$104 Million is the total value of ALETHEA CAPITAL MANAGEMENT, LLC's 43 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 36.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AXSM | Sell | AXSOME THERAPEUTICS INC | $60,599,730 | +72.3% | 785,683 | -0.3% | 58.10% | +30.7% |
| RNA | Sell | AVIDITY BIOSCIENCES INC | $18,317,246 | +34.3% | 825,473 | -1.2% | 17.56% | +1.9% |
| BIL | SPDR SER TRbloomberg 1-3 mo | $5,777,794 | -0.1% | 63,166 | 0.0% | 5.54% | -24.2% | |
| KURA | Sell | KURA ONCOLOGY INC | $4,514,423 | -9.8% | 363,773 | -0.8% | 4.33% | -31.6% |
| TLT | ISHARES TR20 yr tr bd etf | $2,459,132 | -2.8% | 24,700 | 0.0% | 2.36% | -26.3% | |
| CDTX | CIDARA THERAPEUTICS INC | $1,268,462 | +20.5% | 1,677,194 | 0.0% | 1.22% | -8.6% | |
| KMB | Buy | KIMBERLY-CLARK CORP | $509,198 | +45.9% | 3,751 | +21.0% | 0.49% | +10.7% |
| HON | Sell | HONEYWELL INTL INC | $452,173 | -34.8% | 2,110 | -49.1% | 0.43% | -50.5% |
| MRK | MERCK & CO INC | $443,800 | +29.0% | 4,000 | 0.0% | 0.42% | -2.3% | |
| XOM | EXXON MOBIL CORP | $441,200 | +26.4% | 4,000 | 0.0% | 0.42% | -4.1% | |
| PG | PROCTER AND GAMBLE CO | $409,212 | +20.0% | 2,700 | 0.0% | 0.39% | -9.0% | |
| PEP | PEPSICO INC | $397,452 | +10.7% | 2,200 | 0.0% | 0.38% | -16.1% | |
| ITW | ILLINOIS TOOL WKS INC | $385,525 | +22.0% | 1,750 | 0.0% | 0.37% | -7.3% | |
| ETN | EATON CORP PLC | $384,528 | +17.6% | 2,450 | 0.0% | 0.37% | -10.7% | |
| PFE | Buy | PFIZER INC | $368,364 | +52.8% | 7,189 | +30.7% | 0.35% | +16.1% |
| HD | HOME DEPOT INC | $363,239 | +14.6% | 1,150 | 0.0% | 0.35% | -13.0% | |
| CMI | CUMMINS INC | $363,435 | +19.2% | 1,500 | 0.0% | 0.35% | -9.6% | |
| BAC | Sell | BANK AMERICA CORP | $351,072 | +6.7% | 10,600 | -2.8% | 0.34% | -19.0% |
| WM | WASTE MGMT INC DEL | $345,136 | -2.0% | 2,200 | 0.0% | 0.33% | -25.6% | |
| KO | COCA COLA CO | $340,314 | +13.4% | 5,350 | 0.0% | 0.33% | -14.0% | |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $339,790 | +15.6% | 1,100 | 0.0% | 0.33% | -12.1% | |
| JPM | JPMORGAN CHASE & CO | $335,250 | +28.4% | 2,500 | 0.0% | 0.32% | -2.7% | |
| GOOG | Sell | ALPHABET INCcap stk cl c | $310,555 | -14.9% | 3,500 | -7.9% | 0.30% | -35.4% |
| DUK | DUKE ENERGY CORP NEW | $308,970 | +10.7% | 3,000 | 0.0% | 0.30% | -15.9% | |
| AMGN | AMGEN INC | $308,602 | +16.5% | 1,175 | 0.0% | 0.30% | -11.6% | |
| CVS | CVS HEALTH CORP | $307,527 | -2.4% | 3,300 | 0.0% | 0.30% | -25.9% | |
| AAPL | Sell | APPLE INC | $305,376 | -8.0% | 2,350 | -2.1% | 0.29% | -30.1% |
| BLK | BLACKROCK INC | $301,168 | +28.7% | 425 | 0.0% | 0.29% | -2.4% | |
| SPPI | SPECTRUM PHARMACEUTICALS INC | $290,368 | -14.3% | 787,973 | 0.0% | 0.28% | -35.0% | |
| NFG | NATIONAL FUEL GAS CO | $284,850 | +2.8% | 4,500 | 0.0% | 0.27% | -22.0% | |
| HEDJ | WISDOMTREE TReurope hedged eq | $280,540 | +12.7% | 4,010 | 0.0% | 0.27% | -14.6% | |
| MDT | Sell | MEDTRONIC PLC | $272,020 | -54.1% | 3,500 | -52.3% | 0.26% | -65.2% |
| DOW | Sell | DOW INC | $267,067 | -49.3% | 5,300 | -55.8% | 0.26% | -61.6% |
| MSFT | MICROSOFT CORP | $257,807 | +3.1% | 1,075 | 0.0% | 0.25% | -21.8% | |
| DIS | DISNEY WALT CO | $252,039 | -8.0% | 2,901 | 0.0% | 0.24% | -30.1% | |
| QCOM | New | QUALCOMM INC | $245,276 | – | 2,231 | +100.0% | 0.24% | – |
| INTC | INTEL CORP | $216,726 | +2.7% | 8,200 | 0.0% | 0.21% | -22.1% | |
| VZ | New | VERIZON COMMUNICATIONS INC | $216,267 | – | 5,489 | +100.0% | 0.21% | – |
| BX | BLACKSTONE INC | $215,151 | -11.5% | 2,900 | 0.0% | 0.21% | -32.9% | |
| GLD | New | SPDR GOLD TR | $203,568 | – | 1,200 | +100.0% | 0.20% | – |
| EVM | Sell | EATON VANCE CALIF MUN BD FD | $113,435 | -2.2% | 13,129 | -3.3% | 0.11% | -25.9% |
| Sell | ROBINHOOD MKTS INC | $107,106 | -26.1% | 13,158 | -8.4% | 0.10% | -43.7% | |
| LPRO | OPEN LENDING CORP | $81,000 | -15.6% | 12,000 | 0.0% | 0.08% | -35.5% | |
| RMED | Exit | RA MED SYS INC | $0 | – | -12,320 | -100.0% | -0.00% | – |
| PSA | Exit | PUBLIC STORAGE | $0 | – | -703 | -100.0% | -0.26% | – |
| SYY | Exit | SYSCO CORP | $0 | – | -3,500 | -100.0% | -0.31% | – |
| BKR | Exit | BAKER HUGHES COMPANYcl a | $0 | – | -11,953 | -100.0% | -0.32% | – |
| IP | Exit | INTERNATIONAL PAPER CO | $0 | – | -8,249 | -100.0% | -0.33% | – |
| VTR | Exit | VENTAS INC | $0 | – | -6,710 | -100.0% | -0.34% | – |
| WELL | Exit | WELLTOWER INC | $0 | – | -4,191 | -100.0% | -0.34% | – |
| PKG | Exit | PACKAGING CORP AMER | $0 | – | -2,510 | -100.0% | -0.36% | – |
| NLOK | Exit | NORTONLIFELOCK INC | $0 | – | -15,714 | -100.0% | -0.40% | – |
| WMB | Exit | WILLIAMS COS INC | $0 | – | -11,058 | -100.0% | -0.40% | – |
| ESS | Exit | ESSEX PPTY TR INC | $0 | – | -1,319 | -100.0% | -0.40% | – |
| MO | Exit | ALTRIA GROUP INC | $0 | – | -8,262 | -100.0% | -0.42% | – |
| MMM | Exit | 3M CO | $0 | – | -3,072 | -100.0% | -0.43% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -2,384 | -100.0% | -0.43% | – |
| OMC | Exit | OMNICOM GROUP INC | $0 | – | -6,022 | -100.0% | -0.48% | – |
| FE | Exit | FIRSTENERGY CORP | $0 | – | -10,989 | -100.0% | -0.51% | – |
| MPC | Exit | MARATHON PETE CORP | $0 | – | -4,199 | -100.0% | -0.53% | – |
| Exit | BATH & BODY WORKS INC | $0 | – | -12,820 | -100.0% | -0.53% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MERCK & CO INC NEW | 36 | Q3 2023 | 2.3% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.2% |
| EATON VANCE CALIF MUN BD FD | 36 | Q3 2023 | 1.5% |
| KIMBERLY-CLARK CORP | 33 | Q3 2023 | 3.9% |
| HONEYWELL INTL INC | 33 | Q3 2023 | 1.4% |
| WASTE MGMT INC DEL | 33 | Q3 2023 | 3.5% |
| EATON CORP PLC | 32 | Q3 2023 | 1.1% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 2.7% |
| MEDTRONIC PLC | 32 | Q3 2023 | 1.7% |
| CUMMINS INC | 32 | Q3 2023 | 0.9% |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-10-27 |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.