$7.76 Billion is the total value of Horizon Kinetics's 693 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 9.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HHC | Sell | HOWARD HUGHES CORP | $799,903,000 | -5.6% | 5,332,689 | -0.6% | 10.31% | -2.6% |
| IEP | Buy | ICAHN ENTERPRISES LPdep unit | $457,619,000 | +7.8% | 4,323,687 | +1.6% | 5.90% | +11.2% |
| LMCK | New | LIBERTY MEDIA CORP DELAWARE | $418,534,000 | – | 8,906,866 | +100.0% | 5.40% | – |
| DWA | Buy | DREAMWORKS ANIMATION SKG INCcl a | $317,383,000 | +21.3% | 11,638,516 | +3.5% | 4.09% | +25.1% |
| JAH | Sell | JARDEN CORP | $314,819,000 | -0.4% | 5,237,372 | -1.7% | 4.06% | +2.7% |
| TPL | Buy | TEXAS PACIFIC LAND TRUSTsub shares cert | $298,157,000 | +21.9% | 1,549,354 | +1.4% | 3.84% | +25.7% |
| WEN | Sell | WENDYS COMPANY | $259,483,000 | -4.5% | 31,414,423 | -1.4% | 3.34% | -1.6% |
| STRZA | Sell | STARZ | $257,381,000 | +10.5% | 7,780,568 | -0.4% | 3.32% | +14.0% |
| AN | Sell | AUTONATION INC | $237,127,000 | -17.4% | 4,713,310 | -2.0% | 3.06% | -14.8% |
| BAM | Sell | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $214,068,000 | -0.1% | 4,761,312 | -2.1% | 2.76% | +3.1% |
| LMCA | Sell | LIBERTY MEDIA CORP DELAWAREcl a | $211,666,000 | -65.8% | 4,486,355 | -1.0% | 2.73% | -64.8% |
| QRTEA | Sell | LIBERTY INTERACTIVE CORP | $197,235,000 | -3.2% | 6,915,682 | -0.4% | 2.54% | -0.2% |
| DISH | Sell | DISH NETWORK CORPcl a | $195,104,000 | -1.7% | 3,021,134 | -0.9% | 2.52% | +1.4% |
| PAH | Buy | PLATFORM SPECIALTY PRODS COR | $154,032,000 | -0.7% | 6,156,378 | +11.2% | 1.99% | +2.4% |
| SHLDQ | Sell | SEARS HLDGS CORP | $139,988,000 | -39.9% | 5,548,472 | -4.8% | 1.80% | -38.0% |
| VIAB | Sell | VIACOM INC NEWcl b | $128,959,000 | -17.1% | 1,676,102 | -6.5% | 1.66% | -14.5% |
| LYV | Sell | LIVE NATION ENTERTAINMENT INC. | $126,610,000 | -2.8% | 5,271,007 | -0.1% | 1.63% | +0.2% |
| DLBL | New | BARCLAYS BK PLCcall | $122,668,000 | – | 3,934,200 | +100.0% | 1.58% | – |
| CBOE | Sell | CBOE HLDGS INC | $108,896,000 | -4.6% | 2,034,502 | -12.3% | 1.40% | -1.7% |
| LB | Sell | L BRANDS INC | $91,100,000 | +10.9% | 1,360,107 | -2.9% | 1.17% | +14.3% |
| BRP | Buy | BROOKFIELD RESIDENTIAL PPTY I | $86,497,000 | -2.8% | 4,578,995 | +6.7% | 1.12% | +0.2% |
| LUK | Sell | LEUCADIA NATIONAL CORP | $85,760,000 | -42.8% | 3,597,355 | -37.1% | 1.11% | -41.0% |
| IAC | Sell | IAC INTERACTIVECORP COM PAR $.001 | $75,788,000 | -12.5% | 1,150,043 | -8.0% | 0.98% | -9.7% |
| WYNN | Sell | WYNN RESORTS LTD | $73,919,000 | -17.9% | 395,117 | -8.9% | 0.95% | -15.4% |
| SATS | Buy | ECHOSTAR CORPcl a | $73,201,000 | -6.8% | 1,501,253 | +1.2% | 0.94% | -3.9% |
| LVNTA | Buy | LIBERTY VENTURES SER A | $72,621,000 | -48.3% | 1,913,092 | +0.6% | 0.94% | -46.7% |
| TPH | Buy | TRI POINTE HOMES INC | $71,346,000 | +120.1% | 5,513,594 | +167.4% | 0.92% | +127.2% |
| RSE | Sell | ROUSE PPTYS INC | $70,239,000 | -29.2% | 4,343,829 | -25.1% | 0.91% | -27.0% |
| CLR | Buy | CONTINENTAL RESOURCES INC | $65,465,000 | -16.9% | 984,733 | +97.6% | 0.84% | -14.3% |
| LTRPA | New | LIBERTY TRIPADVISOR HLDGS IN | $64,911,000 | – | 1,914,773 | +100.0% | 0.84% | – |
| CFX | Sell | COLFAX CORP | $64,171,000 | -23.9% | 1,126,390 | -0.5% | 0.83% | -21.6% |
| LVS | Sell | LAS VEGAS SANDS CORP | $60,083,000 | -24.5% | 965,817 | -7.5% | 0.78% | -22.1% |
| CBS | Sell | CBS CORP NEWcl b | $57,983,000 | -23.7% | 1,083,791 | -11.4% | 0.75% | -21.3% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $57,522,000 | +6.1% | 416,407 | -2.8% | 0.74% | +9.4% |
| ELS | Sell | EQUITY LIFESTYLE PPTYS INC | $56,162,000 | -8.5% | 1,325,826 | -4.6% | 0.72% | -5.6% |
| LE | Sell | LANDS END INC NEW | $50,307,000 | +9.6% | 1,223,412 | -10.5% | 0.65% | +13.1% |
| OAK | Sell | OAKTREE CAP GROUP LLCunit cl a | $44,092,000 | -26.6% | 862,840 | -28.2% | 0.57% | -24.4% |
| FCEA | Sell | FOREST CITY ENTERPRISES INCcl a | $43,500,000 | -5.5% | 2,223,939 | -4.0% | 0.56% | -2.6% |
| DISCA | Buy | DISCOVERY COMMUNICATNS NEW | $38,316,000 | -37.6% | 1,013,664 | +22.7% | 0.49% | -35.7% |
| DLBL | New | BARCLAYS BK PLCput | $38,320,000 | – | 1,229,000 | +100.0% | 0.49% | – |
| FNV | Buy | FRANCO NEVADA CORP | $31,778,000 | +11.9% | 650,122 | +31.2% | 0.41% | +15.5% |
| DISCK | New | DISCOVERY COMMUNICATNS NEW | $31,647,000 | – | 848,894 | +100.0% | 0.41% | – |
| UVXY | New | PROSHARES TR IIput | $28,714,000 | – | 969,100 | +100.0% | 0.37% | – |
| SHOS | Buy | SEARS HOMETOWN AND OUTLET ST | $28,071,000 | -27.3% | 1,810,963 | +0.7% | 0.36% | -25.1% |
| MSG | Buy | MADISON SQUARE GARDEN COcl a | $27,108,000 | +21.8% | 409,981 | +15.1% | 0.35% | +25.5% |
| TWX | Buy | TIME WARNER INC | $26,522,000 | +8.3% | 352,640 | +1.2% | 0.34% | +11.8% |
| MGM | Buy | MGM RESORTS INTERNATIONAL | $25,849,000 | -13.3% | 1,134,728 | +0.5% | 0.33% | -10.7% |
| OCN | Buy | OCWEN FINL CORP | $25,477,000 | +3049.2% | 973,160 | +4364.7% | 0.33% | +3180.0% |
| PCI | Buy | PIMCO DYNAMIC CR INCOME FD | $23,991,000 | +14.9% | 1,067,692 | +21.8% | 0.31% | +18.4% |
| SIAL | Sell | SIGMA ALDRICH CORP | $23,380,000 | +12.5% | 171,898 | -16.1% | 0.30% | +15.8% |
| GOOG | Sell | GOOGLE INCcl c | $23,035,000 | -0.4% | 39,897 | -0.8% | 0.30% | +2.8% |
| GOOGL | Sell | GOOGLE INCcl a | $22,147,000 | -1.3% | 37,639 | -2.0% | 0.29% | +1.8% |
| PARR | New | PAR PETE CORP | $22,079,000 | – | 1,310,317 | +100.0% | 0.28% | – |
| CSX | Sell | CSX CORP | $22,061,000 | +3.9% | 688,128 | -0.1% | 0.28% | +7.2% |
| Sell | WEBMD HEALTH CORP CONV 2.500% 01/31/18note | $21,285,000 | -4.1% | 21,100,000 | -0.1% | 0.27% | -1.4% | |
| UNP | Sell | UNION PACIFIC CORP | $21,053,000 | +8.6% | 194,179 | -0.1% | 0.27% | +12.0% |
| ARII | Buy | AMERICAN RAILCAR INDS INC | $20,494,000 | +24.8% | 277,248 | +14.4% | 0.26% | +28.8% |
| CHESAPEAKE ENERGDTD 05/27/0 2.250% 12/15/38note | $20,196,000 | -1.0% | 21,161,000 | 0.0% | 0.26% | +2.0% | ||
| BRKA | Sell | BERKSHIRE HATHAWAY INC DELcl a | $20,069,000 | +6.8% | 97 | -2.0% | 0.26% | +10.2% |
| SLW | New | SILVER WHEATON CORP | $19,563,000 | – | 981,575 | +100.0% | 0.25% | – |
| PDI | Buy | PIMCO DYNAMIC INCOME FD | $19,144,000 | -1.3% | 606,576 | +6.6% | 0.25% | +1.6% |
| MKL | Sell | MARKEL CORP | $19,194,000 | -3.2% | 30,173 | -0.2% | 0.25% | -0.4% |
| PFN | Buy | PIMCO INCOME STRATEGY FUND II | $18,216,000 | +0.9% | 1,729,818 | +6.0% | 0.24% | +4.0% |
| V | Sell | VISA INC | $17,892,000 | -4.7% | 83,856 | -5.8% | 0.23% | -1.7% |
| WETF | Sell | WISDOMTREE INVTS INC | $17,585,000 | -9.7% | 1,545,265 | -2.0% | 0.23% | -7.0% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $17,355,000 | +0.2% | 801,576 | +4.0% | 0.22% | +3.2% |
| WMB | Sell | WILLIAMS COS INC | $17,034,000 | -5.7% | 307,746 | -0.8% | 0.22% | -2.7% |
| SNI | Sell | SCRIPPS NETWORKS INTERACT INcl a | $16,835,000 | -4.1% | 215,587 | -0.3% | 0.22% | -0.9% |
| AFSI | Buy | AMTRUST FINANCIAL SERVICES INC | $16,682,000 | -3.8% | 418,927 | +1.0% | 0.22% | -0.9% |
| PKO | Sell | PIMCO INCOME OPPORTUNITY FD | $16,304,000 | -8.5% | 590,929 | -3.0% | 0.21% | -5.8% |
| Buy | ROYAL GOLD INC 2.875% 06/15/19note | $16,096,000 | -2.6% | 15,514,000 | +0.6% | 0.21% | +0.5% | |
| GGP | Sell | GENERAL GROWTH PPTYS INC NEW | $15,903,000 | -0.7% | 675,294 | -0.7% | 0.20% | +2.5% |
| GLRE | Buy | GREENLIGHT CAPITAL RE LTDcl a | $15,048,000 | -1.6% | 464,308 | +0.0% | 0.19% | +1.6% |
| MA | Sell | MASTERCARD INCcl a | $14,232,000 | -30.3% | 192,534 | -30.7% | 0.18% | -28.2% |
| NSC | Sell | NORFOLK SOUTHN CORP | $13,932,000 | +8.1% | 124,841 | -0.2% | 0.18% | +11.8% |
| BKW | Sell | BURGER KING WORLDWIDE INC | $13,837,000 | +8.7% | 466,511 | -0.2% | 0.18% | +11.9% |
| Sell | PROSHARES TR IIput | $13,834,000 | -54.5% | 466,900 | -59.1% | 0.18% | -53.2% | |
| BAC | Buy | BANK AMER CORP | $12,703,000 | +10.9% | 745,057 | +0.0% | 0.16% | +14.7% |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $12,138,000 | +6.1% | 728,129 | +6.2% | 0.16% | +9.1% |
| VSAT | Sell | VIASAT INC | $11,711,000 | -5.1% | 212,463 | -0.2% | 0.15% | -1.9% |
| DBL | Buy | DOUBLELINE OPPORTUNISTIC CR | $11,339,000 | +12.4% | 480,455 | +12.6% | 0.15% | +15.9% |
| NPP | Sell | NUVEEN PERFORM PLUS MUN FD | $11,075,000 | -13.6% | 763,774 | -12.7% | 0.14% | -10.6% |
| CRESY | Sell | CRESUD S A C I F Y Asponsored adr | $11,068,000 | -16.6% | 1,015,420 | -0.1% | 0.14% | -13.9% |
| LEN | Sell | LENNAR CORPcl a | $10,739,000 | -39.2% | 276,570 | -34.3% | 0.14% | -37.6% |
| VCSH | Buy | VANGUARD SHRT-TERM CORP BD ETF | $9,840,000 | +100.7% | 123,202 | +102.0% | 0.13% | +108.2% |
| IPAR | Buy | INTER PARFUMS INC | $9,588,000 | -5.3% | 348,640 | +1.8% | 0.12% | -2.4% |
| VNO | Sell | VORNADO RLTY TR SBI | $9,249,000 | -35.5% | 92,522 | -31.2% | 0.12% | -33.5% |
| PFL | Sell | PIMCO INCOME STRATEGY FUND | $9,176,000 | -6.6% | 768,477 | -3.5% | 0.12% | -4.1% |
| SVVC | FIRSTHAND TECH VALUE FD INC | $9,016,000 | +13.0% | 375,525 | 0.0% | 0.12% | +16.0% | |
| WPX | Sell | WPX ENERGY INC | $8,734,000 | -4.2% | 363,011 | -4.8% | 0.11% | -0.9% |
| FDML | Buy | FEDERAL MOGUL HLDGS CORP | $8,607,000 | -24.8% | 578,879 | +2.3% | 0.11% | -22.4% |
| TLI | Sell | LMP CORPORATE LN FD INC | $8,364,000 | -4.9% | 724,102 | -1.1% | 0.11% | -1.8% |
| HEIA | Sell | HEICO CORP NEWcl a | $8,229,000 | -2.1% | 204,197 | -1.3% | 0.11% | +1.0% |
| BPY | Sell | BROOKFIELD PPTY PARTNERS L Punit ltd partn | $7,777,000 | -0.1% | 369,122 | -1.0% | 0.10% | +3.1% |
| CNQ | Sell | CANADIAN NAT RES LTD | $7,502,000 | -17.3% | 193,152 | -2.3% | 0.10% | -14.2% |
| ACG | ALLIANCEBERNSTEIN INCOME FUN | $7,242,000 | -0.3% | 965,543 | 0.0% | 0.09% | +2.2% | |
| IFT | Buy | IMPERIAL HLDGS INC | $6,829,000 | +26.3% | 1,058,737 | +33.6% | 0.09% | +29.4% |
| LBTYK | Buy | LIBERTY GLOBAL PLC | $6,762,000 | -2.9% | 164,870 | +0.2% | 0.09% | 0.0% |
| RGLD | New | ROYAL GOLD INC | $6,451,000 | – | 99,338 | +100.0% | 0.08% | – |
| WIW | WSTRN ASSET/CLYMRE US TR INF | $6,215,000 | -5.8% | 536,271 | 0.0% | 0.08% | -3.6% | |
| BJK | Sell | MARKET VECTORS ETF TR GAMING ETF | $5,765,000 | -16.4% | 132,847 | -2.8% | 0.07% | -14.0% |
| CME | Sell | CME GROUP INC | $5,765,000 | +10.9% | 72,099 | -1.6% | 0.07% | +13.8% |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $5,711,000 | – | 28,986 | +100.0% | 0.07% | – |
| CVI | Buy | CVR ENERGY INC | $5,666,000 | -5.3% | 126,670 | +2.0% | 0.07% | -2.7% |
| VRTS | Sell | VIRTUS INVT PARTNERS INC | $5,583,000 | -23.4% | 32,139 | -6.6% | 0.07% | -20.9% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $5,242,000 | -8.3% | 359,512 | -2.0% | 0.07% | -4.2% |
| PCM | Sell | PCM FUND INC | $5,149,000 | -10.6% | 463,906 | -1.3% | 0.07% | -8.3% |
| XOM | Sell | EXXON MOBIL CORP | $5,125,000 | -7.7% | 54,495 | -1.2% | 0.07% | -4.3% |
| EBAY | Sell | EBAY INC | $5,064,000 | +12.7% | 89,428 | -0.4% | 0.06% | +16.1% |
| PAG | Buy | PENSKE AUTOMOTIVE GRP INC | $4,726,000 | -15.1% | 116,426 | +3.5% | 0.06% | -12.9% |
| LORL | Buy | LORAL SPACE & COMMUNICATNS I | $4,674,000 | -0.3% | 65,094 | +1.0% | 0.06% | +1.7% |
| EXPE | Buy | EXPEDIA INC DEL | $4,654,000 | +13.1% | 53,120 | +1.7% | 0.06% | +17.6% |
| MOV | Buy | MOVADO GROUP INC | $4,332,000 | -19.9% | 131,035 | +0.9% | 0.06% | -17.6% |
| HHY | Buy | BROOKFIELD HIGH INCOME FD INC | $4,131,000 | +3231.5% | 440,846 | +3654.1% | 0.05% | +2550.0% |
| INTERDIGITAL INC CONV 2.500% 03/15/16note | $4,095,000 | -7.1% | 4,000,000 | 0.0% | 0.05% | -3.6% | ||
| DMO | Sell | WESTERN ASSET MTG DEF OPPTY | $3,974,000 | -21.4% | 165,301 | -19.6% | 0.05% | -19.0% |
| FRA | Sell | BLACKROCK FLOAT RATE OME STR | $3,884,000 | -4.3% | 276,228 | -0.3% | 0.05% | -2.0% |
| BX | Sell | BLACKSTONE GROUP L P | $3,884,000 | -73.4% | 123,379 | -71.7% | 0.05% | -72.5% |
| ACP | Sell | AVENUE INCOME CR STRATEGIES | $3,792,000 | -13.2% | 225,725 | -7.1% | 0.05% | -10.9% |
| BOKF | Sell | BOK FINL CORP | $3,827,000 | -5.9% | 57,562 | -5.7% | 0.05% | -3.9% |
| AIGWS | Buy | AMERICAN INTL GROUP INC WT EXP 011921wt | $3,659,000 | -10.0% | 153,724 | +0.6% | 0.05% | -7.8% |
| IGSB | Sell | ISHARES TR BARCLYS 1-3YR C | $3,611,000 | -0.9% | 34,300 | -0.5% | 0.05% | +2.2% |
| ICE | Sell | INTERCONTINENTAL EXCHANGE INC | $3,499,000 | -69.5% | 17,936 | -70.5% | 0.04% | -68.5% |
| AIG | Sell | AMERICAN INTERNATIONAL GROUP INC | $3,519,000 | -13.1% | 65,136 | -12.2% | 0.04% | -11.8% |
| VTA | Sell | INVESCO DYNAMIC CR OPP FD | $3,440,000 | -7.0% | 278,519 | -2.5% | 0.04% | -4.3% |
| JNJ | Sell | JOHNSON & JOHNSON | $3,338,000 | +0.7% | 31,318 | -1.2% | 0.04% | +4.9% |
| BGT | Sell | BLACKROCK FLOATING RATE INCOME | $3,311,000 | -3.2% | 239,994 | -0.3% | 0.04% | 0.0% |
| BMY | Sell | BRISTOL MYERS SQUIBBCO | $3,221,000 | +5.5% | 62,942 | -0.0% | 0.04% | +10.5% |
| BIP | Sell | BROOKFIELD INFRASTRUCTURE PARTNERS LPlp int unit | $3,269,000 | -9.2% | 86,010 | -0.3% | 0.04% | -6.7% |
| PBH | Buy | PRESTIGE BRANDS HLDGS INC | $3,265,000 | -4.3% | 100,851 | +0.1% | 0.04% | -2.3% |
| HSNI | Buy | HSN INC | $3,218,000 | +6.7% | 52,433 | +3.0% | 0.04% | +7.9% |
| DIS | DISNEY WALT CO DISNEY | $3,128,000 | +3.9% | 35,130 | 0.0% | 0.04% | +5.3% | |
| YHOO | Sell | YAHOO INC | $3,060,000 | +12.5% | 75,113 | -3.0% | 0.04% | +14.7% |
| DHR | Buy | DANAHER CORP | $2,916,000 | +2.5% | 38,372 | +6.2% | 0.04% | +5.6% |
| NSL | Sell | NUVEEN SR INCOME FD | $2,838,000 | -7.2% | 424,201 | -2.2% | 0.04% | -2.6% |
| BTZ | Sell | BLACKROCK CREDIT ALL INC TR | $2,785,000 | -3.5% | 209,298 | -0.3% | 0.04% | 0.0% |
| MRK | Sell | MERCK & COMPANY | $2,775,000 | -0.6% | 46,821 | -3.0% | 0.04% | +2.9% |
| NVS | NOVARTIS AGsponsored adr | $2,769,000 | +3.9% | 29,425 | 0.0% | 0.04% | +9.1% | |
| NMO | Sell | NUVEEN MUN MKT OPPORTUNITY F | $2,783,000 | -21.3% | 209,865 | -20.8% | 0.04% | -18.2% |
| BIIB | Sell | BIOGEN IDEC INC | $2,801,000 | +4.6% | 8,468 | -0.3% | 0.04% | +9.1% |
| PM | Buy | PHILIP MORRIS INTL INC | $2,719,000 | +1.9% | 32,603 | +3.0% | 0.04% | +6.1% |
| KINDER MORGAN INCput | $2,684,000 | -50.6% | 70,000 | 0.0% | 0.04% | -48.5% | ||
| AMCX | Buy | AMC NETWORKS INCcl a | $2,666,000 | -1.6% | 45,640 | +3.6% | 0.03% | 0.0% |
| MTB | Sell | M & T BK CORP | $2,594,000 | -29.0% | 21,043 | -28.5% | 0.03% | -28.3% |
| CACI | Sell | CACI INTL INCcl a | $2,566,000 | -8.6% | 36,000 | -10.0% | 0.03% | -5.7% |
| PLL | Buy | PALL CORP | $2,557,000 | +2.0% | 30,550 | +4.0% | 0.03% | +6.5% |
| MAR | Sell | MARRIOTT INTL INC NEWcl a | $2,483,000 | +8.9% | 35,528 | -0.2% | 0.03% | +10.3% |
| CVC | Sell | CABLEVISION SYS CORPcl a | $2,519,000 | -1.1% | 143,877 | -0.2% | 0.03% | 0.0% |
| New | DIREXION SHS ETF TRput | $2,409,000 | – | 38,000 | +100.0% | 0.03% | – | |
| VVR | Sell | INVESCO SR INCOME TR | $2,378,000 | -9.0% | 500,784 | -4.0% | 0.03% | -6.1% |
| NAD | Sell | NUVEEN DIVID ADVANTAGE MUN F | $2,420,000 | -24.4% | 174,824 | -22.8% | 0.03% | -22.5% |
| L | Buy | LOEWS CORP | $2,346,000 | -1.3% | 56,307 | +4.2% | 0.03% | 0.0% |
| EFR | Sell | EATON VANCE SR FLTNG RTE TR | $2,280,000 | -3.6% | 158,426 | -0.3% | 0.03% | -3.3% |
| ASPS | Buy | ALTISOURCE PORTFOLIO SOLNS S | $2,215,000 | +161.5% | 21,974 | +197.4% | 0.03% | +163.6% |
| SU | Sell | SUNCOR ENERGY INC NEW | $2,248,000 | -19.3% | 62,192 | -4.8% | 0.03% | -17.1% |
| FBHS | Buy | FORTUNE BRANDS HOME & SEC IN | $2,231,000 | +5.9% | 54,257 | +2.8% | 0.03% | +11.5% |
| DORM | Buy | DORMAN PRODUCTS INC | $2,281,000 | -18.1% | 56,938 | +0.8% | 0.03% | -17.1% |
| CCL | Buy | CARNIVAL CORPpaired ctf | $2,203,000 | +7.3% | 54,832 | +0.6% | 0.03% | +7.7% |
| FHI | Buy | FEDERATED INVS INC PAcl b | $2,200,000 | -2.0% | 74,937 | +3.2% | 0.03% | 0.0% |
| SSP | Sell | SCRIPPS E W CO OHIOcl a | $2,110,000 | -33.5% | 129,357 | -13.8% | 0.03% | -32.5% |
| ABBV | Sell | ABBVIE INC | $2,037,000 | +2.3% | 35,265 | -0.0% | 0.03% | +4.0% |
| BID | SOTHEBYS DE | $2,036,000 | -14.9% | 57,000 | 0.0% | 0.03% | -13.3% | |
| NPT | Sell | NUVEEN PREM INCOME MUN FD | $1,938,000 | -0.9% | 152,273 | -0.1% | 0.02% | +4.2% |
| LLY | LILLY, ELI AND COMPANY | $1,975,000 | +4.3% | 30,447 | 0.0% | 0.02% | +4.2% | |
| MDLZ | Buy | MONDELEZ INTL INC | $1,868,000 | -6.9% | 54,505 | +2.1% | 0.02% | -4.0% |
| WFCPRL | Sell | WELLS FARGO & CO NEWperp pfd cnv a | $1,859,000 | -2.0% | 1,546 | -1.0% | 0.02% | 0.0% |
| PFE | Buy | PFIZER INC | $1,864,000 | -0.2% | 63,028 | +0.1% | 0.02% | +4.3% |
| EVF | Sell | EATON VANCE SR INCOME TRsh ben int | $1,840,000 | -5.3% | 282,614 | -0.9% | 0.02% | 0.0% |
| CNP | Buy | CENTERPOINT ENERGY INC | $1,882,000 | -3.6% | 76,923 | +0.7% | 0.02% | 0.0% |
| MO | Buy | ALTRIA GROUP INC | $1,804,000 | +13.1% | 39,271 | +3.3% | 0.02% | +15.0% |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $1,761,000 | -9.2% | 460,905 | -2.6% | 0.02% | -4.2% |
| CMRE | Buy | COSTAMARE INC | $1,809,000 | -5.3% | 82,387 | +0.6% | 0.02% | -4.2% |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FD | $1,785,000 | -9.1% | 156,803 | -0.8% | 0.02% | -8.0% |
| GE | Buy | GENERAL ELECTRIC CO | $1,794,000 | -2.1% | 70,030 | +0.4% | 0.02% | 0.0% |
| NG | Buy | NOVAGOLD RES INC | $1,726,000 | -17.7% | 569,573 | +14.4% | 0.02% | -15.4% |
| PEP | PEPSICO INC | $1,718,000 | +4.2% | 18,454 | 0.0% | 0.02% | +4.8% | |
| APO | Buy | APOLLO GLOBAL MGMT LLC | $1,669,000 | -13.8% | 69,997 | +0.2% | 0.02% | -8.3% |
| CHESAPEAKE ENERGDTD 11/08/0 2.750% 11/15/35note | $1,670,000 | -4.5% | 1,650,000 | 0.0% | 0.02% | 0.0% | ||
| DPS | Buy | DR PEPPER SNAPPLE GROUP INC | $1,743,000 | +12.9% | 27,100 | +2.8% | 0.02% | +15.8% |
| NPM | Sell | NUVEEN PREM INCOME MUN FD 2 | $1,735,000 | -2.1% | 126,186 | -1.5% | 0.02% | 0.0% |
| BAH | Sell | BOOZ ALLEN HAMILTON HLDG CORcl a | $1,715,000 | +9.2% | 73,303 | -0.9% | 0.02% | +10.0% |
| PPR | Sell | VOYA PRIME RATE TRsh ben int | $1,652,000 | -5.2% | 300,395 | -0.1% | 0.02% | -4.5% |
| RCL | Sell | ROYAL CARIBBEAN CRUISES LTD | $1,663,000 | +14.1% | 24,715 | -5.7% | 0.02% | +16.7% |
| ATNY | Buy | API TECHNOLOGIES CORP | $1,660,000 | +9.2% | 706,258 | +27.3% | 0.02% | +10.5% |
| CBST | CUBIST PHARMACEUTICALS INC | $1,592,000 | -5.0% | 24,000 | 0.0% | 0.02% | 0.0% | |
| JFR | Sell | NUVEEN FLOATING RATE INCOME | $1,596,000 | -7.6% | 141,371 | -1.0% | 0.02% | -4.5% |
| VZ | Buy | VERIZON COMMUNICATIONS | $1,597,000 | +10.7% | 31,953 | +8.3% | 0.02% | +16.7% |
| SHPG | SHIRE PHARMACEUTICALS GR PLCsponsored adr | $1,554,000 | +10.0% | 6,000 | 0.0% | 0.02% | +11.1% | |
| CVX | CHEVRON CORP | $1,543,000 | -8.6% | 12,933 | 0.0% | 0.02% | -4.8% | |
| BP | Buy | BP PLCsponsored adr | $1,534,000 | -13.4% | 34,913 | +3.9% | 0.02% | -9.1% |
| NNP | Sell | NUVEEN NY PERFORM PLUS MUN F | $1,586,000 | -8.3% | 113,853 | -4.9% | 0.02% | -9.1% |
| PHD | Sell | PIONEER FLOATING RATE TR | $1,456,000 | -7.1% | 123,897 | -1.5% | 0.02% | -5.0% |
| SNY | SANOFIsponsored adr | $1,467,000 | +6.2% | 26,000 | 0.0% | 0.02% | +11.8% | |
| QCOM | Buy | QUALCOMM INC | $1,496,000 | +8.2% | 20,016 | +14.6% | 0.02% | +11.8% |
| BK | Sell | BANK OF NEW YORK MELLON CORP | $1,484,000 | +3.1% | 38,317 | -0.3% | 0.02% | +5.6% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $1,388,000 | +15.4% | 34,439 | +124.1% | 0.02% | +20.0% |
| EFT | Sell | EATON VANCE FLTING RATE INC | $1,417,000 | -4.2% | 97,288 | -0.7% | 0.02% | 0.0% |
| FNF | New | FIDELITY NATIONAL FINANCIAL FNF GROUP | $1,366,000 | – | 49,226 | +100.0% | 0.02% | – |
| BOND | Sell | PIMCO ETF TR TOTL RETN ETF | $1,426,000 | -15.0% | 13,133 | -14.6% | 0.02% | -14.3% |
| PTR | Sell | PETROCHINA CO LTDsponsored adr | $1,407,000 | +2.0% | 10,946 | -0.4% | 0.02% | +5.9% |
| ASCMA | Sell | ASCENT CAPITAL GROUP INC | $1,419,000 | -59.7% | 23,564 | -55.8% | 0.02% | -59.1% |
| MON | Buy | MONSANTO CO NEW | $1,428,000 | -6.1% | 12,689 | +4.1% | 0.02% | -5.3% |
| NAN | Sell | NUVEEN NY DIVID ADVNTG MUN F | $1,331,000 | -11.0% | 99,872 | -8.3% | 0.02% | -10.5% |
| HRS | Sell | HARRIS CORP DEL | $1,349,000 | -12.4% | 20,323 | -0.0% | 0.02% | -10.5% |
| CMS | Sell | CMS ENERGY CORP | $1,339,000 | -6.8% | 45,146 | -2.2% | 0.02% | -5.6% |
| MZF | Sell | MANAGED DURATION INVT GRD FUND | $1,301,000 | -11.6% | 97,217 | -8.8% | 0.02% | -5.6% |
| EMR | EMERSON ELEC CO | $1,291,000 | -5.7% | 20,626 | 0.0% | 0.02% | 0.0% | |
| KRFT | Buy | KRAFT FOODS GROUP INC | $1,341,000 | -5.0% | 23,780 | +1.0% | 0.02% | -5.6% |
| CPRT | COPART INC | $1,217,000 | -12.9% | 38,860 | 0.0% | 0.02% | -5.9% | |
| KLAC | Sell | KLA-TENCOR CORP | $1,217,000 | +7.7% | 15,450 | -0.6% | 0.02% | +14.3% |
| TRF | Buy | TEMPLETON RUS AND EAST EUR F | $1,277,000 | -10.5% | 101,376 | +8.4% | 0.02% | -11.1% |
| PNF | Sell | PIMCO NY MUNICIPAL INCOME FD | $1,268,000 | -15.9% | 107,976 | -16.2% | 0.02% | -15.8% |
| ABT | Sell | ABBOTT LABS | $1,219,000 | -13.1% | 29,303 | -14.6% | 0.02% | -11.1% |
| FCX | FREEPORT MCMORAN INCcl b | $1,230,000 | -10.5% | 37,670 | 0.0% | 0.02% | -5.9% | |
| AMRI | ALBANY MOLECULAR RESH INC | $1,236,000 | +9.7% | 56,000 | 0.0% | 0.02% | +14.3% | |
| VHI | Sell | VALHI INC NEW | $1,237,000 | -3.2% | 189,474 | -4.8% | 0.02% | 0.0% |
| ADM | ARCHER DANIELS MIDLAND CO | $1,243,000 | +15.8% | 24,332 | 0.0% | 0.02% | +23.1% | |
| OPK | Buy | OPKO HEALTH INC | $1,182,000 | +6.1% | 138,935 | +10.3% | 0.02% | +7.1% |
| VTN | Sell | INVESCO TR INVT GRADE NY MUN | $1,146,000 | -8.2% | 85,464 | -3.0% | 0.02% | -6.2% |
| KKR | Sell | KKR & CO LP | $1,163,000 | -29.8% | 52,132 | -23.4% | 0.02% | -28.6% |
| LEG | LEGGETT & PLATT INC | $1,180,000 | +1.8% | 33,800 | 0.0% | 0.02% | +7.1% | |
| MFIN | Buy | MEDALLION FINL CORP | $1,181,000 | -4.8% | 101,328 | +1.8% | 0.02% | -6.2% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $1,104,000 | -14.0% | 24,022 | +0.1% | 0.01% | -12.5% |
| ALKS | ALKERMES PLC | $1,072,000 | -14.8% | 25,000 | 0.0% | 0.01% | -12.5% | |
| HON | Sell | HONEYWELL INTL INC | $1,091,000 | -2.1% | 11,720 | -2.3% | 0.01% | 0.0% |
| MUX | Sell | MCEWEN MNG INC | $1,087,000 | -32.6% | 554,883 | -0.9% | 0.01% | -30.0% |
| SON | SONOCO PRODUCTS | $1,079,000 | -10.5% | 27,450 | 0.0% | 0.01% | -6.7% | |
| BG | BUNGE LIMITED | $1,069,000 | +11.4% | 12,690 | 0.0% | 0.01% | +16.7% | |
| Buy | CHESAPEAKE ENERGY CORP 2.500% 05/15/37note | $1,107,000 | -1.7% | 1,098,000 | +4.5% | 0.01% | 0.0% | |
| CSCO | Sell | CISCO SYSTEMS INC | $1,115,000 | +1.1% | 44,300 | -0.2% | 0.01% | 0.0% |
| NDAQ | Sell | NASDAQ OMX GROUP INC | $979,000 | +3.2% | 23,085 | -6.1% | 0.01% | +8.3% |
| BA | Sell | BOEING CO | $998,000 | -0.4% | 7,834 | -0.5% | 0.01% | 0.0% |
| MTS | Sell | MONTGOMERY STR INCOME SECS I | $1,001,000 | -50.9% | 61,328 | -49.8% | 0.01% | -48.0% |
| CAT | Sell | CATERPILLAR INC | $1,040,000 | -8.9% | 10,499 | -0.1% | 0.01% | -7.1% |
| PG | Sell | PROCTER & GAMBLE COMPANY | $1,024,000 | +5.3% | 12,227 | -1.1% | 0.01% | +8.3% |
| DDC | Buy | DOMINION DIAMOND CORP | $1,038,000 | -0.4% | 72,891 | +1.1% | 0.01% | 0.0% |
| FLO | Buy | FLOWERS FOODS INC | $1,031,000 | -12.6% | 56,151 | +0.4% | 0.01% | -13.3% |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $1,035,000 | -0.3% | 13,596 | +7.9% | 0.01% | 0.0% |
| AWF | ALLIANCE WORLD DLR GVT FD II | $1,043,000 | -5.4% | 76,673 | 0.0% | 0.01% | -7.1% | |
| NAVISTAR INTL CONV 3.000% 10/15/14note | $998,000 | -1.2% | 1,000,000 | 0.0% | 0.01% | 0.0% | ||
| AZN | ASTRAZENECA PLCsponsored adr | $929,000 | -3.8% | 13,000 | 0.0% | 0.01% | 0.0% | |
| VOD | Buy | VODAFONE GROUP PLC NEWspnsr adr no par | $927,000 | +3.7% | 28,179 | +5.2% | 0.01% | +9.1% |
| CLGX | Sell | CORELOGIC INC | $921,000 | -10.8% | 34,012 | -0.0% | 0.01% | -7.7% |
| MANT | MANTECH INTL CORPcl a | $916,000 | -8.8% | 34,000 | 0.0% | 0.01% | -7.7% | |
| VAC | Sell | MARRIOTT VACATIONS WRLDWDE C | $899,000 | +3.9% | 14,182 | -3.9% | 0.01% | +9.1% |
| NEU | Buy | NEWMARKET CORP | $948,000 | -0.4% | 2,489 | +2.6% | 0.01% | 0.0% |
| DLX | Sell | DELUXE CORP | $946,000 | -11.5% | 17,150 | -6.0% | 0.01% | -7.7% |
| Sell | ELECTRONIC ARTS INC CONV 0.750% 07/15/16note | $925,000 | -80.5% | 750,000 | -80.0% | 0.01% | -79.7% | |
| RQI | Sell | COHEN & STEERS QUALITY RLTY | $918,000 | -5.9% | 86,387 | -0.4% | 0.01% | 0.0% |
| SEE | Sell | SEALED AIR CORP NEW | $909,000 | -1.7% | 26,075 | -3.7% | 0.01% | 0.0% |
| LXPPRC | Sell | LEXINGTON REALTY TRUSTpfd conv ser c | $896,000 | -3.7% | 18,885 | -1.0% | 0.01% | 0.0% |
| NKE | Sell | NIKE INCcl b | $954,000 | +13.4% | 10,691 | -1.4% | 0.01% | +9.1% |
| RP | Buy | REALPAGE INC | $834,000 | +3.9% | 53,809 | +50.6% | 0.01% | +10.0% |
| AFFX | AFFYMETRIX INC | $830,000 | -10.5% | 104,000 | 0.0% | 0.01% | -8.3% | |
| ARG | Buy | AIRGAS INC | $815,000 | +3.2% | 7,365 | +1.5% | 0.01% | +10.0% |
| AKRXQ | Sell | AKORN INC | $835,000 | -5.1% | 23,011 | -13.0% | 0.01% | 0.0% |
| AMZN | Buy | AMAZON COM INC | $821,000 | +5.1% | 2,546 | +5.9% | 0.01% | +10.0% |
| AEO | Sell | AMERICAN EAGLE OUTFITTERS IN | $816,000 | +7.4% | 56,219 | -17.0% | 0.01% | +10.0% |
| AFG | Buy | AMERICAN FINL GROUP INC OHIO | $819,000 | +3.9% | 14,150 | +6.9% | 0.01% | +10.0% |
| APOL | Buy | APOLLO EDUCATION GROUP INCcl a | $817,000 | -1.6% | 32,479 | +22.3% | 0.01% | +10.0% |
| WRB | Buy | BERKLEY W R CORP | $828,000 | +4.4% | 17,317 | +1.2% | 0.01% | +10.0% |
| SAM | Buy | BOSTON BEER INCcl a | $841,000 | +6.3% | 3,791 | +7.1% | 0.01% | +10.0% |
| BXP | Buy | BOSTON PPTYS INC | $871,000 | +4.6% | 7,522 | +6.7% | 0.01% | +10.0% |
| BRCM | Sell | BROADCOM CORP | $832,000 | +7.8% | 20,596 | -1.0% | 0.01% | +10.0% |
| BRO | Sell | BROWN & BROWN INC | $817,000 | +3.5% | 25,418 | -1.0% | 0.01% | +10.0% |
| BFB | Buy | BROWN FORMAN CORPcl b | $823,000 | +5.0% | 9,122 | +9.6% | 0.01% | +10.0% |
| BKE | Buy | BUCKLE INC | $825,000 | +7.7% | 18,180 | +5.3% | 0.01% | +10.0% |
| CAB | Buy | CABELAS INC | $822,000 | -0.2% | 13,949 | +5.6% | 0.01% | +10.0% |
| CERN | Sell | CERNER CORP | $840,000 | +6.9% | 14,093 | -7.5% | 0.01% | +10.0% |
| CHH | Sell | CHOICE HOTELS INTL INC | $826,000 | +4.6% | 15,882 | -5.3% | 0.01% | +10.0% |
| CTAS | Sell | CINTAS CORP | $876,000 | +10.6% | 12,407 | -0.4% | 0.01% | +10.0% |
| CACC | Buy | CREDIT ACCEP CORP MICH | $833,000 | +6.8% | 6,610 | +4.3% | 0.01% | +10.0% |
| DSW | Sell | DSW INCcl a | $850,000 | +5.2% | 28,239 | -2.3% | 0.01% | +10.0% |
| DKS | Buy | DICKS SPORTING GOODSINC | $828,000 | +1.1% | 18,859 | +7.3% | 0.01% | +10.0% |
| EQR | Buy | EQUITY RESIDENTIALsh ben int | $818,000 | +2.1% | 13,276 | +4.4% | 0.01% | +10.0% |
| ERIE | Buy | ERIE INDTY COcl a | $815,000 | +3.8% | 10,749 | +3.0% | 0.01% | +10.0% |
| EXH | Buy | EXTERRAN HLDGS INC | $825,000 | +5.2% | 18,624 | +6.9% | 0.01% | +10.0% |
| FDO | Sell | FAMILY DLR STORES INC | $846,000 | +5.1% | 10,958 | -10.0% | 0.01% | +10.0% |
| FDX | Sell | FEDEX CORP | $842,000 | +5.2% | 5,216 | -1.3% | 0.01% | +10.0% |
| FCNCA | Buy | FIRST CTZNS BANCSHARES INC Ncl a | $829,000 | +8.2% | 3,829 | +22.4% | 0.01% | +10.0% |
| BEN | Buy | FRANKLIN RESOURCES INC | $823,000 | +5.0% | 15,072 | +11.2% | 0.01% | +10.0% |
| GLPI | Buy | GAMING & LEISURE PPTYS INC | $831,000 | -1.4% | 26,885 | +8.3% | 0.01% | 0.0% |
| GWW | Buy | GRAINGER W W INC | $825,000 | +6.7% | 3,279 | +7.9% | 0.01% | +10.0% |
| HRG | Buy | HARBINGER GROUP INC | $833,000 | +9.2% | 63,509 | +5.8% | 0.01% | +10.0% |
| HTLD | Sell | HEARTLAND EXPRESS INC | $825,000 | +6.3% | 34,413 | -5.4% | 0.01% | +10.0% |
| HTH | Buy | HILLTOP HOLDINGS INC | $817,000 | +2.8% | 40,746 | +9.0% | 0.01% | +10.0% |
| HOLX | Buy | HOLOGIC INC | $823,000 | +4.8% | 33,815 | +9.3% | 0.01% | +10.0% |
| HST | Buy | HOST HOTELS & RESORTS INC | $830,000 | +7.0% | 38,902 | +10.3% | 0.01% | +10.0% |
| ISCA | Buy | INTERNATIONAL SPEEDWAY CORPcl a | $823,000 | +1.7% | 26,005 | +6.9% | 0.01% | +10.0% |
| INTU | Sell | INTUIT INC | $846,000 | +6.3% | 9,650 | -2.4% | 0.01% | +10.0% |
| OIA | Sell | INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST | $835,000 | -29.7% | 123,063 | -27.9% | 0.01% | -26.7% |
| LANC | Buy | LANCASTER COLONY CORP | $856,000 | +2.5% | 10,032 | +14.4% | 0.01% | +10.0% |
| EL | Buy | LAUDER ESTEE COS INCcl a | $827,000 | +5.8% | 11,064 | +5.1% | 0.01% | +10.0% |
| MSM | Sell | MSC INDL DIRECT INCcl a | $819,000 | -94.9% | 9,585 | -94.3% | 0.01% | -94.6% |
| MCY | Sell | MERCURY GENL CORP NEW | $836,000 | +3.0% | 17,128 | -0.7% | 0.01% | +10.0% |
| MSFT | Buy | MICROSOFT | $889,000 | +15.3% | 19,180 | +3.8% | 0.01% | +10.0% |
| MHK | Buy | MOHAWK INDUSTRIES INC | $816,000 | 0.0% | 6,051 | +2.6% | 0.01% | +10.0% |
| MNST | Sell | MONSTER BEVERAGE CORP | $833,000 | +9.2% | 9,091 | -15.4% | 0.01% | +10.0% |
| MORN | Buy | MORNINGSTAR INC | $826,000 | +5.5% | 12,164 | +11.5% | 0.01% | +10.0% |
| NATI | Buy | NATIONAL INSTRS CORP | $816,000 | +1.5% | 26,398 | +6.4% | 0.01% | +10.0% |
| JWN | Buy | NORDSTROM INC | $832,000 | +5.3% | 12,168 | +4.6% | 0.01% | +10.0% |
| NUAN | Buy | NUANCE COMMUNICATIONS INC | $828,000 | +9.2% | 53,727 | +33.1% | 0.01% | +22.2% |
| PAYX | Buy | PAYCHEX INC | $858,000 | +9.0% | 19,420 | +2.5% | 0.01% | +10.0% |
| PCYC | Sell | PHARMACYCLICS INC | $822,000 | +4.3% | 7,003 | -20.3% | 0.01% | +10.0% |
| PSMT | Buy | PRICESMART INC | $818,000 | +4.3% | 9,555 | +6.1% | 0.01% | +10.0% |
| RES | Buy | RPC INC | $846,000 | +7.1% | 38,534 | +14.6% | 0.01% | +10.0% |
| RAX | Buy | RACKSPACE HOSTING INC | $860,000 | +20.4% | 26,409 | +24.5% | 0.01% | +22.2% |
| RTN | Sell | RAYTHEON CO NEW | $849,000 | +6.4% | 8,350 | -3.5% | 0.01% | +10.0% |
| ROK | ROCKWELL INTL CORP NEW | $891,000 | -12.2% | 8,113 | 0.0% | 0.01% | -15.4% | |
| ROL | Buy | ROLLINS INC | $824,000 | +5.1% | 28,142 | +7.6% | 0.01% | +10.0% |
| SSNC | Buy | SS&C TECHNOLOGIES HLDGS INC | $816,000 | +4.5% | 18,592 | +5.2% | 0.01% | +10.0% |
| CRM | Buy | SALESFORCE COM INC | $834,000 | +5.8% | 14,503 | +6.9% | 0.01% | +10.0% |
| SLB | SCHLUMBERGER | $892,000 | -13.7% | 8,769 | 0.0% | 0.01% | -15.4% | |
| SMG | Buy | SCOTTS MIRACLE GRO COcl a | $818,000 | +4.5% | 14,880 | +8.1% | 0.01% | +10.0% |
| SLGN | Buy | SILGAN HOLDINGS INC | $818,000 | +2.2% | 17,404 | +10.6% | 0.01% | +10.0% |
| SPG | Buy | SIMON PPTY GROUP INC NEW | $871,000 | +4.6% | 5,297 | +5.8% | 0.01% | +10.0% |
| SBUX | Buy | STARBUCKS CORP | $845,000 | +5.9% | 11,197 | +8.5% | 0.01% | +10.0% |
| SYNT | Buy | SYNTEL INC | $837,000 | +3.8% | 9,516 | +1.5% | 0.01% | +10.0% |
| TCO | Buy | TAUBMAN CTRS INC | $822,000 | +3.1% | 11,255 | +7.1% | 0.01% | +10.0% |
| TEI | TEMPLETON EMERG MKTS INCOME | $843,000 | -7.7% | 66,238 | 0.0% | 0.01% | 0.0% | |
| TR | Buy | TOOTSIE ROLL INDS INC | $845,000 | +2.5% | 30,176 | +7.8% | 0.01% | +10.0% |
| FOXA | Buy | TWENTY FIRST CENTY FOX INCcl a | $874,000 | +2.1% | 25,498 | +4.7% | 0.01% | 0.0% |
| UAA | Sell | UNDER ARMOUR INCcl a | $851,000 | +6.2% | 12,321 | -8.5% | 0.01% | +10.0% |
| WPG | Buy | WASHINGTON PRIME GROUP INC | $843,000 | +9.5% | 48,217 | +17.4% | 0.01% | +10.0% |
| WERN | Buy | WERNER ENTERPRISES INC | $835,000 | +5.2% | 33,139 | +10.6% | 0.01% | +10.0% |
| WNR | Buy | WESTERN REFNG INC | $829,000 | +17.1% | 19,740 | +4.7% | 0.01% | +22.2% |
| MRVL | Buy | MARVELL TECHNOLOGY GROUP ORD | $828,000 | +8.1% | 61,448 | +14.9% | 0.01% | +10.0% |
| GRMN | Buy | GARMIN LTD | $845,000 | +5.9% | 16,244 | +24.0% | 0.01% | +10.0% |
| ITW | Buy | ILLINOIS TOOL WORKS INC | $802,000 | +3.2% | 9,505 | +7.2% | 0.01% | 0.0% |
| RJF | Sell | RAYMOND JAMES FINANCIAL INC | $811,000 | +3.2% | 15,140 | -2.3% | 0.01% | 0.0% |
| SCHW | Sell | SCHWAB CHARLES CORP NEW | $811,000 | +4.4% | 27,593 | -4.4% | 0.01% | 0.0% |
| HALO | Buy | HALOZYME THERAPEUTICS INC | $767,000 | +0.7% | 84,283 | +9.2% | 0.01% | 0.0% |
| HK | Buy | HALCON RES CORP | $779,000 | -5.2% | 196,760 | +74.4% | 0.01% | 0.0% |
| NWSA | Buy | NEWS CORP NEWcl a | $803,000 | -2.2% | 49,103 | +7.3% | 0.01% | 0.0% |
| NEA | Sell | NUVEEN AMT-FREE MUN FD | $757,000 | -10.7% | 55,947 | -11.0% | 0.01% | -9.1% |
| PZZA | Buy | PAPA JOHNS INTL INC | $814,000 | +3.4% | 20,360 | +9.7% | 0.01% | 0.0% |
| MNKD | Buy | MANNKIND CORP | $811,000 | +0.2% | 137,271 | +85.9% | 0.01% | 0.0% |
| PEGA | Buy | PEGASYSTEMS INC | $806,000 | +1.1% | 42,169 | +11.8% | 0.01% | 0.0% |
| CVA | Sell | COVANTA HLDG CORP | $814,000 | +1.0% | 38,348 | -2.0% | 0.01% | 0.0% |
| XPO | Sell | XPO LOGISTICS INC | $802,000 | -2.8% | 21,278 | -26.2% | 0.01% | 0.0% |
| GPS | Buy | GAP INC | $803,000 | +2.6% | 19,264 | +2.3% | 0.01% | 0.0% |
| AXE | Buy | ANIXTER INTL INC | $814,000 | +2.9% | 9,596 | +21.4% | 0.01% | 0.0% |
| NAV | Buy | NAVISTAR INTL CORP NEW | $770,000 | -1.9% | 23,382 | +11.6% | 0.01% | 0.0% |
| FOSL | Buy | FOSSIL GROUP INC | $806,000 | +3.1% | 8,585 | +14.7% | 0.01% | 0.0% |
| SPSB | SPDR SERIES TRUST BARC CAPTL ETF | $737,000 | -0.3% | 24,000 | 0.0% | 0.01% | +11.1% | |
| TIME | Sell | TIME INC NEW | $790,000 | -24.6% | 33,709 | -22.1% | 0.01% | -23.1% |
| DHI | Buy | D R HORTON INC | $795,000 | -3.0% | 38,725 | +16.1% | 0.01% | 0.0% |
| AMKR | Buy | AMKOR TECHNOLOGY INC | $774,000 | -2.3% | 92,044 | +30.0% | 0.01% | 0.0% |
| MTZ | Buy | MASTEC INC | $807,000 | +2.8% | 26,371 | +3.5% | 0.01% | 0.0% |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP F | $762,000 | -22.7% | 56,059 | -16.5% | 0.01% | -16.7% |
| DDS | Buy | DILLARDS INCcl a | $805,000 | +2.4% | 7,389 | +9.6% | 0.01% | 0.0% |
| AL | Buy | AIR LEASE CORPcl a | $809,000 | -5.4% | 24,886 | +12.3% | 0.01% | -9.1% |
| LYB | Sell | LYONDELLBASELL INDUSTRIES N | $811,000 | +6.3% | 7,468 | -4.5% | 0.01% | 0.0% |
| BRKR | Buy | BRUKER CORP | $801,000 | 0.0% | 43,262 | +31.1% | 0.01% | 0.0% |
| TSLA | Sell | TESLA MTRS INC | $800,000 | +0.4% | 3,295 | -0.8% | 0.01% | 0.0% |
| RL | Sell | RALPH LAUREN CORPcl a | $798,000 | -1.6% | 4,847 | -3.9% | 0.01% | 0.0% |
| RIG | Buy | TRANSOCEAN LTD ZUG NAMEN AKT | $788,000 | +2.1% | 24,662 | +43.9% | 0.01% | 0.0% |
| MENT | Buy | MENTOR GRAPHICS CORP | $787,000 | +0.8% | 38,397 | +6.0% | 0.01% | 0.0% |
| WTI | Buy | W & T OFFSHORE INC | $748,000 | -4.6% | 67,956 | +41.9% | 0.01% | 0.0% |
| TTEC | Buy | TELETECH HOLDINGS INC | $808,000 | -1.3% | 32,879 | +16.4% | 0.01% | 0.0% |
| URBN | Sell | URBAN OUTFITTERS INC | $810,000 | +3.3% | 22,060 | -4.8% | 0.01% | 0.0% |
| TKR | Buy | TIMKEN CO | $802,000 | +1.4% | 18,919 | +62.2% | 0.01% | 0.0% |
| TLM | Buy | TALISMAN ENERGY INC | $767,000 | -0.8% | 88,704 | +21.6% | 0.01% | 0.0% |
| TMST | New | TIMKENSTEEL CORP | $800,000 | – | 17,218 | +100.0% | 0.01% | – |
| CHK | Buy | CHESAPEAKE ENERGY CORP | $783,000 | 0.0% | 34,051 | +35.2% | 0.01% | 0.0% |
| H | Buy | HYATT HOTELS CORP | $809,000 | +2.3% | 13,361 | +3.0% | 0.01% | 0.0% |
| COLM | Buy | COLUMBIA SPORTSWEAR CO | $799,000 | +3.1% | 22,334 | +138.2% | 0.01% | 0.0% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $806,000 | 0.0% | 14,986 | -0.2% | 0.01% | 0.0% |
| HUN | Buy | HUNTSMAN CORP | $792,000 | -1.0% | 30,473 | +7.0% | 0.01% | 0.0% |
| WLK | Sell | WESTLAKE CHEM CORP | $777,000 | -0.3% | 8,971 | -3.6% | 0.01% | 0.0% |
| HES | Buy | HESS CORP | $809,000 | +2.3% | 8,576 | +7.2% | 0.01% | 0.0% |
| ISIS | ISIS PHARMACEUTICALS INC | $660,000 | +12.6% | 17,000 | 0.0% | 0.01% | +28.6% | |
| BAX | BAXTER INTL INC | $698,000 | -0.7% | 9,722 | 0.0% | 0.01% | 0.0% | |
| BSE | Sell | BLACKROCK NY MUN INC QUALITY TRUST | $663,000 | -18.8% | 50,957 | -17.5% | 0.01% | -10.0% |
| RAI | Sell | REYNOLDS AMERN INC | $691,000 | -4.7% | 11,714 | -2.5% | 0.01% | 0.0% |
| MCD | Buy | MCDONALDS CORP | $703,000 | -0.4% | 7,413 | +5.7% | 0.01% | 0.0% |
| FCT | FIRST TR SR FLG RTE INCM FD | $709,000 | -5.1% | 52,300 | 0.0% | 0.01% | 0.0% | |
| BGCP | Buy | BGC PARTNERS INCcl a | $671,000 | +13.7% | 90,316 | +13.9% | 0.01% | +28.6% |
| NQU | Sell | NUVEEN QUALITY INCOME MUN FD | $703,000 | -4.1% | 51,361 | -3.9% | 0.01% | 0.0% |
| MHFI | Sell | MCGRAW HILL COMPANIES INC | $668,000 | +0.1% | 7,908 | -1.5% | 0.01% | +12.5% |
| WTM | WHITE MOUNTAINS INSURANCE GROUP LTD | $683,000 | +3.5% | 1,084 | 0.0% | 0.01% | +12.5% | |
| TFX | Sell | TELEFLEX INC | $671,000 | -4.8% | 6,384 | -4.4% | 0.01% | 0.0% |
| ORCL | Buy | ORACLE CORP | $702,000 | +25.8% | 18,330 | +33.2% | 0.01% | +28.6% |
| NBH | Sell | NEUBERGER BERMAN INTER MUNI | $731,000 | -3.6% | 49,123 | -0.2% | 0.01% | 0.0% |
| IIJIY | Buy | INTERNET INITIATIVE JAPAN INsponsored adr | $701,000 | -18.1% | 70,416 | +0.5% | 0.01% | -18.2% |
| BWP | Sell | BOARDWALK PIPELINE PARTNERSut ltd partner | $720,000 | -5.4% | 38,521 | -6.3% | 0.01% | -10.0% |
| SEB | SEABOARD CORP DEL | $615,000 | -11.4% | 230 | 0.0% | 0.01% | -11.1% | |
| PCN | Sell | PIMCO CORPORATE INCOME FD | $649,000 | -7.4% | 41,105 | -0.5% | 0.01% | -11.1% |
| MINT | Sell | PIMCO ETF TR ENHAN SHRT MAT | $602,000 | -14.5% | 5,941 | -14.4% | 0.01% | -11.1% |
| NXZ | Sell | NUVEEN DIV ADVANTAGE MUN FD | $635,000 | -9.9% | 45,559 | -10.2% | 0.01% | -11.1% |
| WPC | Buy | W P CAREY INC | $583,000 | 0.0% | 9,150 | +1.1% | 0.01% | +14.3% |
| NRK | Sell | NUVEEN INS NY TX FR ADV MUN | $599,000 | -24.3% | 46,764 | -22.5% | 0.01% | -20.0% |
| PTY | Sell | PIMCO CORPORATE OPP FD | $585,000 | -10.1% | 34,314 | -0.6% | 0.01% | 0.0% |
| HIO | Sell | WESTERN ASSET HIGH INCM OPP | $653,000 | -12.8% | 112,790 | -8.1% | 0.01% | -11.1% |
| XAA | Sell | AMERICAN MUN INCOME PORTFOLI | $606,000 | -4.0% | 41,083 | -5.4% | 0.01% | 0.0% |
| FHY | Sell | FIRST TRUST STRATEGIC HIGH INCOME FD II | $580,000 | -14.8% | 37,697 | -9.5% | 0.01% | -22.2% |
| MQT | BLACKROCK MUNIYIELD QUALITY | $554,000 | 0.0% | 43,346 | 0.0% | 0.01% | 0.0% | |
| MYN | Sell | BLACKROCK MUNIYIELD N Y QUALITY FUND INC | $529,000 | -14.8% | 41,284 | -12.3% | 0.01% | -12.5% |
| NMA | Sell | NUVEEN MUN ADVANTAGE FD INC | $528,000 | -15.7% | 39,106 | -16.0% | 0.01% | -12.5% |
| NPF | Sell | NUVEEN PREMIER MUN INCOME FD | $548,000 | -42.2% | 40,723 | -41.5% | 0.01% | -41.7% |
| POT | Buy | POTASH CORP SASK INC | $550,000 | -7.4% | 15,900 | +1.6% | 0.01% | 0.0% |
| EVY | Sell | EATON VANCE NY MUNI INCOME Tsh ben int | $538,000 | -6.6% | 38,800 | -3.0% | 0.01% | 0.0% |
| EVN | EATON VANCE MUNI INCOME TRUSsh ben int | $506,000 | -0.2% | 39,772 | 0.0% | 0.01% | +16.7% | |
| PMO | Sell | PUTNAM MUN OPPORTUNITIES TR | $572,000 | -15.8% | 48,866 | -15.4% | 0.01% | -12.5% |
| New | QUANTUM CORP CONV 4.500% 11/15/17note | $506,000 | – | 500,000 | +100.0% | 0.01% | – | |
| AB | Buy | ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTNunit lp | $509,000 | +1.2% | 19,554 | +0.7% | 0.01% | +16.7% |
| ADI | Buy | ANALOG DEVICES INC | $540,000 | -8.0% | 10,905 | +0.5% | 0.01% | 0.0% |
| CUB | Buy | CUBIC CORP | $532,000 | +18.2% | 11,369 | +12.4% | 0.01% | +16.7% |
| NMZ | Sell | NUVEEN MUN HIGH INC OPP FD | $569,000 | -68.2% | 43,610 | -67.7% | 0.01% | -68.2% |
| NPI | Sell | NUVEEN PREM INCOME MUN FD | $444,000 | -65.4% | 33,109 | -65.0% | 0.01% | -62.5% |
| FOREST CITY ENT 4.250% 08/15/18note | $490,000 | -2.8% | 446,000 | 0.0% | 0.01% | 0.0% | ||
| IQI | Sell | INVESCO QUALITY MUNI INC TRS | $490,000 | -5.6% | 40,442 | -4.3% | 0.01% | 0.0% |
| ENX | Sell | EATON VANCE NY MUN BD FD | $461,000 | -10.7% | 37,394 | -9.4% | 0.01% | 0.0% |
| PGR | Sell | PROGRESSIVE CORP OF OHIO | $469,000 | -25.8% | 18,545 | -25.6% | 0.01% | -25.0% |
| SAN | Buy | BANCO SANTANDER SAadr | $442,000 | -6.9% | 46,550 | +2.0% | 0.01% | 0.0% |
| GPC | GENUINE PARTS CO | $434,000 | 0.0% | 4,945 | 0.0% | 0.01% | +20.0% | |
| KMB | Buy | KIMBERLY CLARK CORP | $495,000 | +14.1% | 4,599 | +18.0% | 0.01% | +20.0% |
| IFF | INTL FLAVORS & FRAGRANCES | $446,000 | -8.0% | 4,650 | 0.0% | 0.01% | 0.0% | |
| CINF | CINCINNATI FINL CORP | $435,000 | -2.2% | 9,253 | 0.0% | 0.01% | 0.0% | |
| BBF | Sell | BLACKROCK MUNICIPAL INCOME INVEST TRUST | $452,000 | -11.7% | 33,228 | -9.3% | 0.01% | 0.0% |
| DGX | Buy | QUEST DIAGNOSTICS INC | $470,000 | +13.5% | 7,750 | +9.9% | 0.01% | +20.0% |
| VRSK | VERISK ANALYTICS INCcl a | $469,000 | +1.5% | 7,700 | 0.0% | 0.01% | 0.0% | |
| VMI | Buy | VALMONT INDS INC | $472,000 | -8.7% | 3,500 | +2.9% | 0.01% | 0.0% |
| FIS | Sell | FIDELITY NATL INFORMATION SVC | $358,000 | +1.1% | 6,361 | -1.5% | 0.01% | +25.0% |
| ACAS | Buy | AMERICAN CAPITAL LTD | $405,000 | +17.7% | 28,581 | +27.1% | 0.01% | +25.0% |
| TROW | Sell | PRICE T ROWE GROUP INC | $353,000 | -14.7% | 4,500 | -8.3% | 0.01% | 0.0% |
| EVG | Sell | EATON VANCE SH TM DR DIVR INC | $393,000 | -11.3% | 26,769 | -7.3% | 0.01% | -16.7% |
| MKTX | MARKETAXESS HLDGS INC | $353,000 | +14.6% | 5,700 | 0.0% | 0.01% | +25.0% | |
| PML | Sell | PIMCO MUN INCOME FD II | $363,000 | -2.7% | 31,125 | -0.4% | 0.01% | 0.0% |
| RSP | GUGGENHEIM S&P 500 EQUAL WEIGHT ETF | $363,000 | -1.1% | 4,784 | 0.0% | 0.01% | 0.0% | |
| GM | Buy | GENERAL MTRS CO | $367,000 | +11.2% | 11,495 | +26.4% | 0.01% | +25.0% |
| VMO | Sell | INVESCO MUN OPPORTUNITY TR | $383,000 | -20.2% | 30,570 | -19.8% | 0.01% | -16.7% |
| NVO | NOVO-NORDISK A Sadr | $369,000 | +3.1% | 7,740 | 0.0% | 0.01% | +25.0% | |
| TREE | TREE COM INC | $353,000 | +23.0% | 9,833 | 0.0% | 0.01% | +25.0% | |
| JQC | Sell | NUVEEN CREDIT STRATEGIES INCOME FUND | $412,000 | -13.8% | 46,161 | -9.7% | 0.01% | -16.7% |
| F102PS | Buy | BABCOCK & WILCOX CO NEW | $389,000 | -13.2% | 14,034 | +1.7% | 0.01% | -16.7% |
| NQM | New | NUVEEN INVT QUALITY MUN FD I | $394,000 | – | 26,475 | +100.0% | 0.01% | – |
| IMO | Sell | IMPERIAL OIL LTD | $393,000 | -13.2% | 8,328 | -3.2% | 0.01% | -16.7% |
| NZF | Sell | NUVEEN DIV ADV MUNI FD 3 | $357,000 | -66.7% | 26,144 | -66.6% | 0.01% | -61.5% |
| WEBMD HEALTH CORP 2.250% 03/31/16note | $403,000 | -1.9% | 400,000 | 0.0% | 0.01% | 0.0% | ||
| DMF | Sell | DREYFUS MUN INCOME INC | $369,000 | -19.1% | 40,588 | -17.0% | 0.01% | -16.7% |
| UPS | UNITED PARCEL SVC INCcl b | $392,000 | -4.2% | 3,988 | 0.0% | 0.01% | 0.0% | |
| MRO | MARATHON OIL CORP | $274,000 | -5.8% | 7,300 | 0.0% | 0.00% | 0.0% | |
| APC | Buy | ANADARKO PETE CORP | $304,000 | +38.8% | 3,000 | +50.0% | 0.00% | +33.3% |
| CLDX | CELLDEX THERAPEUTICS INC | $341,000 | -20.7% | 26,335 | 0.0% | 0.00% | -20.0% | |
| ROX | CASTLE BRANDS INC | $300,000 | +47.8% | 229,000 | 0.0% | 0.00% | +33.3% | |
| CTRP | CTRIP COM INTL LTDadr | $329,000 | -11.3% | 5,800 | 0.0% | 0.00% | -20.0% | |
| BHL | Sell | BLACKROCK DEFINED OPPRTY CR | $280,000 | -7.9% | 20,826 | -4.3% | 0.00% | 0.0% |
| CPN | Sell | CALPINE CORP | $277,000 | -14.5% | 12,783 | -6.0% | 0.00% | 0.0% |
| PGNX | PROGENICS PHARMACEUTICALS IN | $349,000 | +20.3% | 67,200 | 0.0% | 0.00% | 0.0% | |
| SHY | Buy | ISHARES TR 1-3 YR TRS BD | $278,000 | +3.7% | 3,287 | +3.8% | 0.00% | +33.3% |
| CVRR | Buy | CVR REFNG LP | $276,000 | -4.5% | 11,868 | +2.8% | 0.00% | 0.0% |
| TAL | Buy | TAL INTL GROUP INC | $347,000 | +0.9% | 8,422 | +8.8% | 0.00% | 0.0% |
| NIO | Sell | NUVEEN MUN OPPORTUNITY | $284,000 | -62.5% | 19,927 | -62.8% | 0.00% | -55.6% |
| IIM | Sell | INVESCO INSURED MUNICIPAL INCOME TRUST | $280,000 | -30.2% | 18,445 | -31.1% | 0.00% | -20.0% |
| VXF | Sell | VANGUARD INDEX FDS EXTEND MKT ETF | $286,000 | -71.0% | 3,420 | -69.5% | 0.00% | -66.7% |
| CL | Buy | COLGATE PALMOLIVE CO | $349,000 | +53.1% | 5,344 | +59.8% | 0.00% | +33.3% |
| VECO | VEECO INSTRS INC DEL | $339,000 | -6.1% | 9,700 | 0.0% | 0.00% | -20.0% | |
| CSGP | COSTAR GROUP INC | $311,000 | -1.6% | 2,000 | 0.0% | 0.00% | 0.0% | |
| AAPL | New | APPLE INC | $306,000 | – | 3,038 | +100.0% | 0.00% | – |
| KTF | New | DEUTSCHE MUN INCOME | $300,000 | – | 22,760 | +100.0% | 0.00% | – |
| NQI | Sell | NUVEEN QUALITY MUN FD INC | $212,000 | -20.3% | 16,375 | -19.4% | 0.00% | 0.0% |
| FXI | New | ISHARES TR FTSE CHINA 25 IDX | $237,000 | – | 6,184 | +100.0% | 0.00% | – |
| NXK | Sell | NUVEEN NY DIV ADVANTG MUN FD | $223,000 | -16.5% | 16,960 | -14.5% | 0.00% | 0.0% |
| NVG | Sell | NUVEEN DIVID ADVANTAGE | $241,000 | -16.6% | 17,110 | -16.1% | 0.00% | -25.0% |
| JTP | NUVEEN QUALITY PFD INCOME FD | $269,000 | -4.3% | 33,053 | 0.0% | 0.00% | -25.0% | |
| JMT | Sell | NUVEEN MTG OPPTY TERM FD 2 | $229,000 | -15.8% | 9,825 | -14.2% | 0.00% | 0.0% |
| OSIR | OSIRIS THERAPEUTICS INC NEW | $227,000 | -19.2% | 18,000 | 0.0% | 0.00% | -25.0% | |
| GRC | Buy | GORMAN RUPP CO | $240,000 | -13.7% | 7,997 | +1.9% | 0.00% | 0.0% |
| PWE | Sell | PENN WEST PETROLEUM LTD | $241,000 | -49.0% | 35,706 | -26.2% | 0.00% | -50.0% |
| FNFV | New | FIDELITY NATIONAL FINANCIAL FNFV GROUP | $245,000 | – | 17,797 | +100.0% | 0.00% | – |
| EOG | EOG RES INC | $266,000 | -15.3% | 2,687 | 0.0% | 0.00% | -25.0% | |
| COP | CONOCOPHILLIPS | $264,000 | -10.8% | 3,451 | 0.0% | 0.00% | -25.0% | |
| CVE | Sell | CENOVUS ENERGY INC | $229,000 | -20.5% | 8,510 | -4.5% | 0.00% | -25.0% |
| CRRTQ | Buy | CARBO CERAMICS INC | $204,000 | -52.6% | 3,438 | +23.3% | 0.00% | -40.0% |
| CEO | CNOOC LTDsponsored adr | $203,000 | -3.8% | 1,179 | 0.0% | 0.00% | 0.0% | |
| HYT | BLACKROCK CORPOR HI YLD FD | $236,000 | -3.7% | 19,965 | 0.0% | 0.00% | 0.0% | |
| MHN | Sell | BLACKROCK MUNIHOLDINGS N Y QUALITY FUND | $219,000 | -25.0% | 16,390 | -22.7% | 0.00% | -25.0% |
| BCF | BLACKROCK REAL ASSET EQUITY | $227,000 | -9.9% | 26,804 | 0.0% | 0.00% | 0.0% | |
| BIE | Sell | BLACKROCK MUNIC BD INVST TR | $218,000 | -22.7% | 15,174 | -21.7% | 0.00% | -25.0% |
| AINV | Buy | APPOLO INVT CORP | $234,000 | +1.7% | 28,610 | +7.2% | 0.00% | 0.0% |
| AYN | Sell | ALLIANCE BERNSTEIN NEW YORK MUN INC FD | $221,000 | -3.5% | 17,556 | -2.2% | 0.00% | 0.0% |
| T | A T & T INC | $234,000 | -0.4% | 6,653 | 0.0% | 0.00% | 0.0% | |
| HYD | Sell | MARKET VECTORS ETF TR HG YLD MUN ETF | $224,000 | -8.2% | 7,293 | -9.9% | 0.00% | 0.0% |
| NBO | Sell | NEUBERGER BERMAN NY INT MUN | $240,000 | -6.2% | 17,777 | -4.3% | 0.00% | 0.0% |
| LTS | New | LADENBURG THALMAN FIN SVCS I | $266,000 | – | 62,700 | +100.0% | 0.00% | – |
| NIM | NUVEEN SELECT MAT MUN FDsh ben int | $225,000 | +1.8% | 21,500 | 0.0% | 0.00% | 0.0% | |
| MUI | BLACKROCK MUNI INTER DR FD I | $149,000 | -0.7% | 10,308 | 0.0% | 0.00% | 0.0% | |
| CXE | Sell | MFS HIGH INCOME MUN TRsh ben int | $192,000 | -25.9% | 40,425 | -25.4% | 0.00% | -33.3% |
| OZM | OCH ZIFF CAP MGMT GROUPcl a | $120,000 | -22.6% | 11,200 | 0.0% | 0.00% | 0.0% | |
| MHY | Sell | WESTERN ASSETT MGD HI INCM F | $141,000 | -13.0% | 25,600 | -8.6% | 0.00% | 0.0% |
| DSM | Sell | DREYFUS STRATEGIC MUN BD FD | $119,000 | -24.7% | 14,774 | -22.5% | 0.00% | 0.0% |
| NZH | Sell | NUVEEN CA DIV ADV MUNI FD 3 | $176,000 | -8.8% | 13,767 | -8.9% | 0.00% | 0.0% |
| FTF | Sell | FRANKLIN LIMITED DURATION INC TRST | $152,000 | -39.9% | 12,261 | -36.7% | 0.00% | -33.3% |
| PZC | PIMCO CALIF MUN INCOME FD II | $124,000 | -1.6% | 11,931 | 0.0% | 0.00% | 0.0% | |
| PMM | Sell | PUTNAM MANAGED MUN INCOM TR | $120,000 | -2.4% | 16,910 | -1.2% | 0.00% | 0.0% |
| PYN | PIMCO NEW YORK MUN INCM FD 1 | $140,000 | -2.1% | 14,800 | 0.0% | 0.00% | 0.0% | |
| EVM | Sell | EATON VANCE CA MUN BD FD | $173,000 | -8.0% | 15,278 | -5.8% | 0.00% | 0.0% |
| RFI | COHEN & STEERS TL RET RLTY | $181,000 | -3.7% | 15,145 | 0.0% | 0.00% | 0.0% | |
| MUS | Sell | BLACKROCK MUNIHLDGS QUALITY FUND INC | $146,000 | -2.7% | 11,266 | -0.9% | 0.00% | 0.0% |
| MDR | Sell | MCDERMOTT INTL INC | $135,000 | -31.5% | 23,593 | -3.0% | 0.00% | 0.0% |
| JPS | NUVEEN QUALITY PFD INCOME FD | $121,000 | -4.0% | 13,933 | 0.0% | 0.00% | 0.0% | |
| ARNA | ARENA PHARMACEUTICALS INC | $189,000 | -28.4% | 45,000 | 0.0% | 0.00% | -33.3% | |
| CCA | Sell | MFS CALIF MUN FD | $156,000 | -13.3% | 14,448 | -11.1% | 0.00% | 0.0% |
| EIM | EATON VANCE MUN BD FD | $161,000 | +0.6% | 12,840 | 0.0% | 0.00% | 0.0% | |
| MHI | Sell | PIONEER MUN HIGH INCOME TR | $178,000 | -11.9% | 11,700 | -10.0% | 0.00% | -33.3% |
| MFM | Sell | MFS MUN INCOME TRsh ben int | $93,000 | -28.5% | 14,211 | -27.9% | 0.00% | -50.0% |
| BIOFR | New | BIOFUEL ENERGY CORP RT EXP 101714right | $102,000 | – | 35,200 | +100.0% | 0.00% | – |
| ONTX | ONCONOVA THERAPEUTICS INC | $77,000 | -21.4% | 18,000 | 0.0% | 0.00% | 0.0% | |
| MEN | BLACKROCK MUNIENHANCED FD INCOM | $114,000 | 0.0% | 10,198 | 0.0% | 0.00% | 0.0% | |
| VICL | VICAL INC | $95,000 | -7.8% | 84,500 | 0.0% | 0.00% | 0.0% | |
| ONTY | ONCOTHYREON INC | $62,000 | -41.0% | 32,333 | 0.0% | 0.00% | 0.0% | |
| CMU | Sell | MFS HIGH YIELD MUN TRsh ben int | $46,000 | -41.0% | 10,600 | -41.3% | 0.00% | 0.0% |
| PACB | PACIFIC BIOSCIENCES CALIF IN | $59,000 | -20.3% | 12,000 | 0.0% | 0.00% | 0.0% | |
| DNDNQ | DENDREON CORP | $49,000 | -37.2% | 34,000 | 0.0% | 0.00% | 0.0% | |
| Sell | PEABODY ENERGY CORP 4.750% 12/15/41note | $56,000 | -16.4% | 82,000 | -7.9% | 0.00% | 0.0% | |
| PCF | Sell | PUTMAN HIGH INCOME SEC FUND | $91,000 | -5.2% | 10,960 | -0.5% | 0.00% | 0.0% |
| NCQ | Sell | NOVACOPPER INC | $82,000 | -15.5% | 88,335 | -0.8% | 0.00% | 0.0% |
| MACK | MERRIMACK PHARMACEUTICALS IN | $105,000 | +20.7% | 12,000 | 0.0% | 0.00% | 0.0% | |
| GCVRZ | SANOFI AVENTIS CONTGNT VAL RTright | $7,000 | -12.5% | 15,940 | 0.0% | 0.00% | – | |
| SNTA | SYNTA PHARMACEUTICALS CORP | $33,000 | -26.7% | 11,000 | 0.0% | 0.00% | -100.0% | |
| SEA | Exit | CLAYMORE EXCHANGE TRD FD TR GUGG | $0 | – | -5,353 | -100.0% | -0.00% | – |
| LEO | Exit | DREYFUS STRATEGIC MUNS INC | $0 | – | -18,220 | -100.0% | -0.00% | – |
| KMT | Exit | KENNAMETAL INC | $0 | – | -4,633 | -100.0% | -0.00% | – |
| ZIVZF | Exit | CREDIT SUISSE NASSAU BRH INVRS VI | $0 | – | -5,160 | -100.0% | -0.00% | – |
| BIOF | Exit | BIOFUEL ENERGY CORP | $0 | – | -35,200 | -100.0% | -0.00% | – |
| SMMU | Exit | PIMCO ETF TR SHTRM MUN BOND | $0 | – | -4,000 | -100.0% | -0.00% | – |
| POST | Exit | POST HLDGS INC | $0 | – | -4,337 | -100.0% | -0.00% | – |
| MYF | Exit | BLACKROCK MUNIYIELD INVST FD | $0 | – | -13,900 | -100.0% | -0.00% | – |
| KTF | Exit | DWS MUN INCOME TR | $0 | – | -22,760 | -100.0% | -0.00% | – |
| Exit | QUANTUM CORP CONV 4.500% 11/15/17conv | $0 | – | -500,000 | -100.0% | -0.01% | – | |
| SMB | Exit | MARKET VECTORS ETF TR MKTVEC SMUNET | $0 | – | -25,391 | -100.0% | -0.01% | – |
| HSA | Exit | HELIOS STRATEGIC INCOME FUND | $0 | – | -68,605 | -100.0% | -0.01% | – |
| Exit | NUVEEN INVT QUALITY MUN FD I | $0 | – | -31,675 | -100.0% | -0.01% | – | |
| PRISY | Exit | PROMOTORA DE INFORMACIONESadr cl a | $0 | – | -303,891 | -100.0% | -0.01% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDadr | $0 | – | -15,782 | -100.0% | -0.01% | – |
| ESGR | Exit | ENSTAR GROUP LIMITED SHS | $0 | – | -7,249 | -100.0% | -0.01% | – |
| HIH | Exit | HELIOS HIGH INCOME FUND | $0 | – | -121,057 | -100.0% | -0.01% | – |
| Exit | SIMON PPTY GROUP INC NEWput | $0 | – | -6,700 | -100.0% | -0.01% | – | |
| PRISB | Exit | PROMOTORA DE INFORMACIONES Sadr cl b | $0 | – | -464,393 | -100.0% | -0.02% | – |
| HMH | Exit | HELIOS MULTI SECTOR HIGN INCOME FUN | $0 | – | -208,095 | -100.0% | -0.02% | – |
| FNF | Exit | FIDELITY NATL FINANCIAL INC | $0 | – | -49,026 | -100.0% | -0.02% | – |
| VXX | Exit | BARCLAYS BK PLC IPATH S&P500 VIXcall | $0 | – | -182,000 | -100.0% | -0.03% | – |
| HAV | Exit | HELIOS ADVANTAGE INCOME FUND | $0 | – | -235,022 | -100.0% | -0.03% | – |
| SUSP | Exit | SUSSER PETE PARTNERS LP COM U REP Lrep lp | $0 | – | -51,194 | -100.0% | -0.03% | – |
| TNA | Exit | Direxion Daily Small Cap Bull 3X Sharesput | $0 | – | -38,000 | -100.0% | -0.04% | – |
| 3106SC | Exit | SUSSER HLDGS CORP | $0 | – | -44,455 | -100.0% | -0.04% | – |
| Exit | REGIS CORP 5.000% 07/15/14note | $0 | – | -9,133,000 | -100.0% | -0.11% | – | |
| Exit | LIVE NATION ENTERTAINMENT 2.875% 07/15/27note | $0 | – | -19,287,000 | -100.0% | -0.24% | – | |
| XXV | Exit | BARCLAYS BK PLC IPATH INVS&P STFput | $0 | – | -1,226,800 | -100.0% | -0.44% | – |
| XXV | Exit | BARCLAYS BK PLC IPATH INVS&P STFcall | $0 | – | -3,331,000 | -100.0% | -1.19% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TEXAS PAC LD TR | 23 | Q4 2018 | 38.4% |
| HOWARD HUGHES CORP COM | 23 | Q4 2018 | 10.9% |
| ICAHN ENTERPRISES LPDEP UNIT | 23 | Q4 2018 | 5.9% |
| WENDYS COMPANY | 23 | Q4 2018 | 4.6% |
| BROOKFIELD ASSET MGMT INC VTG SHS | 23 | Q4 2018 | 3.4% |
| AUTONATION INC COM | 23 | Q4 2018 | 4.3% |
| DISH NETWORK CORP CL A | 23 | Q4 2018 | 3.0% |
| CBOE HLDGS INC COM | 23 | Q4 2018 | 2.5% |
| LIVE NATION ENTERTAINMENT INC. | 23 | Q4 2018 | 1.8% |
| ECHOSTAR CORP CL A | 23 | Q4 2018 | 1.5% |
View Horizon Kinetics's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TEXAS PACIFIC LAND TRUST | March 18, 2019 | 42,437 | 0.5% |
| Associated Capital Group, Inc. | February 13, 2019 | 1,522,421 | 43.0% |
| Civeo Corp | February 13, 2019 | 36,947,116 | 22.0% |
| Howard Hughes Corp | February 13, 2019 | 1,885,861 | 4.4% |
| ROYCE MICRO-CAP TRUST, INC. | February 13, 2019 | 2,745,981 | 6.9% |
| Atlas Energy Group, LLC | February 14, 2018 | 1,455,419 | 4.6% |
| EMERGENT CAPITAL, INC.Sold out | February 14, 2018 | 0 | 0.0% |
| Wendy's Co | February 14, 2017 | 9,428,217 | 3.7% |
| DreamWorks Animation SKG, Inc. | February 16, 2016 | 8,149,567 | 10.4% |
| LMP CORPORATE LOAN FUND INC. | February 16, 2016 | 423,900 | 4.3% |
View Horizon Kinetics's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2019-05-06 |
| 4 | 2019-05-03 |
| 4 | 2019-05-02 |
| 4 | 2019-05-01 |
| 4 | 2019-04-30 |
| 4 | 2019-04-29 |
| 4 | 2019-04-26 |
| 4 | 2019-04-25 |
| 4 | 2019-04-24 |
| 4 | 2019-04-23 |
View Horizon Kinetics's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.