$7.99 Billion is the total value of Horizon Kinetics's 703 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 13.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HHC | Buy | HOWARD HUGHES CORP | $780,063,000 | +19.9% | 5,466,065 | +0.9% | 9.76% | +18.9% |
| LMCA | Buy | LIBERTY MEDIA CORP DELAWAREcl a | $608,684,000 | -10.3% | 4,656,039 | +0.4% | 7.62% | -11.1% |
| IEP | Buy | ICAHN ENTERPRISES LPunit | $426,823,000 | -5.9% | 4,154,809 | +0.2% | 5.34% | -6.7% |
| JAH | Sell | JARDEN CORP | $315,903,000 | -4.7% | 5,280,014 | -2.3% | 3.95% | -5.5% |
| DWA | Sell | DREAMWORKS ANIMATION SKG INCcl a | $294,285,000 | -26.8% | 11,084,179 | -2.1% | 3.68% | -27.4% |
| WEN | Buy | WENDYS COMPANY | $284,460,000 | +23.5% | 31,190,746 | +18.1% | 3.56% | +22.5% |
| AN | Sell | AUTONATION INC | $264,701,000 | -5.1% | 4,972,785 | -11.4% | 3.31% | -5.9% |
| STRZA | Sell | STARZ | $260,879,000 | +9.7% | 8,081,740 | -0.6% | 3.26% | +8.7% |
| SHLDQ | Buy | SEARS HLDGS CORP | $246,369,000 | +21.9% | 5,158,485 | +25.2% | 3.08% | +20.9% |
| LUK | Sell | LEUCADIA NATIONAL CORP | $205,848,000 | -19.4% | 7,351,737 | -18.4% | 2.58% | -20.1% |
| QRTEA | Sell | LIBERTY INTERACTIVE CORPser a | $203,389,000 | -5.2% | 7,045,001 | -3.6% | 2.54% | -6.0% |
| BAM | Sell | BROOKFIELD ASSET MGMT INC VTG SHS | $203,077,000 | -5.7% | 4,971,279 | -10.4% | 2.54% | -6.5% |
| TPL | Buy | TEXAS PAC LD TRsub ctf prop i t | $197,434,000 | +35.8% | 1,524,584 | +4.9% | 2.47% | +34.6% |
| DISH | Sell | DISH NETWORK CORPcl a | $196,889,000 | +2.6% | 3,164,906 | -4.4% | 2.46% | +1.7% |
| VIAB | Sell | VIACOM INC NEWcl b | $157,535,000 | -3.0% | 1,853,575 | -0.4% | 1.97% | -3.9% |
| CBOE | Sell | CBOE HLDGS INC | $153,643,000 | +3.1% | 2,714,546 | -5.4% | 1.92% | +2.1% |
| VXX | New | BARCLAYS BK PLC IPATH S&Pput | $136,600,000 | – | 3,240,800 | +100.0% | 1.71% | – |
| LVNTA | Buy | LIBERTY VENTURESser a | $127,093,000 | +4.0% | 1,950,312 | +95.7% | 1.59% | +3.1% |
| RSE | Sell | ROUSE PPTYS INC | $121,863,000 | -25.1% | 7,068,606 | -3.5% | 1.52% | -25.7% |
| LYV | Sell | LIVE NATION ENTERTAINMENT INC. | $114,455,000 | +5.4% | 5,262,318 | -4.2% | 1.43% | +4.5% |
| WYNN | Sell | WYNN RESORTS LTD | $99,892,000 | +6.6% | 449,663 | -6.8% | 1.25% | +5.8% |
| IAC | Buy | IAC INTERACTIVECORP COM PAR $.001 | $92,314,000 | +6.2% | 1,293,089 | +2.1% | 1.16% | +5.3% |
| LB | Sell | L BRANDS INC | $87,333,000 | -9.9% | 1,538,379 | -1.9% | 1.09% | -10.7% |
| LVS | Sell | LAS VEGAS SANDS CORP | $84,487,000 | -7.3% | 1,045,890 | -9.5% | 1.06% | -8.2% |
| OAK | Buy | OAKTREE CAP GROUP LLC UNITcl a | $83,987,000 | +24.4% | 1,444,060 | +25.8% | 1.05% | +23.4% |
| BRP | Buy | BROOKFIELD RESIDENTIAL PPTY I | $83,991,000 | -11.3% | 4,005,311 | +2.3% | 1.05% | -12.1% |
| CFX | Buy | COLFAX CORP | $82,698,000 | +12.2% | 1,159,376 | +0.2% | 1.04% | +11.3% |
| CBS | Sell | CBS CORP NEWcl b | $77,646,000 | -8.2% | 1,256,406 | -5.3% | 0.97% | -9.0% |
| SATS | Sell | ECHOSTAR CORPcl a | $71,419,000 | -10.4% | 1,501,661 | -6.3% | 0.89% | -11.2% |
| DISCA | Sell | DISCOVERY COMMUNICATNS NEW | $68,806,000 | -17.4% | 831,993 | -9.7% | 0.86% | -18.1% |
| PAH | New | PLATFORM SPECIALTY PRODS COR | $67,685,000 | – | 3,553,037 | +100.0% | 0.85% | – |
| CLR | Sell | CONTINENTAL RESOURCES INC | $65,497,000 | +5.5% | 527,055 | -4.5% | 0.82% | +4.5% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $59,807,000 | +2.1% | 478,564 | -3.1% | 0.75% | +1.2% |
| ELS | Sell | EQUITY LIFESTYLE PPTYS INC | $57,341,000 | -9.1% | 1,410,605 | -19.0% | 0.72% | -9.9% |
| FCEA | Sell | FOREST CITY ENTERPRISES INCcl a | $53,304,000 | -31.7% | 2,790,750 | -31.7% | 0.67% | -32.2% |
| GOOGL | Buy | GOOGLE INCcl a | $45,235,000 | -0.3% | 40,587 | +0.3% | 0.57% | -1.2% |
| TNA | New | DIREXION SM CAP BLLput | $42,749,000 | – | 38,000 | +100.0% | 0.54% | – |
| SHOS | Buy | SEARS HOMETOWN AND OUTLET ST | $38,700,000 | +65.3% | 1,636,334 | +78.2% | 0.48% | +63.5% |
| MGM | Buy | MGM RESORTS INTERNATIONAL | $29,447,000 | +10.5% | 1,138,690 | +0.5% | 0.37% | +9.5% |
| ASCMA | Sell | ASCENT CAPITAL GROUP INC | $27,579,000 | -16.1% | 365,046 | -5.0% | 0.34% | -16.9% |
| MA | Sell | MASTERCARD INCcl a | $25,617,000 | -11.0% | 342,934 | -0.4% | 0.32% | -11.8% |
| UVXY | New | PROSHARES TR II ULT VIX SHRT TRMput | $24,102,000 | – | 402,300 | +100.0% | 0.30% | – |
| WETF | Sell | WISDOMTREE INVTS INC | $23,925,000 | -46.7% | 1,823,565 | -28.1% | 0.30% | -47.3% |
| FNV | Sell | FRANCO NEVADA CORP | $22,676,000 | +7.1% | 494,461 | -4.8% | 0.28% | +6.4% |
| TWX | Buy | TIME WARNER INC COM | $22,412,000 | -0.5% | 343,066 | +6.2% | 0.28% | -1.4% |
| Sell | WEBMD HEALTH CORP CONV 2.500% 01/31/18note | $21,343,000 | -17.1% | 21,171,000 | -19.2% | 0.27% | -17.8% | |
| MSG | Buy | MADISON SQUARE GARDEN COcl a | $20,684,000 | +7.0% | 364,285 | +8.5% | 0.26% | +6.1% |
| SIAL | Sell | SIGMA ALDRICH CORP | $20,438,000 | -11.9% | 218,865 | -11.3% | 0.26% | -12.6% |
| CSX | Buy | CSX CORP | $20,000,000 | +1.0% | 690,367 | +0.3% | 0.25% | 0.0% |
| V | Buy | VISA INC COMcl a | $19,894,000 | -2.9% | 92,160 | +0.2% | 0.25% | -3.9% |
| Sell | LIVE NATION ENTERTAINMENT 2.875% 07/15/27note | $19,659,000 | -0.3% | 19,369,000 | -0.3% | 0.25% | -1.2% | |
| MKL | Sell | MARKEL CORP | $19,633,000 | -8.5% | 32,936 | -10.9% | 0.25% | -9.2% |
| SNI | Sell | SCRIPPS NETWORKS INTERACT INcl a | $19,257,000 | -22.5% | 253,680 | -11.8% | 0.24% | -23.2% |
| TTM | TATA MTRS LTD SPONSORED ADRadr | $19,175,000 | +15.0% | 541,525 | 0.0% | 0.24% | +13.7% | |
| GGP | Sell | GENERAL GROWTH PPTYS INC NEW | $19,195,000 | +4.7% | 872,494 | -4.5% | 0.24% | +3.9% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $19,110,000 | +5.3% | 102 | 0.0% | 0.24% | +4.4% | |
| CHESAPEAKE ENERGDTD 05/27/0 2.250% 12/15/38note | $18,901,000 | +0.5% | 20,161,000 | 0.0% | 0.24% | -0.4% | ||
| UNP | Sell | UNION PACIFIC CORP | $18,249,000 | +10.8% | 97,248 | -0.8% | 0.23% | +9.6% |
| LEN | Buy | LENNAR CORPcl a | $17,436,000 | +3.7% | 440,076 | +3.5% | 0.22% | +2.8% |
| PKO | Sell | PIMCO INCOME OPPORTUNITY FD | $17,189,000 | -0.3% | 608,884 | -0.3% | 0.22% | -1.4% |
| AL | Sell | AIR LEASE CORPcl a | $16,661,000 | -28.6% | 446,784 | -40.5% | 0.21% | -29.5% |
| 3106SC | Buy | SUSSER HLDGS CORP | $16,510,000 | +49.4% | 264,280 | +56.6% | 0.21% | +48.9% |
| PFN | Buy | PIMCO INCOME STRATEGY FUND II | $16,261,000 | +13.6% | 1,563,611 | +8.7% | 0.20% | +12.2% |
| BX | Buy | BLACKSTONE GROUP L P | $16,129,000 | +6.5% | 485,092 | +0.9% | 0.20% | +5.8% |
| MSM | Sell | MSC INDL DIRECT INCcl a | $15,469,000 | +6.7% | 178,792 | -0.2% | 0.19% | +6.0% |
| VNO | Sell | VORNADO RLTY TR SBI | $15,466,000 | +4.7% | 156,923 | -5.7% | 0.19% | +3.8% |
| PCI | Buy | PIMCO DYNAMIC CR INCOME FD | $15,157,000 | +0.9% | 670,675 | +0.4% | 0.19% | 0.0% |
| VXX | New | BARCLAYS BK PLC IPATH S&P | $15,081,000 | – | 357,800 | +100.0% | 0.19% | – |
| GLRE | Buy | GREENLIGHT CAPITAL RE LTDcl a | $14,995,000 | +0.9% | 457,156 | +3.7% | 0.19% | 0.0% |
| ICE | Sell | INTERCONTINENTALEXCHANGE GROUP | $14,986,000 | -14.5% | 75,750 | -2.8% | 0.19% | -15.4% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $14,781,000 | +15.7% | 696,596 | +15.0% | 0.18% | +14.9% |
| VSAT | Sell | VIASAT INC | $14,714,000 | +0.9% | 213,121 | -8.5% | 0.18% | 0.0% |
| PDI | Buy | PIMCO DYNAMIC INCOME FD | $14,547,000 | +4.2% | 479,775 | +0.1% | 0.18% | +3.4% |
| AFSI | Buy | AMTRUST FINANCIAL SERVICES INC | $14,355,000 | +44.1% | 381,683 | +25.3% | 0.18% | +42.9% |
| BKW | Buy | BURGER KING WORLDWIDE INC | $13,378,000 | +17.4% | 503,847 | +1.0% | 0.17% | +16.0% |
| NPP | Buy | NUVEEN PERFORM PLUS MUN FD | $12,865,000 | +8.9% | 889,096 | +1.8% | 0.16% | +8.1% |
| BAC | Buy | BANK AMER CORP | $12,744,000 | +10.6% | 740,957 | +0.1% | 0.16% | +9.7% |
| IWN | New | ISHARES TR RUSL 2000 VALU | $12,747,000 | – | 126,410 | +100.0% | 0.16% | – |
| ARII | Buy | AMERICAN RAILCAR INDS INC | $12,642,000 | +97.3% | 180,522 | +28.9% | 0.16% | +95.1% |
| WMB | Buy | WILLIAMS COS INC | $12,397,000 | +14.0% | 305,487 | +8.4% | 0.16% | +13.1% |
| IPAR | Buy | INTER PARFUMS INC | $12,327,000 | +2.5% | 340,409 | +1.4% | 0.15% | +1.3% |
| NSC | Buy | NORFOLK SOUTHN CORP | $12,212,000 | +4.9% | 125,671 | +0.2% | 0.15% | +4.1% |
| ROYAL GOLD INC 2.875% 06/15/19note | $11,996,000 | +8.4% | 11,514,000 | 0.0% | 0.15% | +7.1% | ||
| SPE | New | SPECIAL OPPORTUNITIES FD INC | $10,768,000 | – | 662,628 | +100.0% | 0.14% | – |
| HEIA | Buy | HEICO CORP NEWcl a | $10,023,000 | +27.8% | 230,892 | +24.0% | 0.12% | +26.3% |
| AIG | Sell | AMERICAN INTERNATIONAL GROUP INC | $9,650,000 | -33.2% | 192,964 | -31.8% | 0.12% | -33.5% |
| FDML | Buy | FEDERAL MOGUL HLDGS CORP | $9,417,000 | +44.6% | 503,279 | +52.0% | 0.12% | +43.9% |
| CRESY | Buy | CRESUD S A C I F Y A SPONSORED ADRadr | $9,439,000 | -7.8% | 1,016,075 | +0.2% | 0.12% | -8.5% |
| REGIS CORP 5.000% 07/15/14note | $9,304,000 | -5.1% | 9,133,000 | 0.0% | 0.12% | -6.5% | ||
| DBL | Buy | DOUBLELINE OPPORTUNISTIC CR | $9,192,000 | +50.6% | 397,062 | +45.2% | 0.12% | +49.4% |
| BJK | Buy | MARKET VECTORS ETF TR GAMING ETF | $8,674,000 | -0.4% | 168,195 | +3.1% | 0.11% | -0.9% |
| PFL | Buy | PIMCO INCOME STRATEGY FUND | $8,162,000 | +20.9% | 695,803 | +16.5% | 0.10% | +20.0% |
| CNQ | Sell | CANADIAN NAT RES LTD | $7,689,000 | -47.0% | 200,399 | -53.2% | 0.10% | -47.5% |
| WPX | Sell | WPX ENERGY INC | $7,238,000 | -77.7% | 401,491 | -74.8% | 0.09% | -77.8% |
| TLI | Buy | LMP CORPORATE LN FD INC | $7,011,000 | +23.4% | 577,915 | +24.4% | 0.09% | +22.2% |
| BPY | Sell | BROOKFIELD PPTY PARTNERS L Punit ltd partn | $6,960,000 | -13.1% | 372,211 | -7.3% | 0.09% | -13.9% |
| ACG | Buy | ALLIANCEBERNSTEIN INCOME FUN | $6,960,000 | +22.3% | 948,169 | +18.8% | 0.09% | +20.8% |
| EVV | Sell | EATON VANCE LTD DUR INCOME FD | $6,765,000 | -1.5% | 443,596 | -1.2% | 0.08% | -2.3% |
| LBTYK | Buy | LIBERTY GLOBAL PLC SHScl c | $6,699,000 | +10.3% | 164,553 | +128.4% | 0.08% | +9.1% |
| WIW | Buy | WSTRN ASSET/CLYMRE US TR INF | $6,237,000 | +502.6% | 536,271 | +484.2% | 0.08% | +500.0% |
| VRTS | Sell | VIRTUS INVT PARTNERS INC | $6,001,000 | -14.8% | 34,653 | -1.6% | 0.08% | -15.7% |
| CME | Sell | CME GROUP INC | $5,773,000 | -6.9% | 77,999 | -1.3% | 0.07% | -7.7% |
| PCM | Sell | PCM FUND INC | $5,751,000 | +4.0% | 472,197 | -0.5% | 0.07% | +2.9% |
| MOV | Buy | MOVADO GROUP INC | $5,748,000 | +6.3% | 126,182 | +2.7% | 0.07% | +5.9% |
| SVVC | New | FIRSTHAND TECH VALUE FD INC | $5,782,000 | – | 270,825 | +100.0% | 0.07% | – |
| MTB | Sell | M & T BK CORP | $5,612,000 | -7.6% | 46,262 | -11.3% | 0.07% | -9.1% |
| XOM | Sell | EXXON MOBIL CORP | $5,399,000 | -63.5% | 55,270 | -62.2% | 0.07% | -63.6% |
| CVI | Buy | CVR ENERGY INC | $5,392,000 | +34.0% | 127,641 | +37.8% | 0.07% | +31.4% |
| EBAY | Buy | EBAY INC | $4,840,000 | +5.7% | 87,621 | +5.0% | 0.06% | +5.2% |
| PAG | Buy | PENSKE AUTOMOTIVE GRP INC | $4,894,000 | -5.4% | 114,453 | +4.3% | 0.06% | -6.2% |
| DMO | Sell | WESTERN ASSET MTG DEF OPPTY | $4,814,000 | -47.6% | 208,500 | -47.4% | 0.06% | -48.3% |
| KKR | Buy | KKR & CO LP | $4,737,000 | -5.0% | 207,390 | +1.3% | 0.06% | -6.3% |
| LORL | Buy | LORAL SPACE & COMMUNICATNS I | $4,583,000 | -12.1% | 64,797 | +0.6% | 0.06% | -13.6% |
| ELECTRONIC ARTS INC CONV 0.750% 07/15/16note | $4,357,000 | +9.2% | 3,750,000 | 0.0% | 0.06% | +10.0% | ||
| BOKF | Sell | BOK FINL CORP | $4,187,000 | -9.5% | 60,641 | -13.0% | 0.05% | -10.3% |
| INTERDIGITAL INC CONV 2.500% 03/15/16note | $4,148,000 | +1.8% | 4,000,000 | 0.0% | 0.05% | +2.0% | ||
| FRA | Sell | BLACKROCK FLOAT RATE OME STR | $4,047,000 | -1.4% | 277,723 | -1.1% | 0.05% | -1.9% |
| MTS | Buy | MONTGOMERY STR INCOME SECS | $3,768,000 | +9.5% | 234,205 | +5.8% | 0.05% | +9.3% |
| EXPE | Buy | EXPEDIA INC DEL | $3,796,000 | +21.6% | 52,353 | +16.8% | 0.05% | +20.5% |
| IGSB | Buy | ISHARES TR BARCLYS 1-3YR C | $3,650,000 | +16.5% | 34,601 | +16.5% | 0.05% | +15.0% |
| VTA | Buy | INVESCO VAN KAMPEN DYNAMIC CREDIT OPPORTUNIT | $3,711,000 | +35.5% | 286,793 | +35.1% | 0.05% | +31.4% |
| DHR | Buy | DANAHER CORP | $3,631,000 | +3.9% | 48,411 | +6.9% | 0.04% | +2.3% |
| NMO | Buy | NUVEEN MUN MKT OPPORTUNITY F | $3,525,000 | +10.2% | 276,273 | +3.6% | 0.04% | +10.0% |
| BIP | Sell | BROOKFIELD INFRASTRUCTURE PARTNERS LP | $3,405,000 | -43.4% | 86,296 | -43.8% | 0.04% | -43.4% |
| BGT | Sell | BLACKROCK FLOATING RATE INCOME | $3,471,000 | +1.1% | 243,746 | -0.9% | 0.04% | 0.0% |
| DORM | Buy | DORMAN PRODUCTS INC | $3,370,000 | +14.4% | 57,061 | +8.6% | 0.04% | +13.5% |
| VVR | Buy | INVESCO VAN KAMPEN SENIOR INCOME TRUST | $3,239,000 | +5.4% | 645,281 | +5.9% | 0.04% | +5.1% |
| NSL | Sell | NUVEEN SR INCOME FD | $3,282,000 | +0.1% | 458,404 | -0.3% | 0.04% | 0.0% |
| BMY | BRISTOL MYERS SQUIBBCO | $3,256,000 | -2.3% | 62,672 | 0.0% | 0.04% | -2.4% | |
| JNJ | Sell | JOHNSON & JOHNSON | $3,175,000 | +6.3% | 32,329 | -0.9% | 0.04% | +5.3% |
| SU | Sell | SUNCOR ENERGY INC NEW | $3,197,000 | -35.8% | 91,442 | -35.7% | 0.04% | -36.5% |
| AIGWS | AMERICAN INTL GROUP INC WT EXP 011921wt | $3,123,000 | +0.9% | 152,800 | 0.0% | 0.04% | 0.0% | |
| HSNI | Buy | HSN INC | $3,000,000 | +9.2% | 50,223 | +14.0% | 0.04% | +8.6% |
| AMCX | Buy | AMC NETWORKS INCcl a | $3,002,000 | +26.9% | 41,080 | +18.3% | 0.04% | +26.7% |
| NAD | Sell | NUVEEN DIVID ADVANTAGE MUN F | $3,052,000 | +6.0% | 227,923 | -0.3% | 0.04% | +5.6% |
| CACI | CACI INTL INC | $2,952,000 | +0.8% | 40,000 | 0.0% | 0.04% | 0.0% | |
| BTZ | Sell | BLACKROCK CREDIT ALL INC TR | $2,984,000 | +2.1% | 220,758 | -1.3% | 0.04% | 0.0% |
| ACP | Buy | AVENUE INCOME CR STRATEGIES | $2,938,000 | +1129.3% | 166,927 | +1127.4% | 0.04% | +1133.3% |
| DIS | DISNEY WALT CO DISNEY | $2,813,000 | +4.8% | 35,130 | 0.0% | 0.04% | +2.9% | |
| YHOO | Buy | YAHOO INC | $2,775,000 | -0.8% | 77,300 | +11.8% | 0.04% | 0.0% |
| SSP | Sell | SCRIPPS E W CO OHIOcl a | $2,683,000 | -21.2% | 151,449 | -3.4% | 0.03% | -20.9% |
| PM | Sell | PHILIP MORRIS INTL INC | $2,722,000 | -80.1% | 33,252 | -78.8% | 0.03% | -80.3% |
| PLL | Sell | PALL CORP | $2,692,000 | +4.3% | 30,090 | -0.5% | 0.03% | +3.0% |
| MRK | Sell | MERCK & COMPANY | $2,728,000 | +13.4% | 48,051 | -0.0% | 0.03% | +13.3% |
| PBH | Sell | PRESTIGE BRANDS HLDGS INC | $2,742,000 | -24.5% | 100,636 | -0.7% | 0.03% | -26.1% |
| CNP | Sell | CENTERPOINT ENERGY INC | $2,746,000 | -14.7% | 115,920 | -16.5% | 0.03% | -17.1% |
| TIP | Sell | ISHARES TR US TIPS BD FD | $2,636,000 | -1.8% | 23,515 | -3.7% | 0.03% | -2.9% |
| BIIB | Sell | BIOGEN IDEC INC | $2,598,000 | +8.9% | 8,493 | -0.5% | 0.03% | +10.0% |
| NVS | Buy | NOVARTIS AG SPONSORED ADRadr | $2,496,000 | +6.0% | 29,358 | +0.2% | 0.03% | +3.3% |
| ARCELORMITTAL SA 5.000% 05/15/14note | $2,506,000 | -0.9% | 2,500,000 | 0.0% | 0.03% | -3.1% | ||
| BID | Sell | SOTHEBYS DE | $2,482,000 | -18.8% | 57,000 | -0.8% | 0.03% | -20.5% |
| CVC | Buy | CABLEVISION SYS CORPcl a | $2,456,000 | +20.9% | 145,562 | +28.5% | 0.03% | +19.2% |
| EFR | Buy | EATON VANCE SR FLTNG RTE TR | $2,412,000 | +1.8% | 159,076 | +1.1% | 0.03% | 0.0% |
| NG | Sell | NOVAGOLD RES INC | $2,384,000 | +10.6% | 660,519 | -22.1% | 0.03% | +11.1% |
| L | Sell | LOEWS CORP | $2,380,000 | -26.0% | 54,027 | -18.9% | 0.03% | -26.8% |
| KMI | New | KINDER MORGAN INCput | $2,274,000 | – | 70,000 | +100.0% | 0.03% | – |
| HAV | Sell | HELIOS ADVANTAGE INCOME FUND | $2,275,000 | +2.8% | 243,358 | -0.1% | 0.03% | 0.0% |
| FBHS | Buy | FORTUNE BRANDS HOME & SEC IN | $2,154,000 | +14.5% | 51,179 | +24.3% | 0.03% | +12.5% |
| VHI | Sell | VALHI INC NEW | $2,109,000 | -64.4% | 239,064 | -29.0% | 0.03% | -65.3% |
| MAR | Buy | MARRIOTT INTL INC NEWcl a | $2,070,000 | +33.1% | 36,958 | +17.3% | 0.03% | +30.0% |
| APO | Buy | APOLLO GLOBAL MGMT LLC | $2,063,000 | +31.5% | 64,868 | +30.7% | 0.03% | +30.0% |
| EVF | Sell | EATON VANCE SR INCOME TRsh ben int | $1,967,000 | -0.4% | 285,117 | -0.2% | 0.02% | 0.0% |
| PFE | Buy | PFIZER INC | $2,019,000 | +7.0% | 62,855 | +2.0% | 0.02% | +4.2% |
| MUX | Sell | MCEWEN MNG INC | $1,916,000 | -1.2% | 808,412 | -18.3% | 0.02% | 0.0% |
| MDLZ | Buy | MONDELEZ INTL INC | $1,883,000 | -1.8% | 54,491 | +0.3% | 0.02% | 0.0% |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FD | $1,932,000 | -0.1% | 158,339 | -0.3% | 0.02% | 0.0% |
| NPT | Sell | NUVEEN PREM INCOME MUN FD | $1,897,000 | +1.1% | 152,885 | -1.2% | 0.02% | 0.0% |
| BOND | Sell | PIMCO ETF TR TOTL RETN ETF | $1,883,000 | -6.5% | 17,650 | -8.1% | 0.02% | -4.0% |
| NPM | NUVEEN PREM INCOME MUN FD 2 | $1,841,000 | +6.7% | 137,497 | 0.0% | 0.02% | +4.5% | |
| WFCPRL | Sell | WELLS FARGO & CO NEWperp pfd cnv a | $1,860,000 | +3.4% | 1,586 | -2.1% | 0.02% | 0.0% |
| CCL | Buy | CARNIVAL CORPpairedctf | $1,863,000 | +7.4% | 49,214 | +14.0% | 0.02% | +4.5% |
| PPR | Sell | ING PRIME RATE TRsh ben int | $1,832,000 | -0.9% | 315,894 | -0.5% | 0.02% | 0.0% |
| ABBV | Buy | ABBVIE INC | $1,845,000 | -1.0% | 35,882 | +1.7% | 0.02% | -4.2% |
| LLY | Buy | LILLY, ELI AND COMPANY | $1,813,000 | +15.9% | 30,797 | +0.4% | 0.02% | +15.0% |
| CBST | CUBIST PHARMACEUTICALS INC | $1,756,000 | +6.2% | 24,000 | 0.0% | 0.02% | +4.8% | |
| JFR | Sell | NUVEEN FLOATING RATE INCOME | $1,721,000 | -0.5% | 143,893 | -0.9% | 0.02% | 0.0% |
| SUSP | Sell | SUSSER PETE PARTNERS LP | $1,792,000 | -6.5% | 50,968 | -12.0% | 0.02% | -8.3% |
| BWP | Buy | BOARDWALK PIPELINE PARTNERS UT LTD PARTNER | $1,752,000 | -28.8% | 130,655 | +35.6% | 0.02% | -29.0% |
| CMRE | Buy | COSTAMARE INC | $1,746,000 | +24.2% | 81,226 | +5.6% | 0.02% | +22.2% |
| CHESAPEAKE ENERGDTD 11/08/0 2.750% 11/15/35note | $1,719,000 | -0.4% | 1,650,000 | 0.0% | 0.02% | 0.0% | ||
| GE | Buy | GENERAL ELECTRIC CO | $1,760,000 | -5.8% | 67,992 | +2.0% | 0.02% | -8.3% |
| NNP | NUVEEN NY PERFORM PLUS MUN F | $1,690,000 | +4.8% | 121,079 | 0.0% | 0.02% | +5.0% | |
| BP | Sell | BP PLC SPONS ADRadr | $1,663,000 | -3.3% | 34,582 | -2.2% | 0.02% | -4.5% |
| OIA | Sell | INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST | $1,654,000 | +6.3% | 250,637 | -0.2% | 0.02% | +5.0% |
| MZF | Sell | MANAGED DURATION INVT GRD FUND | $1,599,000 | -3.1% | 124,014 | -6.8% | 0.02% | -4.8% |
| PHD | Buy | PIONEER FLOATING RATE TR | $1,612,000 | -0.4% | 127,504 | +0.2% | 0.02% | 0.0% |
| PRISB | Buy | PROMOTORA DE INFORMACIONES Sadr cl b conv | $1,589,000 | +32.3% | 453,890 | +9.2% | 0.02% | +33.3% |
| FHI | Buy | FEDERATED INVS INC PAcl b | $1,598,000 | +474.8% | 52,328 | +442.3% | 0.02% | +400.0% |
| BAH | Buy | BOOZ ALLEN HAMILTON HLDG CORcl a | $1,611,000 | +15.2% | 73,216 | +0.2% | 0.02% | +11.1% |
| EFT | EATON VANCE FLTING RATE INC | $1,537,000 | +2.8% | 97,888 | 0.0% | 0.02% | 0.0% | |
| HMH | Buy | HELIOS MULTI SECTOR HIGN INCOME FUND | $1,502,000 | +13.2% | 220,874 | +0.0% | 0.02% | +11.8% |
| HRS | Sell | HARRIS CORP DEL | $1,539,000 | +0.1% | 21,033 | -4.5% | 0.02% | 0.0% |
| FNF | Buy | FIDELITY NATL FINANCIAL INC | $1,541,000 | -2.7% | 49,026 | +0.5% | 0.02% | -5.0% |
| PNF | PIMCO NY MUNICIPAL INCOME FD | $1,527,000 | +9.1% | 138,036 | 0.0% | 0.02% | +5.6% | |
| CVX | Sell | CHEVRON CORP | $1,534,000 | -5.1% | 12,898 | -0.3% | 0.02% | -5.0% |
| NAN | Sell | NUVEEN NY DIVID ADVNTG MUN F | $1,495,000 | +4.5% | 112,407 | -0.2% | 0.02% | +5.6% |
| PEP | Sell | PEPSICO INC | $1,541,000 | -22.1% | 18,454 | -22.6% | 0.02% | -24.0% |
| MO | Buy | ALTRIA GROUP INC | $1,416,000 | -1.3% | 37,821 | +1.3% | 0.02% | 0.0% |
| RCL | Sell | ROYAL CARIBBEAN CRUISES LTD | $1,444,000 | +10.9% | 26,465 | -3.6% | 0.02% | +12.5% |
| BSE | Sell | BLACKROCK NY MUN INC QUALITY TRUST | $1,443,000 | +4.6% | 112,415 | -1.6% | 0.02% | +5.9% |
| CPRT | COPART INC | $1,414,000 | -0.7% | 38,860 | 0.0% | 0.02% | 0.0% | |
| BK | New | BANK OF NEW YORK MELLON CORPcall | $1,356,000 | – | 38,417 | +100.0% | 0.02% | – |
| MON | MONSANTO CO NEW | $1,387,000 | -2.4% | 12,189 | 0.0% | 0.02% | -5.6% | |
| EMR | EMERSON ELEC CO | $1,374,000 | -4.8% | 20,576 | 0.0% | 0.02% | -5.6% | |
| DPS | Buy | DR PEPPER SNAPPLE GROUP INC | $1,320,000 | +26.6% | 24,237 | +13.2% | 0.02% | +30.8% |
| QCOM | Buy | QUALCOMM INC | $1,388,000 | +26.3% | 17,600 | +18.9% | 0.02% | +21.4% |
| ABT | Buy | ABBOTT LABS | $1,344,000 | +1.4% | 34,903 | +0.9% | 0.02% | 0.0% |
| CMS | CMS ENERGY CORP | $1,366,000 | +9.4% | 46,646 | 0.0% | 0.02% | +6.2% | |
| SNY | SANOFI SPONSORED ADRsponsored adr | $1,359,000 | -2.5% | 26,000 | 0.0% | 0.02% | -5.6% | |
| MFIN | Buy | MEDALLION FINL CORP | $1,313,000 | -7.4% | 99,428 | +0.6% | 0.02% | -11.1% |
| VZ | Buy | VERIZON COMMUNICATIONS | $1,248,000 | +74.3% | 26,245 | +80.2% | 0.02% | +77.8% |
| VTN | INVESCO VAN KAMPEN TRUST INVESTMENT GRADE NE | $1,310,000 | +10.8% | 90,285 | 0.0% | 0.02% | +6.7% | |
| NPI | NUVEEN PREM INCOME MUN FD | $1,248,000 | +6.3% | 95,184 | 0.0% | 0.02% | +6.7% | |
| GSK | Buy | GLAXOSMITHKLINE PLC ADR SPONSOREDadr | $1,271,000 | +0.3% | 23,792 | +0.3% | 0.02% | 0.0% |
| New | L 3 COMMUNICATIONS CORP CONV 3.000% 08/01/35conv | $1,265,000 | – | 950,000 | +100.0% | 0.02% | – | |
| KRFT | Sell | KRAFT FOODS GROUP INC | $1,311,000 | +3.1% | 23,363 | -1.0% | 0.02% | 0.0% |
| VXF | New | VANGUARD INDEX FDS EXTEND MKT ETF | $1,247,000 | – | 14,669 | +100.0% | 0.02% | – |
| PTR | Buy | PETROCHINA CO LTD SPONS ADRadr | $1,182,000 | +14.0% | 10,890 | +15.2% | 0.02% | +15.4% |
| WTM | Sell | WHITE MOUNTAINS INSURANCE GROUP LTD | $1,214,000 | -79.3% | 2,024 | -79.2% | 0.02% | -79.7% |
| FLO | FLOWERS FOODS INC | $1,188,000 | -0.1% | 55,401 | 0.0% | 0.02% | 0.0% | |
| JQC | Sell | NUVEEN CREDIT STRATEGIES INCOME FUND | $1,179,000 | -7.0% | 123,992 | -4.8% | 0.02% | -6.2% |
| IMO | Sell | IMPERIAL OIL LTD | $1,178,000 | +0.3% | 25,302 | -4.6% | 0.02% | 0.0% |
| FCX | Sell | FREEPORT MCMORAN COPPER&GOLDcl b | $1,183,000 | -76.3% | 35,764 | -72.9% | 0.02% | -76.2% |
| HON | Sell | HONEYWELL INTL INC | $1,112,000 | +1.1% | 11,990 | -0.4% | 0.01% | 0.0% |
| OPK | Buy | OPKO HEALTH INC | $1,148,000 | +39.2% | 123,170 | +25.9% | 0.01% | +40.0% |
| LEG | LEGGETT & PLATT INC | $1,103,000 | +5.4% | 33,800 | 0.0% | 0.01% | +7.7% | |
| SON | Sell | SONOCO PRODUCTS | $1,101,000 | -4.3% | 26,850 | -2.7% | 0.01% | -6.7% |
| ALKS | ALKERMES PLC | $1,102,000 | +8.5% | 25,000 | 0.0% | 0.01% | +7.7% | |
| SPG | Buy | SIMON PPTY GROUP INC NEWput | $1,099,000 | +95.6% | 6,700 | +81.5% | 0.01% | +100.0% |
| AWF | Sell | ALLIANCE WORLD DLR GVT FD II | $1,132,000 | +1.7% | 76,673 | -1.7% | 0.01% | 0.0% |
| FDO | Sell | FAMILY DLR STORES INC | $1,036,000 | -96.1% | 17,865 | -95.6% | 0.01% | -96.1% |
| ROK | Sell | ROCKWELL INTL CORP NEW | $1,054,000 | +4.2% | 8,463 | -1.2% | 0.01% | 0.0% |
| EPD | ENTERPRISE PRODS PARTNERS LPlp | $1,073,000 | +4.6% | 15,470 | 0.0% | 0.01% | 0.0% | |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP F | $1,032,000 | -4.8% | 73,959 | -4.1% | 0.01% | -7.1% |
| ADM | Buy | ARCHER DANIELS MIDLAND CO | $1,058,000 | +0.2% | 24,393 | +0.3% | 0.01% | 0.0% |
| PG | Buy | PROCTER & GAMBLE COMPANY | $1,005,000 | +3.5% | 12,463 | +4.4% | 0.01% | +8.3% |
| DDC | Buy | DOMINION DIAMOND CORP | $1,022,000 | -5.8% | 76,162 | +0.8% | 0.01% | -7.1% |
| CAT | Buy | CATERPILLAR INC | $1,024,000 | +11.5% | 10,309 | +2.0% | 0.01% | +8.3% |
| HIH | Buy | HELIOS HIGH INCOME FUND | $1,077,000 | +4.8% | 124,837 | +0.0% | 0.01% | 0.0% |
| Sell | CHESAPEAKE ENERGY CORP 2.500% 05/15/37note | $1,021,000 | -1.4% | 1,003,000 | -1.7% | 0.01% | 0.0% | |
| NAVISTAR INTL CONV 3.000% 10/15/14note | $1,016,000 | -0.6% | 1,000,000 | 0.0% | 0.01% | 0.0% | ||
| NDAQ | Sell | NASDAQ OMX GROUP INC | $1,061,000 | -32.7% | 28,722 | -27.5% | 0.01% | -35.0% |
| RQI | Sell | COHEN & STEERS QUALITY RLTY | $1,036,000 | +4.8% | 98,348 | -5.7% | 0.01% | +8.3% |
| NZF | NUVEEN DIV ADV MUNI FD 3sh ben int | $1,051,000 | +6.2% | 80,192 | 0.0% | 0.01% | +8.3% | |
| BG | BUNGE LIMITED SHS | $1,009,000 | -3.2% | 12,690 | 0.0% | 0.01% | 0.0% | |
| NPF | Sell | NUVEEN PREMIER MUN INCOME FD | $1,005,000 | +6.1% | 76,501 | -0.1% | 0.01% | +8.3% |
| CLGX | Sell | CORELOGIC INC | $1,050,000 | -20.5% | 34,946 | -6.0% | 0.01% | -23.5% |
| KLAC | Buy | KLA-TENCOR CORP | $1,044,000 | +7.6% | 15,100 | +0.3% | 0.01% | +8.3% |
| MANT | MANTECH INTL CORPcl a | $1,059,000 | -1.7% | 36,000 | 0.0% | 0.01% | -7.1% | |
| AMRI | ALBANY MOLECULAR RESH INC | $1,041,000 | +84.6% | 56,000 | 0.0% | 0.01% | +85.7% | |
| NEU | Buy | NEWMARKET CORP | $940,000 | +40.1% | 2,405 | +19.8% | 0.01% | +50.0% |
| TEI | Sell | TEMPLETON EMERG MKTS INCOME | $953,000 | +0.5% | 67,968 | -2.1% | 0.01% | 0.0% |
| DLX | Sell | DELUXE CORP | $989,000 | -4.3% | 18,850 | -4.8% | 0.01% | -7.7% |
| HSA | Sell | HELIOS STRATEGIC INCOME FUND | $988,000 | +111.1% | 69,276 | -1.9% | 0.01% | +100.0% |
| RDSA | Sell | ROYAL DUTCH SHELL PLC SPONSORED ADR RESPadr | $920,000 | -6.1% | 12,596 | -8.4% | 0.01% | 0.0% |
| IFT | New | IMPERIAL HLDGS INC | $966,000 | – | 167,900 | +100.0% | 0.01% | – |
| CSCO | Buy | CISCO SYSTEMS INC | $931,000 | +20.1% | 41,534 | +20.2% | 0.01% | +20.0% |
| ESGR | ENSTAR GROUP LIMITED | $988,000 | -1.9% | 7,249 | 0.0% | 0.01% | -7.7% | |
| BA | Buy | BOEING CO | $980,000 | -7.4% | 7,810 | +0.7% | 0.01% | -7.7% |
| LXPPRC | Sell | LEXINGTON REALTY TRUSTpfd conv ser c | $903,000 | -0.9% | 19,485 | -5.6% | 0.01% | 0.0% |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDadr | $875,000 | +57.1% | 16,553 | +19.1% | 0.01% | +57.1% |
| DST | Buy | DST SYS INC | $852,000 | +35.9% | 8,984 | +30.0% | 0.01% | +37.5% |
| SEE | Sell | SEALED AIR CORP NEW | $916,000 | -8.6% | 27,875 | -5.3% | 0.01% | -15.4% |
| RTN | Buy | RAYTHEON CO NEW | $884,000 | +10.1% | 8,944 | +1.1% | 0.01% | +10.0% |
| CVA | Buy | COVANTA HLDG CORP | $855,000 | +61.6% | 47,389 | +58.9% | 0.01% | +57.1% |
| AZN | Buy | ASTRAZENECA PLC SPONSORED ADRadr | $850,000 | +19.0% | 13,106 | +9.0% | 0.01% | +22.2% |
| SHPG | SHIRE PHARMACEUTICALS GR PLCadr | $891,000 | +5.1% | 6,000 | 0.0% | 0.01% | 0.0% | |
| SPG | New | SIMON PPTY GROUP INC NEW | $846,000 | – | 5,158 | +100.0% | 0.01% | – |
| HIO | Sell | WESTERN ASSET HIGH INCM OPP | $887,000 | -4.8% | 146,690 | -6.7% | 0.01% | -8.3% |
| LANC | New | LANCASTER COLONY CORP | $840,000 | – | 8,450 | +100.0% | 0.01% | – |
| VAC | Buy | MARRIOTT VACATIONS WRLDWDE C | $857,000 | +47.3% | 15,336 | +39.0% | 0.01% | +57.1% |
| XPO | New | XPO LOGISTICS INC | $858,000 | – | 29,166 | +100.0% | 0.01% | – |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $840,000 | +2.1% | 204,835 | -0.7% | 0.01% | +10.0% |
| PGR | Sell | PROGRESSIVE CORP OF OHIO | $862,000 | -40.8% | 35,600 | -33.3% | 0.01% | -38.9% |
| WTI | Buy | W & T OFFSHORE INC | $811,000 | +51.6% | 46,876 | +40.1% | 0.01% | +42.9% |
| ARG | Buy | AIRGAS INC | $778,000 | +44.9% | 7,301 | +52.1% | 0.01% | +42.9% |
| AKRXQ | New | AKORN INC | $774,000 | – | 35,174 | +100.0% | 0.01% | – |
| AFG | New | AMERICAN FINL GROUP INC OHIO | $792,000 | – | 13,717 | +100.0% | 0.01% | – |
| AMKR | Buy | AMKOR TECHNOLOGY INC | $833,000 | +48.8% | 121,446 | +33.0% | 0.01% | +42.9% |
| AXE | Buy | ANIXTER INTL INC | $783,000 | +46.4% | 7,710 | +29.4% | 0.01% | +42.9% |
| APOL | Buy | APOLLO EDUCATION GROUP INCcl a | $806,000 | +49.3% | 23,550 | +19.1% | 0.01% | +42.9% |
| WRB | Buy | BERKLEY W R CORP | $793,000 | +48.2% | 19,054 | +54.5% | 0.01% | +42.9% |
| SAM | Buy | BOSTON BEER INCcl a | $777,000 | +45.0% | 3,174 | +43.2% | 0.01% | +42.9% |
| BXP | Buy | BOSTON PPTYS INC | $835,000 | +51.5% | 7,292 | +32.9% | 0.01% | +42.9% |
| BRCM | Buy | BROADCOM CORP | $777,000 | +42.0% | 24,687 | +33.8% | 0.01% | +42.9% |
| BRO | Buy | BROWN & BROWN INC | $781,000 | +43.6% | 25,384 | +46.4% | 0.01% | +42.9% |
| BFB | Buy | BROWN FORMAN CORPcl b | $800,000 | +49.5% | 8,925 | +26.1% | 0.01% | +42.9% |
| BRKR | Buy | BRUKER CORP | $774,000 | +47.1% | 33,965 | +27.6% | 0.01% | +42.9% |
| CERN | Buy | CERNER CORP | $764,000 | +42.0% | 13,586 | +40.8% | 0.01% | +42.9% |
| CHK | Buy | CHESAPEAKE ENERGY CORP | $815,000 | +54.1% | 31,817 | +63.2% | 0.01% | +42.9% |
| CHH | Buy | CHOICE HOTELS INTL INC | $774,000 | +45.5% | 16,828 | +55.4% | 0.01% | +42.9% |
| CTAS | Buy | CINTAS CORP | $787,000 | +48.5% | 13,196 | +48.4% | 0.01% | +42.9% |
| COLM | Buy | COLUMBIA SPORTSWEAR CO | $791,000 | +43.6% | 9,572 | +36.7% | 0.01% | +42.9% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $777,000 | +44.2% | 15,531 | +49.8% | 0.01% | +42.9% |
| CACC | Buy | CREDIT ACCEP CORP MICH | $794,000 | +50.1% | 5,583 | +37.1% | 0.01% | +42.9% |
| DHI | Buy | D R HORTON INC | $794,000 | +38.8% | 36,666 | +43.1% | 0.01% | +42.9% |
| DSW | Buy | DSW INCcl a | $786,000 | +37.4% | 21,924 | +63.7% | 0.01% | +42.9% |
| DKS | Buy | DICKS SPORTING GOODSINC | $769,000 | +43.5% | 14,081 | +52.5% | 0.01% | +42.9% |
| DDS | Buy | DILLARDS INCcl a | $815,000 | +52.1% | 8,815 | +59.7% | 0.01% | +42.9% |
| EQR | Buy | EQUITY RESIDENTIALsh ben int | $795,000 | +51.1% | 13,716 | +35.2% | 0.01% | +42.9% |
| FDX | Buy | FEDEX CORP | $767,000 | +44.4% | 5,785 | +56.6% | 0.01% | +42.9% |
| FCNCA | Buy | FIRST CTZNS BANCSHARES INC Ncl a | $791,000 | +51.5% | 3,287 | +40.2% | 0.01% | +42.9% |
| FRX | Sell | FOREST LABS INC | $778,000 | +41.2% | 8,432 | -8.2% | 0.01% | +42.9% |
| FOSL | Buy | FOSSIL GROUP INC | $780,000 | +46.6% | 6,688 | +50.7% | 0.01% | +42.9% |
| BEN | Buy | FRANKLIN RESOURCES INC | $812,000 | +50.1% | 14,981 | +59.7% | 0.01% | +42.9% |
| GLPI | Buy | GAMING & LEISURE PPTYS INC | $826,000 | +43.4% | 22,658 | +99.9% | 0.01% | +42.9% |
| GPS | Buy | GAP INC | $763,000 | +42.9% | 19,034 | +39.3% | 0.01% | +42.9% |
| GWW | Buy | GRAINGER W W INC | $786,000 | +44.5% | 3,110 | +46.1% | 0.01% | +42.9% |
| HALO | Buy | HALOZYME THERAPEUTICS INC | $796,000 | +49.3% | 62,650 | +76.3% | 0.01% | +42.9% |
| HRG | Buy | HARBINGER GROUP INC | $772,000 | +40.6% | 63,162 | +36.3% | 0.01% | +42.9% |
| HTLD | New | HEARTLAND EXPRESS INC | $794,000 | – | 35,012 | +100.0% | 0.01% | – |
| HES | Buy | HESS CORP | $792,000 | +45.1% | 9,562 | +45.5% | 0.01% | +42.9% |
| HTH | Buy | HILLTOP HOLDINGS INC | $791,000 | +47.9% | 33,269 | +43.9% | 0.01% | +42.9% |
| HOLX | New | HOLOGIC INC | $786,000 | – | 36,555 | +100.0% | 0.01% | – |
| HST | Buy | HOST MARRIOTT CORP NEW | $793,000 | +47.4% | 39,197 | +41.8% | 0.01% | +42.9% |
| HUN | Buy | HUNTSMAN CORP | $814,000 | +49.1% | 33,335 | +50.3% | 0.01% | +42.9% |
| H | Buy | HYATT HOTELS CORP COMcl a | $776,000 | +47.2% | 14,412 | +35.2% | 0.01% | +42.9% |
| ITW | Buy | ILLINOIS TOOL WORKS INC | $793,000 | +46.6% | 9,745 | +51.5% | 0.01% | +42.9% |
| ISCA | Buy | INTERNATIONAL SPEEDWAY CORPcl a | $797,000 | +46.8% | 23,449 | +53.2% | 0.01% | +42.9% |
| IIJIY | Buy | INTERNET INITIATIVE JAPAN INSPONSORED ADRadr | $793,000 | +30.0% | 67,334 | +47.5% | 0.01% | +25.0% |
| INTU | Buy | INTUIT INC | $770,000 | +43.9% | 9,909 | +41.5% | 0.01% | +42.9% |
| EL | Buy | LAUDER ESTEE COS INCcl a | $776,000 | +45.3% | 11,604 | +63.5% | 0.01% | +42.9% |
| MTZ | New | MASTEC INC | $785,000 | – | 18,065 | +100.0% | 0.01% | – |
| MCY | Buy | MERCURY GENL CORP NEW | $808,000 | +43.0% | 17,915 | +57.6% | 0.01% | +42.9% |
| MSFT | Buy | MICROSOFT | $763,000 | +10.3% | 18,619 | +0.7% | 0.01% | +11.1% |
| MHK | Buy | MOHAWK INDUSTRIES INC | $775,000 | +39.6% | 5,703 | +52.9% | 0.01% | +42.9% |
| MNST | Buy | MONSTER BEVERAGE CORP | $799,000 | +48.2% | 11,508 | +44.6% | 0.01% | +42.9% |
| MORN | Buy | MORNINGSTAR INC | $774,000 | +48.8% | 9,801 | +47.3% | 0.01% | +42.9% |
| NAV | Buy | NAVISTAR INTL CORP NEW | $795,000 | +46.7% | 23,461 | +65.4% | 0.01% | +42.9% |
| NWSA | Buy | NEWS CORP NEWcl a | $778,000 | +42.8% | 45,168 | +49.4% | 0.01% | +42.9% |
| NKE | Buy | NIKE INCcl b | $800,000 | +40.6% | 10,835 | +49.8% | 0.01% | +42.9% |
| JWN | Buy | NORDSTROM INC | $788,000 | +47.8% | 12,613 | +46.3% | 0.01% | +42.9% |
| NUAN | Buy | NUANCE COMMUNICATIONS INC | $800,000 | +49.0% | 46,567 | +31.9% | 0.01% | +42.9% |
| NRK | Sell | NUVEEN INS NY TX FR ADV MUN | $788,000 | +1.5% | 61,698 | -2.4% | 0.01% | 0.0% |
| NEA | Sell | NUVEEN AMT-FREE MUN FD | $827,000 | +6.3% | 63,900 | -1.1% | 0.01% | 0.0% |
| NQU | Sell | NUVEEN QUALITY INCOME MUN FD | $773,000 | +7.2% | 58,181 | -1.2% | 0.01% | +11.1% |
| OCN | Buy | OCWEN FINL CORP COM NEW | $838,000 | +36.0% | 21,384 | +92.4% | 0.01% | +25.0% |
| PZZA | New | PAPA JOHNS INTL INC | $769,000 | – | 14,752 | +100.0% | 0.01% | – |
| PAYX | Buy | PAYCHEX INC | $785,000 | +47.6% | 18,419 | +57.7% | 0.01% | +42.9% |
| PMO | Buy | PUTNAM MUN OPPORTUNITIES TRsh ben int | $828,000 | +6.4% | 72,839 | +0.5% | 0.01% | 0.0% |
| RES | Buy | RPC INC | $810,000 | +54.6% | 39,658 | +35.0% | 0.01% | +42.9% |
| RAX | Buy | RACKSPACE HOSTING INC | $783,000 | +40.6% | 23,854 | +67.7% | 0.01% | +42.9% |
| RL | Buy | RALPH LAUREN CORPcl a | $785,000 | +47.6% | 4,876 | +61.8% | 0.01% | +42.9% |
| RJF | Buy | RAYMOND JAMES FINANCIAL INC | $808,000 | +51.0% | 14,440 | +40.9% | 0.01% | +42.9% |
| RP | Buy | REALPAGE INC | $770,000 | +41.3% | 42,417 | +82.0% | 0.01% | +42.9% |
| ROL | Buy | ROLLINS INC | $785,000 | +45.6% | 25,968 | +45.9% | 0.01% | +42.9% |
| CRM | Buy | SALESFORCE COM INC | $792,000 | +46.1% | 13,871 | +41.2% | 0.01% | +42.9% |
| SLB | Sell | SCHLUMBERGER | $839,000 | +2.8% | 8,606 | -5.0% | 0.01% | 0.0% |
| SMG | Buy | SCOTTS MIRACLE GRO COcl a | $784,000 | +46.3% | 12,800 | +48.6% | 0.01% | +42.9% |
| SLGN | Buy | SILGAN HOLDINGS INC | $791,000 | +47.6% | 15,964 | +43.1% | 0.01% | +42.9% |
| SBUX | Buy | STARBUCKS CORP | $760,000 | +41.8% | 10,354 | +51.5% | 0.01% | +42.9% |
| SYNT | Buy | SYNTEL INC | $784,000 | +49.0% | 8,716 | +50.6% | 0.01% | +42.9% |
| TLM | Buy | TALISMAN ENERGY INC | $782,000 | +45.9% | 78,355 | +70.4% | 0.01% | +42.9% |
| TCO | Buy | TAUBMAN CTRS INC | $800,000 | +51.2% | 11,296 | +36.4% | 0.01% | +42.9% |
| TTEC | Buy | TELETECH HOLDINGS INC | $799,000 | +48.8% | 32,588 | +45.2% | 0.01% | +42.9% |
| TKR | Buy | TIMKEN CO | $767,000 | +41.5% | 13,054 | +32.7% | 0.01% | +42.9% |
| TR | Buy | TOOTSIE ROLL INDS INC | $814,000 | +52.1% | 27,201 | +65.3% | 0.01% | +42.9% |
| FOXA | Sell | TWENTY FIRST CENTY FOX INCcl a | $818,000 | -16.1% | 25,592 | -7.7% | 0.01% | -16.7% |
| URBN | Buy | URBAN OUTFITTERS INC | $780,000 | +45.3% | 21,389 | +47.9% | 0.01% | +42.9% |
| VOD | New | VODAFONE GROUP PLC NEW SPNSR ADR NO PARadr | $789,000 | – | 21,429 | +100.0% | 0.01% | – |
| WERN | Buy | WERNER ENTERPRISES INC | $793,000 | +49.6% | 31,092 | +45.2% | 0.01% | +42.9% |
| WLK | Buy | WESTLAKE CHEM CORP | $776,000 | +41.1% | 11,731 | +160.3% | 0.01% | +42.9% |
| MRVL | Buy | MARVELL TECHNOLOGY GROUP ORD | $774,000 | +36.0% | 49,165 | +24.3% | 0.01% | +42.9% |
| GRMN | Buy | GARMIN LTD | $785,000 | +48.4% | 14,198 | +23.9% | 0.01% | +42.9% |
| RIG | Buy | TRANSOCEAN LTD ZUG NAMEN AKT | $830,000 | +43.6% | 20,084 | +71.8% | 0.01% | +42.9% |
| ASPS | Buy | ALTISOURCE PORTFOLIO SOLNS S | $821,000 | +57.3% | 6,749 | +104.9% | 0.01% | +42.9% |
| LYB | Buy | LYONDELLBASELL INDUSTRIES Ncl a | $775,000 | +43.8% | 8,715 | +29.9% | 0.01% | +42.9% |
| SSNC | New | SS&C TECHNOLOGIES HLDGS INC | $752,000 | – | 18,800 | +100.0% | 0.01% | – |
| SPSB | SPDR SERIES TRUST BARC CAPTL ETF | $738,000 | +0.1% | 24,000 | 0.0% | 0.01% | 0.0% | |
| MINT | Buy | PIMCO ETF TR ENHAN SHRT MAT | $707,000 | +16.3% | 6,983 | +16.5% | 0.01% | +12.5% |
| UAA | Buy | UNDER ARMOUR INCcl a | $753,000 | +35.9% | 13,142 | +107.2% | 0.01% | +28.6% |
| MENT | Buy | MENTOR GRAPHICS CORP | $759,000 | +42.7% | 34,490 | +56.0% | 0.01% | +28.6% |
| CAB | Buy | CABELAS INC | $750,000 | +37.6% | 11,442 | +39.9% | 0.01% | +28.6% |
| NIO | Buy | NUVEEN MUN OPPORTUNITY | $748,000 | +19.3% | 54,370 | +14.7% | 0.01% | +12.5% |
| NXZ | Sell | NUVEEN DIV ADVANTAGE MUN FD | $695,000 | +5.0% | 51,446 | -1.3% | 0.01% | +12.5% |
| TSLA | Sell | TESLA MTRS INC | $740,000 | +33.8% | 3,552 | -3.4% | 0.01% | +28.6% |
| TFX | Sell | TELEFLEX INC | $716,000 | +13.3% | 6,679 | -0.7% | 0.01% | +12.5% |
| MCD | Sell | MCDONALDS CORP | $687,000 | -11.0% | 7,013 | -11.8% | 0.01% | -10.0% |
| SCHW | Buy | SCHWAB CHARLES CORP NEW | $751,000 | +40.4% | 27,466 | +33.4% | 0.01% | +28.6% |
| PSMT | Buy | PRICESMART INC | $720,000 | +36.4% | 7,130 | +56.1% | 0.01% | +28.6% |
| FCT | Sell | FIRST TR/FOUR CRNRS SR FLOAT | $756,000 | -1.3% | 52,300 | -0.9% | 0.01% | -10.0% |
| FHY | Sell | FIRST TRUST STRATEGIC HIGH INCOME FD II | $730,000 | -1.5% | 45,846 | -0.7% | 0.01% | 0.0% |
| NATI | Buy | NATIONAL INSTRS CORP | $751,000 | +37.5% | 26,176 | +53.6% | 0.01% | +28.6% |
| FE | Sell | FIRSTENERGY CORP | $745,000 | -35.0% | 21,891 | -37.0% | 0.01% | -35.7% |
| PEGA | Buy | PEGASYSTEMS INC | $755,000 | +43.0% | 42,760 | +298.6% | 0.01% | +28.6% |
| NBH | NEUBERGER BERMAN INTER MUNI | $711,000 | +3.2% | 49,054 | 0.0% | 0.01% | 0.0% | |
| AFFX | AFFYMETRIX INC | $742,000 | -16.7% | 104,000 | 0.0% | 0.01% | -18.2% | |
| AMZN | Buy | AMAZON COM INC | $747,000 | +42.8% | 2,221 | +69.4% | 0.01% | +28.6% |
| PCYC | Buy | PHARMACYCLICS INC | $688,000 | +28.1% | 6,864 | +35.3% | 0.01% | +28.6% |
| AEO | Buy | AMERICAN EAGLE OUTFITTERS IN | $746,000 | +41.3% | 60,977 | +66.4% | 0.01% | +28.6% |
| XAA | Sell | AMERICAN MUN INCOME PORTFOLI | $702,000 | +6.7% | 49,479 | -2.4% | 0.01% | +12.5% |
| PCN | Sell | PIMCO CORPORATE INCOME FD | $712,000 | -47.6% | 42,856 | -50.1% | 0.01% | -47.1% |
| WNR | Buy | WESTERN REFNG INC | $758,000 | +35.1% | 19,629 | +48.3% | 0.01% | +28.6% |
| MYN | BLACKROCK MUNIYIELD N Y QUALITY FUND INC | $690,000 | +7.5% | 53,165 | 0.0% | 0.01% | +12.5% | |
| ISIS | ISIS PHARMACEUTICALS INC | $735,000 | +8.6% | 17,000 | 0.0% | 0.01% | 0.0% | |
| BKE | Buy | BUCKLE INC | $753,000 | +38.4% | 16,451 | +58.9% | 0.01% | +28.6% |
| MHFI | Sell | MCGRAW HILL COMPANIES INC | $633,000 | -7.2% | 8,297 | -4.9% | 0.01% | -11.1% |
| ORCL | Buy | ORACLE CORP | $616,000 | +85.0% | 15,047 | +72.9% | 0.01% | +100.0% |
| MQT | Sell | BLACKROCK MUNIYIELD QUALITY | $663,000 | -9.9% | 53,041 | -15.8% | 0.01% | -11.1% |
| NMA | NUVEEN MUN ADVANTAGE FD INC | $648,000 | +6.8% | 49,951 | 0.0% | 0.01% | 0.0% | |
| RAI | REYNOLDS AMERN INC | $652,000 | +6.7% | 12,214 | 0.0% | 0.01% | 0.0% | |
| PTY | Sell | PIMCO CORPORATE OPP FD | $632,000 | -6.2% | 34,974 | -10.4% | 0.01% | -11.1% |
| NMZ | Sell | NUVEEN MUN HIGH INC OPP FD | $616,000 | -3.8% | 48,447 | -9.1% | 0.01% | 0.0% |
| POT | Buy | POTASH CORP SASK INC | $567,000 | +13.6% | 15,650 | +3.3% | 0.01% | +16.7% |
| ADI | Buy | ANALOG DEVICES INC | $553,000 | +5.3% | 10,405 | +1.0% | 0.01% | 0.0% |
| MNKD | Buy | MANNKIND CORP | $541,000 | -2.0% | 134,495 | +26.6% | 0.01% | 0.0% |
| EVY | EATON VANCE NY MUNI INCOME Tsh ben int | $535,000 | +10.5% | 38,950 | 0.0% | 0.01% | +16.7% | |
| EVN | EATON VANCE MUNI INCOME TRUSsh ben int | $475,000 | +13.6% | 39,772 | 0.0% | 0.01% | +20.0% | |
| Sell | PEABODY ENERGY CORP 4.750% 12/15/41note | $446,000 | -0.7% | 552,000 | -2.8% | 0.01% | 0.0% | |
| SMB | Sell | MARKET VECTORS ETF TR MKTVEC SMUNETF | $462,000 | -6.5% | 26,240 | -6.6% | 0.01% | 0.0% |
| IQI | Sell | INVESCO QUALITY MUNI INC TRS | $498,000 | +5.5% | 42,203 | -0.7% | 0.01% | 0.0% |
| VMO | Sell | INVESCO VAN KAMPEN MUNI OPP | $465,000 | +2.0% | 38,106 | -2.1% | 0.01% | 0.0% |
| IFF | INTL FLAVORS & FRAGRANCES | $445,000 | +11.2% | 4,650 | 0.0% | 0.01% | +20.0% | |
| FOREST CITY ENT 4.250% 08/15/18note | $498,000 | +0.4% | 446,000 | 0.0% | 0.01% | 0.0% | ||
| New | QUANTUM CORP CONV 4.500% 11/15/17conv | $510,000 | – | 500,000 | +100.0% | 0.01% | – | |
| DGX | Buy | QUEST DIAGNOSTICS INC | $455,000 | +14.9% | 7,850 | +6.1% | 0.01% | +20.0% |
| EVG | Sell | EATON VANCE SH TM DR DIVR INC | $478,000 | -4.8% | 31,458 | -4.3% | 0.01% | 0.0% |
| ENX | EATON VANCE NY MUN BD FD | $490,000 | +5.8% | 40,890 | 0.0% | 0.01% | 0.0% | |
| DMF | DREYFUS MUN INCOME INC | $445,000 | +6.7% | 49,307 | 0.0% | 0.01% | +20.0% | |
| CUB | CUBIC CORP | $512,000 | -3.0% | 10,019 | 0.0% | 0.01% | -14.3% | |
| CINF | CINCINNATI FINL CORP | $450,000 | -7.2% | 9,253 | 0.0% | 0.01% | 0.0% | |
| CLDX | CELLDEX THERAPEUTICS INC | $465,000 | -27.1% | 26,335 | 0.0% | 0.01% | -25.0% | |
| VMI | Sell | VALMONT INDS INC | $506,000 | -3.1% | 3,400 | -2.9% | 0.01% | -14.3% |
| VRSK | VERISK ANALYTICS INCcl a | $462,000 | -8.7% | 7,700 | 0.0% | 0.01% | 0.0% | |
| BBF | Sell | BLACKROCK MUNICIPAL INCOME INVEST TRUST | $466,000 | -1.1% | 34,979 | -7.2% | 0.01% | 0.0% |
| F102PS | Buy | BABCOCK & WILCOX CO NEW | $454,000 | -1.9% | 13,676 | +1.1% | 0.01% | 0.0% |
| BGCP | Sell | BGC PARTNERS INCcl a | $489,000 | -0.6% | 74,827 | -7.9% | 0.01% | 0.0% |
| NQM | NUVEEN INVT QUALITY MUN FD I | $447,000 | +4.2% | 31,675 | 0.0% | 0.01% | +20.0% | |
| CXE | Sell | MFS HIGH INCOME MUN TRsh ben int | $481,000 | +5.3% | 101,275 | -0.9% | 0.01% | 0.0% |
| TROW | Sell | PRICE T ROWE GROUP INC | $404,000 | -33.0% | 4,906 | -31.9% | 0.01% | -37.5% |
| EVM | EATON VANCE CA MUN BD FD | $382,000 | +6.4% | 35,168 | 0.0% | 0.01% | 0.0% | |
| PML | PIMCO MUN INCOME FD II | $362,000 | +8.7% | 31,273 | 0.0% | 0.01% | +25.0% | |
| CRRTQ | Buy | CARBO CERAMICS INC | $392,000 | +22.9% | 2,838 | +3.7% | 0.01% | +25.0% |
| CPN | Sell | CALPINE CORP | $406,000 | +1.5% | 19,427 | -5.2% | 0.01% | 0.0% |
| IIM | Sell | INVESCO INSURED MUNICIPAL INCOME TRUST | $393,000 | +4.0% | 27,265 | -2.5% | 0.01% | 0.0% |
| PWE | Buy | PENN WEST PETROLEUM LTD | $405,000 | +13.4% | 48,408 | +13.3% | 0.01% | 0.0% |
| GPC | Buy | GENUINE PARTS CO | $426,000 | +5.7% | 4,907 | +1.3% | 0.01% | 0.0% |
| UPS | Sell | UNITED PARCEL SVC INCcl b | $388,000 | -8.7% | 3,988 | -1.4% | 0.01% | 0.0% |
| NQI | Sell | NUVEEN QUALITY MUN FD INC | $392,000 | +0.5% | 30,755 | -4.7% | 0.01% | 0.0% |
| VECO | Sell | VEECO INSTRS INC DEL | $398,000 | +24.8% | 9,500 | -2.1% | 0.01% | +25.0% |
| WEBMD HEALTH CORP 2.250% 03/31/16note | $404,000 | +1.0% | 400,000 | 0.0% | 0.01% | 0.0% | ||
| CSGP | COSTAR GROUP INC | $373,000 | +1.1% | 2,000 | 0.0% | 0.01% | 0.0% | |
| SAN | Buy | BANCO SANTANDER CENT HISPANO ADRadr | $406,000 | +43.0% | 42,329 | +35.0% | 0.01% | +25.0% |
| BABS | Sell | SPDR SERIES TRUST BRCLY CP US BD | $417,000 | -11.3% | 7,247 | -17.1% | 0.01% | -16.7% |
| KMB | Buy | KIMBERLY CLARK CORP | $423,000 | +5.8% | 3,836 | +0.1% | 0.01% | 0.0% |
| PRISY | Buy | PROMOTORA DE INFORMACIONES S | $417,000 | +14.9% | 184,339 | +11.3% | 0.01% | 0.0% |
| BIE | Sell | BLACKROCK MUNIC BD INVST TR | $312,000 | -3.1% | 21,974 | -8.7% | 0.00% | 0.0% |
| WPC | New | W P CAREY INC | $342,000 | – | 5,700 | +100.0% | 0.00% | – |
| VCSH | New | VANGUARD SHRT-TERM CORP BD ETF | $344,000 | – | 4,302 | +100.0% | 0.00% | – |
| MKTX | MARKETAXESS HLDGS INC | $338,000 | -11.3% | 5,700 | 0.0% | 0.00% | -20.0% | |
| RSP | Buy | RYDEX ETF TRUST S&P 500 EQ TRD | $349,000 | +19.1% | 4,784 | +16.2% | 0.00% | 0.0% |
| AYN | ALLIANCE BERNSTEIN NEW YORK MUN INC FD | $296,000 | +5.3% | 23,676 | 0.0% | 0.00% | 0.0% | |
| FTF | Sell | FRANKLIN TEMPLETON LTD DUR I | $280,000 | -4.1% | 21,423 | -4.7% | 0.00% | 0.0% |
| KTF | DWS MUN INCOME TR | $297,000 | +8.8% | 22,760 | 0.0% | 0.00% | +33.3% | |
| JMT | NUVEEN MTG OPPTY TERM FD 2 | $291,000 | +1.7% | 12,445 | 0.0% | 0.00% | 0.0% | |
| TRF | New | TEMPLETON RUS AND EAST EUR F | $288,000 | – | 21,897 | +100.0% | 0.00% | – |
| FIS | Sell | FIDELITY NATL INFORMATION SVC | $345,000 | -3.6% | 6,461 | -3.0% | 0.00% | -20.0% |
| CTRP | CTRIP COM INTL LTD ADRadr | $292,000 | +1.4% | 5,800 | 0.0% | 0.00% | 0.0% | |
| NVG | Sell | NUVEEN DIVID ADVANTAGE | $281,000 | +2.9% | 21,070 | -3.2% | 0.00% | +33.3% |
| ARNA | ARENA PHARMACEUTICALS INC | $284,000 | +8.0% | 45,000 | 0.0% | 0.00% | +33.3% | |
| JTP | Sell | NUVEEN QUALITY PFD INCOME FD | $291,000 | -2.7% | 36,150 | -6.9% | 0.00% | 0.0% |
| BHL | Sell | BLACKROCK DEFINED OPPRTY CR | $310,000 | -4.6% | 22,469 | -5.9% | 0.00% | 0.0% |
| TREE | TREE COM INC | $305,000 | -5.6% | 9,833 | 0.0% | 0.00% | 0.0% | |
| SEB | SEABOARD CORP DEL | $341,000 | -6.1% | 130 | 0.0% | 0.00% | -20.0% | |
| BAX | BAXTER INTL INC | $314,000 | +5.7% | 4,272 | 0.0% | 0.00% | 0.0% | |
| PRB | Sell | MARKET VECTORS ETF TR PRE-RF MUN ETF | $280,000 | -28.8% | 11,394 | -29.1% | 0.00% | -20.0% |
| TAL | Sell | TAL INTL GROUP INC | $293,000 | -34.0% | 6,832 | -11.8% | 0.00% | -33.3% |
| NVO | NOVO-NORDISK A S ADRadr | $353,000 | +23.4% | 7,740 | 0.0% | 0.00% | 0.0% | |
| CVRR | Sell | CVR REFNG LP | $267,000 | -18.3% | 11,469 | -20.7% | 0.00% | -25.0% |
| AINV | Sell | APPOLO INVT CORP | $222,000 | -2.2% | 26,700 | -0.4% | 0.00% | 0.0% |
| MRO | MARATHON OIL CORP | $259,000 | +0.4% | 7,300 | 0.0% | 0.00% | 0.0% | |
| ACAS | Sell | AMERICAN CAPITAL LTD | $256,000 | -7.6% | 16,195 | -8.5% | 0.00% | 0.0% |
| POST | Buy | POST HLDGS INC | $242,000 | +19.8% | 4,383 | +7.1% | 0.00% | 0.0% |
| EOG | Buy | EOG RES INC | $275,000 | +17.0% | 2,804 | +100.0% | 0.00% | 0.0% |
| COP | Buy | CONOCOPHILLIPS | $236,000 | +2.6% | 3,351 | +3.0% | 0.00% | 0.0% |
| CL | COLGATE PALMOLIVE CO | $217,000 | -0.5% | 3,344 | 0.0% | 0.00% | 0.0% | |
| PMM | Sell | PUTNAM MANAGED MUN INCOM TR | $238,000 | -3.3% | 34,180 | -7.6% | 0.00% | 0.0% |
| CVE | Buy | CENOVUS ENERGY INC | $258,000 | +20.0% | 8,910 | +18.6% | 0.00% | 0.0% |
| PGNX | PROGENICS PHARMACEUTICALS IN | $275,000 | -23.2% | 67,200 | 0.0% | 0.00% | -40.0% | |
| HYD | Sell | MARKET VECTORS ETF TR HG YLD MUN ETF | $239,000 | -0.4% | 8,093 | -4.8% | 0.00% | 0.0% |
| NXK | NUVEEN NY DIV ADVANTG MUN FD | $269,000 | +4.7% | 20,548 | 0.0% | 0.00% | 0.0% | |
| CMU | MFS HIGH YIELD MUN TRsh ben int | $254,000 | +7.2% | 57,354 | 0.0% | 0.00% | 0.0% | |
| NBO | Sell | NEUBERGER BERMAN NY INT MUN | $252,000 | -7.4% | 18,577 | -9.7% | 0.00% | 0.0% |
| ROX | New | CASTLE BRANDS INC | $275,000 | – | 229,000 | +100.0% | 0.00% | – |
| NKX | Sell | NUVEEN CALIF AMT-FREE MUN INC FD | $200,000 | -13.8% | 15,067 | -20.9% | 0.00% | 0.0% |
| SMMU | PIMCO ETF TR SHTRM MUN BOND | $201,000 | 0.0% | 4,000 | 0.0% | 0.00% | 0.0% | |
| T | Buy | AT&T INC | $232,000 | +2.2% | 6,607 | +2.4% | 0.00% | 0.0% |
| CEO | Sell | CNOOC LTD SPONSORED ADRadr | $274,000 | -65.9% | 1,802 | -57.9% | 0.00% | -70.0% |
| GRC | Sell | GORMAN RUPP CO | $249,000 | -10.8% | 7,847 | -6.0% | 0.00% | -25.0% |
| SHY | ISHARES TR 1-3 YR TRS BD | $267,000 | 0.0% | 3,167 | 0.0% | 0.00% | 0.0% | |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD | $248,000 | -1.2% | 20,221 | -1.8% | 0.00% | 0.0% |
| MHN | Sell | BLACKROCK MUNIHOLDINGS N Y QUALITY FUND | $262,000 | -21.6% | 19,610 | -26.7% | 0.00% | -25.0% |
| NIM | NUVEEN SELECT MAT MUN FDsh ben int | $219,000 | +5.8% | 21,500 | 0.0% | 0.00% | 0.0% | |
| BCF | Sell | BLACKROCK REAL ASSET EQUITY | $239,000 | -2.4% | 26,804 | -4.8% | 0.00% | 0.0% |
| OSIR | Buy | OSIRIS THERAPEUTICS INC NEW | $236,000 | -8.2% | 18,000 | +12.5% | 0.00% | 0.0% |
| ATNY | API TECHNOLOGIES CORP | $202,000 | -14.0% | 69,033 | 0.0% | 0.00% | 0.0% | |
| OZM | OCH ZIFF CAP MGMT GROUPcl a | $154,000 | -7.2% | 11,200 | 0.0% | 0.00% | 0.0% | |
| MFM | MFS MUN INCOME TRsh ben int | $142,000 | +4.4% | 21,811 | 0.0% | 0.00% | 0.0% | |
| MYF | BLACKROCK MUNIYIELD INVST FD | $197,000 | +3.1% | 13,900 | 0.0% | 0.00% | 0.0% | |
| PYN | Sell | PIMCO NEW YORK MUN INCM FD 1 | $137,000 | -6.8% | 14,800 | -12.9% | 0.00% | 0.0% |
| DVM | Sell | COHEN & STEERS DIV MJRS FDIN | $178,000 | -19.5% | 11,517 | -23.9% | 0.00% | -33.3% |
| FUR | Sell | WINTHROP RLTY TR SH BEN INT NEWben int | $156,000 | -73.8% | 13,435 | -75.0% | 0.00% | -75.0% |
| JPS | Sell | NUVEEN QUALITY PFD INCOME FD | $142,000 | 0.0% | 16,333 | -6.6% | 0.00% | 0.0% |
| MUS | Sell | BLACKROCK MUNIHLDGS QUALITY FUND INC | $140,000 | -15.2% | 11,057 | -20.4% | 0.00% | 0.0% |
| EIM | Sell | EATON VANCE MUN BD FD | $153,000 | -15.9% | 12,840 | -20.2% | 0.00% | 0.0% |
| LEO | Sell | DREYFUS STRATEGIC MUNS INC | $183,000 | -14.5% | 22,570 | -20.0% | 0.00% | -33.3% |
| MUI | BLACKROCK MUNI INTER DR FD I | $146,000 | +2.1% | 10,308 | 0.0% | 0.00% | 0.0% | |
| MHY | WESTERN ASSETT MGD HI INCM F | $168,000 | +0.6% | 29,400 | 0.0% | 0.00% | 0.0% | |
| CCA | MFS CALIF MUN FD | $181,000 | +5.8% | 17,122 | 0.0% | 0.00% | 0.0% | |
| AVP | Sell | AVON PRODS INC | $180,000 | -67.2% | 12,300 | -61.3% | 0.00% | -71.4% |
| HHY | New | BROOKFIELD HIGH INCOME FD INC | $130,000 | – | 12,897 | +100.0% | 0.00% | – |
| MDR | Buy | MCDERMOTT INTL INC | $196,000 | -8.4% | 25,008 | +7.0% | 0.00% | -33.3% |
| NCQ | Sell | NOVACOPPER INC | $129,000 | -12.8% | 95,247 | -2.3% | 0.00% | 0.0% |
| DSM | DREYFUS STRATEGIC MUN BD FD | $149,000 | +4.9% | 19,074 | 0.0% | 0.00% | 0.0% | |
| MHI | PIONEER MUN HIGH INCOME TR | $193,000 | +9.0% | 13,000 | 0.0% | 0.00% | 0.0% | |
| NZH | NUVEEN CA DIV ADV MUNI FD 3sh ben int | $185,000 | +6.9% | 15,119 | 0.0% | 0.00% | 0.0% | |
| ONTX | New | ONCONOVA THERAPEUTICS INC | $114,000 | – | 18,000 | +100.0% | 0.00% | – |
| JHP | Sell | NUVEEN QUALITY PFD INCOME FD 3 | $108,000 | -5.3% | 12,920 | -10.7% | 0.00% | 0.0% |
| IDT | Sell | IDT CORPcl b new | $108,000 | -69.8% | 6,512 | -67.5% | 0.00% | -80.0% |
| MACK | New | MERRIMACK PHARMACEUTICALS IN | $60,000 | – | 12,000 | +100.0% | 0.00% | – |
| DNDNQ | DENDREON CORP | $102,000 | 0.0% | 34,000 | 0.0% | 0.00% | 0.0% | |
| STRP | Sell | STRAIGHT PATH COMMUNICATNS Icl b | $74,000 | -10.8% | 10,016 | -0.6% | 0.00% | 0.0% |
| SNTA | New | SYNTA PHARMACEUTICALS CORP | $47,000 | – | 11,000 | +100.0% | 0.00% | – |
| PACB | PACIFIC BIOSCIENCES CALIF IN | $64,000 | +1.6% | 12,000 | 0.0% | 0.00% | 0.0% | |
| VICL | VICAL INC | $109,000 | +9.0% | 84,500 | 0.0% | 0.00% | 0.0% | |
| MEN | BLACKROCK MUNIENHANCED FD IN | $111,000 | +4.7% | 10,198 | 0.0% | 0.00% | 0.0% | |
| PZC | PIMCO CALIF MUN INCOME FD II | $119,000 | +8.2% | 11,931 | 0.0% | 0.00% | 0.0% | |
| JCPNQ | Sell | PENNEY J C INC | $92,000 | -93.7% | 10,724 | -93.2% | 0.00% | -94.4% |
| ONTY | ONCOTHYREON INC | $97,000 | +70.2% | 32,333 | 0.0% | 0.00% | 0.0% | |
| PPT | PUTNAM PREMIER INCOME TRsh ben int | $94,000 | +1.1% | 17,088 | 0.0% | 0.00% | 0.0% | |
| PCF | Sell | PUTMAN HIGH INCOME SEC FUND | $92,000 | -1.1% | 11,013 | -2.1% | 0.00% | 0.0% |
| CHCWS | Exit | CHINA HYDROELECTRIC CORPORATWT EXP 012514wt | $0 | – | -40,000 | -100.0% | 0.00% | – |
| IBKR | New | INTERACTIVE BROKERS GROUP INC | $2,000 | – | 100 | +100.0% | 0.00% | – |
| NVC | Buy | NUVEEN CA SELECT QUALITY MUN | $17,000 | -92.9% | 251,719 | +1345.0% | 0.00% | -100.0% |
| GCVRZ | SANOFI AVENTIS CONTGNT VAL RTrts | $5,000 | 0.0% | 15,940 | 0.0% | 0.00% | – | |
| AUQ | Exit | AURICO GOLD INC COM | $0 | – | -31,500 | -100.0% | -0.00% | – |
| FMY | Exit | FIRST TRUST MORTGAGE INCOME FUND | $0 | – | -10,198 | -100.0% | -0.00% | – |
| HHY | Exit | HELIOS HIGH YIELD FD COM | $0 | – | -12,897 | -100.0% | -0.00% | – |
| AFB | Exit | ALLIANCE BERNSTEIN NATL MUN INCOME FD | $0 | – | -11,689 | -100.0% | -0.00% | – |
| STO | Exit | STATOIL ASA SPONSORED ADRadr | $0 | – | -8,800 | -100.0% | -0.00% | – |
| SEA | Exit | CLAYMORE EXCHANGE TRD FD TR GUGG SHIPPNG E | $0 | – | -13,257 | -100.0% | -0.00% | – |
| SUB | Exit | ISHARES TR S&P SHRT NATL | $0 | – | -3,244 | -100.0% | -0.00% | – |
| AIA | Exit | ISHARES TR S&P ASIA 50 IN | $0 | – | -7,408 | -100.0% | -0.00% | – |
| Exit | QUANTUM CORP CONV 4.500% 11/15/17conv | $0 | – | -500,000 | -100.0% | -0.01% | – | |
| PENN | Exit | PENN NATL GAMING INC COM | $0 | – | -37,673 | -100.0% | -0.01% | – |
| UBA | Exit | URSTADT BIDDLE PPTYS INS CL Acl a | $0 | – | -29,631 | -100.0% | -0.01% | – |
| LBTYA | Exit | LIBERTY GLOBAL PLC SHS CL Acl a | $0 | – | -7,300 | -100.0% | -0.01% | – |
| CETV | Exit | CENTRAL EUROPEAN MEDIA ENTRPCL A NEWcl a | $0 | – | -160,792 | -100.0% | -0.01% | – |
| EPI | Exit | WISDOMTREE TRUST INDIA ERNGS FD | $0 | – | -34,100 | -100.0% | -0.01% | – |
| FAST | Exit | FASTENAL CO | $0 | – | -12,556 | -100.0% | -0.01% | – |
| FXI | Exit | ISHARES TR FTSE CHINA 25 IDX | $0 | – | -20,014 | -100.0% | -0.01% | – |
| ALX | Exit | ALEXANDERS INC | $0 | – | -2,308 | -100.0% | -0.01% | – |
| VPHM | Exit | VIROPHARMA INC COM | $0 | – | -19,000 | -100.0% | -0.01% | – |
| Exit | MOLYCORP INC 3.250% 06/15/16note | $0 | – | -1,500,000 | -100.0% | -0.01% | – | |
| Exit | SIMON PPTY GROUP INC NEW | $0 | – | -6,700 | -100.0% | -0.01% | – | |
| BEAM | Exit | BEAM INC COM | $0 | – | -15,921 | -100.0% | -0.01% | – |
| Exit | JEFFERIES GROUP INC (LUK) 3.875% 11/01/29note | $0 | – | -1,221,000 | -100.0% | -0.02% | – | |
| TAO | Exit | GUGGENHEIM CHINA REAL ESTATE ETF | $0 | – | -68,383 | -100.0% | -0.02% | – |
| BK | Exit | BANK OF NEW YORK MELLON CORP | $0 | – | -37,917 | -100.0% | -0.02% | – |
| VOD | Exit | VODAFONE GROUP PLC NEW SPONS ADR NEW | $0 | – | -38,909 | -100.0% | -0.02% | – |
| GXC | Exit | SPDR INDEX SHS FDS S&P CHINA ETF | $0 | – | -20,575 | -100.0% | -0.02% | – |
| Exit | CACI INTL CONV 2.125% 05/01/2014note | $0 | – | -1,388,000 | -100.0% | -0.02% | – | |
| Exit | L 3 COMMUNICATIONS CORP CONV 3.000% 08/01/35conv | $0 | – | -1,800,000 | -100.0% | -0.03% | – | |
| Exit | DIREXION EMERGING MKT BEAR 3Xput | $0 | – | -30,500 | -100.0% | -0.03% | – | |
| Exit | KINDER MORGAN INC DEL COMput | $0 | – | -70,000 | -100.0% | -0.03% | – | |
| Exit | LEUCADIA NATL CORP SR NT CONV 3.7conv | $0 | – | -5,102,000 | -100.0% | -0.09% | – | |
| SPY | Exit | STANDARD & POORS DEPOSITARY RECEIPTS (SPD | $0 | – | -45,532 | -100.0% | -0.11% | – |
| Exit | PROSHARES TR II VIX STRMFUT ETFput | $0 | – | -135,200 | -100.0% | -0.12% | – | |
| XXV | Exit | BARCLAYS BK PLC IPATH INVS&P STF | $0 | – | -337,400 | -100.0% | -0.18% | – |
| Exit | BARCLAYS BK PLC IPATH S&Pput | $0 | – | -734,500 | -100.0% | -0.39% | – | |
| Exit | BARCLAYS BK PLC IPATH S&Pcall | $0 | – | -902,700 | -100.0% | -0.48% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TEXAS PAC LD TR | 23 | Q4 2018 | 38.4% |
| HOWARD HUGHES CORP COM | 23 | Q4 2018 | 10.9% |
| ICAHN ENTERPRISES LPDEP UNIT | 23 | Q4 2018 | 5.9% |
| WENDYS COMPANY | 23 | Q4 2018 | 4.6% |
| BROOKFIELD ASSET MGMT INC VTG SHS | 23 | Q4 2018 | 3.4% |
| AUTONATION INC COM | 23 | Q4 2018 | 4.3% |
| DISH NETWORK CORP CL A | 23 | Q4 2018 | 3.0% |
| CBOE HLDGS INC COM | 23 | Q4 2018 | 2.5% |
| LIVE NATION ENTERTAINMENT INC. | 23 | Q4 2018 | 1.8% |
| ECHOSTAR CORP CL A | 23 | Q4 2018 | 1.5% |
View Horizon Kinetics's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TEXAS PACIFIC LAND TRUST | March 18, 2019 | 42,437 | 0.5% |
| Associated Capital Group, Inc. | February 13, 2019 | 1,522,421 | 43.0% |
| Civeo Corp | February 13, 2019 | 36,947,116 | 22.0% |
| Howard Hughes Corp | February 13, 2019 | 1,885,861 | 4.4% |
| ROYCE MICRO-CAP TRUST, INC. | February 13, 2019 | 2,745,981 | 6.9% |
| Atlas Energy Group, LLC | February 14, 2018 | 1,455,419 | 4.6% |
| EMERGENT CAPITAL, INC.Sold out | February 14, 2018 | 0 | 0.0% |
| Wendy's Co | February 14, 2017 | 9,428,217 | 3.7% |
| DreamWorks Animation SKG, Inc. | February 16, 2016 | 8,149,567 | 10.4% |
| LMP CORPORATE LOAN FUND INC. | February 16, 2016 | 423,900 | 4.3% |
View Horizon Kinetics's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2019-05-06 |
| 4 | 2019-05-03 |
| 4 | 2019-05-02 |
| 4 | 2019-05-01 |
| 4 | 2019-04-30 |
| 4 | 2019-04-29 |
| 4 | 2019-04-26 |
| 4 | 2019-04-25 |
| 4 | 2019-04-24 |
| 4 | 2019-04-23 |
View Horizon Kinetics's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.