2% |
| CAAP | Buy | CORPORACION AMER ARPTS S A | $13,200,000 | +42.4% | 2,200,000 | +7.5% | 1.22% | +39.8% |
| CUBI | Sell | CUSTOMERS BANCORP INC | $12,746,000 | -9.0% | 535,302 | -20.7% | 1.18% | -10.7% |
| NODK | Buy | NI HLDGS INC | $10,401,000 | +5.5% | 604,738 | +5.2% | 0.96% | +3.6% |
| SRACU | New | STABLE RD ACQUISITION CORPunit 05/15/2026 | $10,290,000 | – | 1,000,000 | +100.0% | 0.95% | – |
| THCB | Buy | TUSCAN HOLDINGS CORP | $9,811,000 | +5.4% | 985,000 | +3.7% | 0.91% | +3.4% |
| GTX | Buy | GARRETT MOTION INCcall | $9,667,000 | +200.7% | 967,700 | +199.8% | 0.89% | +194.7% |
| SSPK | New | SILVER SPIKE ACQUISITION COR | $8,680,000 | – | 875,000 | +100.0% | 0.80% | – |
| TLRY | Sell | TILRAY INCput | $8,565,000 | -42.5% | 500,000 | -17.0% | 0.79% | -43.6% |
| PTON | New | PELOTON INTERACTIVE INC | $8,520,000 | – | 300,000 | +100.0% | 0.79% | – |
| RFL | Sell | RAFAEL HLDGS INC | $8,203,000 | -19.8% | 459,793 | -5.8% | 0.76% | -21.3% |
| THCAU | Buy | TUSCAN HLDGS CORP IIunit 04/01/2026 | $7,769,000 | +4.5% | 770,000 | +4.1% | 0.72% | +2.6% |
| UEPS | Buy | NET 1 UEPS TECHNOLOGIES INC | $7,626,000 | +19.1% | 2,050,000 | +14.3% | 0.70% | +16.7% |
| MCMJ | New | MERIDA MERGER CORP I | $5,741,000 | – | 590,000 | +100.0% | 0.53% | – |
| PETS | Sell | PETMED EXPRESS INC | $5,127,000 | -45.9% | 218,000 | -58.6% | 0.47% | -46.9% |
| PDLI | New | PDL BIOPHARMA INC | $4,868,000 | – | 1,500,000 | +100.0% | 0.45% | – |
| TBPH | Buy | THERAVANCE BIOPHARMA INC | $4,487,000 | +261.6% | 173,300 | +172.1% | 0.41% | +253.8% |
| FTK | Buy | FLOTEK INDS INC DEL | $3,981,000 | +53.7% | 1,990,317 | +69.1% | 0.37% | +50.8% |
| MACK | MERRIMACK PHARMACEUTICALS IN | $3,695,000 | -29.9% | 1,173,166 | 0.0% | 0.34% | -31.2% | |
| TLRY | Sell | TILRAY INC | $3,513,000 | -53.3% | 205,100 | -32.5% | 0.32% | -54.1% |
| FWP | New | FORWARD PHARMA A/Ssponsord ads new | $2,769,000 | – | 426,700 | +100.0% | 0.26% | – |
| BXRX | New | BAUDAX BIO INC | $1,926,000 | – | 278,370 | +100.0% | 0.18% | – |
| RVI | Sell | RETAIL VALUE INC | $1,840,000 | -60.3% | 50,000 | -60.0% | 0.17% | -61.0% |
| AAOI | Sell | APPLIED OPTOELECTRONICS INC | $1,579,000 | -59.3% | 132,884 | -61.6% | 0.15% | -60.0% |
| SPNX | New | SUPERIOR ENERGY SVCS INC | $1,002,000 | – | 199,999 | +100.0% | 0.09% | – |
| SSPKW | New | SILVER SPIKE ACQUISITION COR*w exp 08/02/202 | $188,000 | – | 437,500 | +100.0% | 0.02% | – |
| MCMJW | New | MERIDA MERGER CORP I*w exp 11/07/202 | $148,000 | – | 295,000 | +100.0% | 0.01% | – |
| FWP | Exit | FORWARD PHARMA A/Ssponsored ads | $0 | – | -3,209,706 | -100.0% | -0.31% | – |
| NIHD | Exit | NII HLDGS INC | $0 | – | -2,300,000 | -100.0% | -0.42% | – |
| SSPKU | Exit | SILVER SPIKE ACQUISITION CORunit 99/99/9999 | $0 | – | -1,800,000 | -100.0% | -1.71% | – |
| Exit | TILRAY INCdebt 5.000%10/0 | $0 | – | -49,000,000 | -100.0% | -3.01% | – | |
| DIOD | Exit | DIODES INCput | $0 | – | -800,000 | -100.0% | -3.02% | – |
| AABA | Exit | ALTABA INC | $0 | – | -1,800,000 | -100.0% | -3.30% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPIRIT AEROSYSTEMS HLDGS INC | 33 | Q2 2021 | 24.0% |
| NI HLDGS INC | 27 | Q3 2023 | 2.9% |
| ADIENT PLC | 26 | Q1 2023 | 17.3% |
| MERRIMACK PHARMACEUTICALS IN | 25 | Q3 2023 | 5.7% |
| PG&E CORP | 24 | Q3 2023 | 19.2% |
| SPECTRUM BRANDS HLDGS INC NE | 21 | Q3 2023 | 6.7% |
| RAFAEL HLDGS INC | 18 | Q2 2022 | 7.4% |
| CUSTOMERS BANCORP INC | 18 | Q1 2023 | 3.7% |
| BRISTOW GROUP INC | 14 | Q3 2023 | 4.8% |
| APPLIED OPTOELECTRONICS INC | 14 | Q3 2021 | 2.2% |
View Newtyn Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PFSWEB INC | February 14, 2023 | 1,206,502 | 5.3% |
| Garrett Motion Inc. | February 14, 2022 | 1,571,451 | 2.4% |
| Flexion Therapeutics Inc | November 24, 2021 | 4,400,000 | 8.7% |
| FLOTEK INDUSTRIES INC/CN/ | February 16, 2021 | 2,789,059 | 3.8% |
| Forward Pharma A/SSold out | February 16, 2021 | 0 | 0.0% |
| Pfenex Inc. | October 02, 2020 | 650,000 | 1.9% |
| CymaBay Therapeutics, Inc.Sold out | February 14, 2020 | 0 | 0.0% |
| Recro Pharma, Inc.Sold out | February 14, 2020 | 0 | 0.0% |
| Stable Road Acquisition Corp. | February 14, 2020 | 700,000 | 3.9% |
| CSW INDUSTRIALS, INC. | February 14, 2017 | 330,000 | 2.1% |
View Newtyn Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2024-03-08 |
| SC 13D/A | 2024-03-07 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13D/A | 2024-02-13 |
| SC 13D/A | 2024-01-25 |
View Newtyn Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.