$8 Billion is the total value of Horizon Kinetics's 731 reported holdings in Q2 2014. The portfolio turnover from Q1 2014 to Q2 2014 was 10.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HHC | Sell | HOWARD HUGHES CORP | $847,073,000 | +8.6% | 5,366,995 | -1.8% | 10.59% | +8.5% |
| LMCA | Sell | LIBERTY MEDIA CORP DELAWAREcl a | $619,333,000 | +1.7% | 4,531,261 | -2.7% | 7.74% | +1.7% |
| IEP | Buy | ICAHN ENTERPRISES LPunit | $424,378,000 | -0.6% | 4,256,551 | +2.4% | 5.31% | -0.6% |
| JAH | Buy | JARDEN CORP | $316,181,000 | +0.1% | 5,327,385 | +0.9% | 3.95% | +0.1% |
| AN | Sell | AUTONATION INC | $287,026,000 | +8.4% | 4,809,411 | -3.3% | 3.59% | +8.4% |
| WEN | Buy | WENDYS COMPANY | $271,792,000 | -4.5% | 31,863,115 | +2.2% | 3.40% | -4.5% |
| DWA | Buy | DREAMWORKS ANIMATION SKG INCcl a | $261,640,000 | -11.1% | 11,248,515 | +1.5% | 3.27% | -11.1% |
| TPL | Buy | TEXAS PACIFIC LAND TRUSTsub shares cert | $244,548,000 | +23.9% | 1,527,375 | +0.2% | 3.06% | +23.8% |
| SHLDQ | Buy | SEARS HLDGS CORP | $232,938,000 | -5.5% | 5,829,276 | +13.0% | 2.91% | -5.5% |
| STRZA | Sell | STARZ | $232,824,000 | -10.8% | 7,815,523 | -3.3% | 2.91% | -10.8% |
| BAM | Sell | BROOKFIELD ASSET MGMT INC VTG SHS | $214,177,000 | +5.5% | 4,865,452 | -2.1% | 2.68% | +5.4% |
| QRTEA | Sell | LIBERTY INTERACTIVE CORPser a | $203,857,000 | +0.2% | 6,943,369 | -1.4% | 2.55% | +0.2% |
| DISH | Sell | DISH NETWORK CORPcl a | $198,418,000 | +0.8% | 3,048,834 | -3.7% | 2.48% | +0.7% |
| VIAB | Sell | VIACOM INC NEWcl b | $155,468,000 | -1.3% | 1,792,554 | -3.3% | 1.94% | -1.4% |
| PAH | Buy | PLATFORM SPECIALTY PRODS COR | $155,169,000 | +129.3% | 5,535,819 | +55.8% | 1.94% | +129.0% |
| LUK | Sell | LEUCADIA NATIONAL CORP | $150,017,000 | -27.1% | 5,721,477 | -22.2% | 1.88% | -27.1% |
| LVNTA | Sell | LIBERTY VENTURESser a | $140,364,000 | +10.4% | 1,901,953 | -2.5% | 1.76% | +10.4% |
| LYV | Buy | LIVE NATION ENTERTAINMENT INC. | $130,305,000 | +13.8% | 5,277,649 | +0.3% | 1.63% | +13.8% |
| CBOE | Sell | CBOE HLDGS INC | $114,192,000 | -25.7% | 2,320,500 | -14.5% | 1.43% | -25.7% |
| RSE | Sell | ROUSE PPTYS INC | $99,210,000 | -18.6% | 5,798,358 | -18.0% | 1.24% | -18.6% |
| XXV | New | BARCLAYS BK PLC IPATH INVS&P STFcall | $95,266,000 | – | 3,331,000 | +100.0% | 1.19% | – |
| WYNN | Sell | WYNN RESORTS LTD | $90,041,000 | -9.9% | 433,807 | -3.5% | 1.13% | -9.9% |
| BRP | Buy | BROOKFIELD RESIDENTIAL PPTY I | $89,032,000 | +6.0% | 4,290,684 | +7.1% | 1.11% | +5.9% |
| IAC | Sell | IAC INTERACTIVECORP COM PAR $.001 | $86,566,000 | -6.2% | 1,250,417 | -3.3% | 1.08% | -6.3% |
| CFX | Sell | COLFAX CORP | $84,368,000 | +2.0% | 1,131,849 | -2.4% | 1.06% | +1.9% |
| LB | Sell | L BRANDS INC | $82,155,000 | -5.9% | 1,400,527 | -9.0% | 1.03% | -6.0% |
| LVS | Sell | LAS VEGAS SANDS CORP | $79,588,000 | -5.8% | 1,044,196 | -0.2% | 1.00% | -5.9% |
| CLR | Sell | CONTINENTAL RESOURCES INC | $78,763,000 | +20.3% | 498,376 | -5.4% | 0.98% | +20.3% |
| SATS | Sell | ECHOSTAR CORPcl a | $78,564,000 | +10.0% | 1,484,034 | -1.2% | 0.98% | +10.0% |
| CBS | Sell | CBS CORP NEWcl b | $75,976,000 | -2.2% | 1,222,655 | -2.7% | 0.95% | -2.2% |
| DISCA | Sell | DISCOVERY COMMUNICATNS NEWser a | $61,386,000 | -10.8% | 826,406 | -0.7% | 0.77% | -10.8% |
| ELS | Sell | EQUITY LIFESTYLE PPTYS INC | $61,371,000 | +7.0% | 1,389,723 | -1.5% | 0.77% | +7.0% |
| OAK | Sell | OAKTREE CAP GROUP LLCcl a | $60,057,000 | -28.5% | 1,201,378 | -16.8% | 0.75% | -28.5% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b | $54,214,000 | -9.4% | 428,366 | -10.5% | 0.68% | -9.4% |
| FCEA | Sell | FOREST CITY ENTERPRISES INCcl a | $46,039,000 | -13.6% | 2,316,984 | -17.0% | 0.58% | -13.6% |
| LE | New | LANDS END INC NEW | $45,908,000 | – | 1,367,129 | +100.0% | 0.57% | – |
| SHOS | Buy | SEARS HOMETOWN AND OUTLET ST | $38,597,000 | -0.3% | 1,797,702 | +9.9% | 0.48% | -0.2% |
| XXV | New | BARCLAYS BK PLC IPATH INVS&P STFput | $35,069,000 | – | 1,226,800 | +100.0% | 0.44% | – |
| TPH | New | TRI POINTE HOMES INC | $32,420,000 | – | 2,062,295 | +100.0% | 0.40% | – |
| New | PROSHARES TR II ULT VIX SHRT TRMput | $30,418,000 | – | 1,142,700 | +100.0% | 0.38% | – | |
| MGM | Sell | MGM RESORTS INTERNATIONAL | $29,811,000 | +1.2% | 1,129,201 | -0.8% | 0.37% | +1.4% |
| FNV | Buy | FRANCO NEVADA CORP | $28,407,000 | +25.3% | 495,410 | +0.2% | 0.36% | +25.0% |
| TWX | Buy | TIME WARNER INC | $24,487,000 | +9.3% | 348,574 | +1.6% | 0.31% | +9.3% |
| GOOG | New | GOOGLE INCcl c | $23,129,000 | – | 40,205 | +100.0% | 0.29% | – |
| GOOGL | Sell | GOOGLE INCcl a | $22,449,000 | -50.4% | 38,395 | -5.4% | 0.28% | -50.4% |
| Sell | WEBMD HEALTH CORP CONV 2.500% 01/31/18note | $22,195,000 | +4.0% | 21,113,000 | -0.3% | 0.28% | +4.1% | |
| MSG | Sell | MADISON SQUARE GARDEN COcl a | $22,248,000 | +7.6% | 356,251 | -2.2% | 0.28% | +7.3% |
| CSX | Sell | CSX CORP | $21,227,000 | +6.1% | 688,967 | -0.2% | 0.26% | +6.0% |
| PCI | Buy | PIMCO DYNAMIC CR INCOME FD | $20,887,000 | +37.8% | 876,863 | +30.7% | 0.26% | +37.4% |
| SIAL | Sell | SIGMA ALDRICH CORP | $20,783,000 | +1.7% | 204,792 | -6.4% | 0.26% | +1.6% |
| MA | Sell | MASTERCARD INCcl a | $20,426,000 | -20.3% | 278,011 | -18.9% | 0.26% | -20.3% |
| Buy | CHESAPEAKE ENERGDTD 2.250% 12/15/38note | $20,394,000 | +7.9% | 21,161,000 | +5.0% | 0.26% | +8.1% | |
| MKL | Sell | MARKEL CORP | $19,819,000 | +0.9% | 30,229 | -8.2% | 0.25% | +0.8% |
| WETF | Sell | WISDOMTREE INVTS INC | $19,481,000 | -18.6% | 1,576,196 | -13.6% | 0.24% | -18.4% |
| PDI | Buy | PIMCO DYNAMIC INCOME FD | $19,395,000 | +33.3% | 568,953 | +18.6% | 0.24% | +33.5% |
| UNP | Buy | UNION PACIFIC CORP | $19,386,000 | +6.2% | 194,354 | +99.9% | 0.24% | +6.1% |
| Sell | LIVE NATION ENTERTAINMENT 2.875% 07/15/27note | $19,251,000 | -2.1% | 19,287,000 | -0.4% | 0.24% | -2.0% | |
| V | Sell | VISA INCcl a | $18,766,000 | -5.7% | 89,062 | -3.4% | 0.24% | -5.6% |
| BRKA | Sell | BERKSHIRE HATHAWAY INC DELcl a | $18,800,000 | -1.6% | 99 | -2.9% | 0.24% | -1.7% |
| WMB | Buy | WILLIAMS COS INC | $18,065,000 | +45.7% | 310,342 | +1.6% | 0.23% | +45.8% |
| PFN | Buy | PIMCO INCOME STRATEGY FUND II | $18,053,000 | +11.0% | 1,632,250 | +4.4% | 0.23% | +11.3% |
| PKO | Buy | PIMCO INCOME OPPORTUNITY FD | $17,819,000 | +3.7% | 608,959 | +0.0% | 0.22% | +3.7% |
| LEN | Sell | LENNAR CORPcl a | $17,665,000 | +1.3% | 420,803 | -4.4% | 0.22% | +1.4% |
| SNI | Sell | SCRIPPS NETWORKS INTERACT INcl a | $17,549,000 | -8.9% | 216,275 | -14.7% | 0.22% | -9.1% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $17,318,000 | +17.2% | 771,067 | +10.7% | 0.22% | +17.3% |
| AFSI | Buy | AMTRUST FINANCIAL SERVICES I | $17,344,000 | +20.8% | 414,833 | +8.7% | 0.22% | +20.6% |
| Buy | ROYAL GOLD INC 2.875% 06/15/19note | $16,521,000 | +37.7% | 15,414,000 | +33.9% | 0.21% | +38.0% | |
| ARII | Buy | AMERICAN RAILCAR INDS INC | $16,424,000 | +29.9% | 242,361 | +34.3% | 0.20% | +29.7% |
| MSM | Sell | MSC INDL DIRECT INCcl a | $16,186,000 | +4.6% | 169,239 | -5.3% | 0.20% | +4.1% |
| GGP | Sell | GENERAL GROWTH PPTYS INC | $16,017,000 | -16.6% | 679,842 | -22.1% | 0.20% | -16.7% |
| GLRE | Buy | GREENLIGHT CAPITAL RE LTDcl a | $15,290,000 | +2.0% | 464,172 | +1.5% | 0.19% | +1.6% |
| BX | Sell | BLACKSTONE GROUP L Punit | $14,586,000 | -9.6% | 436,161 | -10.1% | 0.18% | -9.9% |
| VNO | Sell | VORNADO RLTY TR SBI | $14,345,000 | -7.2% | 134,409 | -14.3% | 0.18% | -7.3% |
| CRESY | Buy | CRESUD S A C I F Y Aadr | $13,264,000 | +40.5% | 1,016,339 | +0.0% | 0.17% | +40.7% |
| NSC | Sell | NORFOLK SOUTHN CORP | $12,894,000 | +5.6% | 125,145 | -0.4% | 0.16% | +5.2% |
| NPP | Sell | NUVEEN PERFORM PLUS MUN FD | $12,821,000 | -0.3% | 874,553 | -1.6% | 0.16% | -0.6% |
| BKW | Sell | BURGER KING WORLDWIDE INC | $12,729,000 | -4.9% | 467,628 | -7.2% | 0.16% | -4.8% |
| VSAT | Sell | VIASAT INC | $12,343,000 | -16.1% | 212,948 | -0.1% | 0.15% | -16.3% |
| FDML | Buy | FEDERAL MOGUL HLDGS CORP | $11,442,000 | +21.5% | 565,588 | +12.4% | 0.14% | +21.2% |
| ICE | Sell | INTERCONTINENTAL EXCHANGE INC | $11,475,000 | -23.4% | 60,749 | -19.8% | 0.14% | -23.5% |
| BAC | Buy | BANK AMER CORP | $11,450,000 | -10.2% | 744,957 | +0.5% | 0.14% | -10.1% |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $11,444,000 | +6.3% | 685,312 | +3.4% | 0.14% | +5.9% |
| IPAR | Buy | INTER PARFUMS INC | $10,124,000 | -17.9% | 342,602 | +0.6% | 0.13% | -17.5% |
| DBL | Buy | DOUBLELINE OPPORTUNISTIC CR | $10,092,000 | +9.8% | 426,701 | +7.5% | 0.13% | +9.6% |
| PFL | Buy | PIMCO INCOME STRATEGY FUND | $9,824,000 | +20.4% | 796,137 | +14.4% | 0.12% | +20.6% |
| REGIS CORP 5.000% 07/15/14note | $9,139,000 | -1.8% | 9,133,000 | 0.0% | 0.11% | -1.7% | ||
| WPX | Sell | WPX ENERGY INC | $9,113,000 | +25.9% | 381,164 | -5.1% | 0.11% | +25.3% |
| CNQ | Sell | CANADIAN NAT RES LTD | $9,072,000 | +18.0% | 197,609 | -1.4% | 0.11% | +17.7% |
| TLI | Buy | LMP CORPORATE LN FD INC | $8,796,000 | +25.5% | 731,804 | +26.6% | 0.11% | +25.0% |
| HEIA | Sell | HEICO CORP NEWcl a | $8,402,000 | -16.2% | 206,953 | -10.4% | 0.10% | -16.0% |
| SVVC | Buy | FIRSTHAND TECH VALUE FD INC | $7,980,000 | +38.0% | 375,525 | +38.7% | 0.10% | +38.9% |
| BPY | Buy | BROOKFIELD PPTY PARTNERS L Punit | $7,784,000 | +11.8% | 373,010 | +0.2% | 0.10% | +11.5% |
| VRTS | Sell | VIRTUS INVT PARTNERS INC | $7,284,000 | +21.4% | 34,401 | -0.7% | 0.09% | +21.3% |
| ACG | Buy | ALLIANCEBERNSTEIN INCOME FUN | $7,261,000 | +4.3% | 965,543 | +1.8% | 0.09% | +4.6% |
| LBTYK | Buy | LIBERTY GLOBAL PLCcl c | $6,963,000 | +3.9% | 164,562 | +0.0% | 0.09% | +3.6% |
| BJK | Sell | MARKET VECTORS ETF TR GAMING ETF | $6,894,000 | -20.5% | 136,651 | -18.8% | 0.09% | -21.1% |
| WIW | WSTRN ASSET/CLYMRE US TR INF | $6,601,000 | +5.8% | 536,271 | 0.0% | 0.08% | +6.4% | |
| CVI | Sell | CVR ENERGY INC | $5,983,000 | +11.0% | 124,156 | -2.7% | 0.08% | +11.9% |
| PCM | Sell | PCM FUND INC | $5,760,000 | +0.2% | 470,180 | -0.4% | 0.07% | 0.0% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $5,716,000 | -15.5% | 366,864 | -17.3% | 0.07% | -16.5% |
| PAG | Sell | PENSKE AUTOMOTIVE GRP INC | $5,567,000 | +13.8% | 112,465 | -1.7% | 0.07% | +14.8% |
| XOM | Sell | EXXON MOBIL CORP | $5,555,000 | +2.9% | 55,170 | -0.2% | 0.07% | +1.5% |
| MOV | Buy | MOVADO GROUP INC | $5,410,000 | -5.9% | 129,823 | +2.9% | 0.07% | -5.6% |
| New | KINDER MORGANput | $5,431,000 | – | 70,000 | +100.0% | 0.07% | – | |
| IFT | Buy | IMPERIAL HLDGS INC | $5,407,000 | +459.7% | 792,724 | +372.1% | 0.07% | +466.7% |
| CME | Sell | CME GROUP INC | $5,199,000 | -9.9% | 73,269 | -6.1% | 0.06% | -9.7% |
| DMO | Sell | WESTERN ASSET MTG DEF OPPTY | $5,058,000 | +5.1% | 205,630 | -1.4% | 0.06% | +5.0% |
| VCSH | Buy | VANGUARD SHRT-TERM CORP BD ETF | $4,903,000 | +1325.3% | 61,002 | +1318.0% | 0.06% | +1425.0% |
| ELECTRONIC ARTS INC CONV 0.750% 07/15/16note | $4,741,000 | +8.8% | 3,750,000 | 0.0% | 0.06% | +7.3% | ||
| LORL | Sell | LORAL SPACE & COMMUNICATNS L | $4,686,000 | +2.2% | 64,475 | -0.5% | 0.06% | +3.5% |
| EBAY | Buy | EBAY INC | $4,493,000 | -7.2% | 89,766 | +2.4% | 0.06% | -8.2% |
| ACP | Buy | AVENUE INCOME CR STRATEGIES | $4,369,000 | +48.7% | 243,002 | +45.6% | 0.06% | +48.6% |
| INTERDIGITAL INC CONV 2.500% 03/15/16note | $4,410,000 | +6.3% | 4,000,000 | 0.0% | 0.06% | +5.8% | ||
| AIG | Sell | AMERICAN INTERNATIONAL GROUP INC | $4,048,000 | -58.1% | 74,159 | -61.6% | 0.05% | -57.9% |
| AIGWS | AMERICAN INTERNATIONAL GROUP INCwt | $4,064,000 | +30.1% | 152,800 | 0.0% | 0.05% | +30.8% | |
| FRA | Sell | BLACKROCK FLOAT RATE OME STR | $4,059,000 | +0.3% | 277,062 | -0.2% | 0.05% | 0.0% |
| BOKF | Buy | BOK FINL CORP | $4,067,000 | -2.9% | 61,067 | +0.7% | 0.05% | -1.9% |
| EXPE | Sell | EXPEDIA INC DEL | $4,116,000 | +8.4% | 52,256 | -0.2% | 0.05% | +8.5% |
| IGSB | Sell | ISHARES TR BARCLYS 1-3YR C | $3,642,000 | -0.2% | 34,460 | -0.4% | 0.05% | 0.0% |
| MTB | Sell | M & T BK CORP | $3,651,000 | -34.9% | 29,432 | -36.4% | 0.05% | -34.3% |
| VTA | Sell | INVESCO VAN KAMPEN DYNAMIC CREDIT O | $3,698,000 | -0.4% | 285,593 | -0.4% | 0.05% | 0.0% |
| 3106SC | Sell | SUSSER HLDGS CORP | $3,588,000 | -78.3% | 44,455 | -83.2% | 0.04% | -78.3% |
| BIP | Sell | BROOKFIELD INFRASTRUCTURE PARTNERS LP | $3,599,000 | +5.7% | 86,270 | -0.0% | 0.04% | +4.7% |
| ASCMA | Sell | ASCENT CAPITAL GROUP INC | $3,518,000 | -87.2% | 53,292 | -85.4% | 0.04% | -87.2% |
| NMO | Sell | NUVEEN MUN MKT OPPORTUNITY F | $3,538,000 | +0.4% | 265,006 | -4.1% | 0.04% | 0.0% |
| PBH | Buy | PRESTIGE BRANDS HLDGS INC | $3,413,000 | +24.5% | 100,713 | +0.1% | 0.04% | +26.5% |
| BGT | Sell | BLACKROCK FLOATING RATE INCOME | $3,421,000 | -1.4% | 240,769 | -1.2% | 0.04% | 0.0% |
| JNJ | Sell | JOHNSON & JOHNSON | $3,315,000 | +4.4% | 31,683 | -2.0% | 0.04% | +2.5% |
| NAD | Sell | NUVEEN DIVID ADVANTAGE MUN F | $3,203,000 | +4.9% | 226,502 | -0.6% | 0.04% | +5.3% |
| SSP | Sell | SCRIPPS E W CO OHIOcl a | $3,174,000 | +18.3% | 150,012 | -0.9% | 0.04% | +17.6% |
| TNA | Direxion Daily Small Cap Bull 3X Sharesput | $3,089,000 | -92.8% | 38,000 | 0.0% | 0.04% | -92.7% | |
| NSL | Sell | NUVEEN SR INCOME FD | $3,058,000 | -6.8% | 433,679 | -5.4% | 0.04% | -7.3% |
| BMY | Buy | BRISTOL MYERS SQUIBBCO | $3,054,000 | -6.2% | 62,972 | +0.5% | 0.04% | -7.3% |
| DIS | DISNEY WALT CO DISNEY | $3,012,000 | +7.1% | 35,130 | 0.0% | 0.04% | +8.6% | |
| HSNI | Buy | HSN INC | $3,017,000 | +0.6% | 50,924 | +1.4% | 0.04% | 0.0% |
| BTZ | Sell | BLACKROCK CREDIT ALL INC TR | $2,887,000 | -3.3% | 210,002 | -4.9% | 0.04% | -2.7% |
| DHR | Sell | DANAHER CORP | $2,845,000 | -21.6% | 36,138 | -25.4% | 0.04% | -20.0% |
| MRK | Buy | MERCK & COMPANY | $2,793,000 | +2.4% | 48,271 | +0.5% | 0.04% | +2.9% |
| DORM | Sell | DORMAN PRODUCTS INC | $2,785,000 | -17.4% | 56,465 | -1.0% | 0.04% | -16.7% |
| SU | Sell | SUNCOR ENERGY INC NEW | $2,785,000 | -12.9% | 65,326 | -28.6% | 0.04% | -12.5% |
| CACI | CACI INTL INC | $2,808,000 | -4.9% | 40,000 | 0.0% | 0.04% | -5.4% | |
| YHOO | Buy | YAHOO INC | $2,720,000 | -2.0% | 77,426 | +0.2% | 0.03% | -2.9% |
| AMCX | Buy | AMC NETWORKS INCcl a | $2,710,000 | -9.7% | 44,070 | +7.3% | 0.03% | -10.5% |
| PM | Sell | PHILIP MORRIS INTL INC | $2,669,000 | -1.9% | 31,653 | -4.8% | 0.03% | -2.9% |
| NVS | Buy | NOVARTIS AGadr | $2,664,000 | +6.7% | 29,425 | +0.2% | 0.03% | +6.5% |
| BIIB | BIOGEN IDEC INC | $2,678,000 | +3.1% | 8,493 | 0.0% | 0.03% | 0.0% | |
| VVR | Sell | INVESCO VAN KAMPEN SENIOR INCOME TR | $2,614,000 | -19.3% | 521,858 | -19.1% | 0.03% | -19.5% |
| CVC | Sell | CABLEVISION SYS CORPcl a | $2,546,000 | +3.7% | 144,236 | -0.9% | 0.03% | +3.2% |
| PLL | Sell | PALL CORP | $2,508,000 | -6.8% | 29,370 | -2.4% | 0.03% | -8.8% |
| BID | SOTHEBYS DE | $2,393,000 | -3.6% | 57,000 | 0.0% | 0.03% | -3.2% | |
| SUSP | Buy | SUSSER PETE PARTNERS LP COM U REP Lrep lp | $2,403,000 | +34.1% | 51,194 | +0.4% | 0.03% | +36.4% |
| L | Buy | LOEWS CORP | $2,378,000 | -0.1% | 54,044 | +0.0% | 0.03% | 0.0% |
| EFR | Sell | EATON VANCE SR FLTNG RTE TR | $2,364,000 | -2.0% | 158,976 | -0.1% | 0.03% | 0.0% |
| HAV | Sell | HELIOS ADVANTAGE INCOME FUND | $2,315,000 | +1.8% | 235,022 | -3.4% | 0.03% | +3.6% |
| MAR | Sell | MARRIOTT INTL INC NEWcl a | $2,281,000 | +10.2% | 35,591 | -3.7% | 0.03% | +11.5% |
| FHI | Buy | FEDERATED INVS INC PAcl b | $2,245,000 | +40.5% | 72,602 | +38.7% | 0.03% | +40.0% |
| VXX | New | BARCLAYS BK PLC IPATH S&P500 VIXcall | $2,106,000 | – | 182,000 | +100.0% | 0.03% | – |
| CCL | Buy | CARNIVAL CORPpairedctf | $2,053,000 | +10.2% | 54,526 | +10.8% | 0.03% | +13.0% |
| FBHS | Buy | FORTUNE BRANDS HOME & SEC IN | $2,107,000 | -2.2% | 52,761 | +3.1% | 0.03% | -3.7% |
| NG | Sell | NOVAGOLD RES INC | $2,097,000 | -12.0% | 498,087 | -24.6% | 0.03% | -13.3% |
| MTS | Sell | MONTGOMERY STR INCOME SECS I | $2,039,000 | -45.9% | 122,232 | -47.8% | 0.02% | -46.8% |
| MDLZ | Sell | MONDELEZ INTL INC | $2,007,000 | +6.6% | 53,366 | -2.1% | 0.02% | +4.2% |
| ABBV | Sell | ABBVIE INC | $1,991,000 | +7.9% | 35,273 | -1.7% | 0.02% | +8.7% |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FD | $1,964,000 | +1.7% | 158,039 | -0.2% | 0.02% | +4.2% |
| LLY | Sell | LILLY, ELI AND COMPANY | $1,893,000 | +4.4% | 30,447 | -1.1% | 0.02% | +4.3% |
| WFCPRL | Sell | WELLS FARGO & CO NEW PERPpfd conv a | $1,896,000 | +1.9% | 1,561 | -1.6% | 0.02% | +4.3% |
| NPT | Sell | NUVEEN PREM INCOME MUN FD | $1,956,000 | +3.1% | 152,485 | -0.3% | 0.02% | 0.0% |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $1,940,000 | +131.0% | 473,129 | +131.0% | 0.02% | +118.2% |
| CMRE | Buy | COSTAMARE INC | $1,910,000 | +9.4% | 81,892 | +0.8% | 0.02% | +9.1% |
| CNP | Sell | CENTERPOINT ENERGY INC | $1,952,000 | -28.9% | 76,423 | -34.1% | 0.02% | -29.4% |
| APO | Buy | APOLLO GLOBAL MGMT LLCcl a | $1,936,000 | -6.2% | 69,843 | +7.7% | 0.02% | -7.7% |
| EVF | EATON VANCE SR INCOME TRben int | $1,942,000 | -1.3% | 285,117 | 0.0% | 0.02% | -4.0% | |
| GE | Buy | GENERAL ELECTRIC CO | $1,832,000 | +4.1% | 69,730 | +2.6% | 0.02% | +4.5% |
| PFE | Buy | PFIZER INC | $1,868,000 | -7.5% | 62,961 | +0.2% | 0.02% | -8.0% |
| PPR | New | VOYA PRIME RATE TRben int | $1,742,000 | – | 300,828 | +100.0% | 0.02% | – |
| NNP | Sell | NUVEEN NY PERFORM PLUS MUN F | $1,730,000 | +2.4% | 119,700 | -1.1% | 0.02% | +4.8% |
| NMZ | Buy | NUVEEN MUN HIGH INC OPP FD | $1,788,000 | +190.3% | 134,880 | +178.4% | 0.02% | +175.0% |
| CHESAPEAKE ENERGDTD 2.750% 11/15/35note | $1,749,000 | +1.7% | 1,650,000 | 0.0% | 0.02% | 0.0% | ||
| BP | Sell | BP PLCadr | $1,772,000 | +6.6% | 33,592 | -2.9% | 0.02% | +4.8% |
| NPM | Sell | NUVEEN PREM INCOME MUN FD 2 | $1,772,000 | -3.7% | 128,052 | -6.9% | 0.02% | -4.3% |
| JFR | Sell | NUVEEN FLOATING RATE INCOME | $1,728,000 | +0.4% | 142,793 | -0.8% | 0.02% | 0.0% |
| BOND | Sell | PIMCO ETF TR TOTL RETN ETF | $1,678,000 | -10.9% | 15,386 | -12.8% | 0.02% | -12.5% |
| CBST | CUBIST PHARMACEUTICALS INC | $1,676,000 | -4.6% | 24,000 | 0.0% | 0.02% | -4.5% | |
| CVX | Buy | CHEVRON CORP | $1,688,000 | +10.0% | 12,933 | +0.3% | 0.02% | +10.5% |
| PEP | PEPSICO INC | $1,649,000 | +7.0% | 18,454 | 0.0% | 0.02% | +10.5% | |
| KKR | Sell | KKR & CO LP | $1,656,000 | -65.0% | 68,072 | -67.2% | 0.02% | -64.4% |
| MUX | Sell | MCEWEN MNG INC | $1,612,000 | -15.9% | 559,974 | -30.7% | 0.02% | -16.7% |
| PHD | Sell | PIONEER FLOATING RATE TR | $1,568,000 | -2.7% | 125,754 | -1.4% | 0.02% | 0.0% |
| BAH | Buy | BOOZ ALLEN HAMILTON HLDG CORcl a | $1,570,000 | -2.5% | 73,940 | +1.0% | 0.02% | 0.0% |
| FNF | FIDELITY NATL FINANCIAL INC | $1,606,000 | +4.2% | 49,026 | 0.0% | 0.02% | +5.3% | |
| MO | Buy | ALTRIA GROUP INC | $1,595,000 | +12.6% | 38,021 | +0.5% | 0.02% | +11.1% |
| DPS | Buy | DR PEPPER SNAPPLE GROUP INC | $1,544,000 | +17.0% | 26,361 | +8.8% | 0.02% | +11.8% |
| ATNY | Buy | API TECHNOLOGIES CORP | $1,520,000 | +652.5% | 554,833 | +703.7% | 0.02% | +533.3% |
| MON | MONSANTO CO NEW | $1,520,000 | +9.6% | 12,189 | 0.0% | 0.02% | +11.8% | |
| PNF | Sell | PIMCO NY MUNICIPAL INCOME FD | $1,507,000 | -1.3% | 128,846 | -6.7% | 0.02% | 0.0% |
| HRS | Sell | HARRIS CORP DEL | $1,540,000 | +0.1% | 20,333 | -3.3% | 0.02% | 0.0% |
| NAN | Sell | NUVEEN NY DIVID ADVNTG MUN F | $1,495,000 | 0.0% | 108,896 | -3.1% | 0.02% | 0.0% |
| KRFT | Buy | KRAFT FOODS GROUP INC | $1,411,000 | +7.6% | 23,543 | +0.8% | 0.02% | +12.5% |
| CMS | Sell | CMS ENERGY CORP | $1,437,000 | +5.2% | 46,146 | -1.1% | 0.02% | +5.9% |
| TRF | Buy | TEMPLETON RUS AND EAST EUR F | $1,427,000 | +395.5% | 93,524 | +327.1% | 0.02% | +350.0% |
| VZ | Buy | VERIZON COMMUNICATIONS | $1,443,000 | +15.6% | 29,500 | +12.4% | 0.02% | +12.5% |
| RCL | Sell | ROYAL CARIBBEAN CRUISES LTD | $1,458,000 | +1.0% | 26,215 | -0.9% | 0.02% | 0.0% |
| MZF | Sell | MANAGED DURATION INVT GRD FUND | $1,472,000 | -7.9% | 106,597 | -14.0% | 0.02% | -10.0% |
| SHPG | SHIRE PHARMACEUTICALS GR PLCadr | $1,413,000 | +58.6% | 6,000 | 0.0% | 0.02% | +63.6% | |
| BK | New | BANK OF NEW YORK MELLON CORP | $1,440,000 | – | 38,417 | +100.0% | 0.02% | – |
| ABT | Sell | ABBOTT LABS | $1,403,000 | +4.4% | 34,303 | -1.7% | 0.02% | +5.9% |
| EFT | Buy | EATON VANCE FLTING RATE INC | $1,479,000 | -3.8% | 97,988 | +0.1% | 0.02% | -5.3% |
| HMH | Sell | HELIOS MULTI SECTOR HIGN INCOME FUN | $1,463,000 | -2.6% | 208,095 | -5.8% | 0.02% | -5.3% |
| QCOM | Sell | QUALCOMM INC | $1,383,000 | -0.4% | 17,463 | -0.8% | 0.02% | 0.0% |
| SNY | SANOFIadr | $1,382,000 | +1.7% | 26,000 | 0.0% | 0.02% | 0.0% | |
| PTR | Buy | PETROCHINA CO LTDadr | $1,380,000 | +16.8% | 10,990 | +0.9% | 0.02% | +13.3% |
| FCX | Buy | FREEPORT MCMORAN INCcl b | $1,375,000 | +16.2% | 37,670 | +5.3% | 0.02% | +13.3% |
| EMR | Buy | EMERSON ELEC CO | $1,369,000 | -0.4% | 20,626 | +0.2% | 0.02% | 0.0% |
| CPRT | COPART INC | $1,397,000 | -1.2% | 38,860 | 0.0% | 0.02% | -5.6% | |
| ALKS | ALKERMES PLC | $1,258,000 | +14.2% | 25,000 | 0.0% | 0.02% | +14.3% | |
| GSK | Buy | GLAXOSMITHKLINE PLCadr | $1,283,000 | +0.9% | 23,992 | +0.8% | 0.02% | 0.0% |
| MFIN | Buy | MEDALLION FINL CORP | $1,240,000 | -5.6% | 99,528 | +0.1% | 0.02% | 0.0% |
| NPI | Sell | NUVEEN PREM INCOME MUN FD | $1,285,000 | +3.0% | 94,520 | -0.7% | 0.02% | 0.0% |
| VTN | Sell | INVESCO VAN KAMPEN TRUST INVESTME | $1,248,000 | -4.7% | 88,064 | -2.5% | 0.02% | 0.0% |
| VHI | Sell | VALHI INC NEW | $1,278,000 | -39.4% | 199,085 | -16.7% | 0.02% | -38.5% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS Llp | $1,203,000 | +12.1% | 15,370 | -0.6% | 0.02% | +15.4% |
| PRISB | Buy | PROMOTORA DE INFORMACIONES Sadr cl b | $1,184,000 | -25.5% | 464,393 | +2.3% | 0.02% | -25.0% |
| FLO | Buy | FLOWERS FOODS INC | $1,179,000 | -0.8% | 55,951 | +1.0% | 0.02% | 0.0% |
| SON | Buy | SONOCO PRODUCTS | $1,206,000 | +9.5% | 27,450 | +2.2% | 0.02% | +7.1% |
| OIA | Sell | INVESCO MUNICIPAL INCOME OPPORTUNIT | $1,188,000 | -28.2% | 170,700 | -31.9% | 0.02% | -28.6% |
| OPK | Buy | OPKO HEALTH INC | $1,114,000 | -3.0% | 125,930 | +2.2% | 0.01% | 0.0% |
| New | SIMON PPTY GROUP INC NEWput | $1,114,000 | – | 6,700 | +100.0% | 0.01% | – | |
| ESGR | ENSTAR GROUP LIMITED SHS | $1,093,000 | +10.6% | 7,249 | 0.0% | 0.01% | +16.7% | |
| CSCO | Buy | CISCO SYSTEMS INC | $1,103,000 | +18.5% | 44,400 | +6.9% | 0.01% | +16.7% |
| Buy | CHESAPEAKE ENERGY CORP 2.500% 05/15/37note | $1,126,000 | +10.3% | 1,051,000 | +4.8% | 0.01% | +7.7% | |
| HIH | Sell | HELIOS HIGH INCOME FUND | $1,110,000 | +3.1% | 121,057 | -3.0% | 0.01% | +7.7% |
| CAT | Buy | CATERPILLAR INC | $1,142,000 | +11.5% | 10,509 | +1.9% | 0.01% | +7.7% |
| HON | HONEYWELL INTL INC | $1,114,000 | +0.2% | 11,990 | 0.0% | 0.01% | 0.0% | |
| AWF | ALLIANCE WORLD DLR GVT FD II | $1,102,000 | -2.7% | 76,673 | 0.0% | 0.01% | 0.0% | |
| KLAC | Buy | KLA-TENCOR CORP | $1,130,000 | +8.2% | 15,550 | +3.0% | 0.01% | +7.7% |
| AMRI | ALBANY MOLECULAR RESH INC | $1,127,000 | +8.3% | 56,000 | 0.0% | 0.01% | +7.7% | |
| LEG | LEGGETT & PLATT INC | $1,159,000 | +5.1% | 33,800 | 0.0% | 0.01% | 0.0% | |
| DDC | Sell | DOMINION DIAMOND CORP | $1,042,000 | +2.0% | 72,113 | -5.3% | 0.01% | 0.0% |
| MANT | Sell | MANTECH INTL CORPcl a | $1,004,000 | -5.2% | 34,000 | -5.6% | 0.01% | 0.0% |
| ADM | Sell | ARCHER DANIELS MIDLAND CO | $1,073,000 | +1.4% | 24,332 | -0.3% | 0.01% | 0.0% |
| BA | Buy | BOEING CO | $1,002,000 | +2.2% | 7,875 | +0.8% | 0.01% | +8.3% |
| NZF | Sell | NUVEEN DIV ADV MUNI FD 3ben int | $1,072,000 | +2.0% | 78,349 | -2.3% | 0.01% | 0.0% |
| NAVISTAR INTL CONV 3.000% 10/15/14note | $1,010,000 | -0.6% | 1,000,000 | 0.0% | 0.01% | 0.0% | ||
| CLGX | Sell | CORELOGIC INC | $1,033,000 | -1.6% | 34,015 | -2.7% | 0.01% | 0.0% |
| SLB | Buy | SCHLUMBERGER | $1,034,000 | +23.2% | 8,769 | +1.9% | 0.01% | +30.0% |
| ROK | Sell | ROCKWELL INTL CORP NEW | $1,015,000 | -3.7% | 8,113 | -4.1% | 0.01% | 0.0% |
| TIME | New | TIME INC NEW | $1,048,000 | – | 43,271 | +100.0% | 0.01% | – |
| DLX | Sell | DELUXE CORP | $1,069,000 | +8.1% | 18,250 | -3.2% | 0.01% | +8.3% |
| RDSA | ROYAL DUTCH SHELL PLCadr | $1,038,000 | +12.8% | 12,596 | 0.0% | 0.01% | +8.3% | |
| AFFX | AFFYMETRIX INC | $927,000 | +24.9% | 104,000 | 0.0% | 0.01% | +33.3% | |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP F | $986,000 | -4.5% | 67,159 | -9.2% | 0.01% | -7.7% |
| NPF | Sell | NUVEEN PREMIER MUN INCOME FD | $948,000 | -5.7% | 69,583 | -9.0% | 0.01% | -7.7% |
| NDAQ | Sell | NASDAQ OMX GROUP INC | $949,000 | -10.6% | 24,582 | -14.4% | 0.01% | -7.7% |
| RQI | Sell | COHEN & STEERS QUALITY RLTY | $976,000 | -5.8% | 86,699 | -11.8% | 0.01% | -7.7% |
| AZN | Sell | ASTRAZENECA PLCadr | $966,000 | +13.6% | 13,000 | -0.8% | 0.01% | +9.1% |
| LXPPRC | Sell | LEXINGTON REALTY TRUST PFD CONVser c | $930,000 | +3.0% | 19,085 | -2.1% | 0.01% | +9.1% |
| SEE | Sell | SEALED AIR CORP NEW | $925,000 | +1.0% | 27,075 | -2.9% | 0.01% | +9.1% |
| BG | BUNGE LIMITED | $960,000 | -4.9% | 12,690 | 0.0% | 0.01% | -7.7% | |
| PG | Sell | PROCTER & GAMBLE COMPANY | $972,000 | -3.3% | 12,363 | -0.8% | 0.01% | -7.7% |
| NEU | Buy | NEWMARKET CORP | $952,000 | +1.3% | 2,427 | +0.9% | 0.01% | 0.0% |
| VXF | Sell | VANGUARD INDEX FDS EXTEND MKT ETF | $985,000 | -21.0% | 11,230 | -23.4% | 0.01% | -25.0% |
| ASPS | Buy | ALTISOURCE PORTFOLIO SOLNS S | $847,000 | +3.2% | 7,389 | +9.5% | 0.01% | +10.0% |
| IIJIY | Buy | INTERNET INITIATIVE JAPAN INadr | $856,000 | +7.9% | 70,070 | +4.1% | 0.01% | +10.0% |
| NEA | Sell | NUVEEN AMT-FREE MUN FD | $848,000 | +2.5% | 62,892 | -1.6% | 0.01% | +10.0% |
| FOXA | Sell | TWENTY FIRST CENTY FOX INCcl a | $856,000 | +4.6% | 24,345 | -4.9% | 0.01% | +10.0% |
| NKE | Buy | NIKE INCcl b | $841,000 | +5.1% | 10,840 | +0.0% | 0.01% | +10.0% |
| TEI | Sell | TEMPLETON EMERG MKTS INCOME | $913,000 | -4.2% | 66,238 | -2.5% | 0.01% | -8.3% |
| VOD | Buy | VODAFONE GROUP PLC NEWadr | $894,000 | +13.3% | 26,779 | +25.0% | 0.01% | +10.0% |
| GLPI | Buy | GAMING & LEISURE PPTYS INC | $843,000 | +2.1% | 24,816 | +9.5% | 0.01% | +10.0% |
| AL | Sell | AIR LEASE CORPcl a | $855,000 | -94.9% | 22,168 | -95.0% | 0.01% | -94.7% |
| VAC | Sell | MARRIOTT VACATIONS WRLDWDE C | $865,000 | +0.9% | 14,753 | -3.8% | 0.01% | 0.0% |
| AKRXQ | Sell | AKORN INC | $880,000 | +13.7% | 26,464 | -24.8% | 0.01% | +10.0% |
| HK | New | HALCON RES CORP | $822,000 | – | 112,793 | +100.0% | 0.01% | – |
| ARG | Sell | AIRGAS INC | $790,000 | +1.5% | 7,255 | -0.6% | 0.01% | 0.0% |
| AMZN | Buy | AMAZON COM INC | $781,000 | +4.6% | 2,405 | +8.3% | 0.01% | +11.1% |
| AEO | Buy | AMERICAN EAGLE OUTFITTERS IN | $760,000 | +1.9% | 67,703 | +11.0% | 0.01% | +11.1% |
| AFG | Sell | AMERICAN FINL GROUP INC OHIO | $788,000 | -0.5% | 13,236 | -3.5% | 0.01% | 0.0% |
| AMKR | Sell | AMKOR TECHNOLOGY INC | $792,000 | -4.9% | 70,810 | -41.7% | 0.01% | 0.0% |
| AXE | Buy | ANIXTER INTL INC | $791,000 | +1.0% | 7,904 | +2.5% | 0.01% | 0.0% |
| APOL | Buy | APOLLO EDUCATION GROUP INCcl a | $830,000 | +3.0% | 26,547 | +12.7% | 0.01% | 0.0% |
| WRB | Sell | BERKLEY W R CORP | $793,000 | 0.0% | 17,120 | -10.2% | 0.01% | 0.0% |
| BSE | Sell | BLACKROCK NY MUN INC QUALITY TRUS | $816,000 | -43.5% | 61,757 | -45.1% | 0.01% | -44.4% |
| BWP | Sell | BOARDWALK PIPELINE PARTNERS UT LTDunit | $761,000 | -56.6% | 41,110 | -68.5% | 0.01% | -54.5% |
| SAM | Buy | BOSTON BEER INCcl a | $791,000 | +1.8% | 3,541 | +11.6% | 0.01% | 0.0% |
| BXP | Sell | BOSTON PPTYS INC | $833,000 | -0.2% | 7,048 | -3.3% | 0.01% | 0.0% |
| BRCM | Sell | BROADCOM CORP | $772,000 | -0.6% | 20,798 | -15.8% | 0.01% | 0.0% |
| BRO | Buy | BROWN & BROWN INC | $789,000 | +1.0% | 25,686 | +1.2% | 0.01% | 0.0% |
| BFB | Sell | BROWN FORMAN CORPcl b | $784,000 | -2.0% | 8,321 | -6.8% | 0.01% | 0.0% |
| BRKR | Sell | BRUKER CORP | $801,000 | +3.5% | 32,993 | -2.9% | 0.01% | 0.0% |
| BKE | Buy | BUCKLE INC | $766,000 | +1.7% | 17,258 | +4.9% | 0.01% | +11.1% |
| CAB | Buy | CABELAS INC | $824,000 | +9.9% | 13,204 | +15.4% | 0.01% | +11.1% |
| CERN | Buy | CERNER CORP | $786,000 | +2.9% | 15,237 | +12.2% | 0.01% | 0.0% |
| CHK | Sell | CHESAPEAKE ENERGY CORP | $783,000 | -3.9% | 25,184 | -20.8% | 0.01% | 0.0% |
| CHH | Sell | CHOICE HOTELS INTL INC | $790,000 | +2.1% | 16,767 | -0.4% | 0.01% | 0.0% |
| CTAS | Sell | CINTAS CORP | $792,000 | +0.6% | 12,461 | -5.6% | 0.01% | 0.0% |
| COLM | Sell | COLUMBIA SPORTSWEAR CO | $775,000 | -2.0% | 9,376 | -2.0% | 0.01% | 0.0% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $806,000 | +3.7% | 15,019 | -3.3% | 0.01% | 0.0% |
| CVA | Sell | COVANTA HLDG CORP | $806,000 | -5.7% | 39,113 | -17.5% | 0.01% | -9.1% |
| CACC | Buy | CREDIT ACCEP CORP MICH | $780,000 | -1.8% | 6,340 | +13.6% | 0.01% | 0.0% |
| DHI | Sell | D R HORTON INC | $820,000 | +3.3% | 33,344 | -9.1% | 0.01% | 0.0% |
| DSW | Buy | DSW INCcl a | $808,000 | +2.8% | 28,906 | +31.8% | 0.01% | 0.0% |
| DKS | Buy | DICKS SPORTING GOODSINC | $819,000 | +6.5% | 17,583 | +24.9% | 0.01% | 0.0% |
| DDS | Sell | DILLARDS INCcl a | $786,000 | -3.6% | 6,740 | -23.5% | 0.01% | 0.0% |
| EQR | Sell | EQUITY RESIDENTIALben int | $801,000 | +0.8% | 12,719 | -7.3% | 0.01% | 0.0% |
| ERIE | New | ERIE INDTY COcl a | $785,000 | – | 10,433 | +100.0% | 0.01% | – |
| EXH | New | EXTERRAN HLDGS INC | $784,000 | – | 17,422 | +100.0% | 0.01% | – |
| FDO | Sell | FAMILY DLR STORES INC | $805,000 | -22.3% | 12,169 | -31.9% | 0.01% | -23.1% |
| FDX | Sell | FEDEX CORP | $800,000 | +4.3% | 5,284 | -8.7% | 0.01% | 0.0% |
| FCNCA | Sell | FIRST CTZNS BANCSHARES INC Ncl a | $766,000 | -3.2% | 3,128 | -4.8% | 0.01% | 0.0% |
| FOSL | Buy | FOSSIL GROUP INC | $782,000 | +0.3% | 7,484 | +11.9% | 0.01% | 0.0% |
| BEN | Sell | FRANKLIN RESOURCES INC | $784,000 | -3.4% | 13,554 | -9.5% | 0.01% | 0.0% |
| GPS | Sell | GAP INC | $783,000 | +2.6% | 18,825 | -1.1% | 0.01% | 0.0% |
| GWW | Sell | GRAINGER W W INC | $773,000 | -1.7% | 3,040 | -2.3% | 0.01% | 0.0% |
| HALO | Buy | HALOZYME THERAPEUTICS INC | $762,000 | -4.3% | 77,159 | +23.2% | 0.01% | 0.0% |
| HRG | Sell | HARBINGER GROUP INC | $763,000 | -1.2% | 60,053 | -4.9% | 0.01% | 0.0% |
| HTLD | Buy | HEARTLAND EXPRESS INC | $776,000 | -2.3% | 36,385 | +3.9% | 0.01% | 0.0% |
| HES | Sell | HESS CORP | $791,000 | -0.1% | 8,003 | -16.3% | 0.01% | 0.0% |
| HTH | Buy | HILLTOP HOLDINGS INC | $795,000 | +0.5% | 37,397 | +12.4% | 0.01% | 0.0% |
| HOLX | Sell | HOLOGIC INC | $785,000 | -0.1% | 30,951 | -15.3% | 0.01% | 0.0% |
| HST | Sell | HOST MARRIOTT CORP NEW | $776,000 | -2.1% | 35,258 | -10.0% | 0.01% | 0.0% |
| HUN | Sell | HUNTSMAN CORP | $800,000 | -1.7% | 28,482 | -14.6% | 0.01% | 0.0% |
| H | Sell | HYATT HOTELS CORPcl a | $791,000 | +1.9% | 12,977 | -10.0% | 0.01% | 0.0% |
| ITW | Sell | ILLINOIS TOOL WORKS INC | $777,000 | -2.0% | 8,870 | -9.0% | 0.01% | 0.0% |
| ISCA | Buy | INTERNATIONAL SPEEDWAY CORPcl a | $809,000 | +1.5% | 24,321 | +3.7% | 0.01% | 0.0% |
| INTU | Sell | INTUIT INC | $796,000 | +3.4% | 9,883 | -0.3% | 0.01% | 0.0% |
| LANC | Buy | LANCASTER COLONY CORP | $835,000 | -0.6% | 8,772 | +3.8% | 0.01% | -9.1% |
| EL | Sell | LAUDER ESTEE COS INCcl a | $782,000 | +0.8% | 10,526 | -9.3% | 0.01% | 0.0% |
| MNKD | Sell | MANNKIND CORP | $809,000 | +49.5% | 73,850 | -45.1% | 0.01% | +42.9% |
| MTZ | Buy | MASTEC INC | $785,000 | 0.0% | 25,483 | +41.1% | 0.01% | 0.0% |
| MENT | Buy | MENTOR GRAPHICS CORP | $781,000 | +2.9% | 36,209 | +5.0% | 0.01% | +11.1% |
| MCY | Sell | MERCURY GENL CORP NEW | $812,000 | +0.5% | 17,254 | -3.7% | 0.01% | 0.0% |
| MSFT | Sell | MICROSOFT | $771,000 | +1.0% | 18,480 | -0.7% | 0.01% | 0.0% |
| MHK | Buy | MOHAWK INDUSTRIES INC | $816,000 | +5.3% | 5,897 | +3.4% | 0.01% | 0.0% |
| MNST | Sell | MONSTER BEVERAGE CORP | $763,000 | -4.5% | 10,744 | -6.6% | 0.01% | 0.0% |
| MORN | Buy | MORNINGSTAR INC | $783,000 | +1.2% | 10,905 | +11.3% | 0.01% | 0.0% |
| NATI | Sell | NATIONAL INSTRS CORP | $804,000 | +7.1% | 24,811 | -5.2% | 0.01% | +11.1% |
| NAV | Sell | NAVISTAR INTL CORP NEW | $785,000 | -1.3% | 20,957 | -10.7% | 0.01% | 0.0% |
| NWSA | Buy | NEWS CORP NEWcl a | $821,000 | +5.5% | 45,769 | +1.3% | 0.01% | 0.0% |
| JWN | Sell | NORDSTROM INC | $790,000 | +0.3% | 11,635 | -7.8% | 0.01% | 0.0% |
| NRK | Sell | NUVEEN INS NY TX FR ADV MUN | $791,000 | +0.4% | 60,323 | -2.2% | 0.01% | 0.0% |
| OCN | Buy | OCWEN FINL CORP | $809,000 | -3.5% | 21,797 | +1.9% | 0.01% | 0.0% |
| PZZA | Buy | PAPA JOHNS INTL INC | $787,000 | +2.3% | 18,566 | +25.9% | 0.01% | 0.0% |
| PAYX | Buy | PAYCHEX INC | $787,000 | +0.3% | 18,940 | +2.8% | 0.01% | 0.0% |
| PEGA | Sell | PEGASYSTEMS INC | $797,000 | +5.6% | 37,728 | -11.8% | 0.01% | +11.1% |
| PCYC | Buy | PHARMACYCLICS INC | $788,000 | +14.5% | 8,783 | +28.0% | 0.01% | +11.1% |
| PSMT | Buy | PRICESMART INC | $784,000 | +8.9% | 9,005 | +26.3% | 0.01% | +11.1% |
| RES | Sell | RPC INC | $790,000 | -2.5% | 33,634 | -15.2% | 0.01% | 0.0% |
| RL | Buy | RALPH LAUREN CORPcl a | $811,000 | +3.3% | 5,044 | +3.4% | 0.01% | 0.0% |
| RJF | Buy | RAYMOND JAMES FINANCIAL INC | $786,000 | -2.7% | 15,493 | +7.3% | 0.01% | 0.0% |
| RTN | Sell | RAYTHEON CO NEW | $798,000 | -9.7% | 8,650 | -3.3% | 0.01% | -9.1% |
| RP | Sell | REALPAGE INC | $803,000 | +4.3% | 35,732 | -15.8% | 0.01% | 0.0% |
| ROL | Buy | ROLLINS INC | $784,000 | -0.1% | 26,148 | +0.7% | 0.01% | 0.0% |
| SSNC | Sell | SS&C TECHNOLOGIES HLDGS INC | $781,000 | +3.9% | 17,667 | -6.0% | 0.01% | +11.1% |
| CRM | Sell | SALESFORCE COM INC | $788,000 | -0.5% | 13,569 | -2.2% | 0.01% | 0.0% |
| SCHW | Buy | SCHWAB CHARLES CORP NEW | $777,000 | +3.5% | 28,860 | +5.1% | 0.01% | +11.1% |
| SMG | Buy | SCOTTS MIRACLE GRO COcl a | $783,000 | -0.1% | 13,763 | +7.5% | 0.01% | 0.0% |
| SLGN | Sell | SILGAN HOLDINGS INC | $800,000 | +1.1% | 15,740 | -1.4% | 0.01% | 0.0% |
| SPG | Sell | SIMON PPTY GROUP INC NEW | $833,000 | -1.5% | 5,008 | -2.9% | 0.01% | -9.1% |
| SBUX | Sell | STARBUCKS CORP | $798,000 | +5.0% | 10,319 | -0.3% | 0.01% | 0.0% |
| SYNT | Buy | SYNTEL INC | $806,000 | +2.8% | 9,379 | +7.6% | 0.01% | 0.0% |
| TLM | Sell | TALISMAN ENERGY INC | $773,000 | -1.2% | 72,946 | -6.9% | 0.01% | 0.0% |
| TCO | Sell | TAUBMAN CTRS INC | $797,000 | -0.4% | 10,509 | -7.0% | 0.01% | 0.0% |
| TTEC | Sell | TELETECH HOLDINGS INC | $819,000 | +2.5% | 28,239 | -13.3% | 0.01% | 0.0% |
| TSLA | Sell | TESLA MTRS INC | $797,000 | +7.7% | 3,321 | -6.5% | 0.01% | +11.1% |
| TEVA | Sell | TEVA PHARMACEUTICAL INDS LTDadr | $827,000 | -5.5% | 15,782 | -4.7% | 0.01% | -9.1% |
| TKR | Sell | TIMKEN CO | $791,000 | +3.1% | 11,664 | -10.6% | 0.01% | 0.0% |
| TR | Buy | TOOTSIE ROLL INDS INC | $824,000 | +1.2% | 27,982 | +2.9% | 0.01% | 0.0% |
| UAA | Buy | UNDER ARMOUR INCcl a | $801,000 | +6.4% | 13,460 | +2.4% | 0.01% | +11.1% |
| URBN | Buy | URBAN OUTFITTERS INC | $784,000 | +0.5% | 23,163 | +8.3% | 0.01% | 0.0% |
| WTI | Buy | W & T OFFSHORE INC | $784,000 | -3.3% | 47,880 | +2.1% | 0.01% | 0.0% |
| WPG | New | WASHINGTON PRIME GROUP INC | $770,000 | – | 41,078 | +100.0% | 0.01% | – |
| WERN | Sell | WERNER ENTERPRISES INC | $794,000 | +0.1% | 29,953 | -3.7% | 0.01% | 0.0% |
| WLK | Sell | WESTLAKE CHEM CORP | $779,000 | +0.4% | 9,306 | -20.7% | 0.01% | 0.0% |
| XPO | Sell | XPO LOGISTICS INC | $825,000 | -3.8% | 28,840 | -1.1% | 0.01% | -9.1% |
| MRVL | Buy | MARVELL TECHNOLOGY GROUP ORD | $766,000 | -1.0% | 53,484 | +8.8% | 0.01% | 0.0% |
| GRMN | Sell | GARMIN LTD | $798,000 | +1.7% | 13,101 | -7.7% | 0.01% | 0.0% |
| RIG | Sell | TRANSOCEAN LTD ZUG NAMEN AKT | $772,000 | -7.0% | 17,135 | -14.7% | 0.01% | 0.0% |
| LYB | Sell | LYONDELLBASELL INDUSTRIES Ncl a | $763,000 | -1.5% | 7,818 | -10.3% | 0.01% | 0.0% |
| NBH | Buy | NEUBERGER BERMAN INTER MUNI | $758,000 | +6.6% | 49,245 | +0.4% | 0.01% | 0.0% |
| SEB | Buy | SEABOARD CORP DEL | $694,000 | +103.5% | 230 | +76.9% | 0.01% | +125.0% |
| TFX | TELEFLEX INC | $705,000 | -1.5% | 6,679 | 0.0% | 0.01% | 0.0% | |
| HIO | Sell | WESTERN ASSET HIGH INCM OPP | $749,000 | -15.6% | 122,796 | -16.3% | 0.01% | -18.2% |
| RAX | Sell | RACKSPACE HOSTING INC | $714,000 | -8.8% | 21,208 | -11.1% | 0.01% | -10.0% |
| WNR | Sell | WESTERN REFNG INC | $708,000 | -6.6% | 18,856 | -3.9% | 0.01% | 0.0% |
| NUAN | Sell | NUANCE COMMUNICATIONS INC | $758,000 | -5.2% | 40,367 | -13.3% | 0.01% | -10.0% |
| NXZ | Sell | NUVEEN DIV ADVANTAGE MUN FD | $705,000 | +1.4% | 50,725 | -1.4% | 0.01% | 0.0% |
| SPSB | SPDR SERIES TRUST BARC CAPTL ETF | $739,000 | +0.1% | 24,000 | 0.0% | 0.01% | 0.0% | |
| MINT | Sell | PIMCO ETF TR ENHAN SHRT MAT | $704,000 | -0.4% | 6,941 | -0.6% | 0.01% | 0.0% |
| RAI | Sell | REYNOLDS AMERN INC | $725,000 | +11.2% | 12,014 | -1.6% | 0.01% | +12.5% |
| BAX | Buy | BAXTER INTL INC | $703,000 | +123.9% | 9,722 | +127.6% | 0.01% | +125.0% |
| NIO | Sell | NUVEEN MUN OPPORTUNITY | $757,000 | +1.2% | 53,628 | -1.4% | 0.01% | 0.0% |
| MCD | MCDONALDS CORP | $706,000 | +2.8% | 7,013 | 0.0% | 0.01% | 0.0% | |
| FHY | Sell | FIRST TRUST STRATEGIC HIGH INCOME | $681,000 | -6.7% | 41,669 | -9.1% | 0.01% | 0.0% |
| FCT | FIRST TR/FOUR CRNRS SR FLOAT | $747,000 | -1.2% | 52,300 | 0.0% | 0.01% | 0.0% | |
| NQU | Sell | NUVEEN QUALITY INCOME MUN FD | $733,000 | -5.2% | 53,421 | -8.2% | 0.01% | -10.0% |
| PCN | Sell | PIMCO CORPORATE INCOME FD | $701,000 | -1.5% | 41,330 | -3.6% | 0.01% | 0.0% |
| PMO | Sell | PUTNAM MUN OPPORTUNITIES TRben int | $679,000 | -18.0% | 57,782 | -20.7% | 0.01% | -20.0% |
| NMA | Sell | NUVEEN MUN ADVANTAGE FD INC | $626,000 | -3.4% | 46,576 | -6.8% | 0.01% | 0.0% |
| XAA | Sell | AMERICAN MUN INCOME PORTFOLI | $631,000 | -10.1% | 43,438 | -12.2% | 0.01% | -11.1% |
| PTY | Sell | PIMCO CORPORATE OPP FD | $651,000 | +3.0% | 34,524 | -1.3% | 0.01% | 0.0% |
| WTM | Sell | WHITE MOUNTAINS INSURANCE GROUP LTD | $660,000 | -45.6% | 1,084 | -46.4% | 0.01% | -46.7% |
| PGR | Sell | PROGRESSIVE CORP OF OHIO | $632,000 | -26.7% | 24,928 | -30.0% | 0.01% | -27.3% |
| MHFI | Sell | MCGRAW HILL COMPANIES INC | $667,000 | +5.4% | 8,031 | -3.2% | 0.01% | 0.0% |
| MYN | Sell | BLACKROCK MUNIYIELD N Y QUALITY FUN | $621,000 | -10.0% | 47,084 | -11.4% | 0.01% | -11.1% |
| BGCP | Buy | BGC PARTNERS INCcl a | $590,000 | +20.7% | 79,310 | +6.0% | 0.01% | +16.7% |
| ISIS | ISIS PHARMACEUTICALS INC | $586,000 | -20.3% | 17,000 | 0.0% | 0.01% | -22.2% | |
| ADI | Buy | ANALOG DEVICES INC | $587,000 | +6.1% | 10,855 | +4.3% | 0.01% | 0.0% |
| PRISY | Buy | PROMOTORA DE INFORMACIONESadr cl a | $571,000 | +36.9% | 303,891 | +64.9% | 0.01% | +40.0% |
| MQT | Sell | BLACKROCK MUNIYIELD QUALITY | $554,000 | -16.4% | 43,346 | -18.3% | 0.01% | -12.5% |
| POT | POTASH CORP SASK INC | $594,000 | +4.8% | 15,650 | 0.0% | 0.01% | 0.0% | |
| ORCL | Sell | ORACLE CORP | $558,000 | -9.4% | 13,761 | -8.5% | 0.01% | -12.5% |
| WPC | Buy | W P CAREY INC | $583,000 | +70.5% | 9,050 | +58.8% | 0.01% | +75.0% |
| EVY | Buy | EATON VANCE NY MUNI INCOME Tben int | $576,000 | +7.7% | 40,000 | +2.7% | 0.01% | 0.0% |
| F102PS | Buy | BABCOCK & WILCOX CO | $448,000 | -1.3% | 13,798 | +0.9% | 0.01% | 0.0% |
| CINF | CINCINNATI FINL CORP | $445,000 | -1.1% | 9,253 | 0.0% | 0.01% | 0.0% | |
| CUB | Buy | CUBIC CORP | $450,000 | -12.1% | 10,119 | +1.0% | 0.01% | 0.0% |
| PWE | Buy | PENN WEST PETROLEUM LTD | $473,000 | +16.8% | 48,413 | +0.0% | 0.01% | +20.0% |
| IQI | Buy | INVESCO QUALITY MUNI INC TRS | $519,000 | +4.2% | 42,244 | +0.1% | 0.01% | 0.0% |
| JQC | Sell | NUVEEN CREDIT STRATEGIES INCOME FUN | $478,000 | -59.5% | 51,111 | -58.8% | 0.01% | -60.0% |
| VMO | INVESCO VAN KAMPEN MUNI OPP | $480,000 | +3.2% | 38,106 | 0.0% | 0.01% | 0.0% | |
| IFF | INTL FLAVORS & FRAGRANCES | $485,000 | +9.0% | 4,650 | 0.0% | 0.01% | 0.0% | |
| AB | New | ALLIANCEBERNSTEIN HOLDING LPunit | $503,000 | – | 19,422 | +100.0% | 0.01% | – |
| IMO | Sell | IMPERIAL OIL LTD | $453,000 | -61.5% | 8,603 | -66.0% | 0.01% | -60.0% |
| HSA | Sell | HELIOS STRATEGIC INCOME FUND | $473,000 | -52.1% | 68,605 | -1.0% | 0.01% | -50.0% |
| New | NUVEEN INVT QUALITY MUN FD I | $465,000 | – | 31,675 | +100.0% | 0.01% | – | |
| QUANTUM CORP CONV 4.500% 11/15/17conv | $493,000 | -3.3% | 500,000 | 0.0% | 0.01% | 0.0% | ||
| SAN | Buy | BANCO SANTANDER CENT HISPANOadr | $475,000 | +17.0% | 45,624 | +7.8% | 0.01% | +20.0% |
| BBF | Buy | BLACKROCK MUNICIPAL INCOME INVEST | $512,000 | +9.9% | 36,625 | +4.7% | 0.01% | 0.0% |
| FOREST CITY ENT 4.250% 08/15/18note | $504,000 | +1.2% | 446,000 | 0.0% | 0.01% | 0.0% | ||
| SMB | Sell | MARKET VECTORS ETF TR MKTVEC SMUNET | $447,000 | -3.2% | 25,391 | -3.2% | 0.01% | 0.0% |
| EVG | Sell | EATON VANCE SH TM DR DIVR INC | $443,000 | -7.3% | 28,869 | -8.2% | 0.01% | 0.0% |
| ENX | Buy | EATON VANCE NY MUN BD FD | $516,000 | +5.3% | 41,290 | +1.0% | 0.01% | 0.0% |
| VRSK | VERISK ANALYTICS INCcl a | $462,000 | 0.0% | 7,700 | 0.0% | 0.01% | 0.0% | |
| EVN | EATON VANCE MUNI INCOME TRUSben int | $507,000 | +6.7% | 39,772 | 0.0% | 0.01% | 0.0% | |
| VMI | VALMONT INDS INC | $517,000 | +2.2% | 3,400 | 0.0% | 0.01% | 0.0% | |
| DMF | Sell | DREYFUS MUN INCOME INC | $456,000 | +2.5% | 48,907 | -0.8% | 0.01% | 0.0% |
| TROW | PRICE T ROWE GROUP INC | $414,000 | +2.5% | 4,906 | 0.0% | 0.01% | 0.0% | |
| IIM | Sell | INVESCO INSURED MUNICIPAL INCOME TR | $401,000 | +2.0% | 26,765 | -1.8% | 0.01% | 0.0% |
| KMB | Buy | KIMBERLY CLARK CORP | $434,000 | +2.6% | 3,899 | +1.6% | 0.01% | 0.0% |
| CLDX | CELLDEX THERAPEUTICS INC | $430,000 | -7.5% | 26,335 | 0.0% | 0.01% | -16.7% | |
| CTRP | CTRIP COM INTL LTDadr | $371,000 | +27.1% | 5,800 | 0.0% | 0.01% | +25.0% | |
| VECO | Buy | VEECO INSTRS INC DEL | $361,000 | -9.3% | 9,700 | +2.1% | 0.01% | 0.0% |
| RSP | RYDEX ETF TRUST S&P 500 EQ TRD | $367,000 | +5.2% | 4,784 | 0.0% | 0.01% | +25.0% | |
| UPS | UNITED PARCEL SVC INCcl b | $409,000 | +5.4% | 3,988 | 0.0% | 0.01% | 0.0% | |
| DGX | Sell | QUEST DIAGNOSTICS INC | $414,000 | -9.0% | 7,050 | -10.2% | 0.01% | -16.7% |
| GPC | Buy | GENUINE PARTS CO | $434,000 | +1.9% | 4,945 | +0.8% | 0.01% | 0.0% |
| PML | Sell | PIMCO MUN INCOME FD II | $373,000 | +3.0% | 31,248 | -0.1% | 0.01% | 0.0% |
| WEBMD HEALTH CORP 2.250% 03/31/16note | $411,000 | +1.7% | 400,000 | 0.0% | 0.01% | 0.0% | ||
| CRRTQ | Sell | CARBO CERAMICS INC | $430,000 | +9.7% | 2,788 | -1.8% | 0.01% | 0.0% |
| GM | New | GENERAL MTRS CO | $330,000 | – | 9,095 | +100.0% | 0.00% | – |
| MKTX | MARKETAXESS HLDGS INC | $308,000 | -8.9% | 5,700 | 0.0% | 0.00% | 0.0% | |
| MRO | MARATHON OIL CORP | $291,000 | +12.4% | 7,300 | 0.0% | 0.00% | +33.3% | |
| PGNX | PROGENICS PHARMACEUTICALS IN | $290,000 | +5.5% | 67,200 | 0.0% | 0.00% | +33.3% | |
| FIS | FIDELITY NATL INFORMATION SVC | $354,000 | +2.6% | 6,461 | 0.0% | 0.00% | 0.0% | |
| EOG | Sell | EOG RES INC | $314,000 | +14.2% | 2,687 | -4.2% | 0.00% | +33.3% |
| KTF | DWS MUN INCOME TR | $310,000 | +4.4% | 22,760 | 0.0% | 0.00% | 0.0% | |
| CSGP | COSTAR GROUP INC | $316,000 | -15.3% | 2,000 | 0.0% | 0.00% | -20.0% | |
| COP | Buy | CONOCOPHILLIPS | $296,000 | +25.4% | 3,451 | +3.0% | 0.00% | +33.3% |
| TAL | Buy | TAL INTL GROUP INC | $344,000 | +17.4% | 7,744 | +13.3% | 0.00% | 0.0% |
| CVE | CENOVUS ENERGY INC | $288,000 | +11.6% | 8,910 | 0.0% | 0.00% | +33.3% | |
| TREE | TREE COM INC | $287,000 | -5.9% | 9,833 | 0.0% | 0.00% | 0.0% | |
| CPN | Sell | CALPINE CORP | $324,000 | -20.2% | 13,598 | -30.0% | 0.00% | -20.0% |
| CVRR | Buy | CVR REFNG LP COMUNIT REP LTunit | $289,000 | +8.2% | 11,543 | +0.6% | 0.00% | +33.3% |
| BHL | Sell | BLACKROCK DEFINED OPPRTY CR | $304,000 | -1.9% | 21,751 | -3.2% | 0.00% | 0.0% |
| MHN | Buy | BLACKROCK MUNIHOLDINGS N Y QUALIT | $292,000 | +11.5% | 21,190 | +8.1% | 0.00% | +33.3% |
| BIE | Sell | BLACKROCK MUNIC BD INVST TR | $282,000 | -9.6% | 19,374 | -11.8% | 0.00% | 0.0% |
| NVO | NOVO-NORDISK A Sadr | $358,000 | +1.4% | 7,740 | 0.0% | 0.00% | 0.0% | |
| NVG | Sell | NUVEEN DIVID ADVANTAGE | $289,000 | +2.8% | 20,390 | -3.2% | 0.00% | 0.0% |
| JTP | Sell | NUVEEN QUALITY PFD INCOME FD | $281,000 | -3.4% | 33,053 | -8.6% | 0.00% | 0.0% |
| ACAS | Buy | AMERICAN CAPITAL LTD | $344,000 | +34.4% | 22,495 | +38.9% | 0.00% | +33.3% |
| OSIR | OSIRIS THERAPEUTICS INC | $281,000 | +19.1% | 18,000 | 0.0% | 0.00% | +33.3% | |
| ARNA | ARENA PHARMACEUTICALS INC | $264,000 | -7.0% | 45,000 | 0.0% | 0.00% | -25.0% | |
| T | Buy | A T & T INC | $235,000 | +1.3% | 6,653 | +0.7% | 0.00% | 0.0% |
| APC | New | ANADARKO PETE CORP | $219,000 | – | 2,000 | +100.0% | 0.00% | – |
| AYN | Sell | ALLIANCE BERNSTEIN NEW YORK MUN INC | $229,000 | -22.6% | 17,956 | -24.2% | 0.00% | -25.0% |
| NQI | Sell | NUVEEN QUALITY MUN FD INC | $266,000 | -32.1% | 20,325 | -33.9% | 0.00% | -40.0% |
| CEO | Sell | CNOOC LTDadr | $211,000 | -23.0% | 1,179 | -34.6% | 0.00% | 0.0% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD | $245,000 | -1.2% | 19,965 | -1.3% | 0.00% | 0.0% |
| MYF | BLACKROCK MUNIYIELD INVST FD | $204,000 | +3.6% | 13,900 | 0.0% | 0.00% | +50.0% | |
| CXE | Sell | MFS HIGH INCOME MUN TRben int | $259,000 | -46.2% | 54,174 | -46.5% | 0.00% | -50.0% |
| SMMU | PIMCO ETF TR SHTRM MUN BOND | $202,000 | +0.5% | 4,000 | 0.0% | 0.00% | 0.0% | |
| SHY | ISHARES TR 1-3 YR TRS BD | $268,000 | +0.4% | 3,167 | 0.0% | 0.00% | 0.0% | |
| JMT | Sell | NUVEEN MTG OPPTY TERM FD 2 | $272,000 | -6.5% | 11,445 | -8.0% | 0.00% | -25.0% |
| BCF | BLACKROCK REAL ASSET EQUITY | $252,000 | +5.4% | 26,804 | 0.0% | 0.00% | 0.0% | |
| MHI | PIONEER MUN HIGH INCOME TR SHS | $202,000 | +4.7% | 13,000 | 0.0% | 0.00% | +50.0% | |
| CL | COLGATE PALMOLIVE CO | $228,000 | +5.1% | 3,344 | 0.0% | 0.00% | 0.0% | |
| NBO | NEUBERGER BERMAN NY INT MUN | $256,000 | +1.6% | 18,577 | 0.0% | 0.00% | 0.0% | |
| POST | Sell | POST HLDGS INC | $221,000 | -8.7% | 4,337 | -1.0% | 0.00% | 0.0% |
| BIOF | New | BIOFUEL ENERGY CORP | $242,000 | – | 35,200 | +100.0% | 0.00% | – |
| FTF | Sell | FRANKLIN LIMITED DURATION INC TRST | $253,000 | -9.6% | 19,361 | -9.6% | 0.00% | -25.0% |
| HYD | MARKET VECTORS ETF TR HG YLD MUN ET | $244,000 | +2.1% | 8,093 | 0.0% | 0.00% | 0.0% | |
| GRC | GORMAN RUPP CO | $278,000 | +11.6% | 7,847 | 0.0% | 0.00% | 0.0% | |
| NXK | Sell | NUVEEN NY DIV ADVANTG MUN FD | $267,000 | -0.7% | 19,841 | -3.4% | 0.00% | 0.0% |
| NIM | NUVEEN SELECT MAT MUN FDben int | $221,000 | +0.9% | 21,500 | 0.0% | 0.00% | 0.0% | |
| AINV | APPOLO INVT CORPben int | $230,000 | +3.6% | 26,700 | 0.0% | 0.00% | 0.0% | |
| ROX | CASTLE BRANDS INC | $203,000 | -26.2% | 229,000 | 0.0% | 0.00% | 0.0% | |
| ZIVZF | New | CREDIT SUISSE NASSAU BRH INVRS VI | $240,000 | – | 5,160 | +100.0% | 0.00% | – |
| KMT | New | KENNAMETAL INC | $214,000 | – | 4,633 | +100.0% | 0.00% | – |
| PMM | Sell | PUTNAM MANAGED MUN INCOM TR | $123,000 | -48.3% | 17,110 | -49.9% | 0.00% | -33.3% |
| NZH | NUVEEN CA DIV ADV MUNI FD 3ben int | $193,000 | +4.3% | 15,119 | 0.0% | 0.00% | 0.0% | |
| LEO | Sell | DREYFUS STRATEGIC MUNS INC | $154,000 | -15.8% | 18,220 | -19.3% | 0.00% | 0.0% |
| JPS | Sell | NUVEEN QUALITY PFD INCOME FD | $126,000 | -11.3% | 13,933 | -14.7% | 0.00% | 0.0% |
| CCA | Sell | MFS CALIF MUN FD | $180,000 | -0.6% | 16,248 | -5.1% | 0.00% | 0.0% |
| MHY | Sell | WESTERN ASSETT MGD HI INCM F | $162,000 | -3.6% | 28,000 | -4.8% | 0.00% | 0.0% |
| RFI | New | COHEN & STEERS TL RET RLTY | $188,000 | – | 15,145 | +100.0% | 0.00% | – |
| DSM | DREYFUS STRATEGIC MUN BD FD | $158,000 | +6.0% | 19,074 | 0.0% | 0.00% | 0.0% | |
| MDR | Sell | MCDERMOTT INTL INC | $197,000 | +0.5% | 24,322 | -2.7% | 0.00% | 0.0% |
| MUI | BLACKROCK MUNI INTER DR FD I | $150,000 | +2.7% | 10,308 | 0.0% | 0.00% | 0.0% | |
| EIM | EATON VANCE MUN BD FD | $160,000 | +4.6% | 12,840 | 0.0% | 0.00% | 0.0% | |
| HHY | Sell | BROOKFIELD HIGH INCOME FD INC | $124,000 | -4.6% | 11,743 | -8.9% | 0.00% | 0.0% |
| MFM | Sell | MFS MUN INCOME TRben int | $130,000 | -8.5% | 19,711 | -9.6% | 0.00% | 0.0% |
| SEA | New | CLAYMORE EXCHANGE TRD FD TR GUGG | $123,000 | – | 5,353 | +100.0% | 0.00% | – |
| PYN | PIMCO NEW YORK MUN INCM FD 1 | $143,000 | +4.4% | 14,800 | 0.0% | 0.00% | 0.0% | |
| EVM | Sell | EATON VANCE CA MUN BD FD | $188,000 | -50.8% | 16,215 | -53.9% | 0.00% | -60.0% |
| OZM | OCH ZIFF CAP MGMT GROUPcl a | $155,000 | +0.6% | 11,200 | 0.0% | 0.00% | 0.0% | |
| MUS | Buy | BLACKROCK MUNIHLDGS QUALITY FUND IN | $150,000 | +7.1% | 11,366 | +2.8% | 0.00% | 0.0% |
| PZC | PIMCO CALIF MUN INCOME FD II | $126,000 | +5.9% | 11,931 | 0.0% | 0.00% | +100.0% | |
| ONTX | ONCONOVA THERAPEUTICS INC | $98,000 | -14.0% | 18,000 | 0.0% | 0.00% | 0.0% | |
| DNDNQ | DENDREON CORP | $78,000 | -23.5% | 34,000 | 0.0% | 0.00% | 0.0% | |
| MACK | MERRIMACK PHARMACEUTICALS IN | $87,000 | +45.0% | 12,000 | 0.0% | 0.00% | 0.0% | |
| PACB | PACIFIC BIOSCIENCES CALIF IN | $74,000 | +15.6% | 12,000 | 0.0% | 0.00% | 0.0% | |
| VICL | VICAL INC | $103,000 | -5.5% | 84,500 | 0.0% | 0.00% | 0.0% | |
| MEN | BLACKROCK MUNIENHANCED FD IN | $114,000 | +2.7% | 10,198 | 0.0% | 0.00% | 0.0% | |
| PCF | PUTMAN HIGH INCOME SEC FUNDben int | $96,000 | +4.3% | 11,013 | 0.0% | 0.00% | 0.0% | |
| Sell | PEABODY ENERGY CORP 4.750% 12/15/41note | $67,000 | -85.0% | 89,000 | -83.9% | 0.00% | -83.3% | |
| NCQ | Sell | NOVACOPPER INC | $97,000 | -24.8% | 89,011 | -6.5% | 0.00% | -50.0% |
| CMU | Sell | MFS HIGH YIELD MUN TRben int | $78,000 | -69.3% | 18,050 | -68.5% | 0.00% | -66.7% |
| ONTY | ONCOTHYREON INC | $105,000 | +8.2% | 32,333 | 0.0% | 0.00% | 0.0% | |
| SNTA | SYNTA PHARMACEUTICALS CORP | $45,000 | -4.3% | 11,000 | 0.0% | 0.00% | 0.0% | |
| IBKR | Exit | INTERACTIVE BROKERS GROUP INC | $0 | – | -100 | -100.0% | 0.00% | – |
| GCVRZ | SANOFI AVENTIS CONTGNT VAL RTright | $8,000 | +60.0% | 15,940 | 0.0% | 0.00% | – | |
| NVC | Exit | NUVEEN CA SELECT QUALITY MUN | $0 | – | -251,719 | -100.0% | 0.00% | – |
| JHP | Exit | NUVEEN QUALITY PFD INCOME FD 3 | $0 | – | -12,920 | -100.0% | -0.00% | – |
| IDT | Exit | IDT CORPcl b new | $0 | – | -6,512 | -100.0% | -0.00% | – |
| STRP | Exit | STRAIGHT PATH COMMUNICATNS Icl b | $0 | – | -10,016 | -100.0% | -0.00% | – |
| PPT | Exit | PUTNAM PREMIER INCOME TRsh ben int | $0 | – | -17,088 | -100.0% | -0.00% | – |
| JCPNQ | Exit | PENNEY J C INC | $0 | – | -10,724 | -100.0% | -0.00% | – |
| FUR | Exit | WINTHROP RLTY TR SH BEN INT NEWben int | $0 | – | -13,435 | -100.0% | -0.00% | – |
| AVP | Exit | AVON PRODS INC | $0 | – | -12,300 | -100.0% | -0.00% | – |
| DVM | Exit | COHEN & STEERS DIV MJRS FDIN | $0 | – | -11,517 | -100.0% | -0.00% | – |
| NKX | Exit | NUVEEN CALIF AMT-FREE MUN INC FD | $0 | – | -15,067 | -100.0% | -0.00% | – |
| PRB | Exit | MARKET VECTORS ETF TR PRE-RF MUN ETF | $0 | – | -11,394 | -100.0% | -0.00% | – |
| BABS | Exit | SPDR SERIES TRUST BRCLY CP US BD | $0 | – | -7,247 | -100.0% | -0.01% | – |
| NQM | Exit | NUVEEN INVT QUALITY MUN FD I | $0 | – | -31,675 | -100.0% | -0.01% | – |
| FE | Exit | FIRSTENERGY CORP | $0 | – | -21,891 | -100.0% | -0.01% | – |
| FRX | Exit | FOREST LABS INC | $0 | – | -8,432 | -100.0% | -0.01% | – |
| DST | Exit | DST SYS INC | $0 | – | -8,984 | -100.0% | -0.01% | – |
| SPG | Exit | SIMON PPTY GROUP INC NEWput | $0 | – | -6,700 | -100.0% | -0.01% | – |
| Exit | L 3 COMMUNICATIONS CORP CONV 3.000% 08/01/35conv | $0 | – | -950,000 | -100.0% | -0.02% | – | |
| BK | Exit | BANK OF NEW YORK MELLON CORPcall | $0 | – | -38,417 | -100.0% | -0.02% | – |
| PPR | Exit | ING PRIME RATE TRsh ben int | $0 | – | -315,894 | -100.0% | -0.02% | – |
| KMI | Exit | KINDER MORGAN INCput | $0 | – | -70,000 | -100.0% | -0.03% | – |
| Exit | ARCELORMITTAL SA 5.000% 05/15/14note | $0 | – | -2,500,000 | -100.0% | -0.03% | – | |
| TIP | Exit | ISHARES TR US TIPS BD FD | $0 | – | -23,515 | -100.0% | -0.03% | – |
| IWN | Exit | ISHARES TR RUSL 2000 VALU | $0 | – | -126,410 | -100.0% | -0.16% | – |
| VXX | Exit | BARCLAYS BK PLC IPATH S&P | $0 | – | -357,800 | -100.0% | -0.19% | – |
| TTM | Exit | TATA MTRS LTD SPONSORED ADRadr | $0 | – | -541,525 | -100.0% | -0.24% | – |
| UVXY | Exit | PROSHARES TR II ULT VIX SHRT TRMput | $0 | – | -402,300 | -100.0% | -0.30% | – |
| VXX | Exit | BARCLAYS BK PLC IPATH S&Pput | $0 | – | -3,240,800 | -100.0% | -1.71% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-08-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TEXAS PAC LD TR | 23 | Q4 2018 | 38.4% |
| HOWARD HUGHES CORP COM | 23 | Q4 2018 | 10.9% |
| ICAHN ENTERPRISES LPDEP UNIT | 23 | Q4 2018 | 5.9% |
| WENDYS COMPANY | 23 | Q4 2018 | 4.6% |
| BROOKFIELD ASSET MGMT INC VTG SHS | 23 | Q4 2018 | 3.4% |
| AUTONATION INC COM | 23 | Q4 2018 | 4.3% |
| DISH NETWORK CORP CL A | 23 | Q4 2018 | 3.0% |
| CBOE HLDGS INC COM | 23 | Q4 2018 | 2.5% |
| LIVE NATION ENTERTAINMENT INC. | 23 | Q4 2018 | 1.8% |
| ECHOSTAR CORP CL A | 23 | Q4 2018 | 1.5% |
View Horizon Kinetics's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TEXAS PACIFIC LAND TRUST | March 18, 2019 | 42,437 | 0.5% |
| Associated Capital Group, Inc. | February 13, 2019 | 1,522,421 | 43.0% |
| Civeo Corp | February 13, 2019 | 36,947,116 | 22.0% |
| Howard Hughes Corp | February 13, 2019 | 1,885,861 | 4.4% |
| ROYCE MICRO-CAP TRUST, INC. | February 13, 2019 | 2,745,981 | 6.9% |
| Atlas Energy Group, LLC | February 14, 2018 | 1,455,419 | 4.6% |
| EMERGENT CAPITAL, INC.Sold out | February 14, 2018 | 0 | 0.0% |
| Wendy's Co | February 14, 2017 | 9,428,217 | 3.7% |
| DreamWorks Animation SKG, Inc. | February 16, 2016 | 8,149,567 | 10.4% |
| LMP CORPORATE LOAN FUND INC. | February 16, 2016 | 423,900 | 4.3% |
View Horizon Kinetics's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2019-05-06 |
| 4 | 2019-05-03 |
| 4 | 2019-05-02 |
| 4 | 2019-05-01 |
| 4 | 2019-04-30 |
| 4 | 2019-04-29 |
| 4 | 2019-04-26 |
| 4 | 2019-04-25 |
| 4 | 2019-04-24 |
| 4 | 2019-04-23 |
View Horizon Kinetics's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.