$7.92 Billion is the total value of Horizon Kinetics's 709 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 11.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LMCA | Sell | LIBERTY MEDIA CORP DELAWARE CL Acl a | $678,621,000 | -3.4% | 4,638,815 | -2.8% | 8.56% | -11.0% |
| HHC | Buy | HOWARD HUGHES CORP COM | $650,608,000 | +7.7% | 5,417,224 | +0.8% | 8.21% | -0.8% |
| IEP | Buy | ICAHN ENTERPRISES LPDEP UNITunit | $453,673,000 | +34.3% | 4,146,540 | +2.2% | 5.73% | +23.7% |
| DWA | Sell | DREAMWORKS ANIMATION SKG INCCL Acl a | $401,835,000 | +22.2% | 11,319,296 | -2.0% | 5.07% | +12.6% |
| JAH | Sell | JARDEN CORP | $331,490,000 | +25.1% | 5,403,261 | -1.3% | 4.18% | +15.2% |
| AN | Sell | AUTONATION INC COM | $278,888,000 | -12.0% | 5,612,562 | -7.6% | 3.52% | -19.0% |
| LUK | Sell | LEUCADIA NATIONAL CORP | $255,365,000 | -5.0% | 9,010,741 | -8.7% | 3.22% | -12.5% |
| STRZA | Buy | STARZ | $237,839,000 | +9.3% | 8,134,051 | +5.1% | 3.00% | +0.7% |
| WEN | Sell | WENDYS COMPANY | $230,285,000 | -2.2% | 26,408,824 | -4.9% | 2.91% | -9.9% |
| BAM | Sell | BROOKFIELD ASSET MGMT INC VTG SHS | $215,457,000 | -6.4% | 5,548,743 | -9.8% | 2.72% | -13.8% |
| QRTEA | Buy | LIBERTY INTERACTIVE CORP SER Aser a | $214,475,000 | +28.5% | 7,307,497 | +2.8% | 2.71% | +18.4% |
| SHLDQ | Buy | SEARS HLDGS CORP COM | $202,075,000 | -4.1% | 4,120,612 | +16.4% | 2.55% | -11.6% |
| DISH | Sell | DISH NETWORK CORP CL Acl a | $191,827,000 | +22.3% | 3,311,919 | -5.0% | 2.42% | +12.7% |
| RSE | Sell | ROUSE PPTYS INC COM | $162,617,000 | +0.6% | 7,328,427 | -6.7% | 2.05% | -7.4% |
| VIAB | Buy | VIACOM INC NEW CL Bcl b | $162,465,000 | +5.8% | 1,860,145 | +1.2% | 2.05% | -2.6% |
| CBOE | Sell | CBOE HLDGS INC COM | $149,090,000 | +12.1% | 2,869,318 | -2.4% | 1.88% | +3.2% |
| TPL | Buy | TEXAS PACIFIC LAND TRUST SUB SHARES CERTsub shares cert | $145,364,000 | +28.0% | 1,453,782 | +8.2% | 1.84% | +17.9% |
| LVNTA | Sell | LIBERTY VENTURES SER Aser a | $122,165,000 | +38.0% | 996,532 | -0.8% | 1.54% | +27.1% |
| LYV | Sell | LIVE NATION ENTERTAINMENT INC. | $108,576,000 | -3.4% | 5,494,740 | -9.3% | 1.37% | -11.0% |
| LB | Sell | L BRANDS INC COM | $96,964,000 | -3.1% | 1,567,726 | -4.3% | 1.22% | -10.7% |
| BRP | Buy | BROOKFIELD RESIDENTIAL PPTY I COM | $94,678,000 | +9.7% | 3,913,935 | +4.4% | 1.20% | +1.0% |
| WYNN | Sell | WYNN RESORTS LTD | $93,678,000 | +14.9% | 482,354 | -6.5% | 1.18% | +5.8% |
| LVS | Sell | LAS VEGAS SANDS CORP | $91,161,000 | +12.6% | 1,155,848 | -5.2% | 1.15% | +3.8% |
| IAC | Buy | IAC INTERACTIVECORP COM PAR $.001 | $86,909,000 | +27.8% | 1,265,953 | +1.8% | 1.10% | +17.7% |
| CBS | Sell | CBS CORP NEW CL Bcl b | $84,575,000 | +7.8% | 1,326,878 | -6.7% | 1.07% | -0.7% |
| DISCA | Sell | DISCOVERY COMMUNICATNS NEW SER Aser a | $83,274,000 | -6.0% | 920,965 | -12.3% | 1.05% | -13.4% |
| SATS | Sell | ECHOSTAR CORP CL Acl a | $79,703,000 | +7.7% | 1,603,048 | -4.8% | 1.01% | -0.8% |
| FCEA | Sell | FOREST CITY ENTERPRISES INC CL Acl a | $77,999,000 | -23.7% | 4,083,773 | -24.4% | 0.98% | -29.8% |
| CFX | Sell | COLFAX CORP COMadr | $73,713,000 | +10.7% | 1,157,367 | -1.8% | 0.93% | +2.0% |
| OAK | Buy | OAKTREE CAP GROUP LLC UNIT CL Acl a | $67,540,000 | +14.2% | 1,147,840 | +1.6% | 0.85% | +5.2% |
| ELS | Sell | EQUITY LIFESTYLE PPTYS INC COM | $63,077,000 | -7.5% | 1,741,003 | -12.7% | 0.80% | -14.8% |
| CLR | Sell | CONTINENTAL RESOURCES INC COM | $62,111,000 | +0.7% | 551,993 | -4.0% | 0.78% | -7.2% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B NEWcl b | $58,577,000 | +1.0% | 494,067 | -3.3% | 0.74% | -7.0% |
| GOOGL | Sell | GOOGLE INC CL Acl a | $45,371,000 | +25.4% | 40,484 | -2.0% | 0.57% | +15.5% |
| WETF | Sell | WISDOMTREE INVTS INC | $44,891,000 | +45.4% | 2,534,776 | -4.8% | 0.57% | +34.0% |
| New | BARCLAYS BK PLC IPATH S&Pcall | $38,410,000 | – | 902,700 | +100.0% | 0.48% | – | |
| ASCMA | Sell | ASCENT CAPITAL GROUP INC | $32,866,000 | +0.6% | 384,129 | -5.2% | 0.42% | -7.2% |
| WPX | Sell | WPX ENERGY INC COM | $32,411,000 | -4.7% | 1,590,326 | -10.0% | 0.41% | -12.2% |
| New | BARCLAYS BK PLC IPATH S&Pput | $31,253,000 | – | 734,500 | +100.0% | 0.39% | – | |
| MA | Buy | MASTERCARD INC CL A COMcl a | $28,771,000 | +15.3% | 344,378 | +828.2% | 0.36% | +6.1% |
| MGM | Sell | MGM RESORTS INTERNATIONAL | $26,647,000 | +10.7% | 1,132,964 | -3.8% | 0.34% | +1.8% |
| FDO | Sell | FAMILY DLR STORES INC | $26,292,000 | -16.2% | 404,680 | -7.1% | 0.33% | -22.8% |
| Sell | WEBMD HEALTH CORP CONV 2.500% 01/31/18note | $25,755,000 | +4.3% | 26,213,000 | -0.1% | 0.32% | -3.8% | |
| SNI | Sell | SCRIPPS NETWORKS INTERACT INCL Acl a | $24,847,000 | -4.1% | 287,545 | -13.3% | 0.31% | -11.5% |
| SHOS | Buy | SEARS HOMETOWN AND OUTLET ST | $23,415,000 | -0.3% | 918,233 | +24.1% | 0.30% | -8.1% |
| AL | Sell | AIR LEASE CORP CL Acl a | $23,344,000 | +2.1% | 751,106 | -9.1% | 0.30% | -5.8% |
| SIAL | Sell | SIGMA ALDRICH CORP | $23,207,000 | -1.5% | 246,858 | -10.6% | 0.29% | -9.3% |
| TWX | Buy | TIME WARNER INC COM NEW | $22,514,000 | +23.7% | 322,917 | +16.7% | 0.28% | +14.1% |
| MKL | Sell | MARKEL CORP | $21,452,000 | +3.7% | 36,964 | -7.5% | 0.27% | -4.2% |
| FNV | Sell | FRANCO NEVADA CORP COM | $21,164,000 | -27.7% | 519,479 | -19.7% | 0.27% | -33.4% |
| V | Sell | VISA INC COM CL Acl a | $20,484,000 | +16.4% | 91,990 | -0.1% | 0.26% | +7.5% |
| CSX | Sell | CSX CORP | $19,798,000 | +11.6% | 688,133 | -0.1% | 0.25% | +2.9% |
| Sell | LIVE NATION ENTERTAINMENT 2.875% 07/15/27note | $19,710,000 | -2.7% | 19,419,000 | -2.1% | 0.25% | -10.1% | |
| MSG | Buy | MADISON SQUARE GARDEN CO CL Acl a | $19,339,000 | +22.2% | 335,853 | +23.2% | 0.24% | +12.4% |
| CHESAPEAKE ENERGDTD 05/27/0 2.250% 12/15/38note | $18,800,000 | +2.2% | 20,161,000 | 0.0% | 0.24% | -6.0% | ||
| GGP | Sell | GENERAL GROWTH PPTYS INC NEWCOM | $18,339,000 | -37.4% | 913,736 | -39.8% | 0.23% | -42.4% |
| BRKA | Sell | BERKSHIRE HATHAWAY INC DELcl a | $18,146,000 | -1.4% | 102 | -5.6% | 0.23% | -9.1% |
| ICE | New | INTERCONTINENTALEXCHANGE GROUP COM | $17,525,000 | – | 77,920 | +100.0% | 0.22% | – |
| PKO | Buy | PIMCO INCOME OPPORTUNITY FD | $17,249,000 | +29.4% | 610,612 | +26.0% | 0.22% | +19.1% |
| LEN | Sell | LENNAR CORP CL Acl a | $16,820,000 | +8.2% | 425,195 | -3.1% | 0.21% | -0.5% |
| TTM | TATA MTRS LTD SPONSORED ADRadr | $16,679,000 | +15.7% | 541,525 | 0.0% | 0.21% | +7.1% | |
| UNP | Sell | UNION PACIFIC CORP COM | $16,466,000 | +8.1% | 98,014 | -0.1% | 0.21% | -0.5% |
| BX | Sell | BLACKSTONE GROUP L PCOM UNIT REPSTG LTD PARTunit | $15,147,000 | +24.2% | 480,857 | -1.8% | 0.19% | +14.4% |
| PCI | Buy | PIMCO DYNAMIC CR INCOME FD COM SHS | $15,022,000 | +65.1% | 668,234 | +63.4% | 0.19% | +52.0% |
| GLRE | Sell | GREENLIGHT CAPITAL RE LTD CLASS Acl a | $14,866,000 | +16.7% | 440,997 | -1.5% | 0.19% | +8.0% |
| XOM | Sell | EXXON MOBIL CORP | $14,809,000 | +14.1% | 146,336 | -3.0% | 0.19% | +5.1% |
| VNO | Sell | VORNADO RLTY TR SBI | $14,771,000 | -15.6% | 166,356 | -20.1% | 0.19% | -22.5% |
| VSAT | Sell | VIASAT INC | $14,589,000 | -1.7% | 232,859 | -0.2% | 0.18% | -9.4% |
| CNQ | Sell | CANADIAN NAT RES LTD | $14,498,000 | -10.4% | 428,426 | -16.8% | 0.18% | -17.6% |
| MSM | Sell | MSC INDL DIRECT INC CL Acl a | $14,492,000 | -2.2% | 179,198 | -1.6% | 0.18% | -9.9% |
| AIG | Buy | AMERICAN INTERNATIONAL GROUP INC | $14,452,000 | +5.6% | 283,104 | +0.6% | 0.18% | -2.7% |
| XXV | New | BARCLAYS BK PLC IPATH INVS&P STF | $14,356,000 | – | 337,400 | +100.0% | 0.18% | – |
| PFN | Buy | PIMCO INCOME STRATEGY FUND II | $14,314,000 | -0.6% | 1,438,564 | +1.8% | 0.18% | -8.1% |
| PDI | Buy | PIMCO DYNAMIC INCOME FD SHS | $13,962,000 | +26.0% | 479,308 | +24.1% | 0.18% | +15.8% |
| PM | Sell | PHILIP MORRIS INTL INC COM | $13,677,000 | -3.5% | 156,977 | -4.1% | 0.17% | -10.8% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS COM | $12,773,000 | +46.5% | 605,654 | +52.5% | 0.16% | +35.3% |
| IPAR | Sell | INTER PARFUMS INC COM | $12,021,000 | +18.7% | 335,691 | -0.6% | 0.15% | +9.4% |
| NPP | Buy | NUVEEN PERFORM PLUS MUN FD | $11,814,000 | +4.6% | 873,157 | +4.4% | 0.15% | -3.9% |
| NSC | Sell | NORFOLK SOUTHN CORP | $11,647,000 | +19.9% | 125,474 | -0.1% | 0.15% | +10.5% |
| BAC | Sell | BANK AMER CORP | $11,521,000 | +12.8% | 739,959 | -0.0% | 0.14% | +3.6% |
| BKW | Sell | BURGER KING WORLDWIDE INC COM | $11,400,000 | +14.1% | 498,670 | -2.6% | 0.14% | +5.1% |
| ROYAL GOLD INC 2.875% 06/15/19note | $11,068,000 | +0.3% | 11,514,000 | 0.0% | 0.14% | -7.3% | ||
| 3106SC | Buy | SUSSER HLDGS CORP COM | $11,051,000 | +25.9% | 168,749 | +2.1% | 0.14% | +15.8% |
| WMB | Buy | WILLIAMS COS INC | $10,872,000 | +12.5% | 281,875 | +6.0% | 0.14% | +3.8% |
| CRESY | Sell | CRESUD S A C I F Y A SPONSORED ADRadr | $10,240,000 | +15.3% | 1,013,875 | -0.4% | 0.13% | +5.7% |
| AFSI | Buy | AMTRUST FINANCIAL SERVICES ICOM | $9,961,000 | +24.4% | 304,719 | +48.4% | 0.13% | +14.5% |
| REGIS CORP 5.000% 07/15/14note | $9,801,000 | -2.5% | 9,133,000 | 0.0% | 0.12% | -10.1% | ||
| DMO | Buy | WESTERN ASSET MTG DEF OPPTY COM | $9,192,000 | +105.5% | 396,570 | +99.5% | 0.12% | +90.2% |
| New | PROSHARES TR II VIX STRMFUT ETFput | $9,075,000 | – | 135,200 | +100.0% | 0.12% | – | |
| BJK | Sell | MARKET VECTORS ETF TR GAMING ETF | $8,711,000 | -1.5% | 163,130 | -12.6% | 0.11% | -9.1% |
| SPY | Buy | STANDARD & POORS DEPOSITARY RECEIPTS (SPD | $8,409,000 | +1301.5% | 45,532 | +1174.3% | 0.11% | +1225.0% |
| BPY | Sell | BROOKFIELD PPTY PARTNERS L PUNIT LTD PARTNunit | $8,007,000 | +0.8% | 401,545 | -2.1% | 0.10% | -7.3% |
| HEIA | Buy | HEICO CORP NEW CL Acl a | $7,845,000 | +20.1% | 186,246 | +14.4% | 0.10% | +11.2% |
| VRTS | Sell | VIRTUS INVT PARTNERS INC COM | $7,047,000 | -13.0% | 35,224 | -29.3% | 0.09% | -19.8% |
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $6,866,000 | -0.7% | 448,776 | +1.6% | 0.09% | -8.4% |
| Sell | LEUCADIA NATL CORP SR NT CONV 3.7conv | $6,779,000 | -2.8% | 5,102,000 | -5.2% | 0.09% | -10.4% | |
| PFL | Buy | PIMCO INCOME STRATEGY FUND | $6,753,000 | +1802.3% | 597,078 | +1844.9% | 0.08% | +1600.0% |
| FDML | Buy | FEDERAL MOGUL CORP COM | $6,514,000 | +136.7% | 331,040 | +102.0% | 0.08% | +115.8% |
| ARII | Buy | AMERICAN RAILCAR INDS INC | $6,406,000 | +298.1% | 140,026 | +241.4% | 0.08% | +268.2% |
| CME | Sell | CME GROUP INC COM | $6,203,000 | +5.6% | 79,055 | -0.5% | 0.08% | -2.5% |
| MTB | Buy | M & T BK CORP | $6,075,000 | +5.4% | 52,183 | +1.3% | 0.08% | -2.5% |
| LBTYK | Sell | LIBERTY GLOBAL PLC SHS CL Ccl c | $6,074,000 | +8.8% | 72,040 | -2.7% | 0.08% | 0.0% |
| DBL | Buy | DOUBLELINE OPPORTUNISTIC CR COM | $6,103,000 | +78.2% | 273,428 | +82.6% | 0.08% | +63.8% |
| BIP | Sell | BROOKFIELD INFRASTRUCTURE PARTNERS LP | $6,020,000 | -4.9% | 153,475 | -7.8% | 0.08% | -12.6% |
| VHI | Sell | VALHI INC NEW COM | $5,921,000 | -13.2% | 336,790 | -1.5% | 0.08% | -19.4% |
| WTM | Sell | WHITE MOUNTAINS INSURANCE GROUP LTD ISIN | $5,873,000 | -30.2% | 9,738 | -34.3% | 0.07% | -35.7% |
| ACG | Buy | ALLIANCEBERNSTEIN INCOME FUNCOM | $5,690,000 | +2384.7% | 798,169 | +2355.9% | 0.07% | +2300.0% |
| TLI | Buy | LMP CORPORATE LN FD INC | $5,681,000 | +7.4% | 464,547 | +8.9% | 0.07% | -1.4% |
| PCM | Buy | PCM FUND INC | $5,531,000 | +5.5% | 474,778 | +3.7% | 0.07% | -2.8% |
| MOV | Buy | MOVADO GROUP INC | $5,409,000 | +1.2% | 122,908 | +0.6% | 0.07% | -6.8% |
| LORL | Sell | LORAL SPACE & COMMUNICATNS LCOM | $5,214,000 | -11.0% | 64,393 | -25.6% | 0.07% | -17.5% |
| PAG | Buy | PENSKE AUTOMOTIVE GRP INC COM | $5,173,000 | +15.0% | 109,695 | +4.2% | 0.06% | +4.8% |
| FCX | Sell | FREEPORT MCMORAN COPPER&GOLDCL Bcl b | $4,984,000 | +13.6% | 132,051 | -0.4% | 0.06% | +5.0% |
| SU | Sell | SUNCOR ENERGY INC NEW COM ISIN | $4,983,000 | -57.6% | 142,176 | -56.7% | 0.06% | -60.9% |
| KKR | Sell | KKR & CO LP | $4,985,000 | +14.5% | 204,808 | -3.2% | 0.06% | +5.0% |
| BOKF | Buy | BOK FINL CORP COM NEW | $4,624,000 | +9.8% | 69,731 | +4.9% | 0.06% | 0.0% |
| EBAY | Sell | EBAY INC | $4,580,000 | -2.2% | 83,476 | -0.6% | 0.06% | -9.4% |
| FRA | Buy | BLACKROCK FLOAT RATE OME STR | $4,103,000 | -0.6% | 280,843 | +0.9% | 0.05% | -8.8% |
| CVI | Buy | CVR ENERGY INC COM | $4,023,000 | +1206.2% | 92,644 | +1058.2% | 0.05% | +1175.0% |
| INTERDIGITAL INC CONV 2.500% 03/15/16note | $4,073,000 | -2.7% | 4,000,000 | 0.0% | 0.05% | -10.5% | ||
| ELECTRONIC ARTS INC CONV 0.750% 07/15/16note | $3,989,000 | -2.0% | 3,750,000 | 0.0% | 0.05% | -10.7% | ||
| PBH | Sell | PRESTIGE BRANDS HLDGS INC COM | $3,630,000 | +16.3% | 101,396 | -2.2% | 0.05% | +7.0% |
| DHR | Buy | DANAHER CORP | $3,495,000 | +11.8% | 45,275 | +0.4% | 0.04% | +2.3% |
| BGT | BLACKROCK FLOATING RATE INCOME | $3,433,000 | -1.5% | 245,928 | 0.0% | 0.04% | -10.4% | |
| SSP | Sell | SCRIPPS E W CO OHIO CL Acl a | $3,405,000 | +17.2% | 156,762 | -1.0% | 0.04% | +7.5% |
| MTS | Buy | MONTGOMERY STR INCOME SECS I | $3,441,000 | +15.8% | 221,402 | +17.0% | 0.04% | +4.9% |
| BMY | Buy | BRISTOL MYERS SQUIBBCO | $3,331,000 | +18.8% | 62,672 | +3.5% | 0.04% | +10.5% |
| L | Buy | LOEWS CORP | $3,215,000 | +38.6% | 66,640 | +34.3% | 0.04% | +28.1% |
| CNP | Buy | CENTERPOINT ENERGY INC | $3,218,000 | +14.2% | 138,823 | +18.0% | 0.04% | +5.1% |
| NSL | Sell | NUVEEN SR INCOME FD | $3,280,000 | -0.8% | 460,006 | -0.2% | 0.04% | -8.9% |
| IGSB | Buy | ISHARES TR BARCLYS 1-3YR C | $3,132,000 | +10.7% | 29,701 | +10.5% | 0.04% | +2.6% |
| NMO | Buy | NUVEEN MUN MKT OPPORTUNITY F | $3,200,000 | +5.6% | 266,660 | +7.9% | 0.04% | -4.8% |
| AIGWS | AMERICAN INTL GROUP INC WT EXP 011921wt | $3,094,000 | +6.8% | 152,800 | 0.0% | 0.04% | -2.5% | |
| VVR | Buy | INVESCO VAN KAMPEN SENIOR INCOME TRUST | $3,072,000 | -2.7% | 609,427 | +1.3% | 0.04% | -9.3% |
| EXPE | Buy | EXPEDIA INC DEL COM NEW | $3,122,000 | +59.4% | 44,818 | +18.6% | 0.04% | +44.4% |
| BID | Sell | SOTHEBYS DE COM | $3,058,000 | +6.5% | 57,475 | -1.7% | 0.04% | 0.0% |
| JNJ | Buy | JOHNSON & JOHNSON | $2,987,000 | +10.4% | 32,614 | +4.5% | 0.04% | +2.7% |
| BTZ | Sell | BLACKROCK CREDIT ALL INC TR COM | $2,922,000 | -0.0% | 223,754 | -0.2% | 0.04% | -7.5% |
| DORM | Buy | DORMAN PRODUCTS INC COM | $2,945,000 | +14.1% | 52,537 | +0.9% | 0.04% | +5.7% |
| CACI | Sell | CACI INTL INC CL Acl a | $2,929,000 | -3.7% | 40,000 | -9.1% | 0.04% | -11.9% |
| NAD | Sell | NUVEEN DIVID ADVANTAGE MUN F | $2,878,000 | -3.9% | 228,623 | -0.5% | 0.04% | -12.2% |
| YHOO | Buy | YAHOO INC | $2,797,000 | +25.9% | 69,146 | +3.3% | 0.04% | +16.7% |
| HSNI | Buy | HSN INC COM | $2,746,000 | +55.6% | 44,070 | +33.9% | 0.04% | +45.8% |
| VTA | Buy | INVESCO VAN KAMPEN DYNAMIC CREDIT OPPORTUNIT | $2,738,000 | +25.9% | 212,283 | +25.5% | 0.04% | +16.7% |
| TIP | Sell | ISHARES TR US TIPS BD FD | $2,683,000 | -5.0% | 24,410 | -2.7% | 0.03% | -12.8% |
| DIS | DISNEY WALT CO DISNEY COM | $2,684,000 | +18.4% | 35,130 | 0.0% | 0.03% | +9.7% | |
| PLL | Sell | PALL CORP | $2,581,000 | +8.6% | 30,240 | -2.0% | 0.03% | 0.0% |
| New | KINDER MORGAN INC DEL COMput | $2,520,000 | – | 70,000 | +100.0% | 0.03% | – | |
| ARCELORMITTAL SA 5.000% 05/15/14note | $2,530,000 | -0.6% | 2,500,000 | 0.0% | 0.03% | -8.6% | ||
| BWP | Buy | BOARDWALK PIPELINE PARTNERS UT LTD PARTNER | $2,459,000 | +4.2% | 96,374 | +24.0% | 0.03% | -3.1% |
| BIIB | Sell | BIOGEN IDEC INC | $2,385,000 | +15.4% | 8,532 | -0.6% | 0.03% | +7.1% |
| AMCX | Buy | AMC NETWORKS INC CL Acl a | $2,365,000 | +28.3% | 34,719 | +29.0% | 0.03% | +20.0% |
| MRK | Sell | MERCK & COMPANY | $2,406,000 | +5.0% | 48,071 | -0.1% | 0.03% | -3.2% |
| EFR | Sell | EATON VANCE SR FLTNG RTE TR | $2,370,000 | -5.4% | 157,382 | -3.1% | 0.03% | -11.8% |
| NVS | NOVARTIS AG SPONSORED ADRadr | $2,355,000 | +4.8% | 29,300 | 0.0% | 0.03% | -3.2% | |
| New | DIREXION EMERGING MKT BEAR 3Xput | $2,362,000 | – | 30,500 | +100.0% | 0.03% | – | |
| HAV | Buy | HELIOS ADVANTAGE INCOME FUND | $2,214,000 | +42.9% | 243,579 | +34.0% | 0.03% | +33.3% |
| L 3 COMMUNICATIONS CORP CONV 3.000% 08/01/35conv | $2,168,000 | +10.7% | 1,800,000 | 0.0% | 0.03% | 0.0% | ||
| NG | Buy | NOVAGOLD RES INC COM NEW | $2,155,000 | +25.6% | 848,264 | +14.7% | 0.03% | +12.5% |
| CVC | Buy | CABLEVISION SYS CORP CL A SHScl a | $2,032,000 | +26.8% | 113,318 | +19.0% | 0.03% | +18.2% |
| EVF | Sell | EATON VANCE SR INCOME TR SH BEN INTben int | $1,975,000 | -2.2% | 285,752 | -0.5% | 0.02% | -10.7% |
| BOND | Sell | PIMCO ETF TR TOTL RETN ETF | $2,013,000 | -2.9% | 19,215 | -1.9% | 0.02% | -10.7% |
| PEP | Buy | PEPSICO INC | $1,977,000 | +5.9% | 23,836 | +1.5% | 0.02% | -3.8% |
| SUSP | Buy | SUSSER PETE PARTNERS LP COM U REP LP | $1,917,000 | +21.0% | 57,926 | +10.2% | 0.02% | +9.1% |
| JRO | Buy | NUVEEN FLTNG RTE INCM OPP FDCOM SHS | $1,933,000 | +3.4% | 158,776 | +5.0% | 0.02% | -7.7% |
| ABBV | Buy | ABBVIE INC COM | $1,863,000 | +23.1% | 35,285 | +4.3% | 0.02% | +14.3% |
| FBHS | Buy | FORTUNE BRANDS HOME & SEC INCOM | $1,882,000 | +39.1% | 41,190 | +26.8% | 0.02% | +26.3% |
| GE | Buy | GENERAL ELECTRIC CO | $1,869,000 | +20.3% | 66,680 | +2.6% | 0.02% | +14.3% |
| PFE | Buy | PFIZER INC | $1,887,000 | +12.0% | 61,605 | +5.0% | 0.02% | +4.3% |
| NPT | Sell | NUVEEN PREM INCOME MUN FD 4 | $1,876,000 | -4.8% | 154,690 | -6.5% | 0.02% | -11.1% |
| MUX | Sell | MCEWEN MNG INC | $1,940,000 | -51.3% | 990,035 | -40.3% | 0.02% | -56.4% |
| MDLZ | Buy | MONDELEZ INTL INC COM | $1,918,000 | +36.0% | 54,342 | +21.1% | 0.02% | +26.3% |
| PPR | Buy | ING PRIME RATE TR SH BEN INTben int | $1,848,000 | -3.3% | 317,460 | +0.6% | 0.02% | -11.5% |
| Sell | CACI INTL CONV 2.125% 05/01/2014note | $1,859,000 | +3.9% | 1,388,000 | -1.1% | 0.02% | -8.0% | |
| WFCPRL | Sell | WELLS FARGO & CO NEW PERP PFD CNV Aperp pfd conv a | $1,798,000 | -3.2% | 1,620 | -0.8% | 0.02% | -8.0% |
| CHESAPEAKE ENERGDTD 11/08/0 2.750% 11/15/35note | $1,726,000 | +1.4% | 1,650,000 | 0.0% | 0.02% | -4.3% | ||
| NPM | Sell | NUVEEN PREM INCOME MUN FD 2 | $1,726,000 | -6.7% | 137,497 | -3.0% | 0.02% | -12.0% |
| CCL | Buy | CARNIVAL CORP PAIREDCTFpaired ctf | $1,734,000 | +59.4% | 43,176 | +29.6% | 0.02% | +46.7% |
| JFR | Buy | NUVEEN FLOATING RATE INCOME | $1,730,000 | +6.3% | 145,143 | +6.6% | 0.02% | 0.0% |
| BP | Buy | BP PLC SPONS ADRadr | $1,720,000 | +20.2% | 35,378 | +3.9% | 0.02% | +10.0% |
| MZF | Sell | MANAGED DURATION INVT GRD FUND COM | $1,650,000 | -8.3% | 133,088 | -5.8% | 0.02% | -16.0% |
| CBST | CUBIST PHARMACEUTICALS INC COM | $1,653,000 | +8.4% | 24,000 | 0.0% | 0.02% | 0.0% | |
| PHD | Buy | PIONEER FLOATING RATE TR | $1,618,000 | +2.3% | 127,191 | +0.9% | 0.02% | -9.1% |
| CVX | Buy | CHEVRON CORP | $1,616,000 | +14.3% | 12,939 | +11.2% | 0.02% | +5.3% |
| APO | Buy | APOLLO GLOBAL MGMT LLC CL A SHScl a | $1,569,000 | +16.1% | 49,631 | +3.8% | 0.02% | +5.3% |
| NNP | Sell | NUVEEN NY PERFORM PLUS MUN F | $1,612,000 | -9.3% | 121,079 | -6.9% | 0.02% | -16.7% |
| FNF | Buy | FIDELITY NATL FINANCIAL INC | $1,583,000 | +28.3% | 48,774 | +5.2% | 0.02% | +17.6% |
| GXC | SPDR INDEX SHS FDS S&P CHINA ETF | $1,603,000 | +5.3% | 20,575 | 0.0% | 0.02% | -4.8% | |
| OIA | Sell | INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST | $1,556,000 | -2.8% | 251,040 | -0.8% | 0.02% | -9.1% |
| NDAQ | Buy | NASDAQ OMX GROUP INCCOM | $1,577,000 | +38.6% | 39,622 | +11.9% | 0.02% | +25.0% |
| LLY | Sell | LILLY, ELI AND COMPANY | $1,564,000 | -13.6% | 30,660 | -14.7% | 0.02% | -20.0% |
| MAR | Buy | MARRIOTT INTL INC NEW CL Acl a | $1,555,000 | +64.4% | 31,508 | +40.0% | 0.02% | +53.8% |
| HRS | Sell | HARRIS CORP DEL | $1,538,000 | +15.6% | 22,033 | -1.8% | 0.02% | +5.6% |
| VOD | Sell | VODAFONE GROUP PLC NEW SPONS ADR NEW | $1,530,000 | +11.2% | 38,909 | -0.5% | 0.02% | 0.0% |
| EFT | Buy | EATON VANCE FLTING RATE INC | $1,495,000 | -1.9% | 97,888 | +0.1% | 0.02% | -9.5% |
| MON | MONSANTO CO NEW | $1,421,000 | +11.7% | 12,189 | 0.0% | 0.02% | +5.9% | |
| BAH | Sell | BOOZ ALLEN HAMILTON HLDG CORCL Acl a | $1,399,000 | -4.1% | 73,070 | -3.2% | 0.02% | -10.0% |
| EMR | Sell | EMERSON ELEC CO | $1,444,000 | +6.9% | 20,576 | -1.4% | 0.02% | -5.3% |
| PNF | Sell | PIMCO NY MUNICIPAL INCOME FD | $1,400,000 | -2.5% | 138,036 | -0.3% | 0.02% | -10.0% |
| JCPNQ | Sell | PENNEY J C INC | $1,453,000 | -39.5% | 158,798 | -41.8% | 0.02% | -45.5% |
| SNY | SANOFI SPONSORED ADRcontgnt val rt | $1,394,000 | +5.9% | 26,000 | 0.0% | 0.02% | 0.0% | |
| MO | Buy | ALTRIA GROUP INC | $1,434,000 | +24.0% | 37,347 | +11.0% | 0.02% | +12.5% |
| CPRT | COPART INC | $1,424,000 | +15.3% | 38,860 | 0.0% | 0.02% | +5.9% | |
| CMRE | Buy | COSTAMARE INC SHS | $1,406,000 | +560.1% | 76,943 | +535.9% | 0.02% | +500.0% |
| NAN | Sell | NUVEEN NY DIVID ADVNTG MUN F | $1,431,000 | -3.0% | 112,677 | -1.5% | 0.02% | -10.0% |
| PGR | Buy | PROGRESSIVE CORP OF OHIO | $1,456,000 | +11.1% | 53,400 | +11.0% | 0.02% | 0.0% |
| MFIN | Sell | MEDALLION FINL CORP | $1,418,000 | -4.3% | 98,828 | -0.8% | 0.02% | -10.0% |
| BSE | Buy | BLACKROCK NY MUN INC QUALITY TRUST | $1,379,000 | +4.2% | 114,215 | +6.1% | 0.02% | -5.6% |
| HMH | Buy | HELIOS MULTI SECTOR HIGN INCOME FUND | $1,327,000 | +5.3% | 220,858 | +1.9% | 0.02% | 0.0% |
| ABT | Sell | ABBOTT LABS+A130 | $1,326,000 | +8.8% | 34,603 | -5.8% | 0.02% | 0.0% |
| BK | Buy | BANK OF NEW YORK MELLON CORP | $1,325,000 | +16.9% | 37,917 | +1.1% | 0.02% | +6.2% |
| PCN | Buy | PIMCO CORPORATE INCOME FD COM | $1,358,000 | +75.7% | 85,936 | +85.6% | 0.02% | +54.5% |
| TAO | GUGGENHEIM CHINA REAL ESTATE ETF | $1,372,000 | -7.0% | 68,383 | 0.0% | 0.02% | -15.0% | |
| CLGX | Sell | CORELOGIC INC COM | $1,321,000 | +30.9% | 37,168 | -0.4% | 0.02% | +21.4% |
| CMS | Sell | CMS ENERGY CORP | $1,249,000 | -1.3% | 46,646 | -2.9% | 0.02% | -5.9% |
| GSK | GLAXOSMITHKLINE PLC ADR SPONSOREDadr | $1,267,000 | +6.5% | 23,723 | 0.0% | 0.02% | 0.0% | |
| JQC | Sell | NUVEEN CREDIT STRATEGIES INCOME FUND | $1,268,000 | +2.5% | 130,312 | -1.5% | 0.02% | -5.9% |
| RCL | Buy | ROYAL CARIBBEAN CRUISES LTD | $1,302,000 | +24.2% | 27,465 | +0.4% | 0.02% | +14.3% |
| Buy | JEFFERIES GROUP INC (LUK) 3.875% 11/01/29note | $1,292,000 | +5.5% | 1,221,000 | +4.4% | 0.02% | -5.9% | |
| KRFT | Buy | KRAFT FOODS GROUP INC COM | $1,272,000 | +23.7% | 23,597 | +20.5% | 0.02% | +14.3% |
| FLO | Sell | FLOWERS FOODS INC COM | $1,189,000 | -2.1% | 55,401 | -2.1% | 0.02% | -11.8% |
| SON | SONOCO PRODUCTS | $1,151,000 | +7.1% | 27,600 | 0.0% | 0.02% | 0.0% | |
| VTN | Sell | INVESCO VAN KAMPEN TRUST INVESTMENT GRADE NE | $1,182,000 | -5.7% | 90,285 | -0.4% | 0.02% | -11.8% |
| PRISB | Sell | PROMOTORA DE INFORMACIONES SADR CL B CONVadr cl b | $1,201,000 | +53.4% | 415,563 | -1.1% | 0.02% | +36.4% |
| IMO | Sell | IMPERIAL OIL LTD COM | $1,174,000 | -30.8% | 26,535 | -31.2% | 0.02% | -34.8% |
| NPI | Sell | NUVEEN PREM INCOME MUN FD | $1,174,000 | -3.6% | 95,184 | -0.2% | 0.02% | -11.8% |
| HON | HONEYWELL INTL INC | $1,100,000 | +10.0% | 12,040 | 0.0% | 0.01% | 0.0% | |
| DDC | Buy | DOMINION DIAMOND CORP COM | $1,085,000 | +18.6% | 75,533 | +0.6% | 0.01% | +7.7% |
| AWF | Sell | ALLIANCE WORLD DLR GVT FD II | $1,113,000 | -5.8% | 77,961 | -0.7% | 0.01% | -12.5% |
| FE | Buy | FIRSTENERGY CORP | $1,146,000 | +36.4% | 34,756 | +50.9% | 0.01% | +16.7% |
| BEAM | Buy | BEAM INC COM | $1,084,000 | +43.0% | 15,921 | +35.9% | 0.01% | +40.0% |
| QCOM | Buy | QUALCOMM INC | $1,099,000 | +31.1% | 14,797 | +18.9% | 0.01% | +27.3% |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP FCOM SHS | $1,084,000 | -19.3% | 77,159 | -16.5% | 0.01% | -22.2% |
| MANT | Sell | MANTECH INTL CORP CL Acl a | $1,077,000 | -22.0% | 36,000 | -25.0% | 0.01% | -26.3% |
| BG | BUNGE LIMITED SHS | $1,042,000 | +8.2% | 12,690 | 0.0% | 0.01% | 0.0% | |
| MOLYCORP INC 3.250% 06/15/16note | $1,042,000 | +0.7% | 1,500,000 | 0.0% | 0.01% | -7.1% | ||
| LEG | Sell | LEGGETT & PLATT INC | $1,046,000 | +2.0% | 33,800 | -0.6% | 0.01% | -7.1% |
| ESGR | ENSTAR GROUP LIMITED SHS | $1,007,000 | +1.7% | 7,249 | 0.0% | 0.01% | -7.1% | |
| PTR | Buy | PETROCHINA CO LTD SPONS ADR ISINadr | $1,037,000 | +2.0% | 9,450 | +2.2% | 0.01% | -7.1% |
| ALKS | ALKERMES PLC | $1,016,000 | +21.0% | 25,000 | 0.0% | 0.01% | +8.3% | |
| DPS | Buy | DR PEPPER SNAPPLE GROUP INC | $1,043,000 | +52.3% | 21,408 | +40.0% | 0.01% | +44.4% |
| SEE | Sell | SEALED AIR CORP NEW | $1,002,000 | +20.0% | 29,425 | -4.2% | 0.01% | +18.2% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $1,026,000 | +6.7% | 15,470 | -1.8% | 0.01% | 0.0% |
| WIW | New | WSTRN ASSET/CLYMRE US TR INF | $1,035,000 | – | 91,800 | +100.0% | 0.01% | – |
| Sell | CHESAPEAKE ENERGY CORP 2.500% 05/15/37note | $1,035,000 | +2.7% | 1,020,000 | -0.6% | 0.01% | -7.1% | |
| BA | Sell | BOEING CO | $1,058,000 | +7.7% | 7,755 | -7.2% | 0.01% | 0.0% |
| HIH | Sell | HELIOS HIGH INCOME FUND | $1,028,000 | -1.1% | 124,817 | -0.3% | 0.01% | -7.1% |
| NAVISTAR INTL CONV 3.000% 10/15/14note | $1,022,000 | +0.9% | 1,000,000 | 0.0% | 0.01% | -7.1% | ||
| ROK | Sell | ROCKWELL INTL CORP NEW | $1,012,000 | +8.0% | 8,563 | -2.3% | 0.01% | 0.0% |
| New | SIMON PPTY GROUP INC NEW | $1,019,000 | – | 6,700 | +100.0% | 0.01% | – | |
| ADM | ARCHER DANIELS MIDLAND CO | $1,056,000 | +17.9% | 24,332 | 0.0% | 0.01% | +8.3% | |
| DLX | Sell | DELUXE CORP | $1,033,000 | +17.3% | 19,800 | -6.4% | 0.01% | +8.3% |
| CAT | Buy | CATERPILLAR INC | $918,000 | +15.8% | 10,109 | +6.3% | 0.01% | +9.1% |
| FOXA | Buy | TWENTY FIRST CENTY FOX INC CL Acl a | $975,000 | +150.0% | 27,724 | +138.2% | 0.01% | +140.0% |
| PG | Buy | PROCTER & GAMBLE COMPANY | $971,000 | +14.9% | 11,933 | +6.7% | 0.01% | 0.0% |
| NZF | Sell | NUVEEN DIV ADV MUNI FD 3 SH BEN INTben int | $990,000 | -2.9% | 80,192 | -0.1% | 0.01% | -14.3% |
| HIO | Sell | WESTERN ASSET HIGH INCM OPP | $932,000 | -1.1% | 157,224 | -0.4% | 0.01% | -7.7% |
| NPF | Sell | NUVEEN PREMIER MUN INCOME FD | $947,000 | -10.5% | 76,586 | -6.7% | 0.01% | -14.3% |
| RQI | Sell | COHEN & STEERS QUALITY RLTY COM | $989,000 | -22.4% | 104,306 | -20.1% | 0.01% | -29.4% |
| KLAC | Sell | KLA-TENCOR CORP | $970,000 | +4.2% | 15,050 | -1.6% | 0.01% | -7.7% |
| RDSA | Buy | ROYAL DUTCH SHELL PLC SPONSORED ADR RESPadr | $980,000 | +10.0% | 13,744 | +1.3% | 0.01% | 0.0% |
| TEI | Buy | TEMPLETON EMERG MKTS INCOME | $948,000 | -3.9% | 69,420 | +0.5% | 0.01% | -14.3% |
| VPHM | VIROPHARMA INC COM | $947,000 | +26.9% | 19,000 | 0.0% | 0.01% | +20.0% | |
| SHPG | SHIRE PHARMACEUTICALS GR PLCSPONSORED ADRadr | $848,000 | +17.9% | 6,000 | 0.0% | 0.01% | +10.0% | |
| AFFX | AFFYMETRIX INC | $891,000 | +38.4% | 104,000 | 0.0% | 0.01% | +22.2% | |
| LXPPRC | Sell | LEXINGTON REALTY TRUST PFD CONV SER Cpfd conv c | $911,000 | -4.4% | 20,635 | -0.7% | 0.01% | -15.4% |
| RTN | RAYTHEON CO NEW | $803,000 | +17.7% | 8,850 | 0.0% | 0.01% | +11.1% | |
| FXI | ISHARES TR FTSE CHINA 25 IDX | $768,000 | +3.5% | 20,014 | 0.0% | 0.01% | 0.0% | |
| CSCO | Sell | CISCO SYSTEMS INC | $775,000 | -21.7% | 34,550 | -18.2% | 0.01% | -28.6% |
| PMO | Sell | PUTNAM MUN OPPORTUNITIES TR SH BEN INTben int | $778,000 | -9.5% | 72,486 | -7.8% | 0.01% | -16.7% |
| MCD | Sell | MCDONALDS CORP | $772,000 | -19.4% | 7,954 | -20.1% | 0.01% | -23.1% |
| NEA | Sell | NUVEEN AMT-FREE MUN FD COM | $778,000 | -11.6% | 64,626 | -8.2% | 0.01% | -16.7% |
| OPK | Buy | OPKO HEALTH INC COM | $825,000 | +18.2% | 97,806 | +23.3% | 0.01% | 0.0% |
| FCT | FIRST TR/FOUR CRNRS SR FLOAT | $766,000 | +1.3% | 52,800 | 0.0% | 0.01% | 0.0% | |
| ALX | Sell | ALEXANDERS INC | $762,000 | -67.3% | 2,308 | -71.6% | 0.01% | -68.8% |
| NRK | Sell | NUVEEN INS NY TX FR ADV MUN COM | $776,000 | -33.8% | 63,229 | -34.0% | 0.01% | -37.5% |
| CEO | Buy | CNOOC LTD SPONSORED ADR ISINadr | $804,000 | +6.8% | 4,283 | +14.9% | 0.01% | 0.0% |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $823,000 | +448.7% | 206,244 | +452.9% | 0.01% | +400.0% |
| SLB | Sell | SCHLUMBERGER | $816,000 | -1.6% | 9,057 | -3.5% | 0.01% | -9.1% |
| VZ | Buy | VERIZON COMMUNICATIONS | $716,000 | +37.2% | 14,567 | +30.2% | 0.01% | +28.6% |
| NBH | Sell | NEUBERGER BERMAN INTER MUNI COM | $689,000 | -47.2% | 49,054 | -47.4% | 0.01% | -50.0% |
| NQU | Sell | NUVEEN QUALITY INCOME MUN FD | $721,000 | -9.8% | 58,881 | -7.1% | 0.01% | -18.2% |
| ISIS | ISIS PHARMACEUTICALS INC | $677,000 | +6.1% | 17,000 | 0.0% | 0.01% | 0.0% | |
| MSFT | Buy | MICROSOFT | $692,000 | +27.0% | 18,488 | +12.8% | 0.01% | +28.6% |
| SPSB | SPDR SERIES TRUST BARC CAPTL ETF | $737,000 | -0.1% | 24,000 | 0.0% | 0.01% | -10.0% | |
| AZN | ASTRAZENECA PLC SPONSORED ADRadr | $714,000 | +14.4% | 12,020 | 0.0% | 0.01% | 0.0% | |
| MQT | Sell | BLACKROCK MUNIYIELD QUALITY | $736,000 | -25.0% | 63,021 | -20.5% | 0.01% | -30.8% |
| MHFI | Buy | MCGRAW HILL COMPANIES INC | $682,000 | +30.2% | 8,721 | +9.1% | 0.01% | +28.6% |
| FHY | Sell | FIRST TRUST STRATEGIC HIGH INCOME FD II COM | $741,000 | -0.1% | 46,158 | -1.0% | 0.01% | -10.0% |
| PTY | Sell | PIMCO CORPORATE OPP FD COM | $674,000 | -6.0% | 39,023 | -1.7% | 0.01% | -10.0% |
| LBTYA | Buy | LIBERTY GLOBAL PLC SHS CL Acl a | $650,000 | +44.4% | 7,300 | +28.7% | 0.01% | +33.3% |
| MINT | Buy | PIMCO ETF TR ENHAN SHRT MAT | $608,000 | +28.5% | 5,994 | +28.4% | 0.01% | +33.3% |
| EPI | WISDOMTREE TRUST INDIA ERNGS FD | $595,000 | +14.0% | 34,100 | 0.0% | 0.01% | +14.3% | |
| CETV | Buy | CENTRAL EUROPEAN MEDIA ENTRPCL A NEWcl a | $617,000 | +84.7% | 160,792 | +152.8% | 0.01% | +60.0% |
| CLDX | CELLDEX THERAPEUTICS INC | $638,000 | -31.6% | 26,335 | 0.0% | 0.01% | -38.5% | |
| TROW | Buy | PRICE T ROWE GROUP INC | $603,000 | +179.2% | 7,200 | +140.0% | 0.01% | +166.7% |
| XAA | Sell | AMERICAN MUN INCOME PORTFOLI | $658,000 | -9.0% | 50,684 | -1.0% | 0.01% | -20.0% |
| RAI | Sell | REYNOLDS AMERN INC | $611,000 | +2.2% | 12,214 | -0.4% | 0.01% | 0.0% |
| MYN | Sell | BLACKROCK MUNIYIELD N Y QUALITY FUND INC | $642,000 | -2.7% | 53,165 | -0.2% | 0.01% | -11.1% |
| IIJIY | Buy | INTERNET INITIATIVE JAPAN INSPONSORED ADRadr | $610,000 | +3.6% | 45,653 | +11.5% | 0.01% | 0.0% |
| OCN | Buy | OCWEN FINL CORP COM NEW | $616,000 | +87.2% | 11,117 | +88.4% | 0.01% | +60.0% |
| NEU | Buy | NEWMARKET CORP COM | $671,000 | +45.9% | 2,007 | +25.8% | 0.01% | +33.3% |
| FUR | Sell | WINTHROP RLTY TR SH BEN INT NEWben int | $595,000 | -93.7% | 53,801 | -93.6% | 0.01% | -93.8% |
| NIO | Buy | NUVEEN MUN OPPORTUNITY | $627,000 | +72.7% | 47,402 | +69.8% | 0.01% | +60.0% |
| DST | Buy | DST SYS INC DEL | $627,000 | +51.8% | 6,912 | +26.2% | 0.01% | +33.3% |
| NMA | Sell | NUVEEN MUN ADVANTAGE FD INC | $607,000 | -5.0% | 49,951 | -2.3% | 0.01% | -11.1% |
| TFX | Buy | TELEFLEX INC | $632,000 | +14.7% | 6,729 | +0.4% | 0.01% | 0.0% |
| NMZ | NUVEEN MUN HIGH INC OPP FD COM | $640,000 | +2.9% | 53,299 | 0.0% | 0.01% | -11.1% | |
| FAST | Buy | FASTENAL CO | $597,000 | +53.5% | 12,556 | +62.2% | 0.01% | +60.0% |
| NXZ | Buy | NUVEEN DIV ADVANTAGE MUN FD | $662,000 | +0.6% | 52,146 | +2.8% | 0.01% | -11.1% |
| RP | Buy | REALPAGE INC COM | $545,000 | +63.7% | 23,306 | +61.6% | 0.01% | +40.0% |
| ARG | Buy | AIRGAS INC | $537,000 | +57.5% | 4,801 | +49.5% | 0.01% | +40.0% |
| AMRI | ALBANY MOLECULAR RESH INC COM | $564,000 | -21.9% | 56,000 | 0.0% | 0.01% | -30.0% | |
| AMZN | Buy | AMAZON COM INC | $523,000 | +56.6% | 1,311 | +22.8% | 0.01% | +40.0% |
| AEO | Buy | AMERICAN EAGLE OUTFITTERS IN | $528,000 | +65.0% | 36,653 | +60.1% | 0.01% | +75.0% |
| AMKR | Buy | AMKOR TECHNOLOGY INC COM | $560,000 | +66.2% | 91,336 | +16.1% | 0.01% | +40.0% |
| ADI | Buy | ANALOG DEVICES INC | $525,000 | +9.4% | 10,305 | +1.0% | 0.01% | 0.0% |
| AXE | Buy | ANIXTER INTL INC COM | $535,000 | +59.2% | 5,958 | +55.2% | 0.01% | +40.0% |
| APOL | Buy | APOLLO EDUCATION GROUP INC CL Acl a | $540,000 | +61.2% | 19,767 | +22.7% | 0.01% | +40.0% |
| AVP | Sell | AVON PRODS INC | $548,000 | -32.0% | 31,818 | -18.7% | 0.01% | -36.4% |
| WRB | Buy | BERKLEY W R CORP | $535,000 | +59.7% | 12,336 | +57.9% | 0.01% | +40.0% |
| SAM | Buy | BOSTON BEER INC CL Acl a | $536,000 | +61.0% | 2,216 | +62.6% | 0.01% | +40.0% |
| BXP | Buy | BOSTON PPTYS INC | $551,000 | +48.1% | 5,488 | +57.6% | 0.01% | +40.0% |
| BRCM | Buy | BROADCOM CORP | $547,000 | +69.9% | 18,453 | +49.2% | 0.01% | +75.0% |
| BRO | Buy | BROWN & BROWN INC | $544,000 | +64.4% | 17,337 | +68.0% | 0.01% | +40.0% |
| BFB | Buy | BROWN FORMAN CORP CL Bcl b | $535,000 | +61.6% | 7,076 | +45.5% | 0.01% | +40.0% |
| BRKR | Buy | BRUKER CORP COMconv | $526,000 | +54.3% | 26,618 | +61.0% | 0.01% | +40.0% |
| BKE | Buy | BUCKLE INC COMconv | $544,000 | +59.5% | 10,354 | +64.3% | 0.01% | +40.0% |
| CAB | Buy | CABELAS INC COM | $545,000 | +62.7% | 8,179 | +53.7% | 0.01% | +40.0% |
| CERN | Buy | CERNER CORP COM | $538,000 | +50.7% | 9,649 | +42.1% | 0.01% | +40.0% |
| CHK | Buy | CHESAPEAKE ENERGY CORP | $529,000 | +59.8% | 19,491 | +52.5% | 0.01% | +40.0% |
| CHH | Buy | CHOICE HOTELS INTL INC COM | $532,000 | +54.2% | 10,831 | +35.4% | 0.01% | +40.0% |
| CTAS | Buy | CINTAS CORP | $530,000 | +57.3% | 8,895 | +35.0% | 0.01% | +40.0% |
| COLM | Buy | COLUMBIA SPORTSWEAR CO COM | $551,000 | +62.1% | 7,001 | +24.1% | 0.01% | +40.0% |
| CMCSA | Buy | COMCAST CORP NEW CL Acl a | $539,000 | +56.7% | 10,368 | +36.0% | 0.01% | +40.0% |
| CVA | Buy | COVANTA HLDG CORP | $529,000 | +58.4% | 29,828 | +91.1% | 0.01% | +40.0% |
| CACC | Buy | CREDIT ACCEP CORP MICH | $529,000 | +55.6% | 4,072 | +32.8% | 0.01% | +40.0% |
| CUB | Sell | CUBIC CORP | $528,000 | -2.4% | 10,019 | -0.5% | 0.01% | 0.0% |
| DHI | Buy | D R HORTON INC | $572,000 | +76.0% | 25,628 | +53.1% | 0.01% | +75.0% |
| DSW | Buy | DSW INC CL Acl a | $572,000 | +53.4% | 13,395 | +53.3% | 0.01% | +40.0% |
| DKS | Buy | DICKS SPORTING GOODSINC COM | $536,000 | +56.7% | 9,233 | +43.9% | 0.01% | +40.0% |
| DDS | New | DILLARDS INC CL Acl a | $536,000 | – | 5,518 | +100.0% | 0.01% | – |
| EQR | Buy | EQUITY RESIDENTIAL SH BEN INTben int | $526,000 | +62.8% | 10,144 | +68.3% | 0.01% | +75.0% |
| FDX | Buy | FEDEX CORP | $531,000 | +60.9% | 3,693 | +27.6% | 0.01% | +40.0% |
| FCNCA | Buy | FIRST CTZNS BANCSHARES INC NCL Acl a | $522,000 | +53.5% | 2,345 | +41.8% | 0.01% | +40.0% |
| FRX | Buy | FOREST LABS INC | $551,000 | +69.0% | 9,185 | +20.6% | 0.01% | +75.0% |
| FOSL | Buy | FOSSIL GROUP INC COM | $532,000 | +60.7% | 4,438 | +55.8% | 0.01% | +40.0% |
| BEN | Buy | FRANKLIN RESOURCES INC | $541,000 | +63.9% | 9,379 | +43.5% | 0.01% | +40.0% |
| GLPI | New | GAMING & LEISURE PPTYS INC COM | $576,000 | – | 11,335 | +100.0% | 0.01% | – |
| GPS | Buy | GAP INC | $534,000 | +62.8% | 13,665 | +68.0% | 0.01% | +75.0% |
| GWW | Buy | GRAINGER W W INC | $544,000 | +65.3% | 2,129 | +69.2% | 0.01% | +40.0% |
| HALO | Buy | HALOZYME THERAPEUTICS INC COM | $533,000 | +39.9% | 35,532 | +2.8% | 0.01% | +40.0% |
| HRG | Buy | HARBINGER GROUP INC COM | $549,000 | +56.9% | 46,340 | +37.5% | 0.01% | +40.0% |
| HES | Buy | HESS CORP | $546,000 | +64.0% | 6,574 | +52.8% | 0.01% | +40.0% |
| HTH | Buy | HILLTOP HOLDINGS INC COM | $535,000 | +55.1% | 23,115 | +23.9% | 0.01% | +40.0% |
| HST | Buy | HOST MARRIOTT CORP NEW | $538,000 | +64.0% | 27,650 | +49.0% | 0.01% | +75.0% |
| HUN | Buy | HUNTSMAN CORP | $546,000 | +61.1% | 22,183 | +34.9% | 0.01% | +40.0% |
| H | Buy | HYATT HOTELS CORP COM CL Acl a | $527,000 | +65.2% | 10,656 | +43.7% | 0.01% | +75.0% |
| ITW | Buy | ILLINOIS TOOL WORKS INC | $541,000 | +60.5% | 6,434 | +45.5% | 0.01% | +40.0% |
| ISCA | New | INTERNATIONAL SPEEDWAY CORP CL Acl a | $543,000 | – | 15,304 | +100.0% | 0.01% | – |
| INTU | Buy | INTUIT INC | $535,000 | +59.7% | 7,005 | +38.5% | 0.01% | +40.0% |
| EL | Buy | LAUDER ESTEE COS INC CL Acl a | $534,000 | +61.8% | 7,096 | +50.5% | 0.01% | +40.0% |
| MNKD | Buy | MANNKIND CORP COM | $552,000 | +68.8% | 106,211 | +84.9% | 0.01% | +75.0% |
| VAC | Buy | MARRIOTT VACATIONS WRLDWDE CCOM | $582,000 | +50.4% | 11,035 | +25.6% | 0.01% | +40.0% |
| MENT | Buy | MENTOR GRAPHICS CORP | $532,000 | +54.2% | 22,110 | +49.6% | 0.01% | +40.0% |
| MCY | Buy | MERCURY GENL CORP NEW | $565,000 | +49.5% | 11,365 | +45.2% | 0.01% | +40.0% |
| MHK | Buy | MOHAWK INDUSTRIES INC | $555,000 | +64.2% | 3,730 | +43.7% | 0.01% | +40.0% |
| MNST | Buy | MONSTER BEVERAGE CORP COM | $539,000 | +70.6% | 7,959 | +31.6% | 0.01% | +75.0% |
| MORN | Buy | MORNINGSTAR INC COM | $520,000 | +52.9% | 6,654 | +55.1% | 0.01% | +40.0% |
| NATI | Buy | NATIONAL INSTRS CORP COM | $546,000 | +56.9% | 17,047 | +51.7% | 0.01% | +40.0% |
| NAV | Buy | NAVISTAR INTL CORP NEW | $542,000 | +67.8% | 14,185 | +60.0% | 0.01% | +75.0% |
| NWSA | Buy | NEWS CORP NEW CL Acl a | $545,000 | +63.2% | 30,233 | +45.3% | 0.01% | +40.0% |
| NKE | Buy | NIKE INC CL Bcl b | $569,000 | +48.2% | 7,234 | +36.7% | 0.01% | +40.0% |
| JWN | Buy | NORDSTROM INC | $533,000 | +60.1% | 8,622 | +45.4% | 0.01% | +40.0% |
| NUAN | New | NUANCE COMMUNICATIONS INC COM | $537,000 | – | 35,306 | +100.0% | 0.01% | – |
| PAYX | Buy | PAYCHEX INC | $532,000 | +58.8% | 11,683 | +41.6% | 0.01% | +40.0% |
| PEGA | Buy | PEGASYSTEMS INC COM | $528,000 | +54.4% | 10,728 | +24.9% | 0.01% | +40.0% |
| PENN | Buy | PENN NATL GAMING INC COM | $540,000 | +64.1% | 37,673 | +534.4% | 0.01% | +40.0% |
| PCYC | Buy | PHARMACYCLICS INC COM | $537,000 | +38.8% | 5,075 | +81.2% | 0.01% | +40.0% |
| PSMT | Buy | PRICESMART INC COM | $528,000 | +54.4% | 4,569 | +27.4% | 0.01% | +40.0% |
| RES | Buy | RPC INC COM | $524,000 | +52.8% | 29,370 | +32.4% | 0.01% | +40.0% |
| RAX | Buy | RACKSPACE HOSTING INC COM | $557,000 | +67.8% | 14,223 | +125.8% | 0.01% | +40.0% |
| RL | Buy | RALPH LAUREN CORP CL Acl a | $532,000 | +60.2% | 3,014 | +49.4% | 0.01% | +40.0% |
| RJF | Buy | RAYMOND JAMES FINANCIAL INC | $535,000 | +65.1% | 10,251 | +31.8% | 0.01% | +75.0% |
| ROL | Buy | ROLLINS INC COM | $539,000 | +55.8% | 17,799 | +36.4% | 0.01% | +40.0% |
| CRM | Buy | SALESFORCE COM INC | $542,000 | +62.8% | 9,823 | +53.3% | 0.01% | +40.0% |
| SCHW | Buy | SCHWAB CHARLES CORP NEW | $535,000 | +59.2% | 20,583 | +29.6% | 0.01% | +40.0% |
| SMG | Buy | SCOTTS MIRACLE GRO CO CL Acl a | $536,000 | +60.0% | 8,616 | +41.4% | 0.01% | +40.0% |
| SLGN | New | SILGAN HOLDINGS INC | $536,000 | – | 11,153 | +100.0% | 0.01% | – |
| SPG | New | SIMON PPTY GROUP INC NEWput | $562,000 | – | 3,692 | +100.0% | 0.01% | – |
| SBUX | Buy | STARBUCKS CORP | $536,000 | +54.9% | 6,835 | +52.2% | 0.01% | +40.0% |
| SYNT | Buy | SYNTEL INC COM | $526,000 | +53.8% | 5,787 | +35.6% | 0.01% | +40.0% |
| TLM | New | TALISMAN ENERGY INC | $536,000 | – | 45,992 | +100.0% | 0.01% | – |
| TCO | Buy | TAUBMAN CTRS INC COM | $529,000 | +59.8% | 8,282 | +68.2% | 0.01% | +40.0% |
| TTEC | Buy | TELETECH HOLDINGS INC COM | $537,000 | +61.3% | 22,443 | +68.9% | 0.01% | +40.0% |
| TSLA | Buy | TESLA MTRS INC COM | $553,000 | +54.9% | 3,678 | +99.5% | 0.01% | +40.0% |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDADRadr | $557,000 | +56.0% | 13,902 | +47.0% | 0.01% | +40.0% |
| TKR | New | TIMKEN CO | $542,000 | – | 9,840 | +100.0% | 0.01% | – |
| TR | Buy | TOOTSIE ROLL INDS INC COM | $535,000 | +53.7% | 16,452 | +45.7% | 0.01% | +40.0% |
| UAA | Buy | UNDER ARMOUR INC CL Acl a | $554,000 | +60.6% | 6,342 | +46.2% | 0.01% | +40.0% |
| URBN | Buy | URBAN OUTFITTERS INC | $537,000 | +64.7% | 14,462 | +63.0% | 0.01% | +75.0% |
| UBA | Sell | URSTADT BIDDLE PPTYS INS CL Acl a | $547,000 | -21.1% | 29,631 | -15.0% | 0.01% | -22.2% |
| VMI | Buy | VALMONT INDS INC | $522,000 | +9.7% | 3,500 | +2.1% | 0.01% | 0.0% |
| WTI | Buy | W & T OFFSHORE INC COM | $535,000 | +57.8% | 33,450 | +74.7% | 0.01% | +40.0% |
| WERN | Buy | WERNER ENTERPRISES INC | $530,000 | +57.3% | 21,419 | +48.2% | 0.01% | +40.0% |
| WNR | Buy | WESTERN REFNG INC COM | $561,000 | +60.3% | 13,232 | +13.6% | 0.01% | +40.0% |
| WLK | Buy | WESTLAKE CHEM CORP COM | $550,000 | +62.7% | 4,506 | +39.4% | 0.01% | +40.0% |
| MRVL | Buy | MARVELL TECHNOLOGY GROUP ORD | $569,000 | +82.4% | 39,541 | +45.7% | 0.01% | +75.0% |
| GRMN | Buy | GARMIN LTD SHS | $529,000 | +50.7% | 11,455 | +47.6% | 0.01% | +40.0% |
| RIG | Buy | TRANSOCEAN LTD ZUG NAMEN AKT | $578,000 | +62.8% | 11,690 | +46.5% | 0.01% | +40.0% |
| ASPS | Buy | ALTISOURCE PORTFOLIO SOLNS SREG SHS | $522,000 | +53.5% | 3,293 | +35.7% | 0.01% | +40.0% |
| LYB | Buy | LYONDELLBASELL INDUSTRIES N SHS - A -cl a | $539,000 | +59.0% | 6,708 | +44.8% | 0.01% | +40.0% |
| TAL | Buy | TAL INTL GROUP INC COM | $444,000 | +25.8% | 7,743 | +2.5% | 0.01% | +20.0% |
| HSA | Buy | HELIOS STRATEGIC INCOME FUND | $468,000 | +20.0% | 70,595 | +15.0% | 0.01% | +20.0% |
| CINF | Sell | CINCINNATI FINL CORP | $485,000 | +7.8% | 9,253 | -3.1% | 0.01% | 0.0% |
| IQI | Sell | INVESCO QUALITY MUNI INC TRSCOM | $472,000 | -5.6% | 42,488 | -1.7% | 0.01% | -14.3% |
| POT | New | POTASH CORP SASK INC | $499,000 | – | 15,150 | +100.0% | 0.01% | – |
| F102PS | Buy | BABCOCK & WILCOX CO NEW COM | $463,000 | +53.8% | 13,531 | +51.8% | 0.01% | +50.0% |
| Sell | PEABODY ENERGY CORP 4.750% 12/15/41note | $449,000 | -2.6% | 568,000 | -1.0% | 0.01% | 0.0% | |
| BABS | Sell | SPDR SERIES TRUST BRCLY CP US BD | $470,000 | -8.2% | 8,738 | -8.4% | 0.01% | -14.3% |
| VMO | Sell | INVESCO VAN KAMPEN MUNI OPP COM | $456,000 | -10.8% | 38,931 | -10.2% | 0.01% | -14.3% |
| SMB | Sell | MARKET VECTORS ETF TR MKTVEC SMUNETF | $494,000 | -76.5% | 28,093 | -76.6% | 0.01% | -79.3% |
| EVY | Buy | EATON VANCE NY MUNI INCOME TSH BEN INTben int | $484,000 | +1.0% | 38,950 | +1.3% | 0.01% | -14.3% |
| ENX | Buy | EATON VANCE NY MUN BD FD | $463,000 | +13.2% | 40,890 | +15.2% | 0.01% | 0.0% |
| EVG | Buy | EATON VANCE SH TM DR DIVR INC | $502,000 | +0.4% | 32,876 | +1.8% | 0.01% | -14.3% |
| CXE | MFS HIGH INCOME MUN TR SH BEN INTben int | $457,000 | -3.6% | 102,175 | 0.0% | 0.01% | 0.0% | |
| BGCP | Buy | BGC PARTNERS INC CL Acl a | $492,000 | +24.2% | 81,257 | +15.9% | 0.01% | +20.0% |
| VRSK | VERISK ANALYTICS INC CL Acl a | $506,000 | +1.2% | 7,700 | 0.0% | 0.01% | -14.3% | |
| BBF | Sell | BLACKROCK MUNICIPAL INCOME INVEST TRUST | $471,000 | -31.7% | 37,704 | -28.6% | 0.01% | -33.3% |
| New | QUANTUM CORP CONV 4.500% 11/15/17conv | $510,000 | – | 500,000 | +100.0% | 0.01% | – | |
| FOREST CITY ENT 4.250% 08/15/18note | $496,000 | 0.0% | 446,000 | 0.0% | 0.01% | -14.3% | ||
| NQI | NUVEEN QUALITY MUN FD INC COM | $390,000 | -1.8% | 32,285 | 0.0% | 0.01% | 0.0% | |
| PRISY | Sell | PROMOTORA DE INFORMACIONES SADR CL A SHSadr cl a | $363,000 | +28.3% | 165,624 | -1.0% | 0.01% | +25.0% |
| KMB | Sell | KIMBERLY CLARK CORP | $400,000 | +6.7% | 3,834 | -3.8% | 0.01% | 0.0% |
| UPS | Sell | UNITED PARCEL SVC INC CL Bcl b | $425,000 | +14.2% | 4,043 | -0.6% | 0.01% | 0.0% |
| WEBMD HEALTH CORP 2.250% 03/31/16note | $400,000 | +2.0% | 400,000 | 0.0% | 0.01% | 0.0% | ||
| CSGP | COSTAR GROUP INC COM | $369,000 | +9.8% | 2,000 | 0.0% | 0.01% | 0.0% | |
| PWE | Sell | PENN WEST PETROLEUM LTD | $357,000 | -83.4% | 42,742 | -77.9% | 0.01% | -82.8% |
| IIM | Sell | INVESCO INSURED MUNICIPAL INCOME TRUST | $378,000 | -3.1% | 27,977 | -2.8% | 0.01% | 0.0% |
| CPN | CALPINE CORP COM NEW | $400,000 | +0.5% | 20,489 | 0.0% | 0.01% | 0.0% | |
| IFF | INTL FLAVORS & FRAGRANCES | $400,000 | +4.4% | 4,650 | 0.0% | 0.01% | 0.0% | |
| DGX | Buy | QUEST DIAGNOSTICS INC | $396,000 | -3.6% | 7,400 | +11.3% | 0.01% | -16.7% |
| IDT | Sell | IDT CORP CL B NEWcl b | $358,000 | -3.0% | 20,024 | -3.6% | 0.01% | 0.0% |
| SEB | SEABOARD CORP DEL | $363,000 | +1.7% | 130 | 0.0% | 0.01% | 0.0% | |
| GPC | GENUINE PARTS CO | $403,000 | +2.8% | 4,845 | 0.0% | 0.01% | 0.0% | |
| NQM | Sell | NUVEEN INVT QUALITY MUN FD I | $429,000 | -4.2% | 31,675 | -2.5% | 0.01% | -16.7% |
| FIS | Sell | FIDELITY NATL INFORMATION SVC | $358,000 | -24.6% | 6,661 | -34.9% | 0.01% | -28.6% |
| DMF | Sell | DREYFUS MUN INCOME INC | $417,000 | -8.6% | 49,307 | -6.3% | 0.01% | -16.7% |
| EVM | EATON VANCE CA MUN BD FD | $359,000 | -1.1% | 35,168 | 0.0% | 0.01% | 0.0% | |
| PGNX | PROGENICS PHARMACEUTICALS INCOM | $358,000 | +6.2% | 67,200 | 0.0% | 0.01% | 0.0% | |
| EVN | EATON VANCE MUNI INCOME TRUSSH BEN INTben int | $418,000 | -4.8% | 39,772 | 0.0% | 0.01% | -16.7% | |
| PRB | Sell | MARKET VECTORS ETF TR PRE-RF MUN ETF | $393,000 | -8.6% | 16,065 | -8.1% | 0.01% | -16.7% |
| MKTX | MARKETAXESS HLDGS INC COM | $381,000 | +11.4% | 5,700 | 0.0% | 0.01% | 0.0% | |
| SUB | ISHARES TR S&P SHRT NATL | $345,000 | +0.3% | 3,244 | 0.0% | 0.00% | -20.0% | |
| VECO | Sell | VEECO INSTRS INC DEL | $319,000 | -21.8% | 9,700 | -11.4% | 0.00% | -33.3% |
| TREE | TREE COM INC COM | $323,000 | +25.2% | 9,833 | 0.0% | 0.00% | 0.0% | |
| BHL | Buy | BLACKROCK DEFINED OPPRTY CR | $325,000 | +0.3% | 23,882 | +3.0% | 0.00% | 0.0% |
| FHI | Buy | FEDERATED INVS INC PA CL Bcl b | $278,000 | +10.8% | 9,650 | +4.4% | 0.00% | +33.3% |
| AIA | New | ISHARES TR S&P ASIA 50 IN | $355,000 | – | 7,408 | +100.0% | 0.00% | – |
| JTP | NUVEEN QUALITY PFD INCOME FD | $299,000 | +2.0% | 38,818 | 0.0% | 0.00% | 0.0% | |
| CVRR | Buy | CVR REFNG LP COMUNIT REP LTunit | $327,000 | +3.2% | 14,466 | +14.0% | 0.00% | 0.0% |
| MHN | Sell | BLACKROCK MUNIHOLDINGS N Y QUALITY FUND | $334,000 | -16.7% | 26,763 | -14.0% | 0.00% | -20.0% |
| BIE | Sell | BLACKROCK MUNIC BD INVST TR | $322,000 | -10.8% | 24,079 | -8.1% | 0.00% | -20.0% |
| CRRTQ | Sell | CARBO CERAMICS INC | $319,000 | -10.4% | 2,738 | -23.9% | 0.00% | -20.0% |
| CTRP | CTRIP COM INTL LTD ADRadr | $288,000 | -14.8% | 5,800 | 0.0% | 0.00% | -20.0% | |
| ORCL | New | ORACLE CORP | $333,000 | – | 8,701 | +100.0% | 0.00% | – |
| JMT | Buy | NUVEEN MTG OPPTY TERM FD 2 COM | $286,000 | -2.7% | 12,445 | +1.7% | 0.00% | 0.0% |
| SAN | Buy | BANCO SANTANDER CENT HISPANO ADRadr | $284,000 | +63.2% | 31,357 | +47.6% | 0.00% | +100.0% |
| NVO | Buy | NOVO-NORDISK A S ADRadr | $286,000 | +9.2% | 7,740 | +400.0% | 0.00% | 0.0% |
| BAX | BAXTER INTL INC | $297,000 | +5.7% | 4,272 | 0.0% | 0.00% | 0.0% | |
| SEA | Sell | CLAYMORE EXCHANGE TRD FD TR GUGG SHIPPNG E | $286,000 | -0.3% | 13,257 | -8.8% | 0.00% | 0.0% |
| AYN | Buy | ALLIANCE BERNSTEIN NEW YORK MUN INC FD | $281,000 | +7.3% | 23,676 | +9.3% | 0.00% | 0.0% |
| GRC | Buy | GORMAN RUPP CO COM | $279,000 | +4.1% | 8,347 | +25.0% | 0.00% | 0.0% |
| PML | PIMCO MUN INCOME FD II | $333,000 | -3.5% | 31,273 | 0.0% | 0.00% | -20.0% | |
| FTF | FRANKLIN TEMPLETON LTD DUR I | $292,000 | 0.0% | 22,474 | 0.0% | 0.00% | 0.0% | |
| RSP | Sell | RYDEX ETF TRUST S&P 500 EQ TRD | $293,000 | +5.4% | 4,116 | -3.4% | 0.00% | 0.0% |
| DVM | Sell | COHEN & STEERS DIV MJRS FDIN | $221,000 | +0.5% | 15,136 | -6.1% | 0.00% | 0.0% |
| ARNA | ARENA PHARMACEUTICALS INC COM | $263,000 | +11.0% | 45,000 | 0.0% | 0.00% | 0.0% | |
| AINV | APPOLO INVT CORP SHS BEN INTben int | $227,000 | +4.1% | 26,800 | 0.0% | 0.00% | 0.0% | |
| ACAS | Sell | AMERICAN CAPITAL LTDCOM | $277,000 | +7.8% | 17,695 | -5.3% | 0.00% | -25.0% |
| T | New | A T & T INC | $227,000 | – | 6,453 | +100.0% | 0.00% | – |
| CMU | MFS HIGH YIELD MUN TR SH BEN INTben int | $237,000 | 0.0% | 57,354 | 0.0% | 0.00% | 0.0% | |
| NBO | Sell | NEUBERGER BERMAN NY INT MUN COM | $272,000 | -23.4% | 20,577 | -24.8% | 0.00% | -40.0% |
| MRO | MARATHON OIL CORP | $258,000 | +1.2% | 7,300 | 0.0% | 0.00% | 0.0% | |
| SHY | Buy | ISHARES TR 1-3 YR TRS BD | $267,000 | +5.5% | 3,167 | +5.6% | 0.00% | 0.0% |
| POST | New | POST HLDGS INC COM | $202,000 | – | 4,093 | +100.0% | 0.00% | – |
| NIM | New | NUVEEN SELECT MAT MUN FD SH BEN INTben int | $207,000 | – | 21,500 | +100.0% | 0.00% | – |
| STO | New | STATOIL ASA SPONSORED ADRadr | $212,000 | – | 8,800 | +100.0% | 0.00% | – |
| SMMU | PIMCO ETF TR SHTRM MUN BOND | $201,000 | +0.5% | 4,000 | 0.0% | 0.00% | 0.0% | |
| NKX | NUVEEN CALIF AMT-FREE MUN INC FD | $232,000 | -1.3% | 19,052 | 0.0% | 0.00% | 0.0% | |
| NXK | Sell | NUVEEN NY DIV ADVANTG MUN FD | $257,000 | -10.1% | 20,548 | -8.9% | 0.00% | -25.0% |
| EOG | EOG RES INC | $235,000 | -0.8% | 1,402 | 0.0% | 0.00% | 0.0% | |
| NVG | Sell | NUVEEN DIVID ADVANTAGE | $273,000 | -26.4% | 21,770 | -25.6% | 0.00% | -40.0% |
| LEO | Sell | DREYFUS STRATEGIC MUNS INC | $214,000 | -32.5% | 28,207 | -28.6% | 0.00% | -25.0% |
| PMM | Sell | PUTNAM MANAGED MUN INCOM TR | $246,000 | -30.9% | 36,993 | -28.9% | 0.00% | -40.0% |
| KTF | Buy | DWS MUN INCOME TR | $273,000 | +1.5% | 22,760 | +4.6% | 0.00% | -25.0% |
| NVC | NUVEEN CA SELECT QUALITY MUNCOM | $240,000 | -1.2% | 17,420 | 0.0% | 0.00% | 0.0% | |
| COP | CONOCOPHILLIPS | $230,000 | +1.8% | 3,254 | 0.0% | 0.00% | 0.0% | |
| CL | Sell | COLGATE PALMOLIVE CO | $218,000 | -31.4% | 3,344 | -37.7% | 0.00% | -25.0% |
| MDR | Buy | MCDERMOTT INTL INC | $214,000 | +74.0% | 23,382 | +41.3% | 0.00% | +50.0% |
| CVE | New | CENOVUS ENERGY INC COM | $215,000 | – | 7,510 | +100.0% | 0.00% | – |
| ATNY | API TECHNOLOGIES CORP COM NEW | $235,000 | +16.3% | 69,033 | 0.0% | 0.00% | 0.0% | |
| HYT | New | BLACKROCK CORPOR HI YLD FD VCOM | $251,000 | – | 20,584 | +100.0% | 0.00% | – |
| OSIR | OSIRIS THERAPEUTICS INC NEW COM | $257,000 | -3.4% | 16,000 | 0.0% | 0.00% | -25.0% | |
| BCF | Sell | BLACKROCK REAL ASSET EQUITY | $245,000 | -27.7% | 28,165 | -25.5% | 0.00% | -40.0% |
| HYD | MARKET VECTORS ETF TR HG YLD MUN ETF | $240,000 | -3.2% | 8,497 | 0.0% | 0.00% | 0.0% | |
| ACP | New | AVENUE INCOME CR STRATEGIES COM | $239,000 | – | 13,600 | +100.0% | 0.00% | – |
| MHY | WESTERN ASSETT MGD HI INCM FCOM | $167,000 | 0.0% | 29,400 | 0.0% | 0.00% | 0.0% | |
| NZH | NUVEEN CA DIV ADV MUNI FD 3 SH BEN INTben int | $173,000 | -1.7% | 15,119 | 0.0% | 0.00% | 0.0% | |
| MYF | Sell | BLACKROCK MUNIYIELD INVST FDCOM | $191,000 | -29.5% | 13,900 | -29.1% | 0.00% | -50.0% |
| EIM | Buy | EATON VANCE MUN BD FD | $182,000 | +0.6% | 16,100 | +2.8% | 0.00% | 0.0% |
| NCQ | Sell | NOVACOPPER INC COM | $148,000 | -20.4% | 97,459 | -1.0% | 0.00% | -33.3% |
| MFM | MFS MUN INCOME TR SH BEN INTben int | $136,000 | -2.9% | 21,811 | 0.0% | 0.00% | 0.0% | |
| MUS | BLACKROCK MUNIHLDGS QUALITY FUND INC | $165,000 | -4.1% | 13,887 | 0.0% | 0.00% | 0.0% | |
| AFB | Sell | ALLIANCE BERNSTEIN NATL MUN INCOME FD | $146,000 | -11.5% | 11,689 | -8.5% | 0.00% | 0.0% |
| MUI | BLACKROCK MUNI INTER DR FD ICOM | $143,000 | -2.7% | 10,308 | 0.0% | 0.00% | 0.0% | |
| CCA | MFS CALIF MUN FD | $171,000 | -2.3% | 17,122 | 0.0% | 0.00% | 0.0% | |
| FMY | New | FIRST TRUST MORTGAGE INCOME FUND | $159,000 | – | 10,198 | +100.0% | 0.00% | – |
| HHY | HELIOS HIGH YIELD FD COM | $125,000 | -1.6% | 12,897 | 0.0% | 0.00% | 0.0% | |
| JPS | Buy | NUVEEN QUALITY PFD INCOME FD | $142,000 | +5.2% | 17,491 | +6.1% | 0.00% | 0.0% |
| PYN | PIMCO NEW YORK MUN INCM FD 1 | $147,000 | -7.0% | 17,000 | 0.0% | 0.00% | 0.0% | |
| DSM | DREYFUS STRATEGIC MUN BD FD COM | $142,000 | -3.4% | 19,074 | 0.0% | 0.00% | 0.0% | |
| OZM | OCH ZIFF CAP MGMT GROUP CL Acl a | $166,000 | +35.0% | 11,200 | 0.0% | 0.00% | 0.0% | |
| MHI | PIONEER MUN HIGH INCOME TR SHS | $177,000 | -3.8% | 13,000 | 0.0% | 0.00% | -33.3% | |
| PZC | PIMCO CALIF MUN INCOME FD II | $110,000 | -1.8% | 11,931 | 0.0% | 0.00% | -50.0% | |
| PCF | PUTMAN HIGH INCOME SEC FUND SHS BEN INTben int | $93,000 | +4.5% | 11,248 | 0.0% | 0.00% | 0.0% | |
| PPT | Sell | PUTNAM PREMIER INCOME TR SH BEN INTben int | $93,000 | -1.1% | 17,088 | -4.7% | 0.00% | 0.0% |
| STRP | Sell | STRAIGHT PATH COMMUNICATNS ICL Bcl b | $83,000 | +50.9% | 10,080 | -3.4% | 0.00% | 0.0% |
| DNDNQ | DENDREON CORP COM | $102,000 | +2.0% | 34,000 | 0.0% | 0.00% | 0.0% | |
| VICL | VICAL INC COM | $100,000 | -5.7% | 84,500 | 0.0% | 0.00% | 0.0% | |
| MEN | BLACKROCK MUNIENHANCED FD INCOM | $106,000 | -1.9% | 10,198 | 0.0% | 0.00% | 0.0% | |
| AUQ | New | AURICO GOLD INC COM | $115,000 | – | 31,500 | +100.0% | 0.00% | – |
| PACB | PACIFIC BIOSCIENCES CALIF INCOM | $63,000 | -4.5% | 12,000 | 0.0% | 0.00% | 0.0% | |
| ONTY | ONCOTHYREON INC COM | $57,000 | -14.9% | 32,333 | 0.0% | 0.00% | 0.0% | |
| JHP | NUVEEN QUALITY PFD INCOME FD 3 | $114,000 | 0.0% | 14,470 | 0.0% | 0.00% | -50.0% | |
| AEZS | Exit | AETERNA ZENTARIS INC COM NEW | $0 | – | -17,083 | -100.0% | 0.00% | – |
| GCVRZ | SANOFI AVENTIS CONTGNT VAL RTrts | $5,000 | -84.4% | 15,940 | 0.0% | 0.00% | – | |
| WYY | Exit | WIDEPOINT CORP COM | $0 | – | -38,162 | -100.0% | 0.00% | – |
| CHCWS | CHINA HYDROELECTRIC CORPORATWT EXP 012514wt | $0 | – | 40,000 | 0.0% | 0.00% | – | |
| PTIE | Exit | PAIN THERAPEUTICS INC COM | $0 | – | -38,000 | -100.0% | -0.00% | – |
| CYE | Exit | BLACKROCK CORPOR HI YLD III | $0 | – | -10,000 | -100.0% | -0.00% | – |
| T101SC | Exit | AMERICAN STRATEGIC INCOME II | $0 | – | -10,786 | -100.0% | -0.00% | – |
| AOD | Exit | ALPINE TOTAL DYNAMIC DIVID FCOM SBI | $0 | – | -34,059 | -100.0% | -0.00% | – |
| 0295SC | Exit | AMERICAN SELECT PORTFOLIO INC | $0 | – | -18,737 | -100.0% | -0.00% | – |
| MYI | Exit | BLACKROCK MUNIYIELD QLTY FD COM | $0 | – | -12,025 | -100.0% | -0.00% | – |
| AWP | Exit | ALPINE GLOBAL PREMIER PPTYS SBI | $0 | – | -18,411 | -100.0% | -0.00% | – |
| 8107SC | Exit | AMERICAN STRATEGIC INCM PTFL | $0 | – | -11,449 | -100.0% | -0.00% | – |
| JRS | Exit | NUVEEN REAL ESTATE INCOME FD | $0 | – | -16,582 | -100.0% | -0.00% | – |
| NIM | Exit | NUVEEN SELECT MAT MUN FD SH BEN INTput | $0 | – | -21,500 | -100.0% | -0.00% | – |
| GLD | Exit | SPDR GOLD TRUST GOLD SHS | $0 | – | -1,722 | -100.0% | -0.00% | – |
| WPC | Exit | W P CAREY INC | $0 | – | -3,700 | -100.0% | -0.00% | – |
| RBA | Exit | RITCHIE BROS AUCTIONEERS | $0 | – | -12,000 | -100.0% | -0.00% | – |
| FISV | Exit | FISERV INC | $0 | – | -3,000 | -100.0% | -0.00% | – |
| KRO | Exit | KRONOS WORLDWIDE INC COM | $0 | – | -21,308 | -100.0% | -0.01% | – |
| DOLE | Exit | DOLE FOOD CO INC NEW COM | $0 | – | -28,350 | -100.0% | -0.01% | – |
| MOLX | Exit | MOLEX INC COM | $0 | – | -8,735 | -100.0% | -0.01% | – |
| DELL | Exit | DELL INC | $0 | – | -24,315 | -100.0% | -0.01% | – |
| SPG | Exit | SIMON PPTY GROUP INC NEW | $0 | – | -2,520 | -100.0% | -0.01% | – |
| TTWO | Exit | TAKE-TWO INTERACTIVE SOFTWAR | $0 | – | -19,885 | -100.0% | -0.01% | – |
| SCR | Exit | SIMCERE PHARMACEUTICAL GROUPSPON ADRadr | $0 | – | -48,000 | -100.0% | -0.01% | – |
| VXX | Exit | IPATH S&P 500 VIX ST FUTURES ETNcall | $0 | – | -27,800 | -100.0% | -0.01% | – |
| VXF | Exit | VANGUARD INDEX FDS EXTEND MKT ETF | $0 | – | -7,760 | -100.0% | -0.01% | – |
| ECA | Exit | ENCANA CORP COM SHS ISIN | $0 | – | -34,916 | -100.0% | -0.01% | – |
| ARK | Exit | BLACKROCK SR HIGH INCOME FD | $0 | – | -173,757 | -100.0% | -0.01% | – |
| KMI | Exit | KINDER MORGAN INCput | $0 | – | -70,000 | -100.0% | -0.03% | – |
| AAMC | Exit | ALTISOURCE ASSET MGMT CORP COM | $0 | – | -5,106 | -100.0% | -0.04% | – |
| XXV | Exit | BARCLAYS BK PLC IPATH INVS&P Scall | $0 | – | -127,100 | -100.0% | -0.07% | – |
| ICE | Exit | INTERCONTINENTAL EXCHANGE INC COM | $0 | – | -30,581 | -100.0% | -0.08% | – |
| PFL | Exit | PIMCO INCOME STRATEGY FUNDput | $0 | – | -536,413 | -100.0% | -0.08% | – |
| NYX | Exit | NYSE EURONEXT COM | $0 | – | -269,893 | -100.0% | -0.16% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TEXAS PAC LD TR | 23 | Q4 2018 | 38.4% |
| HOWARD HUGHES CORP COM | 23 | Q4 2018 | 10.9% |
| ICAHN ENTERPRISES LPDEP UNIT | 23 | Q4 2018 | 5.9% |
| WENDYS COMPANY | 23 | Q4 2018 | 4.6% |
| BROOKFIELD ASSET MGMT INC VTG SHS | 23 | Q4 2018 | 3.4% |
| AUTONATION INC COM | 23 | Q4 2018 | 4.3% |
| DISH NETWORK CORP CL A | 23 | Q4 2018 | 3.0% |
| CBOE HLDGS INC COM | 23 | Q4 2018 | 2.5% |
| LIVE NATION ENTERTAINMENT INC. | 23 | Q4 2018 | 1.8% |
| ECHOSTAR CORP CL A | 23 | Q4 2018 | 1.5% |
View Horizon Kinetics's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TEXAS PACIFIC LAND TRUST | March 18, 2019 | 42,437 | 0.5% |
| Associated Capital Group, Inc. | February 13, 2019 | 1,522,421 | 43.0% |
| Civeo Corp | February 13, 2019 | 36,947,116 | 22.0% |
| Howard Hughes Corp | February 13, 2019 | 1,885,861 | 4.4% |
| ROYCE MICRO-CAP TRUST, INC. | February 13, 2019 | 2,745,981 | 6.9% |
| Atlas Energy Group, LLC | February 14, 2018 | 1,455,419 | 4.6% |
| EMERGENT CAPITAL, INC.Sold out | February 14, 2018 | 0 | 0.0% |
| Wendy's Co | February 14, 2017 | 9,428,217 | 3.7% |
| DreamWorks Animation SKG, Inc. | February 16, 2016 | 8,149,567 | 10.4% |
| LMP CORPORATE LOAN FUND INC. | February 16, 2016 | 423,900 | 4.3% |
View Horizon Kinetics's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2019-05-06 |
| 4 | 2019-05-03 |
| 4 | 2019-05-02 |
| 4 | 2019-05-01 |
| 4 | 2019-04-30 |
| 4 | 2019-04-29 |
| 4 | 2019-04-26 |
| 4 | 2019-04-25 |
| 4 | 2019-04-24 |
| 4 | 2019-04-23 |
View Horizon Kinetics's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.