$520 Million is the total value of West Family Investments, Inc.'s 91 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 31.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LVLT | Sell | LEVEL 3 COMMUNICATIONS INC | $103,145,000 | -5.2% | 1,797,470 | -6.9% | 19.83% | +3.5% |
| CIM | Sell | CHIMERA INVT CORP | $56,188,000 | -3.1% | 2,777,981 | -18.5% | 10.80% | +5.7% |
| WSTC | WEST CORP | $38,868,000 | -1.4% | 1,591,636 | 0.0% | 7.47% | +7.7% | |
| EPD | ENTERPRISE PRODS PARTNERS L | $18,748,000 | +2.1% | 679,022 | 0.0% | 3.60% | +11.5% | |
| CYS | CYS INVTS INC | $17,078,000 | +3.3% | 2,139,532 | 0.0% | 3.28% | +12.7% | |
| SYK | STRYKER CORP | $15,879,000 | +9.3% | 121,220 | 0.0% | 3.05% | +19.4% | |
| NLY | ANNALY CAP MGMT INC | $15,320,000 | +12.8% | 1,361,822 | 0.0% | 2.95% | +23.2% | |
| TWO | TWO HBRS INVT CORP | $12,540,000 | +10.0% | 1,307,654 | 0.0% | 2.41% | +20.0% | |
| BKD | Buy | BROOKDALE SR LIVING INC | $11,548,000 | +14.7% | 870,940 | +7.4% | 2.22% | +25.2% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $11,348,000 | -31.3% | 49,400 | -28.4% | 2.18% | -25.0% |
| GOLD | BARRICK GOLD CORP | $11,056,000 | +18.8% | 582,197 | 0.0% | 2.13% | +29.7% | |
| SLRC | SOLAR CAP LTD | $10,829,000 | +8.6% | 479,013 | 0.0% | 2.08% | +18.5% | |
| MVC | Buy | MVC CAPITAL INC | $9,938,000 | +4.9% | 1,105,397 | +0.1% | 1.91% | +14.6% |
| MFA | MFA FINL INC | $9,844,000 | +5.9% | 1,218,300 | 0.0% | 1.89% | +15.6% | |
| SUI | Sell | SUN CMNTYS INC | $8,871,000 | -60.6% | 110,433 | -62.4% | 1.71% | -57.0% |
| SUNS | SOLAR SR CAP LTD | $8,321,000 | +9.4% | 462,777 | 0.0% | 1.60% | +19.4% | |
| SLD | Buy | SUTHERLAND ASSET MGMT CORP M | $7,520,000 | +15.1% | 520,429 | +7.1% | 1.45% | +25.6% |
| ARI | APOLLO COML REAL EST FIN INC | $7,322,000 | +13.2% | 389,286 | 0.0% | 1.41% | +23.5% | |
| EFC | ELLINGTON FINANCIAL LLC | $7,002,000 | +2.0% | 442,344 | 0.0% | 1.35% | +11.3% | |
| NEM | NEWMONT MINING CORP | $6,497,000 | -1.1% | 192,763 | 0.0% | 1.25% | +8.0% | |
| TCRD | Buy | THL CR INC | $6,103,000 | +1.4% | 612,713 | +1.9% | 1.17% | +10.8% |
| PNNT | PENNANTPARK INVT CORP | $6,089,000 | +6.3% | 748,056 | 0.0% | 1.17% | +16.1% | |
| PFLT | Buy | PENNANTPARK FLOATING RATE CA | $5,789,000 | +17.8% | 415,302 | +19.2% | 1.11% | +28.5% |
| FDUS | FIDUS INVT CORP | $5,268,000 | +11.7% | 299,830 | 0.0% | 1.01% | +21.9% | |
| NMFC | NEW MTN FIN CORP | $5,223,000 | +5.7% | 350,515 | 0.0% | 1.00% | +15.4% | |
| Buy | NEOVASC INC | $4,590,000 | +32.7% | 3,000,010 | +50.0% | 0.88% | +45.0% | |
| CMCSA | Buy | COMCAST CORP NEWcl a | $4,511,000 | +8.9% | 120,000 | +100.0% | 0.87% | +18.8% |
| SYF | Sell | SYNCHRONY FINL | $4,471,000 | -11.8% | 130,362 | -7.1% | 0.86% | -3.7% |
| NEWT | Buy | NEWTEK BUSINESS SVCS CORP | $4,271,000 | +24.0% | 251,547 | +16.1% | 0.82% | +35.3% |
| CSCO | CISCO SYS INC | $4,056,000 | +11.9% | 120,000 | 0.0% | 0.78% | +22.1% | |
| NS | NUSTAR ENERGY LP | $3,660,000 | +4.4% | 70,406 | 0.0% | 0.70% | +13.9% | |
| STWD | STARWOOD PPTY TR INC | $3,632,000 | +2.9% | 160,853 | 0.0% | 0.70% | +12.2% | |
| HACK | FACTORSHARES TRise cyber sec | $3,442,000 | +11.6% | 116,600 | 0.0% | 0.66% | +21.9% | |
| TCPC | TCP CAP CORP | $2,912,000 | +3.1% | 167,136 | 0.0% | 0.56% | +12.4% | |
| PFE | PFIZER INC | $2,882,000 | +5.3% | 84,247 | 0.0% | 0.55% | +14.9% | |
| MCC | MEDLEY CAP CORP | $2,824,000 | +2.4% | 367,236 | 0.0% | 0.54% | +11.7% | |
| TRGP | TARGA RES CORP | $2,826,000 | +6.8% | 47,178 | 0.0% | 0.54% | +16.5% | |
| MSFT | MICROSOFT CORP | $2,792,000 | +6.0% | 42,400 | 0.0% | 0.54% | +15.7% | |
| GM | GENERAL MTRS CO | $2,765,000 | +0.3% | 79,149 | 0.0% | 0.53% | +9.5% | |
| ZBH | ZIMMER BIOMET HLDGS INC | $2,699,000 | +18.3% | 22,100 | 0.0% | 0.52% | +29.1% | |
| EXC | EXELON CORP | $2,519,000 | +1.4% | 70,000 | 0.0% | 0.48% | +10.5% | |
| GE | GENERAL ELECTRIC CO | $2,383,000 | -5.7% | 79,952 | 0.0% | 0.46% | +2.9% | |
| TCP | TC PIPELINES LP | $2,267,000 | +1.4% | 38,000 | 0.0% | 0.44% | +10.7% | |
| ETP | ENERGY TRANSFER PRTNRS L Punit ltd partn | $2,242,000 | +2.0% | 61,380 | 0.0% | 0.43% | +11.4% | |
| XOM | EXXON MOBIL CORP | $1,906,000 | -9.2% | 23,240 | 0.0% | 0.37% | -0.8% | |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $1,892,000 | +1.7% | 24,600 | 0.0% | 0.36% | +11.0% | |
| BPL | BUCKEYE PARTNERS L Punit ltd partn | $1,849,000 | +3.6% | 26,963 | 0.0% | 0.36% | +13.4% | |
| AWHHF | ALLIED WRLD ASSUR COM HLDG A | $1,825,000 | -1.1% | 34,373 | 0.0% | 0.35% | +8.0% | |
| TAT | TRANSATLANTIC PETROLEUM LTD | $1,651,000 | +26.1% | 1,179,026 | 0.0% | 0.32% | +37.2% | |
| AGNC | AGNC INVT CORP | $1,646,000 | +9.7% | 82,733 | 0.0% | 0.32% | +20.1% | |
| JPMWS | Sell | JPMORGAN CHASE & CO*w exp 10/28/201 | $1,630,000 | -26.6% | 35,200 | -29.9% | 0.31% | -19.9% |
| KGC | KINROSS GOLD CORP | $1,626,000 | +12.8% | 463,352 | 0.0% | 0.31% | +23.2% | |
| FEYE | FIREEYE INC | $1,511,000 | +6.0% | 119,800 | 0.0% | 0.29% | +15.9% | |
| LLY | LILLY ELI & CO | $1,514,000 | +14.4% | 18,000 | 0.0% | 0.29% | +24.9% | |
| RIG | TRANSOCEAN LTD | $1,508,000 | -15.6% | 121,138 | 0.0% | 0.29% | -7.9% | |
| MBFI | MB FINANCIAL INC NEW | $1,499,000 | -9.3% | 35,000 | 0.0% | 0.29% | -1.0% | |
| ABBV | ABBVIE INC | $1,434,000 | +4.1% | 22,000 | 0.0% | 0.28% | +13.6% | |
| THC | New | TENET HEALTHCARE CORP | $1,328,000 | – | 75,000 | +100.0% | 0.26% | – |
| SYNA | SYNAPTICS INC | $1,241,000 | -7.6% | 25,073 | 0.0% | 0.24% | +0.8% | |
| HRZN | HORIZON TECHNOLOGY FIN CORP | $1,185,000 | +5.7% | 106,472 | 0.0% | 0.23% | +15.7% | |
| TSLX | TPG SPECIALTY LENDING INC | $1,126,000 | +9.1% | 55,220 | 0.0% | 0.22% | +19.2% | |
| ZTS | ZOETIS INC | $1,130,000 | -0.3% | 21,174 | 0.0% | 0.22% | +8.5% | |
| WFC | WELLS FARGO & CO NEWcall | $979,000 | +2.4% | 900 | 0.0% | 0.19% | +11.9% | |
| ABT | ABBOTT LABS | $977,000 | +15.6% | 22,000 | 0.0% | 0.19% | +26.2% | |
| BXMT | Sell | BLACKSTONE MTG TR INC | $919,000 | -68.2% | 29,680 | -69.2% | 0.18% | -65.3% |
| CF | New | CF INDS HLDGS INC | $881,000 | – | 30,000 | +100.0% | 0.17% | – |
| LAYNE CHRISTENSEN COnote 4.250%11/1 | $881,000 | -3.0% | 1,000,000 | 0.0% | 0.17% | +5.6% | ||
| MDLZ | MONDELEZ INTL INCcl a | $862,000 | -2.8% | 20,000 | 0.0% | 0.17% | +6.4% | |
| SBY | SILVER BAY RLTY TR CORP | $790,000 | +25.2% | 36,791 | 0.0% | 0.15% | +36.9% | |
| ARCC | ARES CAP CORP | $779,000 | +5.4% | 44,796 | 0.0% | 0.15% | +15.4% | |
| CDTX | New | CIDARA THERAPEUTICS INC | $780,000 | – | 100,000 | +100.0% | 0.15% | – |
| PMT | PENNYMAC MTG INVT TR | $630,000 | +8.4% | 35,500 | 0.0% | 0.12% | +18.6% | |
| EARN | ELLINGTON RESIDENTIAL MTG RE | $536,000 | +12.6% | 36,573 | 0.0% | 0.10% | +22.6% | |
| NAD | NUVEEN QUALITY MUNCP INCOME | $512,000 | -1.9% | 37,385 | 0.0% | 0.10% | +6.5% | |
| VALE | VALE S Aadr | $504,000 | +24.4% | 53,100 | 0.0% | 0.10% | +36.6% | |
| IQI | INVESCO QUALITY MUNI INC TRS | $381,000 | +0.3% | 30,674 | 0.0% | 0.07% | +9.0% | |
| PAGP | PLAINS GP HLDGS L Pltd partnr int a | $376,000 | -9.8% | 12,016 | 0.0% | 0.07% | -1.4% | |
| COP | CONOCOPHILLIPS | $359,000 | -0.6% | 7,200 | 0.0% | 0.07% | +7.8% | |
| VALEP | VALE S Aadr repstg pfd | $337,000 | +30.6% | 37,500 | 0.0% | 0.06% | +44.4% | |
| NRZ | NEW RESIDENTIAL INVT CORP | $334,000 | +8.1% | 19,646 | 0.0% | 0.06% | +18.5% | |
| MDLY | New | MEDLEY MGMT INC | $333,000 | – | 40,134 | +100.0% | 0.06% | – |
| GOOG | New | ALPHABET INCcall | $332,000 | – | 50 | +100.0% | 0.06% | – |
| GE | GENERAL ELECTRIC COcall | $324,000 | -47.7% | 2,000 | 0.0% | 0.06% | -43.1% | |
| EIM | EATON VANCE MUN BD FD | $320,000 | +1.3% | 25,500 | 0.0% | 0.06% | +10.7% | |
| DOW | New | DOW CHEM COcall | $309,000 | – | 300 | +100.0% | 0.06% | – |
| HTGC | HERCULES CAPITAL INC | $303,000 | +7.4% | 20,000 | 0.0% | 0.06% | +16.0% | |
| CFG | Sell | CITIZENS FINL GROUP INC | $276,000 | -67.7% | 8,000 | -66.7% | 0.05% | -64.9% |
| OCN | New | OCWEN FINL CORP | $219,000 | – | 40,000 | +100.0% | 0.04% | – |
| COP | CONOCOPHILLIPScall | $137,000 | -24.7% | 250 | 0.0% | 0.03% | -18.8% | |
| AINV | Sell | APOLLO INVT CORP | $98,000 | -79.3% | 15,000 | -81.4% | 0.02% | -77.1% |
| BKD | Sell | BROOKDALE SR LIVING INCcall | $2,000 | -86.7% | 69 | -89.7% | 0.00% | -100.0% |
| GS | Exit | GOLDMAN SACHS GROUP INCput | $0 | – | -200 | -100.0% | 0.00% | – |
| AXP | Exit | AMERICAN EXPRESS COput | $0 | – | -300 | -100.0% | -0.00% | – |
| SPXC | Exit | SPX CORPput | $0 | – | -265 | -100.0% | -0.00% | – |
| ZAIS | Exit | ZAIS GROUP HLDGS INC | $0 | – | -26,340 | -100.0% | -0.01% | – |
| GM | Exit | GENERAL MTRS COcall | $0 | – | -300 | -100.0% | -0.02% | – |
| IVR | Exit | INVESCO MORTGAGE CAPITAL INC | $0 | – | -10,000 | -100.0% | -0.03% | – |
| JCPNQ | Exit | PENNEY J C INC | $0 | – | -25,000 | -100.0% | -0.04% | – |
| QCOM | Exit | QUALCOMM INCcall | $0 | – | -150 | -100.0% | -0.04% | – |
| DVMT | Exit | DELL TECHNOLOGIES INC | $0 | – | -4,458 | -100.0% | -0.04% | – |
| CLMT | Exit | CALUMET SPECIALTY PRODS PTNRut ltd partner | $0 | – | -69,547 | -100.0% | -0.05% | – |
| TPVG | Exit | TRIPLEPOINT VENTURE GROWTH B | $0 | – | -30,035 | -100.0% | -0.06% | – |
| MSFT | Exit | MICROSOFT CORPcall | $0 | – | -300 | -100.0% | -0.06% | – |
| KBR | Exit | KBR INC | $0 | – | -27,000 | -100.0% | -0.08% | – |
| GLW | Exit | CORNING INCcall | $0 | – | -1,500 | -100.0% | -0.08% | – |
| ACAS | Exit | AMERICAN CAP LTDcall | $0 | – | -1,800 | -100.0% | -0.09% | – |
| MCD | Exit | MCDONALDS CORPcall | $0 | – | -250 | -100.0% | -0.10% | – |
| LVLT | Exit | LEVEL 3 COMMUNICATIONS INCcall | $0 | – | -800 | -100.0% | -0.10% | – |
| TTE | Exit | TOTAL S Asponsored adr | $0 | – | -12,500 | -100.0% | -0.11% | – |
| SFR | Exit | COLONY STARWOOD HOMES | $0 | – | -22,350 | -100.0% | -0.11% | – |
| PAGP | Exit | PLAINS GP HLDGS L P | $0 | – | -18,776 | -100.0% | -0.12% | – |
| TSLA | Exit | TESLA MTRS INCput | $0 | – | -500 | -100.0% | -0.14% | – |
| BWP | Exit | BOARDWALK PIPELINE PARTNERSut ltd partner | $0 | – | -49,796 | -100.0% | -0.15% | – |
| STAR | Exit | ISTAR INC | $0 | – | -75,000 | -100.0% | -0.16% | – |
| THC | Exit | TENET HEALTHCARE CORP | $0 | – | -75,000 | -100.0% | -0.20% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -1,600 | -100.0% | -0.23% | – |
| GSBD | Exit | GOLDMAN SACHS BDC INC | $0 | – | -63,881 | -100.0% | -0.26% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -30,000 | -100.0% | -0.39% | – |
| C | Exit | CITIGROUP INC | $0 | – | -39,700 | -100.0% | -0.42% | – |
| SPXC | Exit | SPX CORPcall | $0 | – | -600 | -100.0% | -4.14% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CISCO SYS INC | 42 | Q3 2023 | 6.4% |
| STRYKER CORPORATION | 41 | Q3 2023 | 7.5% |
| EXXON MOBIL CORP | 41 | Q3 2023 | 2.4% |
| VALE S A | 41 | Q3 2023 | 0.5% |
| ONOCOPHILLIPS | 41 | Q3 2023 | 0.1% |
| BARRICK GOLD CORPORATION | 40 | Q3 2023 | 4.3% |
| NEWMONT MINING CORP | 39 | Q3 2023 | 4.6% |
| MICROSOFT CORP | 39 | Q3 2023 | 3.0% |
| KINROSS GOLD CORP | 39 | Q3 2023 | 1.5% |
| GOLDMAN SACHS GROUP INC | 38 | Q1 2023 | 3.6% |
View West Family Investments, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Largo Inc. | January 21, 2022 | 5,572,637 | 8.6% |
| NewLake Capital Partners, Inc. | August 23, 2021 | 1,625,167 | 7.6% |
| TRANSATLANTIC PETROLEUM LTD. | October 09, 2020 | 8,631,530 | 10.7% |
| MVC CAPITAL, INC. | August 11, 2020 | 1,221,628 | 6.9% |
| Sutherland Asset Management Corp | February 07, 2017 | 485,793 | 1.6% |
| ZAIS Financial Corp. | February 12, 2016 | 451,808 | 5.6% |
| TRANSATLANTIC PETROLEUM LTD. | May 07, 2015 | 2,230,646 | 5.3% |
View West Family Investments, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-16 |
| 13F-HR | 2023-05-03 |
| 13F-HR/A | 2023-02-08 |
| 13F-HR/A | 2023-02-08 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-13 |
View West Family Investments, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.