$678 Million is the total value of AWM Investment Company, Inc.'s 126 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 41.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AEHR | Sell | Aehr Test Systems | $54,743,253 | +3.1% | 1,197,883 | -6.9% | 8.08% | +12.2% |
| ADMA | Sell | ADMA Biologics, Inc. | $21,479,542 | -3.3% | 5,999,872 | -0.3% | 3.17% | +5.2% |
| ARGX | Sell | argenx SE - ADR (Netherlands) | $14,748,900 | -15.9% | 30,000 | -33.3% | 2.18% | -8.5% |
| AMSC | Sell | American Superconductor Corp | $13,999,520 | +0.4% | 1,854,241 | -16.8% | 2.07% | +9.1% |
| KIDS | Sell | OrthoPediatrics Corporation | $12,072,832 | -33.5% | 377,276 | -8.8% | 1.78% | -27.6% |
| SQNS | Sell | Sequans Communications S.A. AD | $7,332,742 | +12.3% | 2,591,075 | -11.5% | 1.08% | +22.1% |
| Sell | Backblaze, Inc. | $5,870,535 | +23.2% | 1,067,370 | -3.0% | 0.87% | +34.1% | |
| OCX | Sell | OncoCyte Corporation | $2,359,245 | -27.7% | 719,282 | -94.9% | 0.35% | -21.4% |
| TCMD | Sell | Tactile Systems Technology,Inc | $2,037,250 | -77.4% | 145,000 | -59.9% | 0.30% | -75.4% |
| Sell | Twin Vee PowerCats Co. | $1,333,630 | -33.7% | 939,176 | -1.0% | 0.20% | -27.8% | |
| Sell | Applied DNA Sciences, Inc. | $994,830 | -4.8% | 808,805 | -0.1% | 0.15% | +3.5% | |
| JOB | Sell | Gee Group, Inc. | $946,777 | -19.1% | 1,600,096 | -30.0% | 0.14% | -11.9% |
| Sell | Mobilicom Limited (Australia) | $424,653 | -34.9% | 326,656 | -23.4% | 0.06% | -29.2% | |
| SPRO | Sell | Spero Therapeutics, Inc. | $403,414 | -27.4% | 333,400 | -13.0% | 0.06% | -20.0% |
| PRPL | Sell | Purple Innovation, Inc. | $393,300 | -73.1% | 230,000 | -56.2% | 0.06% | -70.7% |
| SGLB | Sell | Sigma Additive Solutions, Inc. | $61,197 | -74.9% | 19,999 | -97.1% | 0.01% | -72.7% |
| Sell | Medicenna Therapeutics, Corp.@warrants | $39,900 | -93.3% | 1,330,000 | -42.9% | 0.01% | -92.6% | |
| INVO | Sell | INVO Bioscience, Inc. | $25,286 | -80.1% | 32,000 | -94.9% | 0.00% | -76.5% |
| GOEDWS | Exit | Polished.com, Inc. 5/26/22-6/2warrants | $0 | – | -1,223,700 | -100.0% | -0.01% | – |
| XFOR | Exit | X4 Pharmaceuticals, Inc. | $0 | – | -100,000 | -100.0% | -0.03% | – |
| Exit | DoubleDown Interactive Co Ltd | $0 | – | -26,427 | -100.0% | -0.03% | – | |
| ATOM | Exit | Atomera Incorporated | $0 | – | -55,000 | -100.0% | -0.06% | – |
| DZSI | Exit | DZS, Inc. | $0 | – | -130,158 | -100.0% | -0.07% | – |
| ETON | Exit | Eton Pharmaceuticals, Inc. | $0 | – | -158,676 | -100.0% | -0.08% | – |
| QUOT | Exit | Quotient Technology, Inc. | $0 | – | -150,000 | -100.0% | -0.08% | – |
| BLFS | Exit | BioLife Solutions, Inc. | $0 | – | -50,000 | -100.0% | -0.15% | – |
| Exit | MediWound Ltd. | $0 | – | -142,857 | -100.0% | -0.20% | – | |
| LEGH | Exit | Legacy Housing Corp. | $0 | – | -81,846 | -100.0% | -0.26% | – |
| NDLS | Exit | Noodles & Co. | $0 | – | -900,444 | -100.0% | -0.41% | – |
| FRG | Exit | Franchise Group, Inc. | $0 | – | -117,595 | -100.0% | -0.46% | – |
| ONEW | Exit | OneWater Marine, Inc. - CL A | $0 | – | -175,000 | -100.0% | -0.86% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CEVA, Inc. | 36 | Q3 2023 | 7.5% |
| LivePerson, Inc. | 36 | Q3 2023 | 6.3% |
| Pfsweb, Inc. | 36 | Q3 2023 | 4.9% |
| Kopin Corporation | 36 | Q3 2023 | 5.1% |
| LeMaitre Vascular, Inc. | 36 | Q3 2023 | 4.0% |
| Infusystem Holdings, Inc. | 36 | Q3 2023 | 4.8% |
| Ultra Clean Holdings, Inc. | 36 | Q3 2023 | 4.0% |
| Repligen Corporation | 36 | Q3 2023 | 2.8% |
| OPKO Health, Inc. | 35 | Q3 2023 | 0.8% |
| American Superconductor Corpor | 34 | Q3 2023 | 3.8% |
View AWM Investment Company, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVO Bioscience, Inc. | September 08, 2023 | 63,193 | 2.6% |
| SEQUANS COMMUNICATIONS | September 08, 2023 | 2,591,075 | 4.4% |
| LIQTECH INTERNATIONAL INC | July 10, 2023 | 250,000 | 4.4% |
| VIQ Solutions Inc. | July 10, 2023 | 1,700,000 | 4.7% |
| G Medical Innovations Holdings Ltd.Sold out | May 10, 2023 | 0 | 0.0% |
| MINERVA SURGICAL INC | May 10, 2023 | 2,109,444 | 1.2% |
| AEHR TEST SYSTEMS | April 11, 2023 | 1,328,713 | 4.8% |
| EMAGIN CORP | April 11, 2023 | 3,135,967 | 3.7% |
| CENTURY CASINOS INC /CO/ | February 14, 2023 | 1,644,037 | 5.5% |
| EVERSPIN TECHNOLOGIES INC | February 14, 2023 | 2,006,241 | 9.9% |
View AWM Investment Company, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-04-17 |
| 3 | 2024-04-12 |
| SC 13G/A | 2024-03-06 |
| 4 | 2024-03-01 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View AWM Investment Company, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.