$7.4 Billion is the total value of Horizon Kinetics's 721 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 14.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HHC | Sell | HOWARD HUGHES CORP | $671,162,000 | -16.1% | 5,146,164 | -3.5% | 9.06% | -12.1% |
| IEP | Sell | ICAHN ENTERPRISES LPdep unit | $389,312,000 | -14.9% | 4,210,146 | -2.6% | 5.26% | -10.9% |
| JAH | Buy | JARDEN CORP | $365,184,000 | +16.0% | 7,627,078 | +45.6% | 4.93% | +21.5% |
| LMCK | Sell | LIBERTY MEDIA CORP DELAWARE | $286,476,000 | -31.6% | 8,178,024 | -8.2% | 3.87% | -28.3% |
| AN | Sell | AUTONATION INC | $279,045,000 | +17.7% | 4,619,185 | -2.0% | 3.77% | +23.3% |
| WEN | Sell | WENDYS COMPANY | $274,876,000 | +5.9% | 30,440,342 | -3.1% | 3.71% | +11.0% |
| DWA | Sell | DREAMWORKS ANIMATION SKG INCcl a | $243,252,000 | -23.4% | 10,893,498 | -6.4% | 3.28% | -19.7% |
| BAM | Sell | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $233,361,000 | +9.0% | 4,655,135 | -2.2% | 3.15% | +14.2% |
| STRZA | Sell | STARZ | $225,601,000 | -12.3% | 7,596,006 | -2.4% | 3.05% | -8.2% |
| DISH | Sell | DISH NETWORK CORPcl a | $209,217,000 | +7.2% | 2,870,312 | -5.0% | 2.82% | +12.3% |
| QRTEA | Sell | LIBERTY INTERACTIVE CORP | $195,632,000 | -0.8% | 6,649,613 | -3.8% | 2.64% | +3.9% |
| TPL | Sell | TEXAS PACIFIC LAND TRUSTsub shares cert | $182,262,000 | -38.9% | 1,544,592 | -0.3% | 2.46% | -36.0% |
| SHLDQ | Sell | SEARS HLDGS CORP | $165,321,000 | +18.1% | 5,012,760 | -9.7% | 2.23% | +23.7% |
| LMCA | Sell | LIBERTY MEDIA CORP DELAWAREcl a | $142,951,000 | -32.5% | 4,053,049 | -9.7% | 1.93% | -29.3% |
| PAH | Sell | PLATFORM SPECIALTY PRODS COR | $140,569,000 | -8.7% | 6,053,765 | -1.7% | 1.90% | -4.4% |
| LYV | Sell | LIVE NATION ENTERTAINMENT INC. | $130,318,000 | +2.9% | 4,991,115 | -5.3% | 1.76% | +7.8% |
| CBOE | Sell | CBOE HLDGS INC | $128,601,000 | +18.1% | 2,027,768 | -0.3% | 1.74% | +23.7% |
| LVNTA | Buy | LIBERTY VENTURES SER A | $119,850,000 | +65.0% | 3,177,374 | +66.1% | 1.62% | +73.0% |
| LB | Sell | L BRANDS INC | $115,026,000 | +26.3% | 1,329,020 | -2.3% | 1.55% | +32.3% |
| VIAB | Sell | VIACOM INC NEWcl b | $111,683,000 | -13.4% | 1,484,167 | -11.5% | 1.51% | -9.3% |
| LBRDK | New | LIBERTY BROADBAND CORP | $110,733,000 | – | 2,222,661 | +100.0% | 1.50% | – |
| TPH | Buy | TRI POINTE HOMES INC | $108,685,000 | +52.3% | 7,126,897 | +29.3% | 1.47% | +59.6% |
| BRP | Sell | BROOKFIELD RESIDENTIAL PPTY I | $98,380,000 | +13.7% | 4,088,962 | -10.7% | 1.33% | +19.2% |
| SATS | Sell | ECHOSTAR CORPcl a | $77,641,000 | +6.1% | 1,478,883 | -1.5% | 1.05% | +11.0% |
| RSE | Sell | ROUSE PPTYS INC | $68,708,000 | -2.2% | 3,709,951 | -14.6% | 0.93% | +2.4% |
| XXV | New | BARCLAYS BK PLCcall | $67,331,000 | – | 3,353,500 | +100.0% | 0.91% | – |
| IAC | Sell | IAC INTERACTIVECORP COM PAR $.001 | $61,648,000 | -18.7% | 1,014,115 | -11.8% | 0.83% | -14.7% |
| CFX | Sell | COLFAX CORP | $56,865,000 | -11.4% | 1,102,670 | -2.1% | 0.77% | -7.1% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $55,774,000 | -3.0% | 371,459 | -10.8% | 0.75% | +1.5% |
| LBRDA | New | LIBERTY BROADBAND CORP | $53,018,000 | – | 1,058,465 | +100.0% | 0.72% | – |
| LE | Sell | LANDS END INC NEW | $50,629,000 | +0.6% | 938,275 | -23.3% | 0.68% | +5.4% |
| LVS | Sell | LAS VEGAS SANDS CORP | $47,842,000 | -20.4% | 822,599 | -14.8% | 0.65% | -16.6% |
| WYNN | Sell | WYNN RESORTS LTD | $45,856,000 | -38.0% | 308,256 | -22.0% | 0.62% | -35.0% |
| CBS | Sell | CBS CORP NEWcl b | $42,590,000 | -26.5% | 769,616 | -29.0% | 0.58% | -23.1% |
| FCEA | Sell | FOREST CITY ENTERPRISES INCcl a | $42,395,000 | -2.5% | 1,990,402 | -10.5% | 0.57% | +2.1% |
| DISCA | Buy | DISCOVERY COMMUNICATNS NEW | $42,267,000 | +10.3% | 1,226,924 | +21.0% | 0.57% | +15.6% |
| LTRPA | Sell | LIBERTY TRIPADVISOR HLDGS IN | $40,005,000 | -38.4% | 1,487,154 | -22.3% | 0.54% | -35.5% |
| LUK | Sell | LEUCADIA NATIONAL CORP | $38,386,000 | -55.2% | 1,712,100 | -52.4% | 0.52% | -53.2% |
| CLR | Sell | CONTINENTAL RESOURCES INC | $37,289,000 | -43.0% | 972,076 | -1.3% | 0.50% | -40.3% |
| SLW | Buy | SILVER WHEATON CORP | $37,010,000 | +89.2% | 1,820,442 | +85.5% | 0.50% | +98.4% |
| UVXY | Buy | PROSHARES TR IIput | $36,100,000 | +25.7% | 1,435,400 | +48.1% | 0.49% | +31.9% |
| ELS | Sell | EQUITY LIFESTYLE PPTYS INC | $35,907,000 | -36.1% | 696,551 | -47.5% | 0.48% | -33.0% |
| FNV | Sell | FRANCO NEVADA CORP | $31,413,000 | -1.1% | 638,610 | -1.8% | 0.42% | +3.4% |
| OAK | Sell | OAKTREE CAP GROUP LLCunit cl a | $28,722,000 | -34.9% | 554,149 | -35.8% | 0.39% | -31.7% |
| MSG | Sell | MADISON SQUARE GARDEN COcl a | $28,723,000 | +6.0% | 381,644 | -6.9% | 0.39% | +11.2% |
| RGLD | Buy | ROYAL GOLD INC | $28,354,000 | +339.5% | 452,213 | +355.2% | 0.38% | +361.4% |
| DISCK | Sell | DISCOVERY COMMUNICATNS NEW | $27,545,000 | -13.0% | 816,864 | -3.8% | 0.37% | -8.8% |
| XXV | New | BARCLAYS BK PLCput | $27,183,000 | – | 1,119,000 | +100.0% | 0.37% | – |
| TWX | Sell | TIME WARNER INC | $27,108,000 | +2.2% | 317,352 | -10.0% | 0.37% | +7.0% |
| VIXM | New | PROSHARES TR IIcall | $27,018,000 | – | 1,074,300 | +100.0% | 0.36% | – |
| SRSCQ | New | SEARS CDA INC | $26,156,000 | – | 2,721,693 | +100.0% | 0.35% | – |
| CSX | Sell | CSX CORP | $24,906,000 | +12.9% | 687,433 | -0.1% | 0.34% | +18.3% |
| UNP | Sell | UNION PACIFIC CORP | $23,109,000 | +9.8% | 193,985 | -0.1% | 0.31% | +15.1% |
| GOOG | Buy | GOOGLE INCcl c | $22,246,000 | -3.4% | 42,259 | +5.9% | 0.30% | +1.0% |
| SHLWQ | New | SEARS HLDGS CORPw exp 12/15/2019 | $22,076,000 | – | 1,056,483 | +100.0% | 0.30% | – |
| V | Buy | VISA INC | $22,000,000 | +23.0% | 83,904 | +0.1% | 0.30% | +28.6% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $21,922,000 | +9.2% | 97 | 0.0% | 0.30% | +14.3% | |
| SHOS | Sell | SEARS HOMETOWN AND OUTLET ST | $21,791,000 | -22.4% | 1,657,084 | -8.5% | 0.29% | -18.8% |
| AFSI | Sell | AMTRUST FINANCIAL SERVICES INC | $21,531,000 | +29.1% | 382,773 | -8.6% | 0.29% | +35.3% |
| Sell | WEBMD HEALTH CORP CONV 2.500% 01/31/18note | $20,988,000 | -1.4% | 21,040,000 | -0.3% | 0.28% | +3.3% | |
| PARR | Sell | PAR PETE CORP | $20,666,000 | -6.4% | 1,271,704 | -2.9% | 0.28% | -2.1% |
| WETF | Sell | WISDOMTREE INVTS INC | $20,489,000 | +16.5% | 1,307,164 | -15.4% | 0.28% | +22.0% |
| MKL | Sell | MARKEL CORP | $20,542,000 | +7.0% | 30,083 | -0.3% | 0.28% | +12.1% |
| GOOGL | Sell | GOOGLE INCcl a | $19,741,000 | -10.9% | 37,202 | -1.2% | 0.27% | -6.6% |
| PDI | Buy | PIMCO DYNAMIC INCOME FD | $19,598,000 | +2.4% | 637,537 | +5.1% | 0.26% | +7.3% |
| MGM | Sell | MGM RESORTS INTERNATIONAL | $19,167,000 | -25.9% | 896,448 | -21.0% | 0.26% | -22.2% |
| CHESAPEAKE ENERGDTD 05/27/0 2.250% 12/15/38note | $19,005,000 | -5.9% | 21,161,000 | 0.0% | 0.26% | -1.2% | ||
| QSR | New | RESTAURANT BRANDS INTL INC | $17,845,000 | – | 457,106 | +100.0% | 0.24% | – |
| VXF | Buy | VANGUARD INDEX FDSextend mkt etf | $17,632,000 | +6065.0% | 200,840 | +5772.5% | 0.24% | +5850.0% |
| Buy | ROYAL GOLD INC 2.875% 06/15/19note | $17,135,000 | +6.5% | 16,586,000 | +6.9% | 0.23% | +11.1% | |
| PFN | Sell | PIMCO INCOME STRATEGY FUND II | $16,946,000 | -7.0% | 1,727,363 | -0.1% | 0.23% | -2.6% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $16,781,000 | +193.8% | 81,645 | +181.7% | 0.23% | +206.8% |
| MA | Sell | MASTERCARD INCcl a | $16,490,000 | +15.9% | 191,386 | -0.6% | 0.22% | +21.9% |
| SNI | Sell | SCRIPPS NETWORKS INTERACT INcl a | $16,180,000 | -3.9% | 214,953 | -0.3% | 0.22% | +0.9% |
| GGP | Sell | GENERAL GROWTH PPTYS INC NEW | $15,267,000 | -4.0% | 542,744 | -19.6% | 0.21% | +0.5% |
| OCN | Buy | OCWEN FINL CORP | $14,955,000 | -41.3% | 990,409 | +1.8% | 0.20% | -38.4% |
| PKO | Sell | PIMCO INCOME OPPORTUNITY FD | $14,800,000 | -9.2% | 590,857 | -0.0% | 0.20% | -4.8% |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS | $13,939,000 | -19.7% | 700,465 | -12.6% | 0.19% | -16.1% |
| NSC | Sell | NORFOLK SOUTHN CORP | $13,642,000 | -2.1% | 124,457 | -0.3% | 0.18% | +2.2% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshtrm gvt bd etf | $13,493,000 | +37.1% | 169,456 | +37.5% | 0.18% | +43.3% |
| ARII | Sell | AMERICAN RAILCAR INDS INC | $13,463,000 | -34.3% | 261,408 | -5.7% | 0.18% | -31.1% |
| DBL | Buy | DOUBLELINE OPPORTUNISTIC CR | $13,410,000 | +18.3% | 546,030 | +13.6% | 0.18% | +24.0% |
| BAC | Buy | BANK AMER CORP | $13,363,000 | +5.2% | 746,935 | +0.3% | 0.18% | +9.8% |
| WMB | Sell | WILLIAMS COS INC | $13,185,000 | -22.6% | 293,389 | -4.7% | 0.18% | -19.1% |
| VSAT | Sell | VIASAT INC | $13,004,000 | +11.0% | 206,302 | -2.9% | 0.18% | +16.6% |
| PCI | Sell | PIMCO DYNAMIC CR INCOME FD | $12,331,000 | -48.6% | 597,147 | -44.1% | 0.17% | -46.0% |
| SIAL | Sell | SIGMA ALDRICH CORP | $11,744,000 | -49.8% | 85,549 | -50.2% | 0.16% | -47.2% |
| LEN | Sell | LENNAR CORPcl a | $11,648,000 | +8.5% | 259,943 | -6.0% | 0.16% | +13.8% |
| TRCO | New | TRIBUNE MEDIA COcl a | $11,071,000 | – | 185,228 | +100.0% | 0.15% | – |
| VNO | Sell | VORNADO RLTY TR SBI | $10,690,000 | +15.6% | 90,813 | -1.8% | 0.14% | +21.0% |
| CRESY | Buy | CRESUD S A C I F Y Asponsored adr | $10,316,000 | -6.8% | 1,022,321 | +0.7% | 0.14% | -2.8% |
| EBAY | Buy | EBAY INC | $9,788,000 | +93.3% | 174,417 | +95.0% | 0.13% | +103.1% |
| NPP | Sell | NUVEEN PERFORM PLUS MUN FD | $9,694,000 | -12.5% | 657,188 | -14.0% | 0.13% | -8.4% |
| HEIA | Sell | HEICO CORP NEWcl a | $9,624,000 | +17.0% | 203,223 | -0.5% | 0.13% | +22.6% |
| FDML | Sell | FEDERAL MOGUL HLDGS CORP | $9,221,000 | +7.1% | 573,077 | -1.0% | 0.12% | +12.6% |
| IPAR | Sell | INTER PARFUMS INC | $9,153,000 | -4.5% | 333,459 | -4.4% | 0.12% | 0.0% |
| IFT | Buy | IMPERIAL HLDGS INC | $8,938,000 | +30.9% | 1,370,897 | +29.5% | 0.12% | +37.5% |
| PFL | Sell | PIMCO INCOME STRATEGY FUND | $8,870,000 | -3.3% | 754,878 | -1.8% | 0.12% | +1.7% |
| BPY | Sell | BROOKFIELD PPTY PARTNERS L Punit ltd partn | $7,977,000 | +2.6% | 348,768 | -5.5% | 0.11% | +8.0% |
| LBTYK | Sell | LIBERTY GLOBAL PLC | $7,854,000 | +16.1% | 162,562 | -1.4% | 0.11% | +21.8% |
| TLI | Sell | LMP CORPORATE LN FD INC | $7,726,000 | -7.6% | 700,440 | -3.3% | 0.10% | -3.7% |
| GRBK | New | GREEN BRICK PARTNERS INC | $7,585,000 | – | 924,986 | +100.0% | 0.10% | – |
| SPE | Sell | SPECIAL OPPORTUNITIES FD INC | $7,404,000 | -39.0% | 481,691 | -33.8% | 0.10% | -35.9% |
| SAND | New | SANDSTORM GOLD LTD | $6,980,000 | – | 2,052,896 | +100.0% | 0.09% | – |
| GLRE | Sell | GREENLIGHT CAPITAL RE LTDcl a | $6,896,000 | -54.2% | 211,209 | -54.5% | 0.09% | -52.1% |
| CME | Sell | CME GROUP INC | $6,385,000 | +10.8% | 72,026 | -0.1% | 0.09% | +16.2% |
| LBRKR | New | LIBERTY BROADBAND CORPright 1/09/2015 | $6,225,000 | – | 655,237 | +100.0% | 0.08% | – |
| WIW | WSTRN ASSET/CLYMRE US TR INF | $6,060,000 | -2.5% | 536,271 | 0.0% | 0.08% | +2.5% | |
| NMO | Buy | NUVEEN MUN MKT OPPORTUNITY F | $5,450,000 | +95.8% | 399,892 | +90.5% | 0.07% | +105.6% |
| PCM | Buy | PCM FUND INC | $5,498,000 | +6.8% | 516,265 | +11.3% | 0.07% | +12.1% |
| VRTS | Sell | VIRTUS INVT PARTNERS INC | $5,380,000 | -3.6% | 31,557 | -1.8% | 0.07% | +1.4% |
| GBL | New | GAMCO INVESTORS INC | $5,432,000 | – | 61,072 | +100.0% | 0.07% | – |
| PAG | Sell | PENSKE AUTOMOTIVE GRP INC | $5,325,000 | +12.7% | 108,526 | -6.8% | 0.07% | +18.0% |
| LORL | Sell | LORAL SPACE & COMMUNICATNS I | $4,965,000 | +6.2% | 63,078 | -3.1% | 0.07% | +11.7% |
| BJK | Sell | MARKET VECTORS ETF TR GAMING ETF | $4,864,000 | -15.6% | 126,432 | -4.8% | 0.07% | -10.8% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $4,846,000 | -7.6% | 343,184 | -4.5% | 0.06% | -4.4% |
| XOM | Sell | EXXON MOBIL CORP | $4,834,000 | -5.7% | 52,284 | -4.1% | 0.06% | -1.5% |
| INTERDIGITAL INC CONV 2.500% 03/15/16note | $4,448,000 | +8.6% | 4,000,000 | 0.0% | 0.06% | +13.2% | ||
| CVI | Sell | CVR ENERGY INC | $4,246,000 | -25.1% | 109,696 | -13.4% | 0.06% | -21.9% |
| ICE | Buy | INTERCONTINENTAL EXCHANGE INC | $3,933,000 | +12.4% | 17,938 | +0.0% | 0.05% | +17.8% |
| EXPE | Sell | EXPEDIA INC DEL | $3,767,000 | -19.1% | 44,135 | -16.9% | 0.05% | -15.0% |
| VOO | New | VANGUARD INDEX FDS | $3,795,000 | – | 20,143 | +100.0% | 0.05% | – |
| DMO | Sell | WESTERN ASSET MTG DEF OPPTY | $3,741,000 | -5.9% | 156,935 | -5.1% | 0.05% | 0.0% |
| AIGWS | Sell | AMERICAN INTL GROUP INC WT EXP 011921wt | $3,778,000 | +3.3% | 153,454 | -0.2% | 0.05% | +8.5% |
| BMY | Sell | BRISTOL MYERS SQUIBBCO | $3,708,000 | +15.1% | 62,817 | -0.2% | 0.05% | +19.0% |
| MOV | Sell | MOVADO GROUP INC | $3,630,000 | -16.2% | 127,954 | -2.4% | 0.05% | -12.5% |
| IGSB | ISHARES TR1-3 yr cr bd etf | $3,608,000 | -0.1% | 34,300 | 0.0% | 0.05% | +4.3% | |
| HHY | Sell | BROOKFIELD HIGH INCOME FD INC | $3,635,000 | -12.0% | 407,990 | -7.5% | 0.05% | -7.5% |
| YHOO | Sell | YAHOO INC | $3,567,000 | +16.6% | 70,604 | -6.0% | 0.05% | +23.1% |
| BIP | Sell | BROOKFIELD INFRASTRUCTURE PARTNERS LPlp int unit | $3,591,000 | +9.9% | 85,775 | -0.3% | 0.05% | +14.3% |
| AIG | Sell | AMERICAN INTERNATIONAL GROUP INC | $3,554,000 | +1.0% | 63,450 | -2.6% | 0.05% | +6.7% |
| DHR | Buy | DANAHER CORP | $3,499,000 | +20.0% | 40,832 | +6.4% | 0.05% | +23.7% |
| BX | Sell | BLACKSTONE GROUP L P | $3,512,000 | -9.6% | 103,822 | -15.9% | 0.05% | -6.0% |
| FRA | Sell | BLACKROCK FLOAT RATE OME STR | $3,493,000 | -10.1% | 260,825 | -5.6% | 0.05% | -6.0% |
| PBH | Sell | PRESTIGE BRANDS HLDGS INC | $3,376,000 | +3.4% | 97,227 | -3.6% | 0.05% | +9.5% |
| DIS | Buy | DISNEY WALT CO DISNEY | $3,385,000 | +8.2% | 35,939 | +2.3% | 0.05% | +15.0% |
| ACP | Sell | AVENUE INCOME CR STRATEGIES | $3,365,000 | -11.3% | 222,663 | -1.4% | 0.04% | -8.2% |
| JNJ | Buy | JOHNSON & JOHNSON | $3,282,000 | -1.7% | 31,382 | +0.2% | 0.04% | +2.3% |
| WPX | Sell | WPX ENERGY INC | $3,199,000 | -63.4% | 275,068 | -24.2% | 0.04% | -61.9% |
| VTA | Sell | INVESCO DYNAMIC CR OPP FD | $3,150,000 | -8.4% | 265,862 | -4.5% | 0.04% | -2.3% |
| HSNI | Sell | HSN INC | $3,158,000 | -1.9% | 41,548 | -20.8% | 0.04% | +4.9% |
| CACI | CACI INTL INCcl a | $3,102,000 | +20.9% | 36,000 | 0.0% | 0.04% | +27.3% | |
| ACG | Sell | ALLIANCEBERNSTEIN INCOME FUN | $3,108,000 | -57.1% | 416,100 | -56.9% | 0.04% | -54.8% |
| PLL | Sell | PALL CORP | $3,026,000 | +18.3% | 29,900 | -2.1% | 0.04% | +24.2% |
| BGT | Sell | BLACKROCK FLOATING RATE INCOME | $2,981,000 | -10.0% | 231,936 | -3.4% | 0.04% | -7.0% |
| CVC | Sell | CABLEVISION SYS CORPcl a | $2,859,000 | +13.5% | 138,498 | -3.7% | 0.04% | +21.9% |
| SSP | Sell | SCRIPPS E W CO OHIOcl a | $2,887,000 | +36.8% | 129,174 | -0.1% | 0.04% | +44.4% |
| BIIB | Buy | BIOGEN IDEC INC | $2,891,000 | +3.2% | 8,517 | +0.6% | 0.04% | +8.3% |
| NVS | Sell | NOVARTIS AGsponsored adr | $2,721,000 | -1.7% | 29,367 | -0.2% | 0.04% | +2.8% |
| BOKF | Sell | BOK FINL CORP | $2,695,000 | -29.6% | 44,881 | -22.0% | 0.04% | -26.5% |
| NSL | Sell | NUVEEN SR INCOME FD | $2,654,000 | -6.5% | 405,231 | -4.5% | 0.04% | -2.7% |
| MRK | Sell | MERCK & COMPANY | $2,658,000 | -4.2% | 46,801 | -0.0% | 0.04% | 0.0% |
| MTB | Sell | M & T BK CORP | $2,637,000 | +1.7% | 20,995 | -0.2% | 0.04% | +9.1% |
| DORM | Sell | DORMAN PRODUCTS INC | $2,612,000 | +14.5% | 54,112 | -5.0% | 0.04% | +20.7% |
| FHI | Buy | FEDERATED INVS INC PAcl b | $2,483,000 | +12.9% | 75,403 | +0.6% | 0.03% | +21.4% |
| AMCX | Sell | AMC NETWORKS INCcl a | $2,490,000 | -6.6% | 39,040 | -14.5% | 0.03% | 0.0% |
| BTZ | Sell | BLACKROCK CREDIT ALL INC TR | $2,533,000 | -9.0% | 196,054 | -6.3% | 0.03% | -5.6% |
| PM | Sell | PHILIP MORRIS INTL INC | $2,505,000 | -7.9% | 30,759 | -5.7% | 0.03% | -2.9% |
| CCL | Sell | CARNIVAL CORPpaired ctf | $2,418,000 | +9.8% | 53,336 | -2.7% | 0.03% | +17.9% |
| BID | SOTHEBYS DE | $2,461,000 | +20.9% | 57,000 | 0.0% | 0.03% | +26.9% | |
| SUN | New | SUNOCO LP | $2,381,000 | – | 47,836 | +100.0% | 0.03% | – |
| ABBV | Sell | ABBVIE INC | $2,301,000 | +13.0% | 35,158 | -0.3% | 0.03% | +19.2% |
| CNQ | Sell | CANADIAN NAT RES LTD | $2,291,000 | -69.5% | 74,200 | -61.6% | 0.03% | -68.0% |
| NAD | Sell | NUVEEN DIVID ADVANTAGE MUN F | $2,260,000 | -6.6% | 157,699 | -9.8% | 0.03% | 0.0% |
| EFR | Sell | EATON VANCE SR FLTNG RTE TR | $2,119,000 | -7.1% | 154,816 | -2.3% | 0.03% | 0.0% |
| LLY | Buy | LILLY, ELI AND COMPANY | $2,103,000 | +6.5% | 30,477 | +0.1% | 0.03% | +12.0% |
| L | Sell | LOEWS CORP | $1,988,000 | -15.3% | 47,319 | -16.0% | 0.03% | -10.0% |
| PFE | Buy | PFIZER INC | $1,995,000 | +7.0% | 64,055 | +1.6% | 0.03% | +12.5% |
| RCL | Sell | ROYAL CARIBBEAN CRUISES LTD | $1,957,000 | +17.7% | 23,738 | -4.0% | 0.03% | +23.8% |
| MO | Sell | ALTRIA GROUP INC | $1,903,000 | +5.5% | 38,632 | -1.6% | 0.03% | +13.0% |
| FBHS | Sell | FORTUNE BRANDS HOME & SEC IN | $1,930,000 | -13.5% | 42,622 | -21.4% | 0.03% | -10.3% |
| CBST | Sell | CUBIST PHARMACEUTICALS INC | $1,912,000 | +20.1% | 19,000 | -20.8% | 0.03% | +23.8% |
| KMI | New | KINDER MORGAN INC DELput | $1,904,000 | – | 45,000 | +100.0% | 0.03% | – |
| WFCPRL | WELLS FARGO & CO NEWperp pfd cnv a | $1,878,000 | +1.0% | 1,546 | 0.0% | 0.02% | +4.2% | |
| GHC | New | GRAHAM HLDGS CO | $1,766,000 | – | 2,045 | +100.0% | 0.02% | – |
| GE | Buy | GENERAL ELECTRIC CO | $1,792,000 | -0.1% | 70,899 | +1.2% | 0.02% | +4.3% |
| MDLZ | Sell | MONDELEZ INTL INC | $1,754,000 | -6.1% | 48,274 | -11.4% | 0.02% | 0.0% |
| PEP | Buy | PEPSICO INC | $1,755,000 | +2.2% | 18,561 | +0.6% | 0.02% | +9.1% |
| CNP | Sell | CENTERPOINT ENERGY INC | $1,793,000 | -4.7% | 76,523 | -0.5% | 0.02% | 0.0% |
| EVF | Sell | EATON VANCE SR INCOME TRsh ben int | $1,735,000 | -5.7% | 278,025 | -1.6% | 0.02% | -4.2% |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FD | $1,708,000 | -4.3% | 151,550 | -3.4% | 0.02% | 0.0% |
| ASPS | Buy | ALTISOURCE PORTFOLIO SOLNS S | $1,674,000 | -24.4% | 49,543 | +125.5% | 0.02% | -20.7% |
| CHESAPEAKE ENERGDTD 11/08/0 2.750% 11/15/35note | $1,648,000 | -1.3% | 1,650,000 | 0.0% | 0.02% | 0.0% | ||
| APO | Sell | APOLLO GLOBAL MGMT LLC | $1,645,000 | -1.4% | 69,757 | -0.3% | 0.02% | 0.0% |
| NPT | Sell | NUVEEN PREM INCOME MUN FD 4 | $1,663,000 | -14.2% | 125,442 | -17.6% | 0.02% | -12.0% |
| FNF | Sell | FIDELITY NATIONAL FINANCIAL FNF GROUP | $1,644,000 | +20.4% | 47,726 | -3.0% | 0.02% | +22.2% |
| NG | Sell | NOVAGOLD RES INC | $1,611,000 | -6.7% | 546,174 | -4.1% | 0.02% | 0.0% |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $1,547,000 | -12.2% | 415,885 | -9.8% | 0.02% | -8.7% |
| BK | Sell | BANK OF NEW YORK MELLON CORP | $1,546,000 | +4.2% | 38,117 | -0.5% | 0.02% | +10.5% |
| PPR | Sell | VOYA PRIME RATE TRsh ben int | $1,550,000 | -6.2% | 291,874 | -2.8% | 0.02% | 0.0% |
| QCOM | Buy | QUALCOMM INC | $1,570,000 | +4.9% | 21,123 | +5.5% | 0.02% | +10.5% |
| SU | Sell | SUNCOR ENERGY INC NEW | $1,565,000 | -30.4% | 49,243 | -20.8% | 0.02% | -27.6% |
| JFR | Sell | NUVEEN FLOATING RATE INCOME | $1,491,000 | -6.6% | 135,674 | -4.0% | 0.02% | -4.8% |
| CMRE | Buy | COSTAMARE INC | $1,473,000 | -18.6% | 83,642 | +1.5% | 0.02% | -13.0% |
| ALKS | ALKERMES PLC | $1,464,000 | +36.6% | 25,000 | 0.0% | 0.02% | +42.9% | |
| ATNY | API TECHNOLOGIES CORP | $1,504,000 | -9.4% | 706,258 | 0.0% | 0.02% | -4.8% | |
| VZ | Sell | VERIZON COMMUNICATIONS | $1,474,000 | -7.7% | 31,502 | -1.4% | 0.02% | -4.8% |
| HRS | Sell | HARRIS CORP DEL | $1,449,000 | +7.4% | 20,173 | -0.7% | 0.02% | +17.6% |
| CVX | Buy | CHEVRON CORP | $1,495,000 | -3.1% | 13,325 | +3.0% | 0.02% | 0.0% |
| MON | MONSANTO CO NEW | $1,516,000 | +6.2% | 12,689 | 0.0% | 0.02% | +11.1% | |
| DPS | Sell | DR PEPPER SNAPPLE GROUP INC | $1,476,000 | -15.3% | 20,592 | -24.0% | 0.02% | -9.1% |
| LEG | Sell | LEGGETT & PLATT INC | $1,387,000 | +17.5% | 32,556 | -3.7% | 0.02% | +26.7% |
| BP | Buy | BP PLCsponsored adr | $1,377,000 | -10.2% | 36,112 | +3.4% | 0.02% | -5.0% |
| CPRT | COPART INC | $1,418,000 | +16.5% | 38,860 | 0.0% | 0.02% | +18.8% | |
| CMS | Sell | CMS ENERGY CORP | $1,413,000 | +5.5% | 40,662 | -9.9% | 0.02% | +11.8% |
| KRFT | Sell | KRAFT FOODS GROUP INC | $1,352,000 | +0.8% | 21,578 | -9.3% | 0.02% | +5.9% |
| NNP | Sell | NUVEEN NY PERFORM PLUS MUN F | $1,319,000 | -16.8% | 91,338 | -19.8% | 0.02% | -10.0% |
| PHD | Sell | PIONEER FLOATING RATE TR | $1,303,000 | -10.5% | 114,509 | -7.6% | 0.02% | -5.3% |
| OPK | Sell | OPKO HEALTH INC | $1,256,000 | +6.3% | 125,752 | -9.5% | 0.02% | +13.3% |
| PTR | Buy | PETROCHINA CO LTDsponsored adr | $1,231,000 | -12.5% | 11,096 | +1.4% | 0.02% | -5.6% |
| CSCO | Sell | CISCO SYSTEMS INC | $1,226,000 | +10.0% | 44,079 | -0.5% | 0.02% | +21.4% |
| SHPG | SHIRE PHARMACEUTICALS GR PLCsponsored adr | $1,275,000 | -18.0% | 6,000 | 0.0% | 0.02% | -15.0% | |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $1,240,000 | -10.7% | 34,339 | -0.3% | 0.02% | -5.6% |
| EMR | Buy | EMERSON ELEC CO | $1,274,000 | -1.3% | 20,641 | +0.1% | 0.02% | 0.0% |
| DDC | Sell | DOMINION DIAMOND CORP | $1,222,000 | +17.7% | 68,053 | -6.6% | 0.02% | +30.8% |
| ADM | Buy | ARCHER DANIELS MIDLAND CO | $1,277,000 | +2.7% | 24,552 | +0.9% | 0.02% | +6.2% |
| HON | Sell | HONEYWELL INTL INC | $1,161,000 | +6.4% | 11,620 | -0.9% | 0.02% | +14.3% |
| EGBN | New | EAGLE BANCORP INC MD | $1,178,000 | – | 33,160 | +100.0% | 0.02% | – |
| EFT | Sell | EATON VANCE FLTING RATE INC | $1,178,000 | -16.9% | 84,821 | -12.8% | 0.02% | -11.1% |
| SNY | Buy | SANOFIsponsored adr | $1,199,000 | -18.3% | 26,295 | +1.1% | 0.02% | -15.8% |
| SON | SONOCO PRODUCTS | $1,200,000 | +11.2% | 27,450 | 0.0% | 0.02% | +14.3% | |
| BG | BUNGE LIMITED | $1,154,000 | +8.0% | 12,690 | 0.0% | 0.02% | +14.3% | |
| NDAQ | NASDAQ OMX GROUP INC | $1,107,000 | +13.1% | 23,085 | 0.0% | 0.02% | +15.4% | |
| SEE | Sell | SEALED AIR CORP NEW | $1,102,000 | +21.2% | 25,975 | -0.4% | 0.02% | +25.0% |
| FLO | Sell | FLOWERS FOODS INC | $1,077,000 | +4.5% | 56,101 | -0.1% | 0.02% | +15.4% |
| PNF | Sell | PIMCO NY MUNICIPAL INCOME FD | $1,113,000 | -12.2% | 96,807 | -10.3% | 0.02% | -6.2% |
| PG | Buy | PROCTER & GAMBLE COMPANY | $1,142,000 | +11.5% | 12,542 | +2.6% | 0.02% | +15.4% |
| MZF | Sell | MANAGED DURATION INVT GRD FUND | $1,147,000 | -11.8% | 84,917 | -12.7% | 0.02% | -11.8% |
| KLAC | KLA-TENCOR CORP | $1,086,000 | -10.8% | 15,450 | 0.0% | 0.02% | -6.2% | |
| MFIN | MEDALLION FINL CORP | $1,014,000 | -14.1% | 101,328 | 0.0% | 0.01% | -6.7% | |
| GSK | Sell | GLAXOSMITHKLINE PLCsponsored adr | $1,014,000 | -8.2% | 23,723 | -1.2% | 0.01% | 0.0% |
| MANT | MANTECH INTL CORPcl a | $1,028,000 | +12.2% | 34,000 | 0.0% | 0.01% | +16.7% | |
| BGCP | Buy | BGC PARTNERS INCcl a | $1,014,000 | +51.1% | 110,795 | +22.7% | 0.01% | +55.6% |
| BA | Sell | BOEING CO | $1,003,000 | +0.5% | 7,714 | -1.5% | 0.01% | +7.7% |
| QQQ | New | POWERSHARES QQQ TRUSTunit ser 1 | $1,056,000 | – | 10,225 | +100.0% | 0.01% | – |
| ISIS | ISIS PHARMACEUTICALS INC | $1,050,000 | +59.1% | 17,000 | 0.0% | 0.01% | +55.6% | |
| CLGX | Sell | CORELOGIC INC | $1,068,000 | +16.0% | 33,795 | -0.6% | 0.01% | +16.7% |
| KKR | Sell | KKR & CO LP | $1,045,000 | -10.1% | 45,024 | -13.6% | 0.01% | -6.7% |
| DLX | Sell | DELUXE CORP | $1,049,000 | +10.9% | 16,850 | -1.7% | 0.01% | +16.7% |
| AFFX | AFFYMETRIX INC | $1,026,000 | +23.6% | 104,000 | 0.0% | 0.01% | +27.3% | |
| NEU | Buy | NEWMARKET CORP | $1,027,000 | +8.3% | 2,545 | +2.2% | 0.01% | +16.7% |
| TMST | Buy | TIMKENSTEEL CORP | $927,000 | +15.9% | 25,037 | +45.4% | 0.01% | +30.0% |
| NPM | Sell | NUVEEN PREM INCOME MUN FD 2 | $948,000 | -45.4% | 66,977 | -46.9% | 0.01% | -40.9% |
| ABT | Sell | ABBOTT LABS | $967,000 | -20.7% | 21,473 | -26.7% | 0.01% | -18.8% |
| HTZ | New | HERTZ GLOBAL HOLDINGS INC | $937,000 | – | 37,577 | +100.0% | 0.01% | – |
| CAT | Buy | CATERPILLAR INC | $982,000 | -5.6% | 10,724 | +2.1% | 0.01% | 0.0% |
| VAC | Sell | MARRIOTT VACATIONS WRLDWDE C | $956,000 | +6.3% | 12,824 | -9.6% | 0.01% | +8.3% |
| Sell | CHESAPEAKE ENERGY CORP 2.500% 05/15/37note | $968,000 | -12.6% | 997,000 | -9.2% | 0.01% | -7.1% | |
| RQI | Sell | COHEN & STEERS QUALITY RLTY | $976,000 | +6.3% | 80,092 | -7.3% | 0.01% | +8.3% |
| HRG | Buy | HARBINGER GROUP INC | $977,000 | +17.3% | 68,978 | +8.6% | 0.01% | +18.2% |
| SEB | SEABOARD CORP DEL | $966,000 | +57.1% | 230 | 0.0% | 0.01% | +62.5% | |
| AWF | ALLIANCE WORLD DLR GVT FD II | $953,000 | -8.6% | 76,673 | 0.0% | 0.01% | 0.0% | |
| NAV | Buy | NAVISTAR INTL CORP NEW | $865,000 | +12.3% | 25,825 | +10.4% | 0.01% | +20.0% |
| ISCA | Buy | INTERNATIONAL SPEEDWAY CORPcl a | $868,000 | +5.5% | 27,419 | +5.4% | 0.01% | +9.1% |
| VTN | Sell | INVESCO TR INVT GRADE NY MUN | $910,000 | -20.6% | 66,571 | -22.1% | 0.01% | -20.0% |
| HTLD | Sell | HEARTLAND EXPRESS INC | $852,000 | +3.3% | 31,545 | -8.3% | 0.01% | +9.1% |
| HALO | Buy | HALOZYME THERAPEUTICS INC | $879,000 | +14.6% | 91,079 | +8.1% | 0.01% | +20.0% |
| LANC | Sell | LANCASTER COLONY CORP | $873,000 | +2.0% | 9,318 | -7.1% | 0.01% | +9.1% |
| LXPPRC | LEXINGTON REALTY TRUSTpfd conv ser c | $906,000 | +1.1% | 18,885 | 0.0% | 0.01% | 0.0% | |
| GPS | Buy | GAP INC | $870,000 | +8.3% | 20,671 | +7.3% | 0.01% | +20.0% |
| GLPI | Buy | GAMING & LEISURE PPTYS INC | $875,000 | +5.3% | 29,815 | +10.9% | 0.01% | +9.1% |
| FCX | Sell | FREEPORT MCMORAN INCcl b | $867,000 | -29.5% | 37,100 | -1.5% | 0.01% | -25.0% |
| FOSL | Sell | FOSSIL GROUP INC | $866,000 | +7.4% | 7,822 | -8.9% | 0.01% | +20.0% |
| MSM | Buy | MSC INDL DIRECT INCcl a | $867,000 | +5.9% | 10,672 | +11.3% | 0.01% | +9.1% |
| FDX | Sell | FEDEX CORP | $864,000 | +2.6% | 4,976 | -4.6% | 0.01% | +9.1% |
| FDO | Buy | FAMILY DLR STORES INC | $882,000 | +4.3% | 11,132 | +1.6% | 0.01% | +9.1% |
| FB | New | FACEBOOK INCcl a | $865,000 | – | 11,090 | +100.0% | 0.01% | – |
| MAR | Sell | MARRIOTT INTL INC NEWcl a | $853,000 | -65.6% | 10,935 | -69.2% | 0.01% | -62.5% |
| MTZ | Buy | MASTEC INC | $895,000 | +10.9% | 39,590 | +50.1% | 0.01% | +20.0% |
| EXH | Buy | EXTERRAN HLDGS INC | $881,000 | +6.8% | 27,039 | +45.2% | 0.01% | +9.1% |
| MENT | Buy | MENTOR GRAPHICS CORP | $858,000 | +9.0% | 39,129 | +1.9% | 0.01% | +20.0% |
| ERIE | Sell | ERIE INDTY COcl a | $862,000 | +5.8% | 9,494 | -11.7% | 0.01% | +9.1% |
| MCY | Sell | MERCURY GENL CORP NEW | $884,000 | +5.7% | 15,599 | -8.9% | 0.01% | +9.1% |
| MSFT | Buy | MICROSOFT | $906,000 | +1.9% | 19,505 | +1.7% | 0.01% | +9.1% |
| MHK | Sell | MOHAWK INDUSTRIES INC | $855,000 | +4.8% | 5,501 | -9.1% | 0.01% | +9.1% |
| MTS | Sell | MONTGOMERY STR INCOME SECS I | $896,000 | -10.5% | 54,528 | -11.1% | 0.01% | -7.7% |
| NWSA | Buy | NEWS CORP NEWcl a | $875,000 | +9.0% | 55,799 | +13.6% | 0.01% | +20.0% |
| NKE | Sell | NIKE INCcl b | $890,000 | -6.7% | 9,258 | -13.4% | 0.01% | 0.0% |
| JWN | Sell | NORDSTROM INC | $872,000 | +4.8% | 10,978 | -9.8% | 0.01% | +9.1% |
| DDS | Sell | DILLARDS INCcl a | $912,000 | +13.3% | 7,288 | -1.4% | 0.01% | +20.0% |
| DKS | Sell | DICKS SPORTING GOODSINC | $857,000 | +3.5% | 17,253 | -8.5% | 0.01% | +9.1% |
| DSW | Sell | DSW INCcl a | $915,000 | +7.6% | 24,540 | -13.1% | 0.01% | +9.1% |
| DHI | Sell | D R HORTON INC | $862,000 | +8.4% | 34,079 | -12.0% | 0.01% | +20.0% |
| CVA | Buy | COVANTA HLDG CORP | $861,000 | +5.8% | 39,130 | +2.0% | 0.01% | +20.0% |
| PZZA | Sell | PAPA JOHNS INTL INC | $857,000 | +5.3% | 15,353 | -24.6% | 0.01% | +20.0% |
| PEGA | Sell | PEGASYSTEMS INC | $852,000 | +5.7% | 41,009 | -2.8% | 0.01% | +20.0% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $875,000 | +8.6% | 15,075 | +0.6% | 0.01% | +20.0% |
| CHK | Buy | CHESAPEAKE ENERGY CORP | $903,000 | +15.3% | 46,132 | +35.5% | 0.01% | +20.0% |
| PSMT | Sell | PRICESMART INC | $853,000 | +4.3% | 9,347 | -2.2% | 0.01% | +9.1% |
| RL | Sell | RALPH LAUREN CORPcl a | $873,000 | +9.4% | 4,715 | -2.7% | 0.01% | +20.0% |
| RJF | Sell | RAYMOND JAMES FINANCIAL INC | $855,000 | +5.4% | 14,923 | -1.4% | 0.01% | +20.0% |
| RTN | Sell | RAYTHEON CO NEW | $859,000 | +1.2% | 7,940 | -4.9% | 0.01% | +9.1% |
| ROK | Buy | ROCKWELL INTL CORP NEW | $904,000 | +1.5% | 8,131 | +0.2% | 0.01% | +9.1% |
| RDSA | ROYAL DUTCH SHELL PLCspons adr a | $910,000 | -12.1% | 13,596 | 0.0% | 0.01% | -7.7% | |
| CAB | Buy | CABELAS INC | $880,000 | +7.1% | 16,696 | +19.7% | 0.01% | +9.1% |
| SSNC | Sell | SS&C TECHNOLOGIES HLDGS INC | $880,000 | +7.8% | 15,038 | -19.1% | 0.01% | +9.1% |
| SCHW | Buy | SCHWAB CHARLES CORP NEW | $854,000 | +5.3% | 28,282 | +2.5% | 0.01% | +20.0% |
| BKE | Sell | BUCKLE INC | $863,000 | +4.6% | 16,425 | -9.7% | 0.01% | +9.1% |
| BRO | Buy | BROWN & BROWN INC | $858,000 | +5.0% | 26,069 | +2.6% | 0.01% | +9.1% |
| BXP | Sell | BOSTON PPTYS INC | $885,000 | +1.6% | 6,877 | -8.6% | 0.01% | +9.1% |
| SPG | Sell | SIMON PPTY GROUP INC NEW | $880,000 | +1.0% | 4,830 | -8.8% | 0.01% | +9.1% |
| SBUX | Sell | STARBUCKS CORP | $870,000 | +3.0% | 10,599 | -5.3% | 0.01% | +9.1% |
| TLM | Buy | TALISMAN ENERGY INC | $855,000 | +11.5% | 109,159 | +23.1% | 0.01% | +20.0% |
| TCO | Sell | TAUBMAN CTRS INC | $860,000 | +4.6% | 11,254 | -0.0% | 0.01% | +9.1% |
| TTEC | Buy | TELETECH HOLDINGS INC | $857,000 | +6.1% | 36,175 | +10.0% | 0.01% | +20.0% |
| TRF | Sell | TEMPLETON RUS AND EAST EUR F | $910,000 | -28.7% | 101,116 | -0.3% | 0.01% | -25.0% |
| TR | Sell | TOOTSIE ROLL INDS INC | $862,000 | +2.0% | 28,117 | -6.8% | 0.01% | +9.1% |
| FOXA | Sell | TWENTY FIRST CENTY FOX INCcl a | $891,000 | +1.9% | 23,198 | -9.0% | 0.01% | +9.1% |
| WRB | Sell | BERKLEY W R CORP | $853,000 | +3.0% | 16,631 | -4.0% | 0.01% | +9.1% |
| URBN | Buy | URBAN OUTFITTERS INC | $866,000 | +6.9% | 24,649 | +11.7% | 0.01% | +20.0% |
| VXX | New | BARCLAYS BK PLCcall | $918,000 | – | 47,800 | +100.0% | 0.01% | – |
| AZN | ASTRAZENECA PLCsponsored adr | $915,000 | -1.5% | 13,000 | 0.0% | 0.01% | 0.0% | |
| AXE | Buy | ANIXTER INTL INC | $852,000 | +4.7% | 9,633 | +0.4% | 0.01% | +20.0% |
| WERN | Sell | WERNER ENTERPRISES INC | $857,000 | +2.6% | 27,503 | -17.0% | 0.01% | +9.1% |
| AMKR | Buy | AMKOR TECHNOLOGY INC | $885,000 | +14.3% | 124,596 | +35.4% | 0.01% | +20.0% |
| WNR | Buy | WESTERN REFNG INC | $857,000 | +3.4% | 22,673 | +14.9% | 0.01% | +9.1% |
| WLK | Buy | WESTLAKE CHEM CORP | $871,000 | +12.1% | 14,258 | +58.9% | 0.01% | +20.0% |
| AEO | Buy | AMERICAN EAGLE OUTFITTERS IN | $873,000 | +7.0% | 62,926 | +11.9% | 0.01% | +9.1% |
| CWEI | New | WILLIAMS CLAYTON ENERGY INC | $874,000 | – | 13,706 | +100.0% | 0.01% | – |
| AMZN | Buy | AMAZON COM INC | $873,000 | +6.3% | 2,812 | +10.4% | 0.01% | +9.1% |
| AMRI | ALBANY MOLECULAR RESH INC | $912,000 | -26.2% | 56,000 | 0.0% | 0.01% | -25.0% | |
| AL | Buy | AIR LEASE CORPcl a | $869,000 | +7.4% | 25,333 | +1.8% | 0.01% | +20.0% |
| MRVL | Sell | MARVELL TECHNOLOGY GROUP ORD | $854,000 | +3.1% | 58,884 | -4.2% | 0.01% | +9.1% |
| H | Buy | HYATT HOTELS CORP | $856,000 | +5.8% | 14,219 | +6.4% | 0.01% | +20.0% |
| SYNT | Buy | SYNTEL INC | $837,000 | 0.0% | 18,618 | +95.6% | 0.01% | 0.0% |
| BFB | Buy | BROWN FORMAN CORPcl b | $843,000 | +2.4% | 9,595 | +5.2% | 0.01% | 0.0% |
| RIG | Buy | TRANSOCEAN LTD ZUG NAMEN AKT | $826,000 | +4.8% | 45,082 | +82.8% | 0.01% | +10.0% |
| TSLA | Buy | TESLA MTRS INC | $850,000 | +6.2% | 3,823 | +16.0% | 0.01% | +10.0% |
| HOLX | Sell | HOLOGIC INC | $839,000 | +1.9% | 31,389 | -7.2% | 0.01% | 0.0% |
| CNS | New | COHEN & STEERS INC | $836,000 | – | 19,877 | +100.0% | 0.01% | – |
| CTAS | Sell | CINTAS CORP | $837,000 | -4.5% | 10,676 | -14.0% | 0.01% | 0.0% |
| BRKR | Buy | BRUKER CORP | $850,000 | +6.1% | 43,304 | +0.1% | 0.01% | +10.0% |
| CHH | Sell | CHOICE HOTELS INTL INC | $834,000 | +1.0% | 14,888 | -6.3% | 0.01% | 0.0% |
| AIA | New | ISHARES TRasia 50 etf | $817,000 | – | 17,369 | +100.0% | 0.01% | – |
| RP | Sell | REALPAGE INC | $842,000 | +1.0% | 38,361 | -28.7% | 0.01% | 0.0% |
| CERN | Sell | CERNER CORP | $846,000 | +0.7% | 13,085 | -7.2% | 0.01% | 0.0% |
| AFG | Sell | AMERICAN FINL GROUP INC OHIO | $851,000 | +3.9% | 14,014 | -1.0% | 0.01% | 0.0% |
| VOD | Sell | VODAFONE GROUP PLC NEWspnsr adr no par | $813,000 | -12.3% | 23,782 | -15.6% | 0.01% | -8.3% |
| SMG | Sell | SCOTTS MIRACLE GRO COcl a | $850,000 | +3.9% | 13,636 | -8.4% | 0.01% | 0.0% |
| XPO | Sell | XPO LOGISTICS INC | $850,000 | +6.0% | 20,797 | -2.3% | 0.01% | +10.0% |
| NUAN | Buy | NUANCE COMMUNICATIONS INC | $844,000 | +1.9% | 59,117 | +10.0% | 0.01% | 0.0% |
| TKR | Buy | TIMKEN CO | $836,000 | +4.2% | 19,580 | +3.5% | 0.01% | +10.0% |
| RES | Buy | RPC INC | $820,000 | -3.1% | 62,897 | +63.2% | 0.01% | 0.0% |
| RAX | Sell | RACKSPACE HOSTING INC | $832,000 | -3.3% | 17,780 | -32.7% | 0.01% | 0.0% |
| BEN | Buy | FRANKLIN RESOURCES INC | $848,000 | +3.0% | 15,307 | +1.6% | 0.01% | 0.0% |
| ACAS | Buy | AMERICAN CAPITAL LTD | $819,000 | +102.2% | 56,055 | +96.1% | 0.01% | +120.0% |
| HST | Sell | HOST HOTELS & RESORTS INC | $844,000 | +1.7% | 35,497 | -8.8% | 0.01% | 0.0% |
| ROL | Sell | ROLLINS INC | $846,000 | +2.7% | 25,550 | -9.2% | 0.01% | 0.0% |
| CRM | Sell | SALESFORCE COM INC | $842,000 | +1.0% | 14,193 | -2.1% | 0.01% | 0.0% |
| MNKD | Buy | MANNKIND CORP | $825,000 | +1.7% | 158,109 | +15.2% | 0.01% | +10.0% |
| FCNCA | Sell | FIRST CTZNS BANCSHARES INC Ncl a | $843,000 | +1.7% | 3,335 | -12.9% | 0.01% | 0.0% |
| UAA | Buy | UNDER ARMOUR INCcl a | $847,000 | -0.5% | 12,477 | +1.3% | 0.01% | 0.0% |
| APOL | Sell | APOLLO EDUCATION GROUP INCcl a | $845,000 | +3.4% | 24,768 | -23.7% | 0.01% | 0.0% |
| WTI | Buy | W & T OFFSHORE INC | $832,000 | +11.2% | 113,326 | +66.8% | 0.01% | +10.0% |
| SCTY | New | SOLARCITY CORP | $836,000 | – | 15,631 | +100.0% | 0.01% | – |
| WPG | Buy | WASHINGTON PRIME GROUP INC | $851,000 | +0.9% | 49,409 | +2.5% | 0.01% | 0.0% |
| ITW | Sell | ILLINOIS TOOL WORKS INC | $830,000 | +3.5% | 8,769 | -7.7% | 0.01% | +10.0% |
| LYB | Buy | LYONDELLBASELL INDUSTRIES N | $831,000 | +2.5% | 10,462 | +40.1% | 0.01% | +10.0% |
| HUN | Buy | HUNTSMAN CORP | $845,000 | +6.7% | 37,113 | +21.8% | 0.01% | +10.0% |
| SLGN | Sell | SILGAN HOLDINGS INC | $839,000 | +2.6% | 15,647 | -10.1% | 0.01% | 0.0% |
| GRMN | Sell | GARMIN LTD | $845,000 | 0.0% | 15,989 | -1.6% | 0.01% | 0.0% |
| NATI | Buy | NATIONAL INSTRS CORP | $840,000 | +2.9% | 27,005 | +2.3% | 0.01% | 0.0% |
| CACC | Sell | CREDIT ACCEP CORP MICH | $843,000 | +1.2% | 6,183 | -6.5% | 0.01% | 0.0% |
| GWW | Buy | GRAINGER W W INC#n/a! | $839,000 | +1.7% | 3,292 | +0.4% | 0.01% | 0.0% |
| SAM | Sell | BOSTON BEER INCcl a | $840,000 | -0.1% | 2,902 | -23.5% | 0.01% | 0.0% |
| MORN | Buy | MORNINGSTAR INC | $840,000 | +1.7% | 12,985 | +6.7% | 0.01% | 0.0% |
| BRCM | Sell | BROADCOM CORP | $849,000 | +2.0% | 19,588 | -4.9% | 0.01% | 0.0% |
| PAYX | Sell | PAYCHEX INC | $835,000 | -2.7% | 18,085 | -6.9% | 0.01% | 0.0% |
| ARG | Sell | AIRGAS INC | $841,000 | +3.2% | 7,303 | -0.8% | 0.01% | 0.0% |
| MNST | Sell | MONSTER BEVERAGE CORP | $831,000 | -0.2% | 7,673 | -15.6% | 0.01% | 0.0% |
| EQR | Sell | EQUITY RESIDENTIALsh ben int | $819,000 | +0.1% | 11,401 | -14.1% | 0.01% | 0.0% |
| HES | Buy | HESS CORP | $851,000 | +5.2% | 11,532 | +34.5% | 0.01% | +10.0% |
| AKRXQ | Sell | AKORN INC | $818,000 | -2.0% | 22,606 | -1.8% | 0.01% | 0.0% |
| INTU | Sell | INTUIT INC | $832,000 | -1.7% | 9,030 | -6.4% | 0.01% | 0.0% |
| PCYC | Sell | PHARMACYCLICS INC | $783,000 | -4.7% | 6,401 | -8.6% | 0.01% | 0.0% |
| COLM | Sell | COLUMBIA SPORTSWEAR CO | $843,000 | +5.5% | 18,916 | -15.3% | 0.01% | +10.0% |
| EL | Buy | LAUDER ESTEE COS INCcl a | $851,000 | +2.9% | 11,174 | +1.0% | 0.01% | 0.0% |
| HTH | Buy | HILLTOP HOLDINGS INC | $844,000 | +3.3% | 42,321 | +3.9% | 0.01% | 0.0% |
| TFX | TELEFLEX INC | $733,000 | +9.2% | 6,384 | 0.0% | 0.01% | +11.1% | |
| HK | Buy | HALCON RES CORP | $770,000 | -1.2% | 432,336 | +119.7% | 0.01% | 0.0% |
| ORCL | Sell | ORACLE CORP | $731,000 | +4.1% | 16,260 | -11.3% | 0.01% | +11.1% |
| RAI | Sell | REYNOLDS AMERN INC | $740,000 | +7.1% | 11,514 | -1.7% | 0.01% | +11.1% |
| TEI | TEMPLETON EMERG MKTS INCOME | $751,000 | -10.9% | 66,238 | 0.0% | 0.01% | -9.1% | |
| SPSB | SPDR SERIES TRUST BARC CAPTL ETF | $734,000 | -0.4% | 24,000 | 0.0% | 0.01% | 0.0% | |
| NBH | Sell | NEUBERGER BERMAN INTER MUNI | $753,000 | +3.0% | 48,223 | -1.8% | 0.01% | +11.1% |
| BAX | Buy | BAXTER INTL INC | $753,000 | +7.9% | 10,272 | +5.7% | 0.01% | +11.1% |
| SLB | Sell | SCHLUMBERGER | $741,000 | -16.9% | 8,679 | -1.0% | 0.01% | -9.1% |
| BWP | Sell | BOARDWALK PIPELINE PARTNERSut ltd partner | $642,000 | -10.8% | 36,120 | -6.2% | 0.01% | 0.0% |
| TIME | Sell | TIME INC NEW | $701,000 | -11.3% | 28,470 | -15.5% | 0.01% | -10.0% |
| FCT | FIRST TR SR FLG RTE INCM FD | $680,000 | -4.1% | 52,300 | 0.0% | 0.01% | 0.0% | |
| MHFI | Sell | MCGRAW HILL COMPANIES INC | $702,000 | +5.1% | 7,888 | -0.3% | 0.01% | 0.0% |
| MCD | MCDONALDS CORP | $695,000 | -1.1% | 7,413 | 0.0% | 0.01% | 0.0% | |
| WPC | W P CAREY INC | $641,000 | +9.9% | 9,150 | 0.0% | 0.01% | +12.5% | |
| CUB | Sell | CUBIC CORP | $556,000 | +4.5% | 10,569 | -7.0% | 0.01% | +14.3% |
| EFA | New | ISHARES TRmsci eafe etf | $627,000 | – | 10,300 | +100.0% | 0.01% | – |
| POT | POTASH CORP SASK INC | $562,000 | +2.2% | 15,900 | 0.0% | 0.01% | +14.3% | |
| IIJIY | Sell | INTERNET INITIATIVE JAPAN INsponsored adr | $596,000 | -15.0% | 59,555 | -15.4% | 0.01% | -11.1% |
| ADI | ANALOG DEVICES INC | $605,000 | +12.0% | 10,905 | 0.0% | 0.01% | +14.3% | |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP F | $590,000 | -22.6% | 48,978 | -12.6% | 0.01% | -20.0% |
| FOREST CITY ENT 4.250% 08/15/18note | $509,000 | +3.9% | 446,000 | 0.0% | 0.01% | +16.7% | ||
| EVN | EATON VANCE MUNI INCOME TRUSsh ben int | $534,000 | +5.5% | 39,772 | 0.0% | 0.01% | 0.0% | |
| PTY | Sell | PIMCO CORPORATE OPP FD | $507,000 | -13.3% | 31,914 | -7.0% | 0.01% | -12.5% |
| MINT | Sell | PIMCO ETF TR ENHAN SHRT MAT | $547,000 | -9.1% | 5,414 | -8.9% | 0.01% | -12.5% |
| MUX | Sell | MCEWEN MNG INC | $555,000 | -48.9% | 499,559 | -10.0% | 0.01% | -50.0% |
| NQM | Buy | NUVEEN INVT QUALITY MUN FD I | $530,000 | +34.5% | 34,785 | +31.4% | 0.01% | +40.0% |
| PGNX | PROGENICS PHARMACEUTICALS IN | $508,000 | +45.6% | 67,200 | 0.0% | 0.01% | +75.0% | |
| DGX | Sell | QUEST DIAGNOSTICS INC | $513,000 | +9.1% | 7,650 | -1.3% | 0.01% | +16.7% |
| GPC | Sell | GENUINE PARTS CO | $506,000 | +16.6% | 4,745 | -4.0% | 0.01% | +16.7% |
| KMB | Sell | KIMBERLY CLARK CORP | $517,000 | +4.4% | 4,474 | -2.7% | 0.01% | +16.7% |
| DIA | New | SPDR DOW JONES INDL AVRG ETFut ser 1 | $534,000 | – | 3,000 | +100.0% | 0.01% | – |
| HIO | Sell | WESTERN ASSET HIGH INCM OPP | $535,000 | -18.1% | 99,645 | -11.7% | 0.01% | -12.5% |
| NXZ | Sell | NUVEEN DIV ADVANTAGE MUN FD | $486,000 | -23.5% | 34,444 | -24.4% | 0.01% | -12.5% |
| MQT | Sell | BLACKROCK MUNIYIELD QUALITY | $493,000 | -11.0% | 37,346 | -13.8% | 0.01% | 0.0% |
| VRSK | VERISK ANALYTICS INCcl a | $493,000 | +5.1% | 7,700 | 0.0% | 0.01% | +16.7% | |
| PCN | Sell | PIMCO CORPORATE INCOME FD | $455,000 | -29.9% | 30,125 | -26.7% | 0.01% | -25.0% |
| WTM | Sell | WHITE MOUNTAINS INSURANCE GROUP LTD | $459,000 | -32.8% | 728 | -32.8% | 0.01% | -33.3% |
| PGR | Sell | PROGRESSIVE CORP OF OHIO | $422,000 | -10.0% | 15,645 | -15.6% | 0.01% | 0.0% |
| AB | Sell | ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTNunit lp | $475,000 | -6.7% | 18,387 | -6.0% | 0.01% | -14.3% |
| CINF | CINCINNATI FINL CORP | $480,000 | +10.3% | 9,253 | 0.0% | 0.01% | 0.0% | |
| TREE | TREE COM INC | $475,000 | +34.6% | 9,833 | 0.0% | 0.01% | +20.0% | |
| UPS | Sell | UNITED PARCEL SVC INCcl b | $438,000 | +11.7% | 3,938 | -1.3% | 0.01% | +20.0% |
| BSE | Sell | BLACKROCK NY MUN INC QUALITY TRUST | $438,000 | -33.9% | 33,057 | -35.1% | 0.01% | -33.3% |
| AAPL | Buy | APPLE INC | $411,000 | +34.3% | 3,720 | +22.4% | 0.01% | +50.0% |
| VMI | Sell | VALMONT INDS INC | $438,000 | -7.2% | 3,450 | -1.4% | 0.01% | 0.0% |
| IFF | INTL FLAVORS & FRAGRANCES | $471,000 | +5.6% | 4,650 | 0.0% | 0.01% | 0.0% | |
| OIA | Sell | INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST | $467,000 | -44.1% | 66,783 | -45.7% | 0.01% | -45.5% |
| MKTX | MARKETAXESS HLDGS INC | $409,000 | +15.9% | 5,700 | 0.0% | 0.01% | +20.0% | |
| RSP | Buy | GUGGENHEIM S&P 500 EQUAL WEIGHT ETF | $427,000 | +17.6% | 5,338 | +11.6% | 0.01% | +20.0% |
| GM | Buy | GENERAL MTRS CO | $445,000 | +21.3% | 12,750 | +10.9% | 0.01% | +20.0% |
| CLDX | CELLDEX THERAPEUTICS INC | $481,000 | +41.1% | 26,335 | 0.0% | 0.01% | +50.0% | |
| CRRTQ | Buy | CARBO CERAMICS INC | $422,000 | +106.9% | 10,538 | +206.5% | 0.01% | +100.0% |
| TAL | Sell | TAL INTL GROUP INC | $367,000 | +5.8% | 8,419 | -0.0% | 0.01% | +25.0% |
| IMO | Sell | IMPERIAL OIL LTD | $349,000 | -11.2% | 8,121 | -2.5% | 0.01% | 0.0% |
| PMO | Sell | PUTNAM MUN OPPORTUNITIES TR | $378,000 | -33.9% | 31,502 | -35.5% | 0.01% | -28.6% |
| TROW | Buy | PRICE T ROWE GROUP INC | $398,000 | +12.7% | 4,640 | +3.1% | 0.01% | 0.0% |
| SAN | Buy | BANCO SANTANDER SAadr | $389,000 | -12.0% | 46,688 | +0.3% | 0.01% | -16.7% |
| NVO | Buy | NOVO-NORDISK A Sadr | $335,000 | -9.2% | 7,907 | +2.2% | 0.01% | 0.0% |
| CL | COLGATE PALMOLIVE CO | $370,000 | +6.0% | 5,344 | 0.0% | 0.01% | +25.0% | |
| CSGP | COSTAR GROUP INC | $367,000 | +18.0% | 2,000 | 0.0% | 0.01% | +25.0% | |
| WEBMD HEALTH CORP 2.250% 03/31/16note | $401,000 | -0.5% | 400,000 | 0.0% | 0.01% | 0.0% | ||
| NPI | Sell | NUVEEN PREM INCOME MUN FD | $350,000 | -21.2% | 25,266 | -23.7% | 0.01% | -16.7% |
| ROX | CASTLE BRANDS INC | $371,000 | +23.7% | 229,000 | 0.0% | 0.01% | +25.0% | |
| JQC | Sell | NUVEEN CREDIT STRATEGIES INCOME FUND | $365,000 | -11.4% | 41,642 | -9.8% | 0.01% | 0.0% |
| ENX | Sell | EATON VANCE NY MUN BD FD | $368,000 | -20.2% | 29,294 | -21.7% | 0.01% | -16.7% |
| NZF | Sell | NUVEEN DIV ADV MUNI FD 3 | $348,000 | -2.5% | 25,290 | -3.3% | 0.01% | 0.0% |
| VO | New | VANGUARD INDEX FDSmid cap etf | $340,000 | – | 2,751 | +100.0% | 0.01% | – |
| VECO | VEECO INSTRS INC DEL | $338,000 | -0.3% | 9,700 | 0.0% | 0.01% | +25.0% | |
| VB | New | VANGUARD INDEX FDSsmall cp etf | $407,000 | – | 3,486 | +100.0% | 0.01% | – |
| FIS | FIDELITY NATL INFORMATION SVC | $396,000 | +10.6% | 6,361 | 0.0% | 0.01% | 0.0% | |
| FHY | Sell | FIRST TRUST STRATEGIC HIGH INCOME FD II | $306,000 | -47.2% | 21,102 | -44.0% | 0.00% | -42.9% |
| NEA | Sell | NUVEEN AMT-FREE MUN FD | $327,000 | -56.8% | 23,683 | -57.7% | 0.00% | -60.0% |
| NPF | Sell | NUVEEN PREMIER MUN INCOME FD | $318,000 | -42.0% | 22,749 | -44.1% | 0.00% | -42.9% |
| CTRP | CTRIP COM INTL LTDadr | $264,000 | -19.8% | 5,800 | 0.0% | 0.00% | 0.0% | |
| OSIR | OSIRIS THERAPEUTICS INC NEW | $288,000 | +26.9% | 18,000 | 0.0% | 0.00% | +33.3% | |
| PML | Sell | PIMCO MUN INCOME FD II | $310,000 | -14.6% | 26,075 | -16.2% | 0.00% | -20.0% |
| IWB | New | ISHARES TRrus 1000 etf | $275,000 | – | 2,400 | +100.0% | 0.00% | – |
| SHY | Sell | ISHARES TR1-3 yr tr bd etf | $263,000 | -5.4% | 3,120 | -5.1% | 0.00% | 0.0% |
| CPN | CALPINE CORP | $283,000 | +2.2% | 12,783 | 0.0% | 0.00% | 0.0% | |
| IQI | Sell | INVESCO QUALITY MUNI INC TRS | $269,000 | -45.1% | 21,503 | -46.8% | 0.00% | -33.3% |
| MYN | Sell | BLACKROCK MUNIYIELD N Y QUALITY FUND INC | $329,000 | -37.8% | 25,286 | -38.8% | 0.00% | -42.9% |
| BBF | Sell | BLACKROCK MUNICIPAL INCOME INVEST TRUST | $330,000 | -27.0% | 23,600 | -29.0% | 0.00% | -33.3% |
| F102PS | Sell | BABCOCK & WILCOX CO NEW | $307,000 | -21.1% | 10,143 | -27.7% | 0.00% | -20.0% |
| EVY | Sell | EATON VANCE NY MUNI INCOME Tsh ben int | $296,000 | -45.0% | 21,370 | -44.9% | 0.00% | -42.9% |
| GRC | GORMAN RUPP CO | $257,000 | +7.1% | 7,997 | 0.0% | 0.00% | 0.0% | |
| MPC | New | MARATHON PETE CORP | $201,000 | – | 2,223 | +100.0% | 0.00% | – |
| MRO | Buy | MARATHON OIL CORP | $215,000 | -21.5% | 7,600 | +4.1% | 0.00% | -25.0% |
| APC | ANADARKO PETE CORP | $248,000 | -18.4% | 3,000 | 0.0% | 0.00% | -25.0% | |
| CSWC | New | CAPITAL SOUTHWEST CORP | $254,000 | – | 6,700 | +100.0% | 0.00% | – |
| FXI | ISHARES TRchina lg-cap etf | $257,000 | +8.4% | 6,184 | 0.0% | 0.00% | 0.0% | |
| NIM | NUVEEN SELECT MAT MUN FDsh ben int | $229,000 | +1.8% | 21,500 | 0.0% | 0.00% | 0.0% | |
| KTF | Sell | DEUTSCHE MUN INCOME | $239,000 | -20.3% | 17,880 | -21.4% | 0.00% | -25.0% |
| LTS | LADENBURG THALMAN FIN SVCS I | $247,000 | -7.1% | 62,700 | 0.0% | 0.00% | 0.0% | |
| JTP | Sell | NUVEEN QUALITY PFD INCOME FD | $224,000 | -16.7% | 27,763 | -16.0% | 0.00% | 0.0% |
| JMT | Sell | NUVEEN MTG OPPTY TERM FD 2 | $217,000 | -5.2% | 9,355 | -4.8% | 0.00% | 0.0% |
| BIE | Sell | BLACKROCK MUNIC BD INVST TR | $223,000 | +2.3% | 15,044 | -0.9% | 0.00% | 0.0% |
| EOG | Sell | EOG RES INC | $233,000 | -12.4% | 2,534 | -5.7% | 0.00% | 0.0% |
| NQU | Sell | NUVEEN QUALITY INCOME MUN FD | $235,000 | -66.6% | 16,826 | -67.2% | 0.00% | -66.7% |
| NRK | Sell | NUVEEN INS NY TX FR ADV MUN | $222,000 | -62.9% | 17,187 | -63.2% | 0.00% | -62.5% |
| NBO | NEUBERGER BERMAN NY INT MUN | $244,000 | +1.7% | 17,777 | 0.0% | 0.00% | 0.0% | |
| T | Buy | A T & T INC | $235,000 | +0.4% | 7,003 | +5.3% | 0.00% | 0.0% |
| NMZ | Sell | NUVEEN MUN HIGH INC OPP FD | $227,000 | -60.1% | 16,911 | -61.2% | 0.00% | -57.1% |
| MMM | New | 3M CO | $240,000 | – | 1,459 | +100.0% | 0.00% | – |
| MHN | BLACKROCK MUNIHOLDINGS N Y QUALITY FUND | $229,000 | +4.6% | 16,390 | 0.0% | 0.00% | 0.0% | |
| AINV | Buy | APPOLO INVT CORP | $221,000 | -5.6% | 29,726 | +3.9% | 0.00% | 0.0% |
| EVG | Sell | EATON VANCE SH TM DR DIVR INC | $254,000 | -35.4% | 17,970 | -32.9% | 0.00% | -40.0% |
| VYM | New | VANGUARD WHITEHALL FDS INChigh dividend yld | $206,000 | – | 2,992 | +100.0% | 0.00% | – |
| COP | Buy | CONOCOPHILLIPS | $239,000 | -9.5% | 3,454 | +0.1% | 0.00% | 0.0% |
| CVE | Buy | CENOVUS ENERGY INC | $233,000 | +1.7% | 11,310 | +32.9% | 0.00% | 0.0% |
| PZC | PIMCO CALIF MUN INCOME FD II | $128,000 | +3.2% | 11,931 | 0.0% | 0.00% | 0.0% | |
| MUI | BLACKROCK MUNI INTER DR FD I | $148,000 | -0.7% | 10,308 | 0.0% | 0.00% | 0.0% | |
| VMO | Sell | INVESCO MUN OPPORTUNITY TR | $174,000 | -54.6% | 13,563 | -55.6% | 0.00% | -60.0% |
| ARNA | ARENA PHARMACEUTICALS INC | $156,000 | -17.5% | 45,000 | 0.0% | 0.00% | 0.0% | |
| MUS | Sell | BLACKROCK MUNIHLDGS QUALITY FUND INC | $147,000 | +0.7% | 11,014 | -2.2% | 0.00% | 0.0% |
| BCX | New | BLACKROCK RES & COMM STRAT T | $166,000 | – | 17,094 | +100.0% | 0.00% | – |
| MHY | Sell | WESTERN ASSETT MGD HI INCM F | $113,000 | -19.9% | 22,200 | -13.3% | 0.00% | 0.0% |
| CVRR | Sell | CVR REFNG LP | $180,000 | -34.8% | 10,742 | -9.5% | 0.00% | -50.0% |
| FNFV | Sell | FIDELITY NATIONAL FINANCIAL FNFV GROUP | $158,000 | -35.5% | 10,030 | -43.6% | 0.00% | -33.3% |
| PIR | New | PIER 1 IMPORTS INC | $154,000 | – | 10,000 | +100.0% | 0.00% | – |
| AYN | Sell | ALLIANCE BERNSTEIN NEW YORK MUN INC FD | $184,000 | -16.7% | 13,679 | -22.1% | 0.00% | -33.3% |
| MACK | MERRIMACK PHARMACEUTICALS IN | $136,000 | +29.5% | 12,000 | 0.0% | 0.00% | +100.0% | |
| CCA | Sell | MFS CALIF MUN FD | $148,000 | -5.1% | 13,543 | -6.3% | 0.00% | 0.0% |
| EVM | Sell | EATON VANCE CA MUN BD FD | $140,000 | -19.1% | 11,729 | -23.2% | 0.00% | 0.0% |
| OSGB | New | OVERSEAS SHIPHOLDING GROUP I | $179,000 | – | 32,533 | +100.0% | 0.00% | – |
| OZM | OCH ZIFF CAP MGMT GROUPcl a | $131,000 | +9.2% | 11,200 | 0.0% | 0.00% | 0.0% | |
| JPS | Sell | NUVEEN QUALITY PFD INCOME FD | $113,000 | -6.6% | 12,733 | -8.6% | 0.00% | 0.0% |
| EIM | EATON VANCE MUN BD FD | $165,000 | +2.5% | 12,840 | 0.0% | 0.00% | 0.0% | |
| NXK | Sell | NUVEEN NY DIV ADVANTG MUN FD | $166,000 | -25.6% | 12,532 | -26.1% | 0.00% | -33.3% |
| MDR | Sell | MCDERMOTT INTL INC | $43,000 | -68.1% | 14,713 | -37.6% | 0.00% | -50.0% |
| ONTY | ONCOTHYREON INC | $61,000 | -1.6% | 32,333 | 0.0% | 0.00% | 0.0% | |
| CXE | Sell | MFS HIGH INCOME MUN TRsh ben int | $79,000 | -58.9% | 16,279 | -59.7% | 0.00% | -50.0% |
| DSM | Sell | DREYFUS STRATEGIC MUN BD FD | $88,000 | -26.1% | 11,074 | -25.0% | 0.00% | -50.0% |
| VICL | VICAL INC | $89,000 | -6.3% | 84,500 | 0.0% | 0.00% | 0.0% | |
| PWE | Sell | PENN WEST PETROLEUM LTD | $57,000 | -76.3% | 27,606 | -22.7% | 0.00% | -66.7% |
| ONTX | ONCONOVA THERAPEUTICS INC | $59,000 | -23.4% | 18,000 | 0.0% | 0.00% | 0.0% | |
| PACB | PACIFIC BIOSCIENCES CALIF IN | $94,000 | +59.3% | 12,000 | 0.0% | 0.00% | 0.0% | |
| PEABODY ENERGY CORP 4.750% 12/15/41note | $43,000 | -23.2% | 82,000 | 0.0% | 0.00% | 0.0% | ||
| VHI | Sell | VALHI INC NEW | $108,000 | -91.3% | 16,800 | -91.1% | 0.00% | -93.8% |
| NCQ | Sell | NOVACOPPER INC | $25,000 | -69.5% | 50,625 | -42.7% | 0.00% | -100.0% |
| SNTA | SYNTA PHARMACEUTICALS CORP | $29,000 | -12.1% | 11,000 | 0.0% | 0.00% | – | |
| GCVRZ | SANOFI AVENTIS CONTGNT VAL RTright | $13,000 | +85.7% | 15,940 | 0.0% | 0.00% | – | |
| MFM | Exit | MFS MUN INCOME TRsh ben int | $0 | – | -14,211 | -100.0% | -0.00% | – |
| PCF | Exit | PUTMAN HIGH INCOME SEC FUND | $0 | – | -10,960 | -100.0% | -0.00% | – |
| BIOFR | Exit | BIOFUEL ENERGY CORP RT EXP 101714right | $0 | – | -35,200 | -100.0% | -0.00% | – |
| CMU | Exit | MFS HIGH YIELD MUN TRsh ben int | $0 | – | -10,600 | -100.0% | -0.00% | – |
| MEN | Exit | BLACKROCK MUNIENHANCED FD INCOM | $0 | – | -10,198 | -100.0% | -0.00% | – |
| DNDNQ | Exit | DENDREON CORP | $0 | – | -34,000 | -100.0% | -0.00% | – |
| FTF | Exit | FRANKLIN LIMITED DURATION INC TRST | $0 | – | -12,261 | -100.0% | -0.00% | – |
| NZH | Exit | NUVEEN CA DIV ADV MUNI FD 3 | $0 | – | -13,767 | -100.0% | -0.00% | – |
| RFI | Exit | COHEN & STEERS TL RET RLTY | $0 | – | -15,145 | -100.0% | -0.00% | – |
| PMM | Exit | PUTNAM MANAGED MUN INCOM TR | $0 | – | -16,910 | -100.0% | -0.00% | – |
| PYN | Exit | PIMCO NEW YORK MUN INCM FD 1 | $0 | – | -14,800 | -100.0% | -0.00% | – |
| MHI | Exit | PIONEER MUN HIGH INCOME TR | $0 | – | -11,700 | -100.0% | -0.00% | – |
| NVG | Exit | NUVEEN DIVID ADVANTAGE | $0 | – | -17,110 | -100.0% | -0.00% | – |
| BCF | Exit | BLACKROCK REAL ASSET EQUITY | $0 | – | -26,804 | -100.0% | -0.00% | – |
| NQI | Exit | NUVEEN QUALITY MUN FD INC | $0 | – | -16,375 | -100.0% | -0.00% | – |
| CEO | Exit | CNOOC LTDsponsored adr | $0 | – | -1,179 | -100.0% | -0.00% | – |
| HYD | Exit | MARKET VECTORS ETF TR HG YLD MUN ETF | $0 | – | -7,293 | -100.0% | -0.00% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD | $0 | – | -19,965 | -100.0% | -0.00% | – |
| BHL | Exit | BLACKROCK DEFINED OPPRTY CR | $0 | – | -20,826 | -100.0% | -0.00% | – |
| NIO | Exit | NUVEEN MUN OPPORTUNITY | $0 | – | -19,927 | -100.0% | -0.00% | – |
| IIM | Exit | INVESCO INSURED MUNICIPAL INCOME TRUST | $0 | – | -18,445 | -100.0% | -0.00% | – |
| DMF | Exit | DREYFUS MUN INCOME INC | $0 | – | -40,588 | -100.0% | -0.01% | – |
| NMA | Exit | NUVEEN MUN ADVANTAGE FD INC | $0 | – | -39,106 | -100.0% | -0.01% | – |
| Exit | QUANTUM CORP CONV 4.500% 11/15/17note | $0 | – | -500,000 | -100.0% | -0.01% | – | |
| XAA | Exit | AMERICAN MUN INCOME PORTFOLI | $0 | – | -41,083 | -100.0% | -0.01% | – |
| Exit | ELECTRONIC ARTS INC CONV 0.750% 07/15/16note | $0 | – | -750,000 | -100.0% | -0.01% | – | |
| Exit | NAVISTAR INTL CONV 3.000% 10/15/14note | $0 | – | -1,000,000 | -100.0% | -0.01% | – | |
| NAN | Exit | NUVEEN NY DIVID ADVNTG MUN F | $0 | – | -99,872 | -100.0% | -0.02% | – |
| ASCMA | Exit | ASCENT CAPITAL GROUP INC | $0 | – | -23,564 | -100.0% | -0.02% | – |
| BOND | Exit | PIMCO ETF TR TOTL RETN ETF | $0 | – | -13,133 | -100.0% | -0.02% | – |
| BAH | Exit | BOOZ ALLEN HAMILTON HLDG CORcl a | $0 | – | -73,303 | -100.0% | -0.02% | – |
| VVR | Exit | INVESCO SR INCOME TR | $0 | – | -500,784 | -100.0% | -0.03% | – |
| Exit | DIREXION SHS ETF TRput | $0 | – | -38,000 | -100.0% | -0.03% | – | |
| Exit | KINDER MORGAN INCput | $0 | – | -70,000 | -100.0% | -0.04% | – | |
| SVVC | Exit | FIRSTHAND TECH VALUE FD INC | $0 | – | -375,525 | -100.0% | -0.12% | – |
| BKW | Exit | BURGER KING WORLDWIDE INC | $0 | – | -466,511 | -100.0% | -0.18% | – |
| Exit | PROSHARES TR IIput | $0 | – | -466,900 | -100.0% | -0.18% | – | |
| DLBL | Exit | BARCLAYS BK PLCput | $0 | – | -1,229,000 | -100.0% | -0.49% | – |
| DLBL | Exit | BARCLAYS BK PLCcall | $0 | – | -3,934,200 | -100.0% | -1.58% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-02-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TEXAS PAC LD TR | 23 | Q4 2018 | 38.4% |
| HOWARD HUGHES CORP COM | 23 | Q4 2018 | 10.9% |
| ICAHN ENTERPRISES LPDEP UNIT | 23 | Q4 2018 | 5.9% |
| WENDYS COMPANY | 23 | Q4 2018 | 4.6% |
| BROOKFIELD ASSET MGMT INC VTG SHS | 23 | Q4 2018 | 3.4% |
| AUTONATION INC COM | 23 | Q4 2018 | 4.3% |
| DISH NETWORK CORP CL A | 23 | Q4 2018 | 3.0% |
| CBOE HLDGS INC COM | 23 | Q4 2018 | 2.5% |
| LIVE NATION ENTERTAINMENT INC. | 23 | Q4 2018 | 1.8% |
| ECHOSTAR CORP CL A | 23 | Q4 2018 | 1.5% |
View Horizon Kinetics's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TEXAS PACIFIC LAND TRUST | March 18, 2019 | 42,437 | 0.5% |
| Associated Capital Group, Inc. | February 13, 2019 | 1,522,421 | 43.0% |
| Civeo Corp | February 13, 2019 | 36,947,116 | 22.0% |
| Howard Hughes Corp | February 13, 2019 | 1,885,861 | 4.4% |
| ROYCE MICRO-CAP TRUST, INC. | February 13, 2019 | 2,745,981 | 6.9% |
| Atlas Energy Group, LLC | February 14, 2018 | 1,455,419 | 4.6% |
| EMERGENT CAPITAL, INC.Sold out | February 14, 2018 | 0 | 0.0% |
| Wendy's Co | February 14, 2017 | 9,428,217 | 3.7% |
| DreamWorks Animation SKG, Inc. | February 16, 2016 | 8,149,567 | 10.4% |
| LMP CORPORATE LOAN FUND INC. | February 16, 2016 | 423,900 | 4.3% |
View Horizon Kinetics's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2019-05-06 |
| 4 | 2019-05-03 |
| 4 | 2019-05-02 |
| 4 | 2019-05-01 |
| 4 | 2019-04-30 |
| 4 | 2019-04-29 |
| 4 | 2019-04-26 |
| 4 | 2019-04-25 |
| 4 | 2019-04-24 |
| 4 | 2019-04-23 |
View Horizon Kinetics's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.