Cowen Prime Services LLC - Q1 2020 holdings

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$164 Million is the total value of Cowen Prime Services LLC's 209 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 27.9% .

All

			Value		Shares		↓ Weighting
PDFS	Buy	PDF SOLUTIONS INC COMstock	$19,448,000	-15.9%	1,659,409	+21.2%	11.87%	+12.4%
QUOT	Buy	QUOTIENT TECHNOLOGY INC COMstock	$16,744,000	-14.9%	2,575,924	+29.1%	10.22%	+13.7%
INOV	Sell	INOVALON HLDGS INC COM CL Astock	$16,102,000	-16.0%	966,500	-5.1%	9.83%	+12.2%
VG	Buy	VONAGE HLDGS CORP COMstock	$9,130,000	+10.0%	1,262,825	+12.7%	5.57%	+47.0%
ITI	Buy	ITERIS INC COMstock	$8,238,000	-25.5%	2,574,500	+16.1%	5.03%	-0.5%
LMNX	Sell	LUMINEX CORP DEL COMstock	$5,841,000	+8.3%	212,155	-8.9%	3.57%	+44.7%
ASPN	Buy	ASPEN AEROGELS INC COMstock	$5,023,000	-20.0%	818,000	+1.1%	3.07%	+6.9%
		INFINERA CORP NOTE 2.125 9 0stock	$4,450,000	-20.6%	5,310,000	0.0%	2.72%	+6.1%
LLNW	New	LIMELIGHT NETWORKS INC COMstock	$3,981,000	–	698,500	+100.0%	2.43%	–
RSSS	New	RESEARCH SOLUTIONS INC COMstock	$3,675,000	–	1,229,100	+100.0%	2.24%	–
JNJ	Buy	JOHNSON & JOHNSON COMstock	$3,593,000	+35.0%	27,397	+50.1%	2.19%	+80.4%
	New	ACCELERATE DIAGNOSTICS INC NOTE 2.500stock	$3,280,000	–	6,050,000	+100.0%	2.00%	–
RUBI	Sell	RUBICON PROJ INC COMstock	$3,273,000	-68.4%	589,800	-53.6%	2.00%	-57.8%
PFE	Buy	PFIZER INC COMstock	$2,604,000	-15.3%	79,775	+1.7%	1.59%	+13.2%
BRKB	New	BERKSHIRE HATHAWAY INC DEL CL B NEWstock	$2,575,000	–	14,085	+100.0%	1.57%	–
KKR	Sell	KKR & CO INC CL Astock	$2,423,000	-28.3%	103,250	-10.9%	1.48%	-4.1%
AZN	New	ASTRAZENECA PLC SPONSORED ADRstock	$2,274,000	–	50,920	+100.0%	1.39%	–
CSBR	Buy	CHAMPIONS ONCOLOGY INC COM NEWstock	$2,216,000	+73.3%	299,400	+95.0%	1.35%	+131.7%
HLIT	Sell	HARMONIC INC COMstock	$2,030,000	-31.4%	352,350	-7.1%	1.24%	-8.4%
NEO	Sell	NEOGENOMICS INC COM NEWstock	$1,976,000	-79.5%	71,576	-78.3%	1.21%	-72.6%
DMRC	Sell	DIGIMARC CORP NEW COMstock	$1,815,000	-64.3%	139,095	-8.3%	1.11%	-52.4%
APO	Buy	APOLLO GLOBAL MGMT INC COM CL Astock	$1,769,000	+518.5%	52,795	+779.9%	1.08%	+724.4%
TTGT	Sell	TECHTARGET INC COMstock	$1,621,000	-25.2%	78,650	-5.3%	0.99%	-0.1%
LDOS	Buy	LEIDOS HOLDINGS INC COMstock	$1,620,000	-2.6%	17,680	+4.0%	0.99%	+30.1%
SCOR	Buy	COMSCORE INC COMstock	$1,581,000	-42.2%	560,500	+1.2%	0.96%	-22.8%
MSFT	Sell	MICROSOFT CORP COMstock	$1,542,000	-6.2%	9,775	-6.2%	0.94%	+25.3%
SBUX	Sell	STARBUCKS CORP COMstock	$1,465,000	-31.7%	22,285	-8.6%	0.89%	-8.8%
HTGM	Buy	HTG MOLECULAR DIAGNOSTICS IN COMstock	$1,448,000	-3.5%	4,455,500	+108.4%	0.88%	+28.9%
KRNT	Sell	KORNIT DIGITAL LTD SHSstock	$1,445,000	-31.1%	58,044	-5.2%	0.88%	-7.9%
MMP		MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPstock	$1,270,000	-42.0%	34,800	0.0%	0.78%	-22.5%
PTC	Sell	PTC INC COMstock	$1,166,000	-23.1%	19,050	-5.9%	0.71%	+2.7%
CCI	Sell	CROWN CASTLE INTL CORP NEW COMstock	$1,070,000	-53.4%	7,410	-54.1%	0.65%	-37.7%
EPD	Buy	ENTERPRISE PRODS PARTNERS L COMstock	$1,059,000	-46.3%	74,080	+5.7%	0.65%	-28.3%
JPM		JPMORGAN CHASE & CO COMstock	$1,020,000	-35.4%	11,329	0.0%	0.62%	-13.6%
EB	Buy	EVENTBRITE INC COM CL Astock	$1,017,000	+202.7%	139,250	+736.3%	0.62%	+303.2%
DDD	Sell	3-D SYS CORP DEL COM NEWstock	$1,015,000	-23.9%	131,700	-13.5%	0.62%	+1.8%
NEPH	New	NEPHROS INC COMstock	$975,000	–	154,800	+100.0%	0.60%	–
TACT	Buy	TRANSACT TECHNOLOGIES INC COMstock	$951,000	-69.8%	305,810	+6.5%	0.58%	-59.6%
MTSI	Sell	MACOM TECH SOLUTIONS HLDGS I COMstock	$949,000	-41.2%	50,157	-17.3%	0.58%	-21.4%
APYX	Sell	APYX MED CORP COMstock	$932,000	-61.4%	259,714	-9.0%	0.57%	-48.4%
ADI	New	ANALOG DEVICES INC COMstock	$843,000	–	9,400	+100.0%	0.52%	–
RDFN		REDFIN CORP COMstock	$737,000	-27.0%	47,800	0.0%	0.45%	-2.4%
TEVA		TEVA PHARMACEUTICAL INDS LTD SPONSORED ADSstock	$730,000	-8.4%	81,294	0.0%	0.45%	+22.5%
NEOG		NEOGEN CORP COMstock	$723,000	+2.7%	10,790	0.0%	0.44%	+37.0%
GSIT	Buy	GSI TECHNOLOGY COMstock	$714,000	-1.7%	102,575	+0.2%	0.44%	+31.3%
CEVA	Sell	CEVA INC COMstock	$646,000	-13.5%	25,921	-6.5%	0.39%	+15.5%
DD	Sell	DUPONT DE NEMOURS INC COMstock	$643,000	-82.7%	18,849	-67.4%	0.39%	-76.8%
NRC		NATIONAL RESH CORP COM NEWstock	$637,000	-31.0%	14,000	0.0%	0.39%	-7.8%
LGND	New	LIGAND PHARMACEUTICALS INC COM NEWstock	$633,000	–	8,700	+100.0%	0.39%	–
DOW	Buy	DOW INC COMstock	$591,000	-20.4%	20,216	+49.2%	0.36%	+6.5%
NVEC	Buy	NVE CORP COM NEWstock	$585,000	-26.4%	11,237	+0.9%	0.36%	-1.7%
IBM		INTERNATIONAL BUSINESS MACHS COMstock	$542,000	-17.1%	4,882	0.0%	0.33%	+10.7%
RBBN	Sell	RIBBON COMMUNICATIONS INC COMstock	$511,000	-11.9%	168,719	-9.9%	0.31%	+17.7%
BOMN		BOSTON OMAHA CORP COMstock	$497,000	-13.9%	27,444	0.0%	0.30%	+14.8%
EXC		EXELON CORP COMstock	$495,000	-19.2%	13,450	0.0%	0.30%	+7.9%
EGOV	Sell	NIC INC COMstock	$472,000	-25.9%	20,500	-28.1%	0.29%	-1.0%
AAPL	New	APPLE INC COMstock	$406,000	–	1,595	+100.0%	0.25%	–
EHTH	Sell	EHEALTH INC COMstock	$339,000	-92.0%	2,405	-94.5%	0.21%	-89.2%
ARAY	New	ACCURAY INC COMstock	$313,000	–	164,882	+100.0%	0.19%	–
TXN		TEXAS INSTRS INC COMstock	$301,000	-22.0%	3,012	0.0%	0.18%	+4.5%
BX	Sell	BLACKSTONE GROUP INC COM CL Astock	$301,000	-29.2%	6,600	-13.2%	0.18%	-5.2%
NTNX	Sell	NUTANIX INC CL Astock	$290,000	-51.1%	18,380	-3.2%	0.18%	-34.7%
D	Buy	DOMINION ENERGY INC COMstock	$274,000	+315.2%	3,800	+375.0%	0.17%	+456.7%
KMI		KINDER MORGAN INC DEL COMstock	$225,000	-34.4%	16,198	0.0%	0.14%	-12.7%
SYNC	Sell	SYNACOR INC COMstock	$220,000	-37.1%	215,437	-6.5%	0.13%	-16.2%
XOM		EXXON MOBIL CORP COMstock	$215,000	-45.7%	5,670	0.0%	0.13%	-27.6%
DE		DEERE & CO COMstock	$207,000	-20.4%	1,500	0.0%	0.13%	+5.9%
NVO		NOVO-NORDISK A S ADRstock	$196,000	+4.3%	3,250	0.0%	0.12%	+39.5%
ARCC	Buy	ARES CAPITAL CORP COMstock	$197,000	-0.5%	18,300	+72.6%	0.12%	+33.3%
GCI	Sell	GANNETT CO INC COMstock	$193,000	-80.0%	130,400	-13.9%	0.12%	-73.2%
PEAK		HEALTHPEAK PROPERTIES INC COMstock	$191,000	-30.8%	8,000	0.0%	0.12%	-7.1%
ALLT	Buy	ALLOT LTD SHSstock	$174,000	+30.8%	17,802	+14.1%	0.11%	+73.8%
GOOG		ALPHABET INC CAP STK CL Cstock	$163,000	-12.8%	140	0.0%	0.10%	+17.6%
CUI	Sell	CUI GLOBAL INC COM NEWstock	$162,000	-30.2%	181,388	-13.9%	0.10%	-6.6%
TT	New	TRANE TECHNOLOGIES PLC SHSstock	$153,000	–	1,850	+100.0%	0.09%	–
CTVA	Sell	CORTEVA INC COMstock	$146,000	-63.6%	6,216	-54.1%	0.09%	-51.4%
MET		METLIFE INC COMstock	$142,000	-40.1%	4,650	0.0%	0.09%	-19.4%
LMT		LOCKHEED MARTIN CORP COMstock	$136,000	-12.8%	400	0.0%	0.08%	+16.9%
NOC		NORTHROP GRUMMAN CORP COMstock	$136,000	-12.3%	450	0.0%	0.08%	+16.9%
PEP	Sell	PEPSICO INC COMstock	$136,000	-15.5%	1,130	-3.8%	0.08%	+12.2%
UNH		UNITEDHEALTH GROUP INC COMstock	$125,000	-15.0%	500	0.0%	0.08%	+13.4%
VZ		VERIZON COMMUNICATIONS INC COMstock	$122,000	-12.2%	2,263	0.0%	0.07%	+15.6%
BMY		BRISTOL-MYERS SQUIBB CO COMstock	$117,000	-13.3%	2,100	0.0%	0.07%	+14.5%
GE	Sell	GENERAL ELECTRIC CO COMstock	$116,000	-30.5%	14,670	-2.0%	0.07%	-6.6%
ESBA		EMPIRE ST RLTY OP L P UNIT LTD PRTNSPstock	$115,000	-36.1%	12,904	0.0%	0.07%	-14.6%
KMB		KIMBERLY CLARK CORP COMstock	$115,000	-7.3%	900	0.0%	0.07%	+22.8%
DRRX	Sell	DURECT CORP COMstock	$113,000	-66.1%	72,628	-17.2%	0.07%	-54.6%
PAYX		PAYCHEX INC COMstock	$113,000	-26.1%	1,800	0.0%	0.07%	-1.4%
MCD		MCDONALDS CORP COMstock	$109,000	-16.8%	661	0.0%	0.07%	+11.7%
INTC	Buy	INTEL CORP COMstock	$103,000	-4.6%	1,900	+5.6%	0.06%	+28.6%
UPS		UNITED PARCEL SERVICE INC CL Bstock	$101,000	-19.8%	1,080	0.0%	0.06%	+6.9%
PYPL		PAYPAL HLDGS INC COMstock	$99,000	-11.6%	1,034	0.0%	0.06%	+17.6%
WIFI	Sell	BOINGO WIRELESS INC COMstock	$97,000	-21.8%	9,100	-19.5%	0.06%	+3.5%
KOPN	Sell	KOPIN CORP COMstock	$96,000	-20.7%	273,518	-9.2%	0.06%	+7.3%
MDLZ		MONDELEZ INTL INC CL Astock	$90,000	-9.1%	1,800	0.0%	0.06%	+22.2%
SRE		SEMPRA ENERGY COMstock	$90,000	-25.6%	800	0.0%	0.06%	0.0%
RADA	Buy	RADA ELECTR INDS LTD COM PAR NEWstock	$86,000	+975.0%	24,500	+1533.3%	0.05%	+1225.0%
UL		UNILEVER PLC SPON ADR NEWstock	$73,000	-12.0%	1,445	0.0%	0.04%	+18.4%
PM		PHILIP MORRIS INTL INC COMstock	$73,000	-14.1%	1,000	0.0%	0.04%	+15.4%
SPH		SUBURBAN PROPANE PARTNERS L UNIT LTD PARTNstock	$71,000	-35.5%	5,013	0.0%	0.04%	-14.0%
GDX		VANECK VECTORS ETF TR GOLD MINERS ETFstock	$69,000	-21.6%	3,000	0.0%	0.04%	+5.0%
MPLX		MPLX LP COM UNIT REP LTDstock	$66,000	-54.2%	5,674	0.0%	0.04%	-39.4%
FRG	New	FRANCHISE GROUP INC COMstock	$66,000	–	7,600	+100.0%	0.04%	–
NLY	New	ANNALY CAPITAL MANAGEMENT IN COMstock	$63,000	–	12,500	+100.0%	0.04%	–
ATH		ATHENE HLDG LTD CL Astock	$62,000	-47.5%	2,500	0.0%	0.04%	-29.6%
ALLE		ALLEGION PLC ORD SHSstock	$61,000	-26.5%	666	0.0%	0.04%	-2.6%
BLFS	New	BIOLIFE SOLUTIONS INC COM NEWstock	$59,000	–	6,173	+100.0%	0.04%	–
LEN		LENNAR CORP CL Astock	$57,000	-32.1%	1,500	0.0%	0.04%	-7.9%
MO		ALTRIA GROUP INC COMstock	$58,000	-22.7%	1,500	0.0%	0.04%	+2.9%
PG		PROCTER & GAMBLE CO COMstock	$55,000	-11.3%	500	0.0%	0.03%	+21.4%
IGT	New	INTERNATIONAL GAME TECHNOLOG SHS USDstock	$54,000	–	9,000	+100.0%	0.03%	–
WY	Sell	WEYERHAEUSER CO COMstock	$51,000	-94.8%	3,000	-90.7%	0.03%	-93.0%
SYY		SYSCO CORP COMstock	$48,000	-47.3%	1,060	0.0%	0.03%	-31.0%
GOOGL		ALPHABET INC CAP STK CL Astock	$46,000	-14.8%	40	0.0%	0.03%	+12.0%
KO		COCA COLA CO COMstock	$44,000	-20.0%	1,000	0.0%	0.03%	+8.0%
EMR	Sell	EMERSON ELEC CO COMstock	$43,000	-43.4%	900	-10.0%	0.03%	-25.7%
ABT	New	ABBOTT LABS COMstock	$39,000	–	500	+100.0%	0.02%	–
NS		NUSTAR ENERGY LP UNIT COMstock	$40,000	-66.7%	4,630	0.0%	0.02%	-56.4%
IR	New	INGERSOLL RAND INC COMstock	$40,000	–	1,632	+100.0%	0.02%	–
BABA		ALIBABA GROUP HLDG LTD SPONSORED ADSstock	$39,000	-7.1%	200	0.0%	0.02%	+26.3%
GLP		GLOBAL PARTNERS LP COM UNITSstock	$37,000	-56.0%	4,150	0.0%	0.02%	-39.5%
BMO	New	BANK MONTREAL COMstock	$38,000	–	753	+100.0%	0.02%	–
AEP	New	AMERICAN ELEC PWR CO INC COMstock	$36,000	–	450	+100.0%	0.02%	–
AXP	New	AMERICAN EXPRESS CO COMstock	$34,000	–	400	+100.0%	0.02%	–
GLW	Buy	CORNING INC COMstock	$33,000	-25.0%	1,600	+6.7%	0.02%	0.0%
NNN		NATIONAL RETAIL PROPERTIES I COMstock	$32,000	-40.7%	1,000	0.0%	0.02%	-20.0%
AGN		ALLERGAN PLC SHSstock	$32,000	-8.6%	181	0.0%	0.02%	+25.0%
MRK		MERCK & CO. INC COMstock	$31,000	-13.9%	400	0.0%	0.02%	+18.8%
EBAY		EBAY INC COMstock	$30,000	-16.7%	1,000	0.0%	0.02%	+12.5%
LOW		LOWES COS INC COMstock	$29,000	-29.3%	340	0.0%	0.02%	-5.3%
GLD		SPDR GOLD TRUST GOLD SHSstock	$24,000	+4.3%	160	0.0%	0.02%	+36.4%
ABBV		ABBVIE INC COMstock	$23,000	-14.8%	300	0.0%	0.01%	+16.7%
CL		COLGATE PALMOLIVE CO COMstock	$23,000	-4.2%	350	0.0%	0.01%	+27.3%
AMD	New	ADVANCED MICRO DEVICES INC COMstock	$23,000	–	500	+100.0%	0.01%	–
FORM	Sell	FORMFACTOR INC COMstock	$20,000	-57.4%	995	-44.6%	0.01%	-42.9%
ORCL		ORACLE CORP COMstock	$19,000	-9.5%	394	0.0%	0.01%	+20.0%
GOLD	New	BARRICK GOLD CORPORATION COMstock	$20,000	–	1,084	+100.0%	0.01%	–
PAA		PLAINS ALL AMERN PIPELINE L UNIT LTD PARTNstock	$18,000	-71.4%	3,400	0.0%	0.01%	-62.1%
EXG		EATON VANCE TAX-MANAGED GLOB COMstock	$17,000	-29.2%	2,700	0.0%	0.01%	-9.1%
BAC	New	BK OF AMERICA CORP COMstock	$16,000	–	760	+100.0%	0.01%	–
WMB		WILLIAMS COS INC COMstock	$14,000	-41.7%	1,000	0.0%	0.01%	-18.2%
DRI		DARDEN RESTAURANTS INC COMstock	$14,000	-48.1%	250	0.0%	0.01%	-25.0%
HP		HELMERICH & PAYNE INC COMstock	$13,000	-63.9%	800	0.0%	0.01%	-50.0%
SLB		SCHLUMBERGER LTD COMstock	$11,000	-67.6%	835	0.0%	0.01%	-56.2%
EOG		EOG RES INC COMstock	$11,000	-56.0%	300	0.0%	0.01%	-36.4%
PRGX	Sell	PRGX GLOBAL INC COM NEWstock	$12,000	-52.0%	4,166	-19.4%	0.01%	-36.4%
WES		WESTERN MIDSTREAM PARTNERS L COM UNIT LP INTstock	$12,000	-84.0%	3,813	0.0%	0.01%	-79.4%
MS	Buy	MORGAN STANLEY COM NEWstock	$11,000	0.0%	318	+45.9%	0.01%	+40.0%
ARCT		ARCTURUS THERAPEUTICS HLDG I COMstock	$11,000	+22.2%	800	0.0%	0.01%	+75.0%
HIMX		HIMAX TECHNOLOGIES INC SPONSORED ADRstock	$11,000	0.0%	4,000	0.0%	0.01%	+40.0%
		HARMONIC INC NOTE 4.00012 0stock	$12,000	-20.0%	10,000	0.0%	0.01%	0.0%
CSLT		CASTLIGHT HEALTH INC CL Bstock	$12,000	-45.5%	16,856	0.0%	0.01%	-30.0%
SNCR		SYNCHRONOSS TECHNOLOGIES INC COMstock	$10,000	-37.5%	3,300	0.0%	0.01%	-14.3%
		PORTFOLIO RECOVERY ASSOCS IN NOTE 3.000 8 0stock	$10,000	0.0%	10,000	0.0%	0.01%	+20.0%
T	Buy	AT&T INC COMstock	$9,000	0.0%	323	+44.8%	0.01%	+25.0%
CTSO	New	CYTOSORBENTS CORP COM NEWstock	$8,000	–	1,000	+100.0%	0.01%	–
MRAM	Sell	EVERSPIN TECHNOLOGIES INC COMstock	$9,000	-57.1%	3,500	-12.5%	0.01%	-50.0%
GSKY		GREENSKY INC CL Astock	$8,000	-55.6%	2,000	0.0%	0.01%	-37.5%
MOBL	Sell	MOBILEIRON INC COM NEWstock	$8,000	-99.9%	2,000	-99.9%	0.01%	-99.8%
NRZ	Sell	NEW RESIDENTIAL INVT CORP COM NEWstock	$8,000	-77.1%	1,600	-27.3%	0.01%	-68.8%
NVS		NOVARTIS A G SPONSORED ADRstock	$8,000	-11.1%	100	0.0%	0.01%	+25.0%
SWM	New	SCHWEITZER-MAUDUIT INTL INC COMstock	$8,000	–	300	+100.0%	0.01%	–
SOLY		SOLITON INC COMstock	$9,000	-25.0%	1,100	0.0%	0.01%	0.0%
IVOO		VANGUARD ADMIRAL FDS INC MIDCP 400 IDXstock	$8,000	-27.3%	79	0.0%	0.01%	0.0%
VERU	Sell	VERU INC COMstock	$8,000	-33.3%	2,524	-28.4%	0.01%	0.0%
STX	New	SEAGATE TECHNOLOGY PLC SHSstock	$7,000	–	150	+100.0%	0.00%	–
OXY		OCCIDENTAL PETE CORP COMstock	$6,000	-73.9%	550	0.0%	0.00%	-63.6%
SFIX		STITCH FIX INC COM CL Astock	$6,000	-53.8%	500	0.0%	0.00%	-33.3%
OXSQ		OXFORD SQUARE CAP CORP COMstock	$6,000	-53.8%	2,400	0.0%	0.00%	-33.3%
DCP		DCP MIDSTREAM LP COM UT LTD PTNstock	$7,000	-82.1%	1,600	0.0%	0.00%	-77.8%
MRCY	New	MERCURY SYS INC COMstock	$7,000	–	100	+100.0%	0.00%	–
TYME	Buy	TYME TECHNOLOGIES INC COMstock	$6,000	-14.3%	5,300	+6.0%	0.00%	+33.3%
CDXC	Sell	CHROMADEX CORP COM NEWstock	$7,000	-22.2%	2,083	-5.3%	0.00%	0.0%
RDSA		ROYAL DUTCH SHELL PLC SPONS ADR Astock	$4,000	-42.9%	112	0.0%	0.00%	-33.3%
BKR		BAKER HUGHES COMPANY CL Astock	$3,000	-62.5%	300	0.0%	0.00%	-50.0%
GNLN	Buy	GREENLANE HLDGS INC CL Astock	$4,000	+33.3%	2,100	+110.0%	0.00%	+100.0%
BMRA	New	BIOMERICA INC COM NEWstock	$4,000	–	500	+100.0%	0.00%	–
EXPI		EXP WORLD HLDGS INC COMstock	$3,000	-40.0%	400	0.0%	0.00%	0.0%
CSCO		CISCO SYS INC COMstock	$4,000	-20.0%	100	0.0%	0.00%	0.0%
WAB		WABTEC COMstock	$3,000	-40.0%	69	0.0%	0.00%	0.0%
VNRX		VOLITIONRX LTD COMstock	$3,000	-40.0%	1,013	0.0%	0.00%	0.0%
TRGP	Buy	TARGA RES CORP COMstock	$3,000	-83.3%	496	+14.3%	0.00%	-75.0%
HPQ		HP INC COMstock	$3,000	-25.0%	200	0.0%	0.00%	0.0%
HPE		HEWLETT PACKARD ENTERPRISE C COMstock	$2,000	-33.3%	200	0.0%	0.00%	0.0%
NOK		NOKIA CORP SPONSORED ADRstock	$1,000	0.0%	166	0.0%	0.00%	–
MVIS	Sell	MICROVISION INC DEL COM NEWstock	$1,000	-83.3%	6,200	-30.3%	0.00%	-66.7%
LENB		LENNAR CORP CL Bstock	$1,000	0.0%	30	0.0%	0.00%	–
ONCY	New	ONCOLYTICS BIOTECH INC COM NEWstock	$1,000	–	500	+100.0%	0.00%	–
HAL		HALLIBURTON CO COMstock	$1,000	-50.0%	100	0.0%	0.00%	0.0%
TRUE		TRUECAR INC COMstock	$2,000	-50.0%	800	0.0%	0.00%	-50.0%
GWPH		GW PHARMACEUTICALS PLC ADSstock	$2,000	-33.3%	25	0.0%	0.00%	0.0%
GDXJ		VANECK VECTORS ETF TR JR GOLD MINERS Estock	$1,000	0.0%	35	0.0%	0.00%	–
C		CITIGROUP INC COM NEWstock	$1,000	-66.7%	35	0.0%	0.00%	0.0%
ALC		ALCON INC ORD SHSstock	$1,000	0.0%	20	0.0%	0.00%	–
APA	New	APACHE CORP COMstock	$2,000	–	450	+100.0%	0.00%	–
VBLT	New	VASCULAR BIOGENICS LTD COMstock	$1,000	–	500	+100.0%	0.00%	–
DXC		DXC TECHNOLOGY CO COMstock	$0	-100.0%	16	0.0%	0.00%	–
	New	CAPSTONE TURBINE CORP COMstock	$0	–	50	+100.0%	0.00%	–
CRCQQ	New	CALIFORNIA RES CORP COM NEWstock	$0	–	26	+100.0%	0.00%	–
BVSN	New	BROADVISION INC COM PARstock	$0	–	4	+100.0%	0.00%	–
FNJN	New	FINJAN HLDGS INC COM NEWstock	$0	–	41	+100.0%	0.00%	–
NEBLQ		NOBLE CORP PLC SHS USDstock	$0	-100.0%	800	0.0%	0.00%	–
MGY		MAGNOLIA OIL & GAS CORP CL Astock	$0	-100.0%	50	0.0%	0.00%	–
BHC	New	BAUSCH HEALTH COS INC COMstock	$0	–	26	+100.0%	0.00%	–
PRSP	New	PERSPECTA INC COMstock	$0	–	8	+100.0%	0.00%	–
	New	MICRO FOCUS INTL PLC SPON ADR NEWstock	$0	–	20	+100.0%	0.00%	–
SIRI	New	SIRIUS XM HLDGS INC COMstock	$0	–	9	+100.0%	0.00%	–
ADMP	New	ADAMIS PHARMACEUTICALS CORP COM NEWstock	$0	–	6	+100.0%	0.00%	–
VFF		VILLAGE FARMS INTL INC COMstock	$0	-100.0%	100	0.0%	0.00%	–
MAC	Exit	MACERICH CO COMstock	$0	–	-260	-100.0%	-0.00%	–
YUM	Exit	YUM BRANDS INC COMstock	$0	–	-300	-100.0%	-0.01%	–
	Exit	INOVALON HLDGS INC CALL	$0	–	-100	-100.0%	-0.02%	–
EXAS	Exit	EXACT SCIENCES CORP COMstock	$0	–	-900	-100.0%	-0.04%	–
MIC	Exit	MACQUARIE INFRASTRUCTURE COR COMstock	$0	–	-5,000	-100.0%	-0.10%	–
IR	Exit	INGERSOLL-RAND PLC SHSstock	$0	–	-1,850	-100.0%	-0.11%	–
UAL	Exit	UNITED AIRLINES HLDGS INC COMstock	$0	–	-8,910	-100.0%	-0.36%	–
CVX	Exit	CHEVRON CORP NEW COMstock	$0	–	-10,900	-100.0%	-0.60%	–
DAL	Exit	DELTA AIR LINES INC DEL COM NEWstock	$0	–	-39,920	-100.0%	-1.07%	–
SGMS	Exit	SCIENTIFIC GAMES CORP COMstock	$0	–	-295,160	-100.0%	-3.61%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-04-28

Signatures

The EDGAR filing(s) were signed by:

Rep Poppell — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
PDF SOLUTIONS INCCOM	33	Q2 2021	24.5%
DIGIMARC CORPORATION	33	Q2 2021	15.5%
PFIZER INC COM	33	Q2 2021	3.1%
LUMINEX CORP DEL COM	33	Q2 2021	3.6%
TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098	33	Q2 2021	4.0%
TRANSACTTECHNOLOGIES INC COM	33	Q2 2021	4.0%
PTC INC COM	33	Q2 2021	1.3%
JOHNSON & JOHNSONCOM	33	Q2 2021	2.2%
3-D SYSTEMS CORP-DEL	33	Q2 2021	2.0%
ENTERPRISE PRODUCTS PARTNERS	33	Q2 2021	1.0%

View Cowen Prime Services LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Cowen Prime Services LLC Q1 2020 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
ARI NETWORK SERVICES INC /WI^{Sold out}	January 29, 2018	0	0.0%
Digimarc CORP	February 10, 2017	369,404	3.5%
INTERMOLECULAR INC^{Sold out}	February 10, 2017	0	0.0%
Reis, Inc.	February 10, 2017	354,900	3.1%
TRANSACT TECHNOLOGIES INC	February 10, 2017	228,986	3.1%

View Cowen Prime Services LLC's complete significant-ownership history.

Latest filings

Type	Filed
SC 13G	2022-02-10
SC 13G	2022-02-10
SC 13G	2022-02-10
SC 13G	2022-02-10
SC 13G	2022-02-10
13F-HR	2021-07-16
13F-HR	2021-04-27
SC 13G	2021-02-16
13F-HR	2021-01-27
SC 13G	2021-01-27

View Cowen Prime Services LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export Cowen Prime Services LLC's holdings