$219 Million is the total value of Cowen Prime Services LLC's 179 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 18.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PDFS | Buy | PDF SOLUTIONS INC COMstock | $23,123,000 | +43.0% | 1,369,040 | +10.7% | 10.56% | +26.3% |
| QUOT | Sell | QUOTIENT TECHNOLOGY INC COMstock | $19,672,000 | +25.3% | 1,995,124 | -0.6% | 8.99% | +10.7% |
| INOV | Buy | INOVALON HLDGS INC COM CL Astock | $19,174,000 | +42.9% | 1,018,784 | +24.4% | 8.76% | +26.2% |
| ITI | Buy | ITERIS INC COMstock | $11,064,000 | +7.1% | 2,217,292 | +23.4% | 5.06% | -5.4% |
| RUBI | Buy | RUBICON PROJ INC COMstock | $10,363,000 | +37.5% | 1,270,000 | +46.8% | 4.74% | +21.5% |
| NEO | Sell | NEOGENOMICS INC COM NEWstock | $9,641,000 | +35.4% | 329,596 | -11.5% | 4.40% | +19.6% |
| VG | Sell | VONAGE HLDGS CORP COMstock | $8,302,000 | -48.7% | 1,120,425 | -21.8% | 3.79% | -54.7% |
| SGMS | Buy | SCIENTIFIC GAMES CORP COMstock | $7,904,000 | +59.7% | 295,160 | +21.3% | 3.61% | +41.1% |
| MOBL | Sell | MOBILEIRON INC COM NEWstock | $6,764,000 | -40.8% | 1,391,750 | -20.3% | 3.09% | -47.7% |
| ASPN | Buy | ASPEN AEROGELS INC COMstock | $6,279,000 | +73.1% | 809,192 | +32.1% | 2.87% | +52.9% |
| Buy | INFINERA CORPORATION NOTE 2.125 9/0stock | $5,605,000 | +27.7% | 5,310,000 | +4.9% | 2.56% | +12.8% | |
| LMNX | Buy | LUMINEX CORP DEL COMstock | $5,395,000 | +14.0% | 232,955 | +1.6% | 2.46% | +0.7% |
| DMRC | Buy | DIGIMARC CORP NEW COMstock | $5,090,000 | -10.5% | 151,669 | +4.2% | 2.33% | -21.0% |
| EHTH | Buy | EHEALTH INC COMstock | $4,213,000 | +61.9% | 43,846 | +12.5% | 1.92% | +43.0% |
| DD | Buy | DUPONT DE NEMOURS INC COMstock | $3,713,000 | +65.9% | 57,842 | +84.3% | 1.70% | +46.5% |
| KKR | KKR & CO INC CL Astock | $3,378,000 | +8.6% | 115,820 | 0.0% | 1.54% | -4.1% | |
| TACT | Buy | TRANSACT TECHNOLOGIES INC COMstock | $3,149,000 | -3.0% | 287,017 | +7.5% | 1.44% | -14.2% |
| PFE | Sell | PFIZER INC COMstock | $3,075,000 | +4.2% | 78,475 | -4.5% | 1.40% | -8.0% |
| HLIT | Buy | HARMONIC INC COMstock | $2,960,000 | +25.0% | 379,450 | +5.4% | 1.35% | +10.4% |
| SCOR | Sell | COMSCORE INC COMstock | $2,736,000 | +44.4% | 553,900 | -44.2% | 1.25% | +27.6% |
| JNJ | Buy | JOHNSON & JOHNSON COMstock | $2,662,000 | +17.2% | 18,252 | +4.0% | 1.22% | +3.5% |
| APYX | Buy | APYX MED CORP COMstock | $2,415,000 | +30.3% | 285,414 | +4.2% | 1.10% | +15.0% |
| DAL | Buy | DELTA AIR LINES INC DEL COM NEWstock | $2,335,000 | +36.9% | 39,920 | +34.8% | 1.07% | +21.0% |
| CCI | Buy | CROWN CASTLE INTL CORP NEW COMstock | $2,294,000 | +8.7% | 16,135 | +6.3% | 1.05% | -4.0% |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPstock | $2,188,000 | -5.1% | 34,800 | 0.0% | 1.00% | -16.2% | |
| TTGT | Sell | TECHTARGET INC COMstock | $2,168,000 | +11.5% | 83,050 | -3.8% | 0.99% | -1.4% |
| SBUX | Buy | STARBUCKS CORP COMstock | $2,144,000 | +18.0% | 24,385 | +18.7% | 0.98% | +4.3% |
| KRNT | Buy | KORNIT DIGITAL LTD SHSstock | $2,096,000 | +20.3% | 61,244 | +8.2% | 0.96% | +6.3% |
| EPD | ENTERPRISE PRODS PARTNERS L COMstock | $1,973,000 | -1.5% | 70,080 | 0.0% | 0.90% | -12.9% | |
| LDOS | Sell | LEIDOS HLDGS INC COMstock | $1,664,000 | -54.7% | 17,000 | -60.2% | 0.76% | -60.0% |
| MSFT | Sell | MICROSOFT CORP COMstock | $1,644,000 | +0.9% | 10,425 | -11.1% | 0.75% | -10.9% |
| MTSI | Buy | MACOM TECH SOLUTIONS HLDGS I COMstock | $1,614,000 | +28.9% | 60,658 | +4.1% | 0.74% | +13.7% |
| JPM | Sell | JPMORGAN CHASE & CO COMstock | $1,579,000 | +11.0% | 11,329 | -6.2% | 0.72% | -1.9% |
| PTC | Buy | PTC INC COMstock | $1,517,000 | +10.7% | 20,250 | +0.7% | 0.69% | -2.3% |
| HTGM | Buy | HTG MOLECULAR DIAGNOSTICS IN COMstock | $1,501,000 | +2174.2% | 2,137,900 | +2037.9% | 0.69% | +1917.6% |
| DDD | Buy | 3-D SYS CORP DEL COM NEWstock | $1,333,000 | +11.5% | 152,300 | +3.8% | 0.61% | -1.6% |
| CVX | CHEVRON CORP NEW COMstock | $1,314,000 | +1.6% | 10,900 | 0.0% | 0.60% | -10.3% | |
| CSBR | New | CHAMPIONS ONCOLOGY INC COM NEWstock | $1,279,000 | – | 153,500 | +100.0% | 0.58% | – |
| RDFN | REDFIN CORP COMstock | $1,010,000 | +25.5% | 47,800 | 0.0% | 0.46% | +10.8% | |
| WY | WEYERHAEUSER CO COMstock | $977,000 | +9.0% | 32,350 | 0.0% | 0.45% | -3.7% | |
| GCI | New | GANNETT CO INC NEW COMstock | $966,000 | – | 151,400 | +100.0% | 0.44% | – |
| NRC | NATIONAL RESH CORP COM NEWstock | $923,000 | +14.1% | 14,000 | 0.0% | 0.42% | +1.0% | |
| TEVA | Sell | TEVA PHARMACEUTICAL INDS LTD SPONSORED ADSstock | $797,000 | +41.1% | 81,294 | -1.0% | 0.36% | +24.7% |
| NVEC | Buy | NVE CORP COM NEWstock | $795,000 | +19.5% | 11,137 | +11.2% | 0.36% | +5.5% |
| UAL | Sell | UNITED AIRLINES HLDGS INC COMstock | $785,000 | -63.4% | 8,910 | -63.3% | 0.36% | -67.6% |
| CEVA | Buy | CEVA INC COMstock | $747,000 | -7.2% | 27,721 | +2.8% | 0.34% | -18.0% |
| DOW | DOW INC COMstock | $742,000 | +14.9% | 13,549 | 0.0% | 0.34% | +1.5% | |
| GSIT | Buy | GSI TECHNOLOGY COMstock | $726,000 | -6.7% | 102,373 | +15.3% | 0.33% | -17.4% |
| NEOG | Sell | NEOGEN CORP COMstock | $704,000 | -6.0% | 10,790 | -1.9% | 0.32% | -16.8% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS COMstock | $654,000 | -4.5% | 4,882 | +3.6% | 0.30% | -15.5% |
| EGOV | Sell | NIC INC COMstock | $637,000 | +3.9% | 28,500 | -4.0% | 0.29% | -8.2% |
| EXC | EXELON CORP COMstock | $613,000 | -5.7% | 13,450 | 0.0% | 0.28% | -16.7% | |
| NTNX | Buy | NUTANIX INC CL Astock | $593,000 | +31.2% | 18,980 | +10.2% | 0.27% | +15.8% |
| RBBN | Sell | RIBBON COMMUNICATIONS INC COMstock | $580,000 | -54.6% | 187,220 | -14.3% | 0.26% | -59.8% |
| BOMN | BOSTON OMAHA CORP COMstock | $577,000 | +6.1% | 27,444 | 0.0% | 0.26% | -6.0% | |
| BX | Buy | BLACKSTONE GROUP INC COM CL Astock | $425,000 | +24.3% | 7,600 | +8.6% | 0.19% | +9.6% |
| CTVA | Sell | CORTEVA INC COMstock | $401,000 | +0.8% | 13,549 | -4.7% | 0.18% | -11.2% |
| XOM | EXXON MOBIL CORP COMstock | $396,000 | -1.0% | 5,670 | 0.0% | 0.18% | -12.6% | |
| TXN | TEXAS INSTRS INC COMstock | $386,000 | -0.8% | 3,012 | 0.0% | 0.18% | -12.4% | |
| SYNC | Sell | SYNACOR INC COMstock | $350,000 | -2.5% | 230,514 | -10.2% | 0.16% | -14.0% |
| KMI | Buy | KINDER MORGAN INC DEL COMstock | $343,000 | +8.2% | 16,198 | +5.3% | 0.16% | -4.3% |
| EB | EVENTBRITE INC COM CL Astock | $336,000 | +13.9% | 16,650 | 0.0% | 0.15% | +0.7% | |
| DRRX | Buy | DURECT CORP COMstock | $333,000 | +106.8% | 87,728 | +0.6% | 0.15% | +83.1% |
| APO | Buy | APOLLO GLOBAL MGMT INC COM CL Astock | $286,000 | +652.6% | 6,000 | +500.0% | 0.13% | +555.0% |
| PEAK | New | HEALTHPEAK PPTYS INC COMstock | $276,000 | – | 8,000 | +100.0% | 0.13% | – |
| DE | DEERE & CO COMstock | $260,000 | +2.8% | 1,500 | 0.0% | 0.12% | -9.2% | |
| IR | INGERSOLL-RAND PLC SHSstock | $246,000 | +7.9% | 1,850 | 0.0% | 0.11% | -5.1% | |
| MET | METLIFE INC COMstock | $237,000 | +8.2% | 4,650 | 0.0% | 0.11% | -4.4% | |
| CUI | Buy | CUI GLOBAL INC COM NEWstock | $232,000 | +34.9% | 210,788 | +3.6% | 0.11% | +19.1% |
| MIC | New | MACQUARIE INFRASTRUCTURE COR COMstock | $214,000 | – | 5,000 | +100.0% | 0.10% | – |
| ARCC | New | ARES CAP CORP COMstock | $198,000 | – | 10,600 | +100.0% | 0.09% | – |
| NVO | NOVO-NORDISK A S ADRstock | $188,000 | +11.9% | 3,250 | 0.0% | 0.09% | -1.1% | |
| GOOG | ALPHABET INC CAP STK CL Cstock | $187,000 | +9.4% | 140 | 0.0% | 0.08% | -3.4% | |
| ESBA | EMPIRE ST RLTY OP L P UNIT LTD PRTNSPstock | $180,000 | -1.6% | 12,904 | 0.0% | 0.08% | -13.7% | |
| GE | Buy | GENERAL ELECTRIC CO COMstock | $167,000 | +39.2% | 14,970 | +11.1% | 0.08% | +22.6% |
| PEP | Buy | PEPSICO INC COMstock | $161,000 | +30.9% | 1,175 | +30.6% | 0.07% | +15.6% |
| LMT | LOCKHEED MARTIN CORP COMstock | $156,000 | 0.0% | 400 | 0.0% | 0.07% | -12.3% | |
| NOC | NORTHROP GRUMMAN CORP COMstock | $155,000 | -8.3% | 450 | 0.0% | 0.07% | -18.4% | |
| PAYX | Sell | PAYCHEX INC COMstock | $153,000 | -23.1% | 1,800 | -25.0% | 0.07% | -32.0% |
| UNH | UNITEDHEALTH GROUP INC COMstock | $147,000 | +34.9% | 500 | 0.0% | 0.07% | +19.6% | |
| MPLX | MPLX LP COM UNIT REP LTDstock | $144,000 | -9.4% | 5,674 | 0.0% | 0.07% | -19.5% | |
| VZ | VERIZON COMMUNICATIONS INC COMstock | $139,000 | +1.5% | 2,263 | 0.0% | 0.06% | -9.9% | |
| BMY | BRISTOL MYERS SQUIBB CO COMstock | $135,000 | +27.4% | 2,100 | 0.0% | 0.06% | +12.7% | |
| ALLT | Buy | ALLOT LTD SHSstock | $133,000 | +35.7% | 15,602 | +28.9% | 0.06% | +19.6% |
| MCD | MCDONALDS CORP COMstock | $131,000 | -7.7% | 661 | 0.0% | 0.06% | -17.8% | |
| UPS | UNITED PARCEL SERVICE INC CL Bstock | $126,000 | -2.3% | 1,080 | 0.0% | 0.06% | -13.4% | |
| KMB | KIMBERLY CLARK CORP COMstock | $124,000 | -3.1% | 900 | 0.0% | 0.06% | -13.6% | |
| WIFI | BOINGO WIRELESS INC COMstock | $124,000 | -0.8% | 11,300 | 0.0% | 0.06% | -12.3% | |
| NS | NUSTAR ENERGY LP UNIT COMstock | $120,000 | -8.4% | 4,630 | 0.0% | 0.06% | -19.1% | |
| KOPN | Sell | KOPIN CORP COMstock | $121,000 | -41.5% | 301,118 | -1.2% | 0.06% | -48.6% |
| SRE | SEMPRA ENERGY COMstock | $121,000 | +2.5% | 800 | 0.0% | 0.06% | -9.8% | |
| ATH | New | ATHENE HLDG LTD CL Astock | $118,000 | – | 2,500 | +100.0% | 0.05% | – |
| PYPL | PAYPAL HLDGS INC COMstock | $112,000 | +4.7% | 1,034 | 0.0% | 0.05% | -7.3% | |
| SPH | SUBURBAN PROPANE PARTNERS L UNIT LTD PARTNstock | $110,000 | -6.8% | 5,013 | 0.0% | 0.05% | -18.0% | |
| INTC | Buy | INTEL CORP COMstock | $108,000 | +31.7% | 1,800 | +12.5% | 0.05% | +16.7% |
| MDLZ | MONDELEZ INTL INC CL Astock | $99,000 | -1.0% | 1,800 | 0.0% | 0.04% | -13.5% | |
| SYY | Sell | SYSCO CORP COMstock | $91,000 | -4.2% | 1,060 | -11.7% | 0.04% | -14.3% |
| GDX | VANECK VECTORS ETF TRUST GOLD MINERS ETFstock | $88,000 | +10.0% | 3,000 | 0.0% | 0.04% | -2.4% | |
| PM | PHILIP MORRIS INTL INC COMstock | $85,000 | +11.8% | 1,000 | 0.0% | 0.04% | 0.0% | |
| GLP | GLOBAL PARTNERS LP COM UNITSstock | $84,000 | +3.7% | 4,150 | 0.0% | 0.04% | -9.5% | |
| ALLE | ALLEGION PUB LTD CO ORD SHSstock | $83,000 | +20.3% | 666 | 0.0% | 0.04% | +5.6% | |
| UL | UNILEVER PLC SPON ADR NEWstock | $83,000 | -4.6% | 1,445 | 0.0% | 0.04% | -15.6% | |
| LEN | LENNAR CORP CL Astock | $84,000 | 0.0% | 1,500 | 0.0% | 0.04% | -11.6% | |
| EXAS | New | EXACT SCIENCES CORP COMstock | $83,000 | – | 900 | +100.0% | 0.04% | – |
| EMR | EMERSON ELEC CO COMstock | $76,000 | +13.4% | 1,000 | 0.0% | 0.04% | 0.0% | |
| MO | ALTRIA GROUP INC COMstock | $75,000 | +23.0% | 1,500 | 0.0% | 0.03% | +6.2% | |
| WES | WESTERN MIDSTREAM PARTNERS L COM UNIT LP INTstock | $75,000 | -21.1% | 3,813 | 0.0% | 0.03% | -30.6% | |
| D | DOMINION ENERGY INC COMstock | $66,000 | +1.5% | 800 | 0.0% | 0.03% | -11.8% | |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT LTD PARTNstock | $63,000 | -11.3% | 3,400 | 0.0% | 0.03% | -21.6% | |
| PG | Sell | PROCTER & GAMBLE CO COMstock | $62,000 | -38.0% | 500 | -37.5% | 0.03% | -46.2% |
| KO | COCA COLA CO COMstock | $55,000 | +1.9% | 1,000 | 0.0% | 0.02% | -10.7% | |
| GOOGL | ALPHABET INC CAP STK CL Astock | $54,000 | +10.2% | 40 | 0.0% | 0.02% | 0.0% | |
| NNN | NATIONAL RETAIL PPTYS INC COMstock | $54,000 | -3.6% | 1,000 | 0.0% | 0.02% | -13.8% | |
| FORM | Sell | FORMFACTOR INC COMstock | $47,000 | -23.0% | 1,795 | -45.5% | 0.02% | -34.4% |
| GLW | Buy | CORNING INC COMstock | $44,000 | +33.3% | 1,500 | +30.4% | 0.02% | +17.6% |
| BABA | ALIBABA GROUP HLDG LTD SPONSORED ADSstock | $42,000 | +27.3% | 200 | 0.0% | 0.02% | +11.8% | |
| LOW | LOWES COS INC COMstock | $41,000 | +10.8% | 340 | 0.0% | 0.02% | 0.0% | |
| DCP | DCP MIDSTREAM LP COM UT LTD PTNstock | $39,000 | -7.1% | 1,600 | 0.0% | 0.02% | -18.2% | |
| New | INOVALON HLDGS INC CALL | $40,000 | – | 100 | +100.0% | 0.02% | – | |
| MRK | MERCK & CO INC COMstock | $36,000 | +5.9% | 400 | 0.0% | 0.02% | -11.1% | |
| AGN | ALLERGAN PLC SHSstock | $35,000 | +16.7% | 181 | 0.0% | 0.02% | 0.0% | |
| EBAY | EBAY INC COMstock | $36,000 | -7.7% | 1,000 | 0.0% | 0.02% | -20.0% | |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP COM NEWstock | $35,000 | -36.4% | 2,200 | -37.1% | 0.02% | -42.9% |
| HP | HELMERICH & PAYNE INC COMstock | $36,000 | +12.5% | 800 | 0.0% | 0.02% | -5.9% | |
| SLB | SCHLUMBERGER LTD COMstock | $34,000 | +17.2% | 835 | 0.0% | 0.02% | +6.7% | |
| YUM | Sell | YUM BRANDS INC COMstock | $30,000 | -85.3% | 300 | -83.3% | 0.01% | -86.8% |
| DRI | DARDEN RESTAURANTS INC COMstock | $27,000 | -10.0% | 250 | 0.0% | 0.01% | -25.0% | |
| ABBV | ABBVIE INC COMstock | $27,000 | +17.4% | 300 | 0.0% | 0.01% | 0.0% | |
| PRGX | PRGX GLOBAL INC COM NEWstock | $25,000 | -7.4% | 5,166 | 0.0% | 0.01% | -21.4% | |
| WMB | WILLIAMS COS INC DEL COMstock | $24,000 | 0.0% | 1,000 | 0.0% | 0.01% | -8.3% | |
| OXY | OCCIDENTAL PETE CORP COMstock | $23,000 | -4.2% | 550 | 0.0% | 0.01% | -8.3% | |
| EOG | EOG RES INC COMstock | $25,000 | +13.6% | 300 | 0.0% | 0.01% | 0.0% | |
| EXG | EATON VANCE TAX MNGD GBL DV COMstock | $24,000 | +9.1% | 2,700 | 0.0% | 0.01% | 0.0% | |
| CL | New | COLGATE PALMOLIVE CO COMstock | $24,000 | – | 350 | +100.0% | 0.01% | – |
| GLD | SPDR GOLD TRUST GOLD SHSstock | $23,000 | +4.5% | 160 | 0.0% | 0.01% | 0.0% | |
| MRAM | EVERSPIN TECHNOLOGIES INC COMstock | $21,000 | -16.0% | 4,000 | 0.0% | 0.01% | -23.1% | |
| CSLT | Sell | CASTLIGHT HEALTH INC CL Bstock | $22,000 | -37.1% | 16,856 | -32.2% | 0.01% | -44.4% |
| ORCL | ORACLE CORP COMstock | $21,000 | -4.5% | 394 | 0.0% | 0.01% | -9.1% | |
| TRGP | TARGA RES CORP COMstock | $18,000 | +5.9% | 434 | 0.0% | 0.01% | -11.1% | |
| GSKY | GREENSKY INC CL Astock | $18,000 | +28.6% | 2,000 | 0.0% | 0.01% | +14.3% | |
| SNCR | New | SYNCHRONOSS TECHNOLOGIES INC COMstock | $16,000 | – | 3,300 | +100.0% | 0.01% | – |
| HARMONIC INC NOTE 4.000 12/0stock | $15,000 | +15.4% | 10,000 | 0.0% | 0.01% | 0.0% | ||
| OXSQ | OXFORD SQUARE CAP CORP COMstock | $13,000 | -13.3% | 2,400 | 0.0% | 0.01% | -25.0% | |
| SFIX | STITCH FIX INC COM CL Astock | $13,000 | +30.0% | 500 | 0.0% | 0.01% | +20.0% | |
| New | PORTFOLIO RECOVERY ASSOCS IN NOTE 3.000 8/0stock | $10,000 | – | 10,000 | +100.0% | 0.01% | – | |
| IVOO | New | VANGUARD ADMIRAL FDS INC MIDCP 400 IDXstock | $11,000 | – | 79 | +100.0% | 0.01% | – |
| SOLY | New | SOLITON INC COMstock | $12,000 | – | 1,100 | +100.0% | 0.01% | – |
| MS | Buy | MORGAN STANLEY COM NEWstock | $11,000 | +1000.0% | 218 | +1111.1% | 0.01% | +400.0% |
| VERU | New | VERU INC COMstock | $12,000 | – | 3,524 | +100.0% | 0.01% | – |
| HIMX | Sell | HIMAX TECHNOLOGIES INC SPONSORED ADRstock | $11,000 | 0.0% | 4,000 | -20.0% | 0.01% | -16.7% |
| T | Buy | AT&T INC COMstock | $9,000 | +800.0% | 223 | +869.6% | 0.00% | +300.0% |
| ARCT | New | ARCTURUS THERAPEUTICS HLDG I COMstock | $9,000 | – | 800 | +100.0% | 0.00% | – |
| BKR | New | BAKER HUGHES COMPANY CL Astock | $8,000 | – | 300 | +100.0% | 0.00% | – |
| CDXC | New | CHROMADEX CORP COM NEWstock | $9,000 | – | 2,200 | +100.0% | 0.00% | – |
| NVS | NOVARTIS A G SPONSORED ADRstock | $9,000 | 0.0% | 100 | 0.0% | 0.00% | -20.0% | |
| RADA | New | RADA ELECTR INDS LTD COM PAR NEWstock | $8,000 | – | 1,500 | +100.0% | 0.00% | – |
| MVIS | Sell | MICROVISION INC DEL COM NEWstock | $6,000 | +20.0% | 8,900 | -1.1% | 0.00% | 0.0% |
| RDSA | New | ROYAL DUTCH SHELL PLC SPONS ADR Astock | $7,000 | – | 112 | +100.0% | 0.00% | – |
| TYME | TYME TECHNOLOGIES INC COMstock | $7,000 | +16.7% | 5,000 | 0.0% | 0.00% | 0.0% | |
| MAC | MACERICH CO COMstock | $7,000 | -12.5% | 260 | 0.0% | 0.00% | -25.0% | |
| TRUE | Sell | TRUECAR INC COMstock | $4,000 | -69.2% | 800 | -78.9% | 0.00% | -71.4% |
| VNRX | New | VOLITIONRX LTD COMstock | $5,000 | – | 1,013 | +100.0% | 0.00% | – |
| WAB | WABTEC CORP COMstock | $5,000 | 0.0% | 69 | 0.0% | 0.00% | -33.3% | |
| HPQ | HP INC COMstock | $4,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| EXPI | New | EXP WORLD HOLDINGS INC COMstock | $5,000 | – | 400 | +100.0% | 0.00% | – |
| CSCO | CISCO SYS INC COMstock | $5,000 | 0.0% | 100 | 0.0% | 0.00% | -33.3% | |
| GWPH | GW PHARMACEUTICALS PLC ADSstock | $3,000 | 0.0% | 25 | 0.0% | 0.00% | -50.0% | |
| HPE | HEWLETT PACKARD ENTERPRISE C COMstock | $3,000 | 0.0% | 200 | 0.0% | 0.00% | -50.0% | |
| HAL | HALLIBURTON CO COMstock | $2,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| C | CITIGROUP INC COM NEWstock | $3,000 | +50.0% | 35 | 0.0% | 0.00% | 0.0% | |
| GNLN | New | GREENLANE HLDGS INC CL Astock | $3,000 | – | 1,000 | +100.0% | 0.00% | – |
| LENB | LENNAR CORP CL Bstock | $1,000 | 0.0% | 30 | 0.0% | 0.00% | -100.0% | |
| ALC | ALCON INC ORD SHSstock | $1,000 | 0.0% | 20 | 0.0% | 0.00% | -100.0% | |
| GDXJ | VANECK VECTORS ETF TRUST JR GOLD MINERS Estock | $1,000 | 0.0% | 35 | 0.0% | 0.00% | -100.0% | |
| MGY | MAGNOLIA OIL & GAS CORP CL Astock | $1,000 | 0.0% | 50 | 0.0% | 0.00% | -100.0% | |
| VFF | VILLAGE FARMS INTL INC COMstock | $1,000 | 0.0% | 100 | 0.0% | 0.00% | -100.0% | |
| Exit | COMSCORE INC CALL | $0 | – | -200 | -100.0% | 0.00% | – | |
| NOK | NOKIA CORP SPONSORED ADRstock | $1,000 | 0.0% | 166 | 0.0% | 0.00% | -100.0% | |
| DXC | New | DXC TECHNOLOGY CO COMstock | $1,000 | – | 16 | +100.0% | 0.00% | – |
| NEBLQ | NOBLE CORP PLC SHS USDstock | $1,000 | 0.0% | 800 | 0.0% | 0.00% | -100.0% | |
| PINS | Exit | PINTEREST INC CL Astock | $0 | – | -400 | -100.0% | -0.01% | – |
| Exit | SPDR S&P 500 ETF TR PUT | $0 | – | 0 | +100.0% | -0.01% | – | |
| PGC | Exit | PEAPACK-GLADSTONE FINL CORP COMstock | $0 | – | -1,500 | -100.0% | -0.02% | – |
| GHDX | Exit | GENOMIC HEALTH INC COMstock | $0 | – | -2,000 | -100.0% | -0.07% | – |
| HCP | Exit | HCP INC COMstock | $0 | – | -8,000 | -100.0% | -0.15% | – |
| NEWM | Exit | NEW MEDIA INVT GROUP INC COMstock | $0 | – | -150,500 | -100.0% | -0.69% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-04
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INCCOM | 33 | Q2 2021 | 24.5% |
| DIGIMARC CORPORATION | 33 | Q2 2021 | 15.5% |
| PFIZER INC COM | 33 | Q2 2021 | 3.1% |
| LUMINEX CORP DEL COM | 33 | Q2 2021 | 3.6% |
| TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098 | 33 | Q2 2021 | 4.0% |
| TRANSACTTECHNOLOGIES INC COM | 33 | Q2 2021 | 4.0% |
| PTC INC COM | 33 | Q2 2021 | 1.3% |
| JOHNSON & JOHNSONCOM | 33 | Q2 2021 | 2.2% |
| 3-D SYSTEMS CORP-DEL | 33 | Q2 2021 | 2.0% |
| ENTERPRISE PRODUCTS PARTNERS | 33 | Q2 2021 | 1.0% |
View Cowen Prime Services LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| ARI NETWORK SERVICES INC /WISold out | January 29, 2018 | 0 | 0.0% |
| Digimarc CORP | February 10, 2017 | 369,404 | 3.5% |
| INTERMOLECULAR INCSold out | February 10, 2017 | 0 | 0.0% |
| Reis, Inc. | February 10, 2017 | 354,900 | 3.1% |
| TRANSACT TECHNOLOGIES INC | February 10, 2017 | 228,986 | 3.1% |
View Cowen Prime Services LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-27 |
| SC 13G | 2021-02-16 |
| 13F-HR | 2021-01-27 |
| SC 13G | 2021-01-27 |
View Cowen Prime Services LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.