$538 Million is the total value of West Family Investments, Inc.'s 109 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 14.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LVLT | LEVEL 3 COMMUNICATIONS INC | $89,523,000 | -9.9% | 1,930,211 | 0.0% | 16.63% | -8.2% | |
| CIM | Sell | CHIMERA INVT CORP | $62,911,000 | -6.7% | 3,944,275 | -8.1% | 11.68% | -4.9% |
| SUI | SUN CMNTYS INC | $23,046,000 | +2.4% | 293,657 | 0.0% | 4.28% | +4.3% | |
| WSTC | WEST CORP | $22,898,000 | +12.6% | 1,034,345 | 0.0% | 4.25% | +14.7% | |
| SPXC | SPX CORPcall | $19,728,000 | +115947.1% | 600 | 0.0% | 3.66% | +122033.3% | |
| EPD | ENTERPRISE PRODS PARTNERS L | $18,761,000 | -5.6% | 679,022 | 0.0% | 3.48% | -3.8% | |
| CYS | CYS INVTS INC | $18,657,000 | +4.2% | 2,139,532 | 0.0% | 3.46% | +6.1% | |
| NLY | ANNALY CAP MGMT INC | $14,299,000 | -5.1% | 1,361,822 | 0.0% | 2.66% | -3.3% | |
| BKD | BROOKDALE SR LIVING INC | $14,151,000 | +13.0% | 810,940 | 0.0% | 2.63% | +15.1% | |
| SYK | STRYKER CORP | $14,111,000 | -10.3% | 131,220 | 0.0% | 2.62% | -8.6% | |
| TWO | TWO HBRS INVT CORP | $11,154,000 | -0.4% | 1,307,654 | 0.0% | 2.07% | +1.5% | |
| GS | Sell | GOLDMAN SACHS GROUP INC | $11,128,000 | +7.9% | 69,000 | -0.6% | 2.07% | +9.9% |
| GOLD | BARRICK GOLD CORP | $10,317,000 | -17.0% | 582,197 | 0.0% | 1.92% | -15.4% | |
| SLRC | SOLAR CAP LTD | $9,829,000 | +7.7% | 479,013 | 0.0% | 1.82% | +9.7% | |
| MFA | MFA FINL INC | $9,113,000 | +2.9% | 1,218,300 | 0.0% | 1.69% | +4.8% | |
| MVC | Buy | MVC CAPITAL INC | $9,052,000 | +13.1% | 1,091,953 | +9.7% | 1.68% | +15.2% |
| NEM | NEWMONT MINING CORP | $7,574,000 | +0.4% | 192,763 | 0.0% | 1.41% | +2.3% | |
| SUNS | Buy | SOLAR SR CAP LTD | $7,502,000 | +0.7% | 462,777 | +0.0% | 1.39% | +2.5% |
| EFC | ELLINGTON FINANCIAL LLC | $7,374,000 | -2.7% | 442,344 | 0.0% | 1.37% | -0.9% | |
| ARI | APOLLO COML REAL EST FIN INC | $6,373,000 | +1.9% | 389,286 | 0.0% | 1.18% | +3.8% | |
| PNNT | PENNANTPARK INVT CORP | $5,625,000 | +10.1% | 748,056 | 0.0% | 1.04% | +12.2% | |
| ZFC | ZAIS FINL CORP | $5,444,000 | +5.2% | 377,284 | 0.0% | 1.01% | +7.2% | |
| AWHHF | Sell | ALLIED WRLD ASSUR COM HLDG A | $5,188,000 | -1.9% | 128,340 | -14.7% | 0.96% | -0.1% |
| NMFC | Sell | NEW MTN FIN CORP | $4,823,000 | -2.8% | 350,515 | -8.8% | 0.90% | -0.9% |
| FDUS | Sell | FIDUS INVT CORP | $4,722,000 | +3.3% | 229,830 | -23.2% | 0.88% | +5.3% |
| TCRD | Buy | THL CR INC | $4,649,000 | -5.8% | 487,803 | +10.1% | 0.86% | -4.0% |
| PFLT | Buy | PENNANTPARK FLOATING RATE CA | $4,608,000 | +20.2% | 348,278 | +12.6% | 0.86% | +22.5% |
| SPXC | SPX CORPput | $4,510,000 | -73.0% | 3,515 | 0.0% | 0.84% | -72.5% | |
| CMCSA | COMCAST CORP NEWcl a | $3,980,000 | +1.8% | 60,000 | 0.0% | 0.74% | +3.6% | |
| SYF | SYNCHRONY FINL | $3,930,000 | +10.8% | 140,362 | 0.0% | 0.73% | +12.8% | |
| CSCO | CISCO SYS INC | $3,806,000 | +10.5% | 120,000 | 0.0% | 0.71% | +12.6% | |
| C | CITIGROUP INC | $3,750,000 | +11.4% | 79,400 | 0.0% | 0.70% | +13.4% | |
| GSBD | Sell | GOLDMAN SACHS BDC INC | $3,663,000 | -25.2% | 168,279 | -31.3% | 0.68% | -23.9% |
| STWD | STARWOOD PPTY TR INC | $3,622,000 | +8.7% | 160,853 | 0.0% | 0.67% | +10.7% | |
| NS | NUSTAR ENERGY LP | $3,491,000 | -0.4% | 70,406 | 0.0% | 0.65% | +1.4% | |
| BXMT | BLACKSTONE MTG TR INC | $3,276,000 | +6.4% | 111,249 | 0.0% | 0.61% | +8.4% | |
| HACK | FACTORSHARES TRise cyber sec | $3,253,000 | +16.8% | 116,600 | 0.0% | 0.60% | +18.9% | |
| MCC | Sell | MEDLEY CAP CORP | $3,253,000 | +9.1% | 426,351 | -4.2% | 0.60% | +11.2% |
| NEWT | NEWTEK BUSINESS SVCS CORP | $3,232,000 | +12.1% | 226,647 | 0.0% | 0.60% | +14.1% | |
| ZBH | Sell | ZIMMER BIOMET HLDGS INC | $2,873,000 | -11.9% | 22,100 | -18.5% | 0.53% | -10.3% |
| PFE | PFIZER INC | $2,853,000 | -3.8% | 84,247 | 0.0% | 0.53% | -2.0% | |
| TCPC | TCP CAP CORP | $2,738,000 | +7.2% | 167,136 | 0.0% | 0.51% | +9.0% | |
| GM | Buy | GENERAL MTRS CO | $2,515,000 | +13.2% | 79,149 | +0.9% | 0.47% | +15.3% |
| MSFT | MICROSOFT CORP | $2,442,000 | +12.5% | 42,400 | 0.0% | 0.45% | +14.6% | |
| GE | GENERAL ELECTRIC CO | $2,368,000 | -5.9% | 79,952 | 0.0% | 0.44% | -4.1% | |
| EXC | EXELON CORP | $2,330,000 | -8.4% | 70,000 | 0.0% | 0.43% | -6.7% | |
| TRGP | TARGA RES CORP | $2,317,000 | +16.5% | 47,178 | 0.0% | 0.43% | +18.8% | |
| ETP | ENERGY TRANSFER PRTNRS L Punit ltd partn | $2,271,000 | -2.8% | 61,380 | 0.0% | 0.42% | -0.9% | |
| TCP | TC PIPELINES LP | $2,167,000 | -0.4% | 38,000 | 0.0% | 0.40% | +1.3% | |
| XOM | EXXON MOBIL CORP | $2,028,000 | -6.9% | 23,240 | 0.0% | 0.38% | -5.0% | |
| KGC | KINROSS GOLD CORP | $1,951,000 | -13.9% | 463,352 | 0.0% | 0.36% | -12.3% | |
| BPL | BUCKEYE PARTNERS L Punit ltd partn | $1,931,000 | +1.8% | 26,963 | 0.0% | 0.36% | +3.8% | |
| AXP | AMERICAN EXPRESS CO | $1,921,000 | +5.4% | 30,000 | 0.0% | 0.36% | +7.5% | |
| FEYE | FIREEYE INC | $1,765,000 | -10.5% | 119,800 | 0.0% | 0.33% | -8.9% | |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $1,740,000 | -7.0% | 24,600 | 0.0% | 0.32% | -5.3% | |
| JPMWS | JPMORGAN CHASE & CO*w exp 10/28/201 | $1,729,000 | +21.6% | 70,200 | 0.0% | 0.32% | +23.9% | |
| THC | New | TENET HEALTHCARE CORP | $1,700,000 | – | 75,000 | +100.0% | 0.32% | – |
| SYNA | SYNAPTICS INC | $1,469,000 | +9.0% | 25,073 | 0.0% | 0.27% | +11.0% | |
| LLY | LILLY ELI & CO | $1,445,000 | +1.9% | 18,000 | 0.0% | 0.27% | +3.5% | |
| HRZN | Sell | HORIZON TECHNOLOGY FIN CORP | $1,444,000 | -42.7% | 106,472 | -48.4% | 0.27% | -41.6% |
| TAT | Buy | TRANSATLANTIC PETROLEUM LTD | $1,438,000 | +155.4% | 1,179,026 | +71.7% | 0.27% | +159.2% |
| AAPL | APPLE INCcall | $1,433,000 | +230.9% | 1,700 | 0.0% | 0.27% | +236.7% | |
| ABBV | ABBVIE INC | $1,388,000 | +1.9% | 22,000 | 0.0% | 0.26% | +4.0% | |
| MBFI | Sell | MB FINANCIAL INC NEW | $1,331,000 | -26.6% | 35,000 | -30.0% | 0.25% | -25.4% |
| RIG | TRANSOCEAN LTD | $1,291,000 | -10.3% | 121,138 | 0.0% | 0.24% | -8.7% | |
| SCTY | SOLARCITY CORPput | $1,115,000 | +3.6% | 500 | 0.0% | 0.21% | +5.6% | |
| ZTS | ZOETIS INCcl a | $1,101,000 | +9.6% | 21,174 | 0.0% | 0.20% | +11.5% | |
| QCOM | Sell | QUALCOMM INC | $1,096,000 | -18.1% | 16,000 | -36.0% | 0.20% | -16.4% |
| PAGP | PLAINS GP HLDGS L P | $1,061,000 | +24.1% | 82,000 | 0.0% | 0.20% | +26.3% | |
| TSLX | TPG SPECIALTY LENDING INC | $1,000,000 | +9.1% | 55,220 | 0.0% | 0.19% | +11.4% | |
| ABT | ABBOTT LABS | $930,000 | +7.5% | 22,000 | 0.0% | 0.17% | +9.5% | |
| LAYNE CHRISTENSEN COnote 4.250%11/1 | $882,000 | +1.5% | 1,000,000 | 0.0% | 0.16% | +3.8% | ||
| MDLZ | MONDELEZ INTL INCcl a | $878,000 | -3.5% | 20,000 | 0.0% | 0.16% | -1.8% | |
| BWP | BOARDWALK PIPELINE PARTNERSut ltd partner | $854,000 | -1.7% | 49,796 | 0.0% | 0.16% | +0.6% | |
| AGNC | Sell | AMERICAN CAPITAL AGENCY CORP | $839,000 | -51.7% | 42,933 | -51.0% | 0.16% | -50.8% |
| STAR | ISTAR INC | $805,000 | +12.0% | 75,000 | 0.0% | 0.15% | +13.7% | |
| SBY | SILVER BAY RLTY TR CORP | $645,000 | +2.9% | 36,791 | 0.0% | 0.12% | +5.3% | |
| SFR | COLONY STARWOOD HOMES | $641,000 | -5.7% | 22,350 | 0.0% | 0.12% | -4.0% | |
| CFG | CITIZENS FINL GROUP INC | $593,000 | +23.5% | 24,000 | 0.0% | 0.11% | +25.0% | |
| NAD | New | NUVEEN QUALITY MUNCP INCOME | $563,000 | – | 37,385 | +100.0% | 0.10% | – |
| PMT | PENNYMAC MTG INVT TR | $553,000 | -4.0% | 35,500 | 0.0% | 0.10% | -1.9% | |
| TTE | Sell | TOTAL S Asponsored adr | $529,000 | -12.0% | 11,100 | -11.2% | 0.10% | -10.9% |
| EARN | ELLINGTON RESIDENTIAL MTG RE | $475,000 | -0.6% | 36,573 | 0.0% | 0.09% | +1.1% | |
| AINV | APOLLO INVT CORP | $469,000 | +4.7% | 80,800 | 0.0% | 0.09% | +6.1% | |
| IQI | INVESCO QUALITY MUNI INC TRS | $423,000 | -0.2% | 30,674 | 0.0% | 0.08% | +2.6% | |
| GLW | New | CORNING INCcall | $425,000 | – | 1,500 | +100.0% | 0.08% | – |
| KBR | KBR INC | $409,000 | +14.6% | 27,000 | 0.0% | 0.08% | +16.9% | |
| MCD | MCDONALDS CORPcall | $398,000 | -23.5% | 250 | 0.0% | 0.07% | -22.1% | |
| ACAS | AMERICAN CAP LTDcall | $374,000 | +76.4% | 1,800 | 0.0% | 0.07% | +76.9% | |
| EIM | EATON VANCE MUN BD FD | $347,000 | -3.9% | 25,500 | 0.0% | 0.06% | -3.0% | |
| COP | CONOCOPHILLIPS | $313,000 | -0.3% | 7,200 | 0.0% | 0.06% | +1.8% | |
| CLMT | CALUMET SPECIALTY PRODS PTNRut ltd partner | $314,000 | -7.9% | 69,547 | 0.0% | 0.06% | -6.5% | |
| VALE | VALE S Aadr | $292,000 | +8.6% | 53,100 | 0.0% | 0.05% | +10.2% | |
| OCN | OCWEN FINL CORP | $280,000 | +113.7% | 76,400 | 0.0% | 0.05% | +116.7% | |
| QCOM | QUALCOMM INCcall | $281,000 | +223.0% | 150 | 0.0% | 0.05% | +225.0% | |
| HTGC | Sell | HERCULES CAPITAL INC | $271,000 | -84.7% | 20,000 | -86.0% | 0.05% | -84.5% |
| NRZ | NEW RESIDENTIAL INVT CORP | $271,000 | -0.4% | 19,646 | 0.0% | 0.05% | 0.0% | |
| MSFT | MICROSOFT CORPcall | $242,000 | +101.7% | 300 | 0.0% | 0.04% | +104.5% | |
| JCPNQ | PENNEY J C INC | $231,000 | +4.1% | 25,000 | 0.0% | 0.04% | +7.5% | |
| SDRL | SEADRILL LIMITED | $220,000 | -17.0% | 500,000 | 0.0% | 0.04% | -14.6% | |
| DVMT | New | DELL TECHNOLOGIES INC. | $213,000 | – | 4,458 | +100.0% | 0.04% | – |
| BKD | BROOKDALE SR LIVING INCcall | $192,000 | +27.2% | 669 | 0.0% | 0.04% | +28.6% | |
| VALEP | VALE S Aadr repstg pfd | $177,000 | +18.0% | 37,500 | 0.0% | 0.03% | +22.2% | |
| IVR | Sell | INVESCO MORTGAGE CAPITAL INC | $152,000 | -81.8% | 10,000 | -83.6% | 0.03% | -81.6% |
| ZAIS | ZAIS GROUP HLDGS INC | $125,000 | -18.3% | 54,355 | 0.0% | 0.02% | -17.9% | |
| LVLT | LEVEL 3 COMMUNICATIONS INCcall | $126,000 | -69.7% | 800 | 0.0% | 0.02% | -69.7% | |
| GS | GOLDMAN SACHS GROUP INCput | $96,000 | -61.0% | 200 | 0.0% | 0.02% | -60.0% | |
| GM | GENERAL MTRS COcall | $60,000 | +122.2% | 300 | 0.0% | 0.01% | +120.0% | |
| OCN | OCWEN FINL CORPcall | $2,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| LVLT | Exit | LEVEL 3 COMMUNICATIONS INCput | $0 | – | -100 | -100.0% | -0.00% | – |
| AXP | Exit | AMERICAN EXPRESS COput | $0 | – | -300 | -100.0% | -0.02% | – |
| VKQ | Exit | INVESCO MUN TR | $0 | – | -17,900 | -100.0% | -0.05% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB COcall | $0 | – | -250 | -100.0% | -0.06% | – |
| EPR | Exit | EPR PPTYS | $0 | – | -4,400 | -100.0% | -0.06% | – |
| ARCC | Exit | ARES CAP CORP | $0 | – | -25,928 | -100.0% | -0.07% | – |
| NPI | Exit | NUVEEN PREM INCOME MUN FD | $0 | – | -37,251 | -100.0% | -0.10% | – |
| ACAS | Exit | AMERICAN CAP LTD | $0 | – | -38,500 | -100.0% | -0.11% | – |
| GGP | Exit | GENERAL GROWTH PPTYS INC NEW | $0 | – | -20,719 | -100.0% | -0.11% | – |
| FSK | Exit | FS INVT CORP | $0 | – | -90,600 | -100.0% | -0.15% | – |
| EMC | Exit | E M C CORP MASS | $0 | – | -40,000 | -100.0% | -0.20% | – |
| DOW | Exit | DOW CHEM CO | $0 | – | -35,000 | -100.0% | -0.32% | – |
| Exit | TENET HEALTHCARE CORP | $0 | – | -75,000 | -100.0% | -0.38% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CISCO SYS INC | 42 | Q3 2023 | 6.4% |
| STRYKER CORPORATION | 41 | Q3 2023 | 7.5% |
| EXXON MOBIL CORP | 41 | Q3 2023 | 2.4% |
| VALE S A | 41 | Q3 2023 | 0.5% |
| ONOCOPHILLIPS | 41 | Q3 2023 | 0.1% |
| BARRICK GOLD CORPORATION | 40 | Q3 2023 | 4.3% |
| NEWMONT MINING CORP | 39 | Q3 2023 | 4.6% |
| MICROSOFT CORP | 39 | Q3 2023 | 3.0% |
| KINROSS GOLD CORP | 39 | Q3 2023 | 1.5% |
| GOLDMAN SACHS GROUP INC | 38 | Q1 2023 | 3.6% |
View West Family Investments, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Largo Inc. | January 21, 2022 | 5,572,637 | 8.6% |
| NewLake Capital Partners, Inc. | August 23, 2021 | 1,625,167 | 7.6% |
| TRANSATLANTIC PETROLEUM LTD. | October 09, 2020 | 8,631,530 | 10.7% |
| MVC CAPITAL, INC. | August 11, 2020 | 1,221,628 | 6.9% |
| Sutherland Asset Management Corp | February 07, 2017 | 485,793 | 1.6% |
| ZAIS Financial Corp. | February 12, 2016 | 451,808 | 5.6% |
| TRANSATLANTIC PETROLEUM LTD. | May 07, 2015 | 2,230,646 | 5.3% |
View West Family Investments, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-16 |
| 13F-HR | 2023-05-03 |
| 13F-HR/A | 2023-02-08 |
| 13F-HR/A | 2023-02-08 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-13 |
View West Family Investments, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.