$1.06 Billion is the total value of Newtyn Management, LLC's 40 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 31.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Buy | ISHARES TRput | $329,846,000 | +108.6% | 2,179,500 | +114.3% | 31.04% | +52.0% |
| SPY | Buy | SPDR S&P 500 ETF TRput | $102,979,000 | +444.9% | 347,000 | +438.0% | 9.69% | +297.0% |
| PCG | Buy | PG&E CORPcall | $53,122,000 | +131.8% | 5,312,200 | +431.2% | 5.00% | +68.8% |
| ADNT | Sell | ADIENT PLC | $45,920,000 | -35.2% | 2,000,000 | -31.5% | 4.32% | -52.8% |
| ADNT | ADIENT PLCput | $42,958,000 | -5.4% | 1,871,000 | 0.0% | 4.04% | -31.1% | |
| AABA | Buy | ALTABA INC | $35,064,000 | -37.5% | 1,800,000 | +122.4% | 3.30% | -54.5% |
| DIOD | New | DIODES INCput | $32,120,000 | – | 800,000 | +100.0% | 3.02% | – |
| Sell | TILRAY INCdebt 5.000%10/0 | $31,973,000 | -30.5% | 49,000,000 | -14.0% | 3.01% | -49.4% | |
| LSXMA | LIBERTY MEDIA CORP DELAWARE | $27,722,000 | +9.9% | 666,874 | 0.0% | 2.61% | -19.9% | |
| ATGE | ADTALEM GLOBAL ED INC | $23,844,000 | -15.4% | 626,000 | 0.0% | 2.24% | -38.4% | |
| ADNT | New | ADIENT PLCcall | $22,960,000 | – | 1,000,000 | +100.0% | 2.16% | – |
| SPR | SPIRIT AEROSYSTEMS HLDGS INC | $22,616,000 | +1.1% | 275,000 | 0.0% | 2.13% | -26.4% | |
| PCG | Sell | PG&E CORP | $20,549,000 | -69.4% | 2,054,875 | -29.9% | 1.93% | -77.7% |
| GTX | Buy | GARRETT MOTION INC | $19,671,000 | -17.3% | 1,975,000 | +27.4% | 1.85% | -39.8% |
| SKY | SKYLINE CHAMPION CORPORATION | $18,806,000 | +9.9% | 625,000 | 0.0% | 1.77% | -19.9% | |
| SSPKU | New | SILVER SPIKE ACQUISITION CORunit 99/99/9999 | $18,162,000 | – | 1,800,000 | +100.0% | 1.71% | – |
| TRWH | New | TWIN RIV WORLDWIDE HLDGS INC | $17,318,000 | – | 758,583 | +100.0% | 1.63% | – |
| CTVA | Sell | CORTEVA INC | $16,800,000 | -35.1% | 600,000 | -31.4% | 1.58% | -52.7% |
| TLRY | Buy | TILRAY INCput | $14,898,000 | +220.0% | 602,200 | +502.2% | 1.40% | +133.3% |
| CUBI | Buy | CUSTOMERS BANCORP INC | $14,000,000 | +19.7% | 675,000 | +21.2% | 1.32% | -12.7% |
| EXAS | EXACT SCIENCES CORP | $13,556,000 | -23.4% | 150,000 | 0.0% | 1.28% | -44.2% | |
| CWH | Buy | CAMPING WORLD HLDGS INCcl a | $13,350,000 | +48.3% | 1,500,000 | +106.9% | 1.26% | +8.0% |
| SPB | SPECTRUM BRANDS HLDGS INC NE | $13,177,000 | -1.9% | 249,937 | 0.0% | 1.24% | -28.6% | |
| CPLG | New | COREPOINT LODGING INC | $13,093,000 | – | 1,295,043 | +100.0% | 1.23% | – |
| RFL | Buy | RAFAEL HLDGS INC | $10,228,000 | -19.0% | 487,997 | +11.1% | 0.96% | -41.0% |
| NODK | NI HLDGS INC | $9,856,000 | -2.7% | 575,000 | 0.0% | 0.93% | -29.1% | |
| PETS | PETMED EXPRESS INC | $9,479,000 | +15.0% | 525,999 | 0.0% | 0.89% | -16.2% | |
| THCB | Buy | TUSCAN HOLDINGS CORP | $9,310,000 | +1.7% | 950,000 | +2.7% | 0.88% | -26.0% |
| CAAP | Buy | CORPORACION AMER ARPTS S A | $9,268,000 | +33.6% | 2,046,000 | +138.0% | 0.87% | -2.7% |
| TLRY | Buy | TILRAY INC | $7,522,000 | +29.9% | 304,036 | +144.4% | 0.71% | -5.3% |
| THCAU | New | TUSCAN HLDGS CORP IIunit 04/01/2026 | $7,437,000 | – | 740,000 | +100.0% | 0.70% | – |
| UEPS | Buy | NET 1 UEPS TECHNOLOGIES INC | $6,405,000 | +77.1% | 1,794,086 | +98.5% | 0.60% | +29.1% |
| MACK | Sell | MERRIMACK PHARMACEUTICALS IN | $5,268,000 | -28.2% | 1,173,166 | -3.2% | 0.50% | -47.6% |
| RVI | Sell | RETAIL VALUE INC | $4,630,000 | -53.0% | 125,000 | -55.9% | 0.44% | -65.8% |
| NIHD | Buy | NII HLDGS INC | $4,508,000 | +44.2% | 2,300,000 | +24.3% | 0.42% | +5.0% |
| AAOI | APPLIED OPTOELECTRONICS INC | $3,883,000 | +9.2% | 346,050 | 0.0% | 0.36% | -20.5% | |
| FWP | Buy | FORWARD PHARMA A/Ssponsored ads | $3,274,000 | +182.0% | 3,209,706 | +184.8% | 0.31% | +105.3% |
| GTX | New | GARRETT MOTION INCcall | $3,215,000 | – | 322,800 | +100.0% | 0.30% | – |
| FTK | New | FLOTEK INDS INC DEL | $2,590,000 | – | 1,177,085 | +100.0% | 0.24% | – |
| TBPH | New | THERAVANCE BIOPHARMA INC | $1,241,000 | – | 63,681 | +100.0% | 0.12% | – |
| VRTS | Exit | VIRTUS INVT PARTNERS INC | $0 | – | -75,000 | -100.0% | -1.04% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPIRIT AEROSYSTEMS HLDGS INC | 33 | Q2 2021 | 24.0% |
| NI HLDGS INC | 27 | Q3 2023 | 2.9% |
| ADIENT PLC | 26 | Q1 2023 | 17.3% |
| MERRIMACK PHARMACEUTICALS IN | 25 | Q3 2023 | 5.7% |
| PG&E CORP | 24 | Q3 2023 | 19.2% |
| SPECTRUM BRANDS HLDGS INC NE | 21 | Q3 2023 | 6.7% |
| RAFAEL HLDGS INC | 18 | Q2 2022 | 7.4% |
| CUSTOMERS BANCORP INC | 18 | Q1 2023 | 3.7% |
| BRISTOW GROUP INC | 14 | Q3 2023 | 4.8% |
| APPLIED OPTOELECTRONICS INC | 14 | Q3 2021 | 2.2% |
View Newtyn Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PFSWEB INC | February 14, 2023 | 1,206,502 | 5.3% |
| Garrett Motion Inc. | February 14, 2022 | 1,571,451 | 2.4% |
| Flexion Therapeutics Inc | November 24, 2021 | 4,400,000 | 8.7% |
| FLOTEK INDUSTRIES INC/CN/ | February 16, 2021 | 2,789,059 | 3.8% |
| Forward Pharma A/SSold out | February 16, 2021 | 0 | 0.0% |
| Pfenex Inc. | October 02, 2020 | 650,000 | 1.9% |
| CymaBay Therapeutics, Inc.Sold out | February 14, 2020 | 0 | 0.0% |
| Recro Pharma, Inc.Sold out | February 14, 2020 | 0 | 0.0% |
| Stable Road Acquisition Corp. | February 14, 2020 | 700,000 | 3.9% |
| CSW INDUSTRIALS, INC. | February 14, 2017 | 330,000 | 2.1% |
View Newtyn Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2024-03-08 |
| SC 13D/A | 2024-03-07 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13D/A | 2024-02-13 |
| SC 13D/A | 2024-01-25 |
View Newtyn Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.