$568 Million is the total value of West Family Investments, Inc.'s 113 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 16.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LVLT | LEVEL 3 COMMUNICATIONS INC | $108,787,000 | +21.5% | 1,930,211 | 0.0% | 19.16% | +15.3% | |
| CIM | Sell | CHIMERA INVT CORP | $58,002,000 | -7.8% | 3,407,875 | -13.6% | 10.22% | -12.5% |
| WSTC | Buy | WEST CORP | $39,409,000 | +72.1% | 1,591,636 | +53.9% | 6.94% | +63.3% |
| SPXC | SPX CORPcall | $23,496,000 | +19.1% | 600 | 0.0% | 4.14% | +13.0% | |
| SUI | SUN CMNTYS INC | $22,497,000 | -2.4% | 293,657 | 0.0% | 3.96% | -7.4% | |
| EPD | ENTERPRISE PRODS PARTNERS L | $18,361,000 | -2.1% | 679,022 | 0.0% | 3.23% | -7.2% | |
| CYS | CYS INVTS INC | $16,539,000 | -11.4% | 2,139,532 | 0.0% | 2.91% | -15.9% | |
| GS | GOLDMAN SACHS GROUP INC | $16,522,000 | +48.5% | 69,000 | 0.0% | 2.91% | +40.8% | |
| SYK | Sell | STRYKER CORP | $14,523,000 | +2.9% | 121,220 | -7.6% | 2.56% | -2.4% |
| NLY | ANNALY CAP MGMT INC | $13,577,000 | -5.0% | 1,361,822 | 0.0% | 2.39% | -10.0% | |
| TWO | TWO HBRS INVT CORP | $11,403,000 | +2.2% | 1,307,654 | 0.0% | 2.01% | -3.0% | |
| BKD | BROOKDALE SR LIVING INC | $10,072,000 | -28.8% | 810,940 | 0.0% | 1.77% | -32.5% | |
| SLRC | SOLAR CAP LTD | $9,973,000 | +1.5% | 479,013 | 0.0% | 1.76% | -3.7% | |
| MVC | Buy | MVC CAPITAL INC | $9,472,000 | +4.6% | 1,103,953 | +1.1% | 1.67% | -0.8% |
| GOLD | BARRICK GOLD CORP | $9,304,000 | -9.8% | 582,197 | 0.0% | 1.64% | -14.5% | |
| MFA | MFA FINL INC | $9,296,000 | +2.0% | 1,218,300 | 0.0% | 1.64% | -3.3% | |
| SUNS | SOLAR SR CAP LTD | $7,608,000 | +1.4% | 462,777 | 0.0% | 1.34% | -3.8% | |
| EFC | ELLINGTON FINANCIAL LLC | $6,865,000 | -6.9% | 442,344 | 0.0% | 1.21% | -11.7% | |
| NEM | NEWMONT MINING CORP | $6,567,000 | -13.3% | 192,763 | 0.0% | 1.16% | -17.8% | |
| SLD | New | SUTHERLAND ASSET MGMT CORP M | $6,534,000 | – | 485,793 | +100.0% | 1.15% | – |
| ARI | APOLLO COML REAL EST FIN INC | $6,470,000 | +1.5% | 389,286 | 0.0% | 1.14% | -3.7% | |
| TCRD | Buy | THL CR INC | $6,020,000 | +29.5% | 601,403 | +23.3% | 1.06% | +22.8% |
| PNNT | PENNANTPARK INVT CORP | $5,730,000 | +1.9% | 748,056 | 0.0% | 1.01% | -3.4% | |
| SYF | SYNCHRONY FINL | $5,071,000 | +29.0% | 140,362 | 0.0% | 0.89% | +22.3% | |
| NMFC | NEW MTN FIN CORP | $4,942,000 | +2.5% | 350,515 | 0.0% | 0.87% | -2.9% | |
| PFLT | Buy | PENNANTPARK FLOATING RATE CA | $4,916,000 | +6.7% | 348,377 | +0.0% | 0.87% | +1.2% |
| FDUS | Buy | FIDUS INVT CORP | $4,716,000 | -0.1% | 299,830 | +30.5% | 0.83% | -5.2% |
| CMCSA | COMCAST CORP NEWcl a | $4,143,000 | +4.1% | 60,000 | 0.0% | 0.73% | -1.2% | |
| CSCO | CISCO SYS INC | $3,626,000 | -4.7% | 120,000 | 0.0% | 0.64% | -9.6% | |
| STWD | STARWOOD PPTY TR INC | $3,531,000 | -2.5% | 160,853 | 0.0% | 0.62% | -7.6% | |
| NS | NUSTAR ENERGY LP | $3,506,000 | +0.4% | 70,406 | 0.0% | 0.62% | -4.6% | |
| New | NEOVASC INC | $3,460,000 | – | 2,000,000 | +100.0% | 0.61% | – | |
| NEWT | Sell | NEWTEK BUSINESS SVCS CORP | $3,445,000 | +6.6% | 216,647 | -4.4% | 0.61% | +1.2% |
| HACK | FACTORSHARES TRise cyber sec | $3,083,000 | -5.2% | 116,600 | 0.0% | 0.54% | -10.1% | |
| BXMT | Sell | BLACKSTONE MTG TR INC | $2,894,000 | -11.7% | 96,249 | -13.5% | 0.51% | -16.1% |
| TCPC | TCP CAP CORP | $2,825,000 | +3.2% | 167,136 | 0.0% | 0.50% | -2.0% | |
| MCC | Sell | MEDLEY CAP CORP | $2,758,000 | -15.2% | 367,236 | -13.9% | 0.49% | -19.5% |
| GM | GENERAL MTRS CO | $2,758,000 | +9.7% | 79,149 | 0.0% | 0.49% | +4.1% | |
| PFE | PFIZER INC | $2,736,000 | -4.1% | 84,247 | 0.0% | 0.48% | -9.1% | |
| TRGP | TARGA RES CORP | $2,645,000 | +14.2% | 47,178 | 0.0% | 0.47% | +8.4% | |
| MSFT | MICROSOFT CORP | $2,635,000 | +7.9% | 42,400 | 0.0% | 0.46% | +2.2% | |
| GE | GENERAL ELECTRIC CO | $2,526,000 | +6.7% | 79,952 | 0.0% | 0.44% | +1.1% | |
| EXC | EXELON CORP | $2,484,000 | +6.6% | 70,000 | 0.0% | 0.44% | +1.2% | |
| C | Sell | CITIGROUP INC | $2,359,000 | -37.1% | 39,700 | -50.0% | 0.42% | -40.2% |
| ZBH | ZIMMER BIOMET HLDGS INC | $2,281,000 | -20.6% | 22,100 | 0.0% | 0.40% | -24.7% | |
| TCP | TC PIPELINES LP | $2,236,000 | +3.2% | 38,000 | 0.0% | 0.39% | -2.0% | |
| JPMWS | Sell | JPMORGAN CHASE & CO*w exp 10/28/201 | $2,222,000 | +28.5% | 50,200 | -28.5% | 0.39% | +21.8% |
| AXP | AMERICAN EXPRESS CO | $2,222,000 | +15.7% | 30,000 | 0.0% | 0.39% | +9.5% | |
| ETP | ENERGY TRANSFER PRTNRS L Punit ltd partn | $2,198,000 | -3.2% | 61,380 | 0.0% | 0.39% | -8.3% | |
| XOM | EXXON MOBIL CORP | $2,098,000 | +3.5% | 23,240 | 0.0% | 0.37% | -1.9% | |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $1,860,000 | +6.9% | 24,600 | 0.0% | 0.33% | +1.5% | |
| AWHHF | Sell | ALLIED WRLD ASSUR COM HLDG A | $1,846,000 | -64.4% | 34,373 | -73.2% | 0.32% | -66.3% |
| RIG | TRANSOCEAN LTD | $1,786,000 | +38.3% | 121,138 | 0.0% | 0.32% | +31.2% | |
| BPL | BUCKEYE PARTNERS L Punit ltd partn | $1,784,000 | -7.6% | 26,963 | 0.0% | 0.31% | -12.5% | |
| MBFI | MB FINANCIAL INC NEW | $1,653,000 | +24.2% | 35,000 | 0.0% | 0.29% | +17.8% | |
| GSBD | Sell | GOLDMAN SACHS BDC INC | $1,502,000 | -59.0% | 63,881 | -62.0% | 0.26% | -61.0% |
| AGNC | New | AGNC INVT CORP | $1,500,000 | – | 82,733 | +100.0% | 0.26% | – |
| KGC | KINROSS GOLD CORP | $1,441,000 | -26.1% | 463,352 | 0.0% | 0.25% | -29.8% | |
| FEYE | FIREEYE INC | $1,426,000 | -19.2% | 119,800 | 0.0% | 0.25% | -23.5% | |
| ABBV | ABBVIE INC | $1,378,000 | -0.7% | 22,000 | 0.0% | 0.24% | -5.8% | |
| SYNA | SYNAPTICS INC | $1,343,000 | -8.6% | 25,073 | 0.0% | 0.24% | -13.2% | |
| LLY | LILLY ELI & CO | $1,324,000 | -8.4% | 18,000 | 0.0% | 0.23% | -13.1% | |
| AAPL | Sell | APPLE INCcall | $1,317,000 | -8.1% | 1,600 | -5.9% | 0.23% | -12.8% |
| TAT | TRANSATLANTIC PETROLEUM LTD | $1,309,000 | -9.0% | 1,179,026 | 0.0% | 0.23% | -13.5% | |
| ZTS | ZOETIS INC | $1,133,000 | +2.9% | 21,174 | 0.0% | 0.20% | -2.0% | |
| HRZN | HORIZON TECHNOLOGY FIN CORP | $1,121,000 | -22.4% | 106,472 | 0.0% | 0.20% | -26.5% | |
| THC | TENET HEALTHCARE CORP | $1,113,000 | -34.5% | 75,000 | 0.0% | 0.20% | -38.0% | |
| TSLX | TPG SPECIALTY LENDING INC | $1,032,000 | +3.2% | 55,220 | 0.0% | 0.18% | -2.2% | |
| WFC | New | WELLS FARGO & CO NEWcall | $956,000 | – | 900 | +100.0% | 0.17% | – |
| STAR | ISTAR INC | $928,000 | +15.3% | 75,000 | 0.0% | 0.16% | +9.4% | |
| LAYNE CHRISTENSEN COnote 4.250%11/1 | $908,000 | +2.9% | 1,000,000 | 0.0% | 0.16% | -2.4% | ||
| MDLZ | MONDELEZ INTL INCcl a | $887,000 | +1.0% | 20,000 | 0.0% | 0.16% | -4.3% | |
| BWP | BOARDWALK PIPELINE PARTNERSut ltd partner | $864,000 | +1.2% | 49,796 | 0.0% | 0.15% | -4.4% | |
| CFG | CITIZENS FINL GROUP INC | $855,000 | +44.2% | 24,000 | 0.0% | 0.15% | +37.3% | |
| ABT | ABBOTT LABS | $845,000 | -9.1% | 22,000 | 0.0% | 0.15% | -13.9% | |
| TSLA | New | TESLA MTRS INCput | $823,000 | – | 500 | +100.0% | 0.14% | – |
| ARCC | New | ARES CAP CORP | $739,000 | – | 44,796 | +100.0% | 0.13% | – |
| PAGP | Sell | PLAINS GP HLDGS L P | $651,000 | -38.6% | 18,776 | -77.1% | 0.12% | -41.6% |
| SFR | COLONY STARWOOD HOMES | $644,000 | +0.5% | 22,350 | 0.0% | 0.11% | -5.0% | |
| TTE | Buy | TOTAL S Asponsored adr | $637,000 | +20.4% | 12,500 | +12.6% | 0.11% | +14.3% |
| SBY | SILVER BAY RLTY TR CORP | $631,000 | -2.2% | 36,791 | 0.0% | 0.11% | -7.5% | |
| GE | New | GENERAL ELECTRIC COcall | $620,000 | – | 2,000 | +100.0% | 0.11% | – |
| PMT | PENNYMAC MTG INVT TR | $581,000 | +5.1% | 35,500 | 0.0% | 0.10% | -1.0% | |
| LVLT | LEVEL 3 COMMUNICATIONS INCcall | $556,000 | +341.3% | 800 | 0.0% | 0.10% | +326.1% | |
| MCD | MCDONALDS CORPcall | $541,000 | +35.9% | 250 | 0.0% | 0.10% | +28.4% | |
| NAD | NUVEEN QUALITY MUNCP INCOME | $522,000 | -7.3% | 37,385 | 0.0% | 0.09% | -12.4% | |
| ACAS | AMERICAN CAP LTDcall | $520,000 | +39.0% | 1,800 | 0.0% | 0.09% | +33.3% | |
| EARN | ELLINGTON RESIDENTIAL MTG RE | $476,000 | +0.2% | 36,573 | 0.0% | 0.08% | -4.5% | |
| AINV | APOLLO INVT CORP | $473,000 | +0.9% | 80,800 | 0.0% | 0.08% | -4.6% | |
| GLW | CORNING INCcall | $466,000 | +9.6% | 1,500 | 0.0% | 0.08% | +3.8% | |
| KBR | KBR INC | $451,000 | +10.3% | 27,000 | 0.0% | 0.08% | +3.9% | |
| PAGP | New | PLAINS GP HLDGS L Pltd partnr int a | $417,000 | – | 12,016 | +100.0% | 0.07% | – |
| VALE | VALE S Aadr | $405,000 | +38.7% | 53,100 | 0.0% | 0.07% | +31.5% | |
| IQI | INVESCO QUALITY MUNI INC TRS | $380,000 | -10.2% | 30,674 | 0.0% | 0.07% | -15.2% | |
| MSFT | MICROSOFT CORPcall | $367,000 | +51.7% | 300 | 0.0% | 0.06% | +44.4% | |
| COP | CONOCOPHILLIPS | $361,000 | +15.3% | 7,200 | 0.0% | 0.06% | +10.3% | |
| TPVG | New | TRIPLEPOINT VENTURE GROWTH B | $354,000 | – | 30,035 | +100.0% | 0.06% | – |
| EIM | EATON VANCE MUN BD FD | $316,000 | -8.9% | 25,500 | 0.0% | 0.06% | -12.5% | |
| NRZ | NEW RESIDENTIAL INVT CORP | $309,000 | +14.0% | 19,646 | 0.0% | 0.05% | +8.0% | |
| HTGC | HERCULES CAPITAL INC | $282,000 | +4.1% | 20,000 | 0.0% | 0.05% | 0.0% | |
| CLMT | CALUMET SPECIALTY PRODS PTNRut ltd partner | $278,000 | -11.5% | 69,547 | 0.0% | 0.05% | -15.5% | |
| VALEP | VALE S Aadr repstg pfd | $258,000 | +45.8% | 37,500 | 0.0% | 0.04% | +36.4% | |
| DVMT | DELL TECHNOLOGIES INC | $245,000 | +15.0% | 4,458 | 0.0% | 0.04% | +7.5% | |
| QCOM | QUALCOMM INCcall | $230,000 | -18.1% | 150 | 0.0% | 0.04% | -21.2% | |
| JCPNQ | PENNEY J C INC | $208,000 | -10.0% | 25,000 | 0.0% | 0.04% | -14.0% | |
| COP | New | CONOCOPHILLIPScall | $182,000 | – | 250 | +100.0% | 0.03% | – |
| IVR | INVESCO MORTGAGE CAPITAL INC | $146,000 | -3.9% | 10,000 | 0.0% | 0.03% | -7.1% | |
| GM | GENERAL MTRS COcall | $119,000 | +98.3% | 300 | 0.0% | 0.02% | +90.9% | |
| ZAIS | Sell | ZAIS GROUP HLDGS INC | $39,000 | -68.8% | 26,340 | -51.5% | 0.01% | -69.6% |
| SPXC | Sell | SPX CORPput | $25,000 | -99.4% | 265 | -92.5% | 0.00% | -99.5% |
| BKD | BROOKDALE SR LIVING INCcall | $15,000 | -92.2% | 669 | 0.0% | 0.00% | -91.7% | |
| AXP | New | AMERICAN EXPRESS COput | $3,000 | – | 300 | +100.0% | 0.00% | – |
| GS | GOLDMAN SACHS GROUP INCput | $1,000 | -99.0% | 200 | 0.0% | 0.00% | -100.0% | |
| OCN | Exit | OCWEN FINL CORPcall | $0 | – | -400 | -100.0% | 0.00% | – |
| SDRL | Exit | SEADRILL LIMITED | $0 | – | -500,000 | -100.0% | -0.04% | – |
| OCN | Exit | OCWEN FINL CORP | $0 | – | -76,400 | -100.0% | -0.05% | – |
| AGNC | Exit | AMERICAN CAPITAL AGENCY CORP | $0 | – | -42,933 | -100.0% | -0.16% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -16,000 | -100.0% | -0.20% | – |
| SCTY | Exit | SOLARCITY CORPput | $0 | – | -500 | -100.0% | -0.21% | – |
| ZFC | Exit | ZAIS FINL CORP | $0 | – | -377,284 | -100.0% | -1.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CISCO SYS INC | 42 | Q3 2023 | 6.4% |
| STRYKER CORPORATION | 41 | Q3 2023 | 7.5% |
| EXXON MOBIL CORP | 41 | Q3 2023 | 2.4% |
| VALE S A | 41 | Q3 2023 | 0.5% |
| ONOCOPHILLIPS | 41 | Q3 2023 | 0.1% |
| BARRICK GOLD CORPORATION | 40 | Q3 2023 | 4.3% |
| NEWMONT MINING CORP | 39 | Q3 2023 | 4.6% |
| MICROSOFT CORP | 39 | Q3 2023 | 3.0% |
| KINROSS GOLD CORP | 39 | Q3 2023 | 1.5% |
| GOLDMAN SACHS GROUP INC | 38 | Q1 2023 | 3.6% |
View West Family Investments, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Largo Inc. | January 21, 2022 | 5,572,637 | 8.6% |
| NewLake Capital Partners, Inc. | August 23, 2021 | 1,625,167 | 7.6% |
| TRANSATLANTIC PETROLEUM LTD. | October 09, 2020 | 8,631,530 | 10.7% |
| MVC CAPITAL, INC. | August 11, 2020 | 1,221,628 | 6.9% |
| Sutherland Asset Management Corp | February 07, 2017 | 485,793 | 1.6% |
| ZAIS Financial Corp. | February 12, 2016 | 451,808 | 5.6% |
| TRANSATLANTIC PETROLEUM LTD. | May 07, 2015 | 2,230,646 | 5.3% |
View West Family Investments, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-16 |
| 13F-HR | 2023-05-03 |
| 13F-HR/A | 2023-02-08 |
| 13F-HR/A | 2023-02-08 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-13 |
View West Family Investments, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.