$79.2 Million is the total value of ALETHEA CAPITAL MANAGEMENT, LLC's 58 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 56.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AXSM | Sell | AXSOME THERAPEUTICS INC | $35,172,000 | +16.3% | 788,263 | -0.2% | 44.43% | +17.3% |
| RNA | AVIDITY BIOSCIENCES INC | $13,643,000 | +12.4% | 835,473 | 0.0% | 17.24% | +13.4% | |
| BIL | SPDR SER TRbloomberg 1-3 mo | $5,786,000 | +0.1% | 63,166 | 0.0% | 7.31% | +1.0% | |
| KURA | KURA ONCOLOGY INC | $5,007,000 | -25.5% | 366,569 | 0.0% | 6.32% | -24.8% | |
| TLT | Buy | ISHARES TR20 yr tr bd etf | $2,531,000 | -9.0% | 24,700 | +2.1% | 3.20% | -8.1% |
| CDTX | CIDARA THERAPEUTICS INC | $1,053,000 | +28.6% | 1,677,194 | 0.0% | 1.33% | +29.8% | |
| HON | Buy | HONEYWELL INTL INC | $693,000 | +84.3% | 4,149 | +92.0% | 0.88% | +85.8% |
| MDT | Buy | MEDTRONIC PLC | $593,000 | +88.9% | 7,345 | +109.9% | 0.75% | +90.6% |
| DOW | Buy | DOW INC | $527,000 | +92.3% | 11,986 | +126.2% | 0.67% | +94.2% |
| New | BATH & BODY WORKS INC | $418,000 | – | 12,820 | +100.0% | 0.53% | – | |
| MPC | New | MARATHON PETE CORP | $417,000 | – | 4,199 | +100.0% | 0.53% | – |
| FE | New | FIRSTENERGY CORP | $407,000 | – | 10,989 | +100.0% | 0.51% | – |
| OMC | New | OMNICOM GROUP INC | $380,000 | – | 6,022 | +100.0% | 0.48% | – |
| GOOG | Buy | ALPHABET INCcap stk cl c | $365,000 | -14.5% | 3,800 | +1848.7% | 0.46% | -13.8% |
| PEP | PEPSICO INC | $359,000 | -2.2% | 2,200 | 0.0% | 0.45% | -1.1% | |
| WM | WASTE MGMT INC DEL | $352,000 | +4.5% | 2,200 | 0.0% | 0.44% | +5.5% | |
| XOM | Sell | EXXON MOBIL CORP | $349,000 | -16.9% | 4,000 | -18.4% | 0.44% | -16.2% |
| KMB | Sell | KIMBERLY-CLARK CORP | $349,000 | -60.5% | 3,100 | -52.6% | 0.44% | -60.2% |
| MRK | MERCK & CO INC | $344,000 | -5.8% | 4,000 | 0.0% | 0.44% | -4.8% | |
| CVX | New | CHEVRON CORP NEW | $343,000 | – | 2,384 | +100.0% | 0.43% | – |
| PG | PROCTER AND GAMBLE CO | $341,000 | -12.1% | 2,700 | 0.0% | 0.43% | -11.3% | |
| SPPI | SPECTRUM PHARMACEUTICALS INC | $339,000 | -44.9% | 787,973 | 0.0% | 0.43% | -44.4% | |
| MMM | Buy | 3M CO | $339,000 | -6.6% | 3,072 | +9.6% | 0.43% | -5.7% |
| MO | New | ALTRIA GROUP INC | $334,000 | – | 8,262 | +100.0% | 0.42% | – |
| AAPL | APPLE INC | $332,000 | +1.2% | 2,400 | 0.0% | 0.42% | +1.9% | |
| BAC | Sell | BK OF AMERICA CORP | $329,000 | -5.7% | 10,900 | -2.8% | 0.42% | -4.8% |
| ETN | EATON CORP PLC | $327,000 | +5.8% | 2,450 | 0.0% | 0.41% | +6.7% | |
| ESS | New | ESSEX PPTY TR INC | $320,000 | – | 1,319 | +100.0% | 0.40% | – |
| WMB | New | WILLIAMS COS INC | $317,000 | – | 11,058 | +100.0% | 0.40% | – |
| HD | Sell | HOME DEPOT INC | $317,000 | -57.6% | 1,150 | -57.9% | 0.40% | -57.3% |
| NLOK | New | NORTONLIFELOCK INC | $316,000 | – | 15,714 | +100.0% | 0.40% | – |
| ITW | Sell | ILLINOIS TOOL WKS INC | $316,000 | -56.7% | 1,750 | -56.3% | 0.40% | -56.3% |
| CVS | CVS HEALTH CORP | $315,000 | +2.9% | 3,300 | 0.0% | 0.40% | +3.9% | |
| CMI | CUMMINS INC | $305,000 | +5.2% | 1,500 | 0.0% | 0.38% | +6.1% | |
| KO | COCA COLA CO | $300,000 | -11.0% | 5,350 | 0.0% | 0.38% | -10.2% | |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $294,000 | -2.0% | 1,100 | 0.0% | 0.37% | -1.3% | |
| PKG | New | PACKAGING CORP AMER | $282,000 | – | 2,510 | +100.0% | 0.36% | – |
| DUK | DUKE ENERGY CORP NEW | $279,000 | -13.4% | 3,000 | 0.0% | 0.35% | -12.7% | |
| NFG | NATIONAL FUEL GAS CO | $277,000 | -6.7% | 4,500 | 0.0% | 0.35% | -5.9% | |
| DIS | DISNEY WALT CO | $274,000 | 0.0% | 2,901 | 0.0% | 0.35% | +0.9% | |
| WELL | New | WELLTOWER INC | $270,000 | – | 4,191 | +100.0% | 0.34% | – |
| VTR | New | VENTAS INC | $270,000 | – | 6,710 | +100.0% | 0.34% | – |
| AMGN | Sell | AMGEN INC | $265,000 | -29.7% | 1,175 | -24.2% | 0.34% | -29.0% |
| JPM | Sell | JPMORGAN CHASE & CO | $261,000 | -25.2% | 2,500 | -19.4% | 0.33% | -24.5% |
| IP | New | INTERNATIONAL PAPER CO | $261,000 | – | 8,249 | +100.0% | 0.33% | – |
| BKR | New | BAKER HUGHES COMPANYcl a | $251,000 | – | 11,953 | +100.0% | 0.32% | – |
| MSFT | Sell | MICROSOFT CORP | $250,000 | -23.5% | 1,075 | -15.7% | 0.32% | -22.7% |
| HEDJ | WISDOMTREE TReurope hedged eq | $249,000 | -5.3% | 4,010 | 0.0% | 0.32% | -4.3% | |
| SYY | SYSCO CORP | $247,000 | -16.6% | 3,500 | 0.0% | 0.31% | -15.9% | |
| BX | Sell | BLACKSTONE INC | $243,000 | -25.9% | 2,900 | -19.4% | 0.31% | -25.3% |
| PFE | PFIZER INC | $241,000 | -16.3% | 5,500 | 0.0% | 0.30% | -15.8% | |
| BLK | Sell | BLACKROCK INC | $234,000 | -28.9% | 425 | -21.3% | 0.30% | -28.2% |
| INTC | INTEL CORP | $211,000 | -31.3% | 8,200 | 0.0% | 0.27% | -30.5% | |
| PSA | New | PUBLIC STORAGE | $206,000 | – | 703 | +100.0% | 0.26% | – |
| ROBINHOOD MKTS INC | $145,000 | +22.9% | 14,358 | 0.0% | 0.18% | +23.6% | ||
| EVM | EATON VANCE CALIF MUN BD FD | $116,000 | -7.9% | 13,579 | 0.0% | 0.15% | -7.0% | |
| LPRO | OPEN LENDING CORP | $96,000 | -22.0% | 12,000 | 0.0% | 0.12% | -21.4% | |
| RMED | RA MED SYS INC | $1,000 | -75.0% | 12,320 | 0.0% | 0.00% | -80.0% | |
| BLW | Exit | BLACKROCK LTD DURATION INCOM | $0 | – | -10,666 | -100.0% | -0.17% | – |
| GLD | Exit | SPDR GOLD TR | $0 | – | -1,200 | -100.0% | -0.25% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -1,600 | -100.0% | -0.26% | – |
| ENB | Exit | ENBRIDGE INC | $0 | – | -5,100 | -100.0% | -0.27% | – |
| CSCO | Exit | CISCO SYS INC | $0 | – | -8,473 | -100.0% | -0.45% | – |
| SYF | Exit | SYNCHRONY FINANCIAL | $0 | – | -13,382 | -100.0% | -0.46% | – |
| CFG | Exit | CITIZENS FINL GROUP INC | $0 | – | -10,425 | -100.0% | -0.47% | – |
| STX | Exit | SEAGATE TECHNOLOGY HLDNGS PL | $0 | – | -5,255 | -100.0% | -0.47% | – |
| BK | Exit | BANK NEW YORK MELLON CORP | $0 | – | -9,521 | -100.0% | -0.50% | – |
| C | Exit | CITIGROUP INC | $0 | – | -8,848 | -100.0% | -0.51% | – |
| T | Exit | AT&T INC | $0 | – | -19,996 | -100.0% | -0.52% | – |
| WHR | Exit | WHIRLPOOL CORP | $0 | – | -2,735 | -100.0% | -0.53% | – |
| LNT | Exit | ALLIANT ENERGY CORP | $0 | – | -7,563 | -100.0% | -0.56% | – |
| WBA | Exit | WALGREENS BOOTS ALLIANCE INC | $0 | – | -12,282 | -100.0% | -0.58% | – |
| GLW | Exit | CORNING INC | $0 | – | -14,804 | -100.0% | -0.58% | – |
| HAS | Exit | HASBRO INC | $0 | – | -5,768 | -100.0% | -0.59% | – |
| PM | Exit | PHILIP MORRIS INTL INC | $0 | – | -5,030 | -100.0% | -0.62% | – |
| CL | Exit | COLGATE PALMOLIVE CO | $0 | – | -6,232 | -100.0% | -0.62% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -3,634 | -100.0% | -0.64% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -8,850 | -100.0% | -0.68% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -12,876 | -100.0% | -0.82% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MERCK & CO INC NEW | 36 | Q3 2023 | 2.3% |
| MICROSOFT CORP | 36 | Q3 2023 | 1.2% |
| EATON VANCE CALIF MUN BD FD | 36 | Q3 2023 | 1.5% |
| KIMBERLY-CLARK CORP | 33 | Q3 2023 | 3.9% |
| HONEYWELL INTL INC | 33 | Q3 2023 | 1.4% |
| WASTE MGMT INC DEL | 33 | Q3 2023 | 3.5% |
| EATON CORP PLC | 32 | Q3 2023 | 1.1% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 2.7% |
| MEDTRONIC PLC | 32 | Q3 2023 | 1.7% |
| CUMMINS INC | 32 | Q3 2023 | 0.9% |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-10-27 |
View ALETHEA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.