$193 Million is the total value of Cowen Prime Services LLC's 163 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 9.9% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
VG | Buy | VONAGE HLDGS CORP COMstock | $16,196,000 | +3.3% | 1,433,300 | +3.5% | 8.38% | +10.6% |
PDFS | Buy | PDF SOLUTIONS INC COMstock | $16,169,000 | +10.1% | 1,237,100 | +10.6% | 8.36% | +17.9% |
QUOT | Buy | QUOTIENT TECHNOLOGY INC COMstock | $15,697,000 | -6.0% | 2,007,304 | +29.1% | 8.12% | +0.6% |
INOV | Buy | INOVALON HLDGS INC COM CL Astock | $13,418,000 | +24.8% | 818,650 | +10.5% | 6.94% | +33.6% |
MOBL | Sell | MOBILEIRON INC COM NEWstock | $11,425,000 | +1.5% | 1,745,600 | -3.8% | 5.91% | +8.7% |
ITI | Buy | ITERIS INC COMstock | $10,326,000 | +23.4% | 1,797,442 | +11.1% | 5.34% | +32.2% |
RUBI | Buy | RUBICON PROJ INC COMstock | $7,534,000 | +59.7% | 865,000 | +16.6% | 3.90% | +71.1% |
NEO | Sell | NEOGENOMICS INC COM NEWstock | $7,119,000 | -19.1% | 372,316 | -7.1% | 3.68% | -13.3% |
DMRC | Buy | DIGIMARC CORP NEW COMstock | $5,690,000 | -11.1% | 145,563 | +1.0% | 2.94% | -4.8% |
SGMS | Buy | SCIENTIFIC GAMES CORP COMstock | $4,950,000 | +32.7% | 243,260 | +29.3% | 2.56% | +42.1% |
LMNX | Buy | LUMINEX CORP DEL COMstock | $4,734,000 | +1.7% | 229,255 | +1.7% | 2.45% | +8.9% |
Sell | INFINERA CORPORATION NOTE 2.125 9/0stock | $4,390,000 | +19.9% | 5,060,000 | -6.1% | 2.27% | +28.4% | |
LDOS | Sell | LEIDOS HLDGS INC COMstock | $3,670,000 | -7.6% | 42,735 | -14.0% | 1.90% | -1.0% |
ASPN | Buy | ASPEN AEROGELS INC COMstock | $3,627,000 | -15.3% | 612,692 | +2.0% | 1.88% | -9.3% |
TACT | Buy | TRANSACT TECHNOLOGIES INC COMstock | $3,245,000 | +8.6% | 267,073 | +0.7% | 1.68% | +16.3% |
KKR | Sell | KKR & CO INC CL Astock | $3,110,000 | -8.9% | 115,820 | -14.3% | 1.61% | -2.4% |
PFE | Sell | PFIZER INC COMstock | $2,952,000 | -27.0% | 82,150 | -12.0% | 1.53% | -21.8% |
EHTH | Sell | EHEALTH INC COMstock | $2,602,000 | -74.8% | 38,963 | -67.5% | 1.35% | -73.0% |
HLIT | Buy | HARMONIC INC COMstock | $2,368,000 | +20.9% | 359,935 | +2.0% | 1.22% | +29.5% |
MMP | MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPstock | $2,306,000 | +3.5% | 34,800 | 0.0% | 1.19% | +10.9% | |
JNJ | Sell | JOHNSON & JOHNSON COMstock | $2,271,000 | -19.0% | 17,552 | -12.9% | 1.18% | -13.3% |
DD | Sell | DUPONT DE NEMOURS INC COMstock | $2,238,000 | -5.8% | 31,385 | -0.9% | 1.16% | +0.9% |
UAL | Sell | UNITED AIRLINES HLDGS INC COMstock | $2,144,000 | -17.9% | 24,250 | -18.7% | 1.11% | -12.1% |
CCI | Sell | CROWN CASTLE INTL CORP NEW COMstock | $2,111,000 | -38.7% | 15,185 | -42.5% | 1.09% | -34.4% |
EPD | Buy | ENTERPRISE PRODS PARTNERS L COMstock | $2,003,000 | +3.4% | 70,080 | +4.5% | 1.04% | +10.7% |
TTGT | Sell | TECHTARGET INC COMstock | $1,944,000 | -27.7% | 86,300 | -31.8% | 1.00% | -22.6% |
SCOR | Buy | COMSCORE INC COMstock | $1,895,000 | +59.0% | 991,900 | +329.4% | 0.98% | +70.1% |
APYX | Buy | APYX MED CORP COMstock | $1,854,000 | +1.6% | 273,905 | +0.8% | 0.96% | +8.7% |
SBUX | Sell | STARBUCKS CORP COMstock | $1,817,000 | -16.2% | 20,550 | -20.5% | 0.94% | -10.2% |
KRNT | Sell | KORNIT DIGITAL LTD SHSstock | $1,742,000 | -3.8% | 56,594 | -1.0% | 0.90% | +3.0% |
DAL | Buy | DELTA AIR LINES INC DEL COM NEWstock | $1,706,000 | +2.2% | 29,610 | +0.7% | 0.88% | +9.4% |
MSFT | Sell | MICROSOFT CORP COMstock | $1,630,000 | -8.0% | 11,725 | -11.3% | 0.84% | -1.5% |
JPM | Sell | JPMORGAN CHASE & CO COMstock | $1,422,000 | -10.3% | 12,079 | -14.8% | 0.74% | -4.0% |
PTC | PTC INC COMstock | $1,370,000 | -24.1% | 20,100 | 0.0% | 0.71% | -18.6% | |
NEWM | Buy | NEW MEDIA INVT GROUP INC COMstock | $1,326,000 | -4.9% | 150,500 | +1.9% | 0.69% | +1.9% |
CVX | Sell | CHEVRON CORP NEW COMstock | $1,293,000 | -8.4% | 10,900 | -4.0% | 0.67% | -1.9% |
RBBN | Sell | RIBBON COMMUNICATIONS INC COMstock | $1,277,000 | -11.6% | 218,583 | -26.0% | 0.66% | -5.4% |
MTSI | Buy | MACOM TECH SOLUTIONS HLDGS I COMstock | $1,252,000 | +45.2% | 58,258 | +2.3% | 0.65% | +55.8% |
DDD | Buy | 3-D SYS CORP DEL COM NEWstock | $1,196,000 | -3.5% | 146,700 | +7.7% | 0.62% | +3.5% |
WY | Buy | WEYERHAEUSER CO COMstock | $896,000 | +12.8% | 32,350 | +7.3% | 0.46% | +20.6% |
NRC | NATIONAL RESH CORP COM NEWstock | $809,000 | +0.4% | 14,000 | 0.0% | 0.42% | +7.5% | |
CEVA | Buy | CEVA INC COMstock | $805,000 | +31.3% | 26,971 | +7.2% | 0.42% | +40.5% |
RDFN | REDFIN CORP COMstock | $805,000 | -6.3% | 47,800 | 0.0% | 0.42% | +0.2% | |
GSIT | Buy | GSI TECHNOLOGY COMstock | $778,000 | +14.6% | 88,757 | +12.1% | 0.40% | +22.6% |
NEOG | NEOGEN CORP COMstock | $749,000 | +9.7% | 11,000 | 0.0% | 0.39% | +17.3% | |
IBM | INTERNATIONAL BUSINESS MACHS COMstock | $685,000 | +5.4% | 4,712 | 0.0% | 0.35% | +12.7% | |
NVEC | Buy | NVE CORP COM NEWstock | $665,000 | +18.3% | 10,015 | +24.0% | 0.34% | +26.9% |
EXC | Sell | EXELON CORP COMstock | $650,000 | -32.4% | 13,450 | -32.9% | 0.34% | -27.6% |
DOW | DOW INC COMstock | $646,000 | -3.3% | 13,549 | 0.0% | 0.33% | +3.4% | |
EGOV | Sell | NIC INC COMstock | $613,000 | +13.3% | 29,700 | -11.9% | 0.32% | +21.5% |
TEVA | TEVA PHARMACEUTICAL INDS LTD SPONSORED ADSstock | $565,000 | -25.5% | 82,154 | 0.0% | 0.29% | -20.2% | |
BOMN | Sell | BOSTON OMAHA CORP COMstock | $544,000 | -49.3% | 27,444 | -40.8% | 0.28% | -45.8% |
NTNX | Buy | NUTANIX INC CL Astock | $452,000 | +5.9% | 17,230 | +4.6% | 0.23% | +13.6% |
XOM | EXXON MOBIL CORP COMstock | $400,000 | -7.8% | 5,670 | 0.0% | 0.21% | -1.4% | |
CTVA | Sell | CORTEVA INC COMstock | $398,000 | -33.4% | 14,215 | -29.7% | 0.21% | -28.7% |
TXN | TEXAS INSTRS INC COMstock | $389,000 | +12.4% | 3,012 | 0.0% | 0.20% | +20.4% | |
SYNC | Sell | SYNACOR INC COMstock | $359,000 | -23.9% | 256,675 | -15.2% | 0.19% | -18.4% |
BX | New | BLACKSTONE GROUP INC COM CL Astock | $342,000 | – | 7,000 | +100.0% | 0.18% | – |
KMI | KINDER MORGAN INC DEL COMstock | $317,000 | -1.2% | 15,380 | 0.0% | 0.16% | +5.8% | |
EB | EVENTBRITE INC COM CL Astock | $295,000 | +9.3% | 16,650 | 0.0% | 0.15% | +17.7% | |
HCP | HCP INC COMstock | $285,000 | +11.3% | 8,000 | 0.0% | 0.15% | +18.5% | |
DE | DEERE & CO COMstock | $253,000 | +1.6% | 1,500 | 0.0% | 0.13% | +9.2% | |
IR | INGERSOLL-RAND PLC SHSstock | $228,000 | -2.6% | 1,850 | 0.0% | 0.12% | +4.4% | |
MET | Sell | METLIFE INC COMstock | $219,000 | -14.5% | 4,650 | -9.7% | 0.11% | -8.9% |
KOPN | Buy | KOPIN CORP COMstock | $207,000 | -36.7% | 304,850 | +1.5% | 0.11% | -32.3% |
YUM | Sell | YUM BRANDS INC COMstock | $204,000 | -20.0% | 1,800 | -21.7% | 0.11% | -13.8% |
PAYX | PAYCHEX INC COMstock | $199,000 | +0.5% | 2,400 | 0.0% | 0.10% | +7.3% | |
ESBA | EMPIRE ST RLTY OP L P UNIT LTD PRTNSPstock | $183,000 | -4.2% | 12,904 | 0.0% | 0.10% | +3.3% | |
CUI | Sell | CUI GLOBAL INC COM NEWstock | $172,000 | -7.5% | 203,468 | -10.1% | 0.09% | -1.1% |
GOOG | ALPHABET INC CAP STK CL Cstock | $171,000 | +13.2% | 140 | 0.0% | 0.09% | +20.5% | |
NOC | NORTHROP GRUMMAN CORP COMstock | $169,000 | +16.6% | 450 | 0.0% | 0.09% | +24.3% | |
NVO | NOVO-NORDISK A S ADRstock | $168,000 | +1.2% | 3,250 | 0.0% | 0.09% | +8.8% | |
DRRX | Buy | DURECT CORP COMstock | $161,000 | +182.5% | 87,228 | +0.1% | 0.08% | +196.4% |
MPLX | New | MPLX LP COM UNIT REP LTDstock | $159,000 | – | 5,674 | +100.0% | 0.08% | – |
LMT | LOCKHEED MARTIN CORP COMstock | $156,000 | +7.6% | 400 | 0.0% | 0.08% | +15.7% | |
MCD | MCDONALDS CORP COMstock | $142,000 | +3.6% | 661 | 0.0% | 0.07% | +10.6% | |
VZ | VERIZON COMMUNICATIONS INC COMstock | $137,000 | +6.2% | 2,263 | 0.0% | 0.07% | +14.5% | |
GHDX | GENOMIC HEALTH INC COMstock | $136,000 | +17.2% | 2,000 | 0.0% | 0.07% | +25.0% | |
NS | NUSTAR ENERGY LP UNIT COMstock | $131,000 | +4.0% | 4,630 | 0.0% | 0.07% | +11.5% | |
UPS | UNITED PARCEL SERVICE INC CL Bstock | $129,000 | +15.2% | 1,080 | 0.0% | 0.07% | +24.1% | |
KMB | KIMBERLY CLARK CORP COMstock | $128,000 | +6.7% | 900 | 0.0% | 0.07% | +13.8% | |
WIFI | Buy | BOINGO WIRELESS INC COMstock | $125,000 | -37.2% | 11,300 | +1.8% | 0.06% | -32.3% |
PEP | PEPSICO INC COMstock | $123,000 | +4.2% | 900 | 0.0% | 0.06% | +12.3% | |
GE | GENERAL ELECTRIC CO COMstock | $120,000 | -14.9% | 13,470 | 0.0% | 0.06% | -8.8% | |
SPH | Sell | SUBURBAN PROPANE PARTNERS L UNIT LTD PARTNstock | $118,000 | -11.9% | 5,013 | -9.1% | 0.06% | -6.2% |
SRE | SEMPRA ENERGY COMstock | $118,000 | +7.3% | 800 | 0.0% | 0.06% | +15.1% | |
UNH | UNITEDHEALTH GROUP INC COMstock | $109,000 | -10.7% | 500 | 0.0% | 0.06% | -5.1% | |
PYPL | PAYPAL HLDGS INC COMstock | $107,000 | -9.3% | 1,034 | 0.0% | 0.06% | -3.5% | |
BMY | BRISTOL MYERS SQUIBB CO COMstock | $106,000 | +11.6% | 2,100 | 0.0% | 0.06% | +19.6% | |
MDLZ | MONDELEZ INTL INC CL Astock | $100,000 | +3.1% | 1,800 | 0.0% | 0.05% | +10.6% | |
PG | Sell | PROCTER & GAMBLE CO COMstock | $100,000 | -9.1% | 800 | -20.0% | 0.05% | -1.9% |
ALLT | Buy | ALLOT LTD SHSstock | $98,000 | +66.1% | 12,100 | +47.6% | 0.05% | +82.1% |
WES | WESTERN MIDSTREAM PARTNERS L COM UNIT LP INTstock | $95,000 | -18.8% | 3,813 | 0.0% | 0.05% | -14.0% | |
SYY | SYSCO CORP COMstock | $95,000 | +11.8% | 1,200 | 0.0% | 0.05% | +19.5% | |
UL | UNILEVER PLC SPON ADR NEWstock | $87,000 | -3.3% | 1,445 | 0.0% | 0.04% | +4.7% | |
LEN | LENNAR CORP CL Astock | $84,000 | +15.1% | 1,500 | 0.0% | 0.04% | +22.9% | |
INTC | INTEL CORP COMstock | $82,000 | +6.5% | 1,600 | 0.0% | 0.04% | +13.5% | |
GLP | GLOBAL PARTNERS LP COM UNITSstock | $81,000 | -2.4% | 4,150 | 0.0% | 0.04% | +5.0% | |
GDX | VANECK VECTORS ETF TR GOLD MINERS ETFstock | $80,000 | +3.9% | 3,000 | 0.0% | 0.04% | +10.8% | |
PM | PHILIP MORRIS INTL INC COMstock | $76,000 | -3.8% | 1,000 | 0.0% | 0.04% | +2.6% | |
PAA | PLAINS ALL AMERN PIPELINE L UNIT LTD PARTNstock | $71,000 | -14.5% | 3,400 | 0.0% | 0.04% | -7.5% | |
ALLE | ALLEGION PUB LTD CO ORD SHSstock | $69,000 | -6.8% | 666 | 0.0% | 0.04% | 0.0% | |
EMR | EMERSON ELEC CO COMstock | $67,000 | 0.0% | 1,000 | 0.0% | 0.04% | +9.4% | |
D | DOMINION ENERGY INC COMstock | $65,000 | +4.8% | 800 | 0.0% | 0.03% | +13.3% | |
HTGM | Buy | HTG MOLECULAR DIAGNOSTICS IN COMstock | $66,000 | +288.2% | 100,000 | +900.0% | 0.03% | +325.0% |
MO | ALTRIA GROUP INC COMstock | $61,000 | -14.1% | 1,500 | 0.0% | 0.03% | -5.9% | |
FORM | FORMFACTOR INC COMstock | $61,000 | +17.3% | 3,295 | 0.0% | 0.03% | +28.0% | |
NNN | NATIONAL RETAIL PPTYS INC COMstock | $56,000 | +5.7% | 1,000 | 0.0% | 0.03% | +11.5% | |
KO | COCA COLA CO COMstock | $54,000 | +5.9% | 1,000 | 0.0% | 0.03% | +12.0% | |
NRZ | NEW RESIDENTIAL INVT CORP COM NEWstock | $55,000 | +1.9% | 3,500 | 0.0% | 0.03% | +7.7% | |
GOOGL | ALPHABET INC CAP STK CL Astock | $49,000 | +14.0% | 40 | 0.0% | 0.02% | +19.0% | |
DCP | DCP MIDSTREAM LP COM UT LTD PTNstock | $42,000 | -10.6% | 1,600 | 0.0% | 0.02% | -4.3% | |
PGC | PEAPACK-GLADSTONE FINL CORP COMstock | $42,000 | 0.0% | 1,500 | 0.0% | 0.02% | +10.0% | |
APO | New | APOLLO GLOBAL MGMT INC COM CL Astock | $38,000 | – | 1,000 | +100.0% | 0.02% | – |
EBAY | EBAY INC COMstock | $39,000 | -2.5% | 1,000 | 0.0% | 0.02% | +5.3% | |
LOW | LOWES COS INC COMstock | $37,000 | +8.8% | 340 | 0.0% | 0.02% | +18.8% | |
MRK | MERCK & CO INC COMstock | $34,000 | 0.0% | 400 | 0.0% | 0.02% | +12.5% | |
CSLT | Sell | CASTLIGHT HEALTH INC CL Bstock | $35,000 | -99.0% | 24,856 | -97.6% | 0.02% | -98.9% |
GLW | CORNING INC COMstock | $33,000 | -13.2% | 1,150 | 0.0% | 0.02% | -5.6% | |
BABA | ALIBABA GROUP HLDG LTD SPONSORED ADSstock | $33,000 | -2.9% | 200 | 0.0% | 0.02% | +6.2% | |
HP | HELMERICH & PAYNE INC COMstock | $32,000 | -22.0% | 800 | 0.0% | 0.02% | -15.0% | |
AGN | ALLERGAN PLC SHSstock | $30,000 | 0.0% | 181 | 0.0% | 0.02% | +14.3% | |
DRI | DARDEN RESTAURANTS INC COMstock | $30,000 | 0.0% | 250 | 0.0% | 0.02% | +14.3% | |
SLB | SCHLUMBERGER LTD COMstock | $29,000 | -12.1% | 835 | 0.0% | 0.02% | -6.2% | |
PRGX | PRGX GLOBAL INC COM NEWstock | $27,000 | -22.9% | 5,166 | 0.0% | 0.01% | -17.6% | |
MRAM | Sell | EVERSPIN TECHNOLOGIES INC COMstock | $25,000 | -13.8% | 4,000 | -11.1% | 0.01% | -7.1% |
OXY | OCCIDENTAL PETE CORP COMstock | $24,000 | -14.3% | 550 | 0.0% | 0.01% | -14.3% | |
WMB | WILLIAMS COS INC DEL COMstock | $24,000 | -14.3% | 1,000 | 0.0% | 0.01% | -14.3% | |
ABBV | ABBVIE INC COMstock | $23,000 | +4.5% | 300 | 0.0% | 0.01% | +9.1% | |
ORCL | ORACLE CORP COMstock | $22,000 | 0.0% | 394 | 0.0% | 0.01% | 0.0% | |
New | SPDR S&P 500 ETF TR PUT | $21,000 | – | 0 | +100.0% | 0.01% | – | |
EXG | EATON VANCE TAX MNGD GBL DV COMstock | $22,000 | 0.0% | 2,700 | 0.0% | 0.01% | 0.0% | |
GLD | SPDR GOLD TRUST GOLD SHSstock | $22,000 | +4.8% | 160 | 0.0% | 0.01% | +10.0% | |
EOG | EOG RES INC COMstock | $22,000 | -21.4% | 300 | 0.0% | 0.01% | -21.4% | |
TRGP | TARGA RES CORP COMstock | $17,000 | 0.0% | 434 | 0.0% | 0.01% | +12.5% | |
OXSQ | OXFORD SQUARE CAP CORP COMstock | $15,000 | 0.0% | 2,400 | 0.0% | 0.01% | +14.3% | |
Sell | HARMONIC INC NOTE 4.000 12/0stock | $13,000 | -99.5% | 10,000 | -99.5% | 0.01% | -99.4% | |
TRUE | Sell | TRUECAR INC COMstock | $13,000 | -99.2% | 3,800 | -98.7% | 0.01% | -99.1% |
GSKY | GREENSKY INC CL Astock | $14,000 | -44.0% | 2,000 | 0.0% | 0.01% | -41.7% | |
HIMX | HIMAX TECHNOLOGIES INC SPONSORED ADRstock | $11,000 | -35.3% | 5,000 | 0.0% | 0.01% | -25.0% | |
PINS | PINTEREST INC CL Astock | $11,000 | 0.0% | 400 | 0.0% | 0.01% | +20.0% | |
NVS | NOVARTIS A G SPONSORED ADRstock | $9,000 | 0.0% | 100 | 0.0% | 0.01% | +25.0% | |
SFIX | STITCH FIX INC COM CL Astock | $10,000 | -37.5% | 500 | 0.0% | 0.01% | -37.5% | |
MAC | MACERICH CO COMstock | $8,000 | -11.1% | 260 | 0.0% | 0.00% | 0.0% | |
WAB | WABTEC CORP COMstock | $5,000 | 0.0% | 69 | 0.0% | 0.00% | +50.0% | |
TYME | TYME TECHNOLOGIES INC COMstock | $6,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | |
CSCO | CISCO SYS INC COMstock | $5,000 | 0.0% | 100 | 0.0% | 0.00% | +50.0% | |
MVIS | Sell | MICROVISION INC DEL COM NEWstock | $5,000 | -44.4% | 9,000 | -18.2% | 0.00% | -25.0% |
HPE | HEWLETT PACKARD ENTERPRISE C COMstock | $3,000 | 0.0% | 200 | 0.0% | 0.00% | +100.0% | |
HPQ | HP INC COMstock | $4,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
GWPH | GW PHARMACEUTICALS PLC ADSstock | $3,000 | -25.0% | 25 | 0.0% | 0.00% | 0.0% | |
NOK | NOKIA CORP SPONSORED ADRstock | $1,000 | 0.0% | 166 | 0.0% | 0.00% | – | |
HAL | HALLIBURTON CO COMstock | $2,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
VFF | VILLAGE FARMS INTL INC COMstock | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
C | CITIGROUP INC COM NEWstock | $2,000 | 0.0% | 35 | 0.0% | 0.00% | 0.0% | |
MGY | MAGNOLIA OIL & GAS CORP CL Astock | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
LENB | LENNAR CORP CL Bstock | $1,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
MS | MORGAN STANLEY COM NEWstock | $1,000 | 0.0% | 18 | 0.0% | 0.00% | – | |
NEBLQ | NOBLE CORP PLC SHS USDstock | $1,000 | -50.0% | 800 | 0.0% | 0.00% | 0.0% | |
ALC | ALCON INC ORD SHSstock | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
T | AT&T INC COMstock | $1,000 | 0.0% | 23 | 0.0% | 0.00% | – | |
GDXJ | VANECK VECTORS ETF TR JR GOLD MINERS Estock | $1,000 | 0.0% | 35 | 0.0% | 0.00% | – | |
DXC | Exit | DXC TECHNOLOGY CO COMstock | $0 | – | -16 | -100.0% | 0.00% | – |
Exit | MICRO FOCUS INTERNATIONAL PL SPON ADR NEWstock | $0 | – | -20 | -100.0% | 0.00% | – | |
Buy | COMSCORE INC CALL | $0 | -100.0% | 200 | +100.0% | 0.00% | -100.0% | |
CRCQQ | Exit | CALIFORNIA RES CORP COM NEWstock | $0 | – | -26 | -100.0% | 0.00% | – |
Exit | QUOTIENT TECHNOLOGY INC CALL | $0 | – | -250 | -100.0% | -0.00% | – | |
IMI | Exit | INTERMOLECULAR INC COMstock | $0 | – | -3,000 | -100.0% | -0.00% | – |
NRE | Exit | NORTHSTAR REALTY EUROPE CORP COMstock | $0 | – | -1,083 | -100.0% | -0.01% | – |
SPOT | Exit | SPOTIFY TECHNOLOGY S A SHSstock | $0 | – | -200 | -100.0% | -0.01% | – |
EFII | Exit | ELECTRONICS FOR IMAGING INC COMstock | $0 | – | -1,300 | -100.0% | -0.02% | – |
SMSI | Exit | SMITH MICRO SOFTWARE INC COM NEWstock | $0 | – | -30,268 | -100.0% | -0.04% | – |
ANDX | Exit | ANDEAVOR LOGISTICS LP COM UNIT LP INTstock | $0 | – | -5,000 | -100.0% | -0.09% | – |
MIC | Exit | MACQUARIE INFRASTRUCTURE COR COMstock | $0 | – | -5,000 | -100.0% | -0.10% | – |
SREV | Exit | SERVICESOURCE INTL INC COMstock | $0 | – | -419,724 | -100.0% | -0.19% | – |
BX | Exit | BLACKSTONE GROUP L P COM UNIT LTDstock | $0 | – | -9,000 | -100.0% | -0.19% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-06
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
PDF SOLUTIONS INCCOM | 33 | Q2 2021 | 24.5% |
DIGIMARC CORPORATION | 33 | Q2 2021 | 15.5% |
PFIZER INC COM | 33 | Q2 2021 | 3.1% |
LUMINEX CORP DEL COM | 33 | Q2 2021 | 3.6% |
TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098 | 33 | Q2 2021 | 4.0% |
TRANSACTTECHNOLOGIES INC COM | 33 | Q2 2021 | 4.0% |
PTC INC COM | 33 | Q2 2021 | 1.3% |
JOHNSON & JOHNSONCOM | 33 | Q2 2021 | 2.2% |
3-D SYSTEMS CORP-DEL | 33 | Q2 2021 | 2.0% |
ENTERPRISE PRODUCTS PARTNERS | 33 | Q2 2021 | 1.0% |
View Cowen Prime Services LLC's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
ARI NETWORK SERVICES INC /WISold out | January 29, 2018 | 0 | 0.0% |
Digimarc CORP | February 10, 2017 | 369,404 | 3.5% |
INTERMOLECULAR INCSold out | February 10, 2017 | 0 | 0.0% |
Reis, Inc. | February 10, 2017 | 354,900 | 3.1% |
TRANSACT TECHNOLOGIES INC | February 10, 2017 | 228,986 | 3.1% |
View Cowen Prime Services LLC's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
SC 13G | 2022-02-10 |
SC 13G | 2022-02-10 |
SC 13G | 2022-02-10 |
SC 13G | 2022-02-10 |
SC 13G | 2022-02-10 |
13F-HR | 2021-07-16 |
13F-HR | 2021-04-27 |
SC 13G | 2021-02-16 |
13F-HR | 2021-01-27 |
SC 13G | 2021-01-27 |
View Cowen Prime Services LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.