$7.3 Billion is the total value of Horizon Kinetics's 720 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 34.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LMCA | Sell | LIBERTY MEDIA CORP DELAWARE CL Acl a | $702,411,000 | +15.1% | 4,773,437 | -0.8% | 9.62% | +7.7% |
| HHC | Sell | HOWARD HUGHES CORP COM | $604,071,000 | -2.2% | 5,375,734 | -2.5% | 8.28% | -8.5% |
| IEP | Sell | ICAHN ENTERPRISES LPDEP UNITunit | $337,891,000 | +13.9% | 4,057,779 | -0.4% | 4.63% | +6.6% |
| DWA | Sell | DREAMWORKS ANIMATION SKG INCCL Acl a | $328,763,000 | +9.4% | 11,551,748 | -1.3% | 4.50% | +2.4% |
| AN | Sell | AUTONATION INC COM | $317,057,000 | +18.3% | 6,077,383 | -1.6% | 4.34% | +10.7% |
| LUK | Sell | LEUCADIA NATIONAL CORP | $268,744,000 | +3.0% | 9,865,779 | -0.9% | 3.68% | -3.6% |
| JAH | Sell | JARDEN CORP | $265,016,000 | +6.2% | 5,475,537 | -4.0% | 3.63% | -0.6% |
| WEN | Sell | WENDYS COMPANY | $235,527,000 | +38.7% | 27,774,433 | -4.7% | 3.23% | +29.8% |
| BAM | Sell | BROOKFIELD ASSET MGMT INC VTG SHS | $230,130,000 | -0.1% | 6,153,207 | -3.8% | 3.15% | -6.5% |
| STRZA | Sell | STARZ | $217,678,000 | +26.7% | 7,738,285 | -0.5% | 2.98% | +18.5% |
| SHLDQ | Buy | SEARS HLDGS CORP COM | $210,665,000 | +54.4% | 3,541,185 | +9.2% | 2.89% | +44.4% |
| QRTEA | Buy | LIBERTY INTERACTIVE CORP SER Aser a | $166,878,000 | +11.9% | 7,110,254 | +9.7% | 2.29% | +4.7% |
| RSE | Sell | ROUSE PPTYS INC COM | $161,694,000 | -4.2% | 7,856,848 | -8.6% | 2.22% | -10.3% |
| DISH | Sell | DISH NETWORK CORP CL Acl a | $156,842,000 | +5.6% | 3,484,609 | -0.2% | 2.15% | -1.1% |
| VIAB | Buy | VIACOM INC NEW CL Bcl b | $153,571,000 | +31.9% | 1,837,416 | +7.4% | 2.10% | +23.5% |
| CBOE | Sell | CBOE HLDGS INC COM | $133,024,000 | -22.3% | 2,941,053 | -19.9% | 1.82% | -27.3% |
| TPL | Sell | TEXAS PACIFIC LAND TRUST SUB SHARES CERTsub shares cert | $113,539,000 | -0.2% | 1,343,178 | -0.4% | 1.56% | -6.5% |
| LYV | Sell | LIVE NATION ENTERTAINMENT INC. | $112,367,000 | +18.8% | 6,057,537 | -0.7% | 1.54% | +11.2% |
| FCEA | Buy | FOREST CITY ENTERPRISES INC CL Acl a | $102,283,000 | +12.3% | 5,400,369 | +6.2% | 1.40% | +5.1% |
| LB | Sell | L BRANDS INC COM | $100,054,000 | +22.4% | 1,637,546 | -1.3% | 1.37% | +14.5% |
| DISCA | Buy | DISCOVERY COMMUNICATNS NEW SER Aser a | $88,608,000 | +9.4% | 1,049,604 | +0.1% | 1.21% | +2.4% |
| LVNTA | Sell | LIBERTY VENTURES SER Aser a | $88,555,000 | +1.3% | 1,004,369 | -2.3% | 1.21% | -5.2% |
| BRP | Sell | BROOKFIELD RESIDENTIAL PPTY I COM | $86,338,000 | +1.1% | 3,750,593 | -3.2% | 1.18% | -5.4% |
| WYNN | Sell | WYNN RESORTS LTD | $81,509,000 | +22.8% | 515,852 | -0.6% | 1.12% | +14.9% |
| LVS | Sell | LAS VEGAS SANDS CORP | $80,957,000 | +24.7% | 1,218,878 | -0.6% | 1.11% | +16.7% |
| CBS | Buy | CBS CORP NEW CL Bcl b | $78,432,000 | +14.0% | 1,421,897 | +1.0% | 1.08% | +6.8% |
| SATS | Buy | ECHOSTAR CORP CL Acl a | $73,985,000 | +16.0% | 1,683,783 | +3.2% | 1.01% | +8.6% |
| ELS | Sell | EQUITY LIFESTYLE PPTYS INC COM | $68,174,000 | -19.9% | 1,995,128 | -7.9% | 0.93% | -25.0% |
| IAC | Buy | IAC INTERACTIVECORP COM PAR $.001 | $68,012,000 | +16.1% | 1,244,039 | +1.0% | 0.93% | +8.6% |
| CFX | Sell | COLFAX CORP COM | $66,576,000 | +5.3% | 1,178,545 | -2.8% | 0.91% | -1.4% |
| CLR | Sell | CONTINENTAL RESOURCES INC COM | $61,706,000 | +24.3% | 575,292 | -0.3% | 0.84% | +16.2% |
| OAK | Buy | OAKTREE CAP GROUP LLC UNIT CL Acl a | $59,154,000 | +20.5% | 1,129,982 | +21.0% | 0.81% | +12.7% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B NEWcl b | $57,989,000 | -1.9% | 510,872 | -3.2% | 0.80% | -8.1% |
| GOOGL | Sell | GOOGLE INC CL Acl a | $36,168,000 | -2.0% | 41,292 | -1.5% | 0.50% | -8.3% |
| WPX | Sell | WPX ENERGY INC COM | $34,019,000 | -3.4% | 1,766,326 | -5.0% | 0.47% | -9.7% |
| ASCMA | Sell | ASCENT CAPITAL GROUP INC | $32,656,000 | +2.9% | 405,062 | -0.3% | 0.45% | -3.9% |
| FDO | Sell | FAMILY DLR STORES INC | $31,375,000 | +14.6% | 435,643 | -0.9% | 0.43% | +7.2% |
| WETF | Sell | WISDOMTREE INVTS INC | $30,878,000 | -13.0% | 2,661,679 | -13.2% | 0.42% | -18.7% |
| FNV | Sell | FRANCO NEVADA CORP COM | $29,285,000 | +16.5% | 647,051 | -7.9% | 0.40% | +9.0% |
| GGP | Sell | GENERAL GROWTH PPTYS INC NEWCOM | $29,285,000 | -21.5% | 1,518,147 | -19.1% | 0.40% | -26.6% |
| SNI | Buy | SCRIPPS NETWORKS INTERACT INCL Acl a | $25,899,000 | +17.3% | 331,566 | +0.3% | 0.36% | +9.9% |
| MA | Sell | MASTERCARD INC CL A COMcl a | $24,961,000 | +13.7% | 37,101 | -3.0% | 0.34% | +6.2% |
| Buy | WEBMD HEALTH CORP CONV 2.500% 01/31/18note | $24,703,000 | +15.9% | 26,227,000 | +13.8% | 0.34% | +8.3% | |
| MGM | Buy | MGM RESORTS INTERNATIONAL | $24,061,000 | +40.8% | 1,177,136 | +1.8% | 0.33% | +32.0% |
| SIAL | Buy | SIGMA ALDRICH CORP | $23,562,000 | +6.3% | 276,220 | +0.2% | 0.32% | -0.6% |
| SHOS | Sell | SEARS HOMETOWN AND OUTLET ST | $23,484,000 | -27.5% | 739,652 | -0.2% | 0.32% | -32.2% |
| AL | Sell | AIR LEASE CORP CL Acl a | $22,861,000 | -4.9% | 826,488 | -5.1% | 0.31% | -11.1% |
| MKL | Sell | MARKEL CORP | $20,691,000 | -2.2% | 39,961 | -0.5% | 0.28% | -8.7% |
| Sell | LIVE NATION ENTERTAINMENT 2.875% 07/15/27note | $20,248,000 | -9.8% | 19,839,000 | -10.7% | 0.28% | -15.8% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $18,404,000 | +1.1% | 108 | 0.0% | 0.25% | -5.6% | |
| CHESAPEAKE ENERGDTD 05/27/0 2.250% 12/15/38note | $18,397,000 | +4.1% | 20,161,000 | 0.0% | 0.25% | -2.7% | ||
| TWX | Buy | TIME WARNER INC COM NEW | $18,202,000 | +16.8% | 276,598 | +2.6% | 0.25% | +9.2% |
| CSX | Buy | CSX CORP | $17,738,000 | +11.6% | 689,131 | +0.5% | 0.24% | +4.3% |
| V | Sell | VISA INC COM CL Acl a | $17,600,000 | +1.3% | 92,098 | -3.2% | 0.24% | -5.1% |
| VNO | Buy | VORNADO RLTY TR SBI | $17,508,000 | +2.2% | 208,278 | +0.7% | 0.24% | -4.4% |
| CNQ | Sell | CANADIAN NAT RES LTD | $16,181,000 | +0.0% | 514,674 | -10.1% | 0.22% | -6.3% |
| MSG | Buy | MADISON SQUARE GARDEN CO CL Acl a | $15,831,000 | +1.3% | 272,610 | +3.3% | 0.22% | -5.2% |
| LEN | Buy | LENNAR CORP CL Acl a | $15,540,000 | -0.6% | 438,992 | +1.2% | 0.21% | -7.0% |
| UNP | Sell | UNION PACIFIC CORP COM | $15,237,000 | +0.4% | 98,087 | -0.2% | 0.21% | -5.9% |
| MSM | Sell | MSC INDL DIRECT INC CL Acl a | $14,815,000 | +4.7% | 182,114 | -0.3% | 0.20% | -1.9% |
| VSAT | Sell | VIASAT INC | $14,848,000 | -13.4% | 233,313 | -2.8% | 0.20% | -19.1% |
| TTM | TATA MTRS LTD SPONSORED ADRadr | $14,415,000 | +13.6% | 541,525 | 0.0% | 0.20% | +5.9% | |
| PFN | Buy | PIMCO INCOME STRATEGY FUND II | $14,407,000 | -1.9% | 1,412,449 | +1.1% | 0.20% | -8.4% |
| PM | Buy | PHILIP MORRIS INTL INC COM | $14,169,000 | +4.7% | 163,634 | +4.8% | 0.19% | -2.0% |
| AIG | Sell | AMERICAN INTERNATIONAL GROUP INC | $13,684,000 | +3.0% | 281,389 | -5.3% | 0.19% | -4.1% |
| PKO | Buy | PIMCO INCOME OPPORTUNITY FD | $13,325,000 | +10.1% | 484,703 | +14.6% | 0.18% | +3.4% |
| XOM | Buy | EXXON MOBIL CORP | $12,974,000 | -3.6% | 150,786 | +1.2% | 0.18% | -9.6% |
| GLRE | Sell | GREENLIGHT CAPITAL RE LTD CLASS Acl a | $12,734,000 | -3.4% | 447,749 | -16.7% | 0.17% | -9.8% |
| BX | Sell | BLACKSTONE GROUP L PCOM UNIT REPSTG LTD PARTunit | $12,192,000 | +14.2% | 489,854 | -3.4% | 0.17% | +7.1% |
| SU | Sell | SUNCOR ENERGY INC NEW COM ISIN | $11,739,000 | +21.2% | 328,120 | -0.1% | 0.16% | +13.4% |
| NYX | Sell | NYSE EURONEXT COM | $11,330,000 | -4.7% | 269,893 | -6.0% | 0.16% | -10.9% |
| NPP | Sell | NUVEEN PERFORM PLUS MUN FD | $11,295,000 | -10.6% | 836,030 | -4.8% | 0.16% | -16.2% |
| PDI | Buy | PIMCO DYNAMIC INCOME FD SHS | $11,080,000 | +17.6% | 386,183 | +19.9% | 0.15% | +10.1% |
| ROYAL GOLD INC 2.875% 06/15/19note | $11,039,000 | +5.9% | 11,514,000 | 0.0% | 0.15% | -1.3% | ||
| BAC | Buy | BANK AMER CORP | $10,216,000 | +7.9% | 740,259 | +0.5% | 0.14% | +0.7% |
| IPAR | Sell | INTER PARFUMS INC COM | $10,127,000 | -18.8% | 337,704 | -22.8% | 0.14% | -24.0% |
| REGIS CORP 5.000% 07/15/14note | $10,052,000 | -5.5% | 9,133,000 | 0.0% | 0.14% | -11.5% | ||
| BKW | Sell | BURGER KING WORLDWIDE INC COM | $9,992,000 | -0.1% | 511,891 | -0.2% | 0.14% | -6.2% |
| NSC | Buy | NORFOLK SOUTHN CORP | $9,716,000 | +6.6% | 125,615 | +0.1% | 0.13% | 0.0% |
| WMB | Buy | WILLIAMS COS INC | $9,668,000 | +12.5% | 265,901 | +0.5% | 0.13% | +4.8% |
| FUR | Sell | WINTHROP RLTY TR SH BEN INT NEWben int | $9,400,000 | -39.6% | 843,015 | -34.9% | 0.13% | -43.4% |
| PCI | Buy | PIMCO DYNAMIC CR INCOME FD COM SHS | $9,101,000 | +22.4% | 409,011 | +26.0% | 0.12% | +14.7% |
| CRESY | Sell | CRESUD S A C I F Y A SPONSORED ADRadr | $8,884,000 | +17.5% | 1,017,540 | -0.0% | 0.12% | +9.9% |
| BJK | Sell | MARKET VECTORS ETF TR GAMING ETF | $8,847,000 | +8.0% | 186,612 | -8.1% | 0.12% | +0.8% |
| 3106SC | Buy | SUSSER HLDGS CORP COM | $8,780,000 | +61.0% | 165,198 | +45.0% | 0.12% | +50.0% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS COM | $8,717,000 | +826.4% | 397,130 | +879.6% | 0.12% | +750.0% |
| WTM | Sell | WHITE MOUNTAINS INSURANCE GROUP LTD ISIN | $8,416,000 | -7.9% | 14,827 | -6.7% | 0.12% | -14.2% |
| VRTS | Sell | VIRTUS INVT PARTNERS INC COM | $8,098,000 | -52.1% | 49,790 | -48.1% | 0.11% | -55.1% |
| AFSI | Sell | AMTRUST FINANCIAL SERVICES ICOM | $8,007,000 | -2.2% | 205,276 | -10.5% | 0.11% | -8.3% |
| BPY | Sell | BROOKFIELD PPTY PARTNERS L PUNIT LTD PARTNunit | $7,947,000 | -6.2% | 410,049 | -1.7% | 0.11% | -12.1% |
| Sell | LEUCADIA NATL CORP SR NT CONV 3.7conv | $6,974,000 | -40.7% | 5,380,000 | -42.2% | 0.10% | -44.2% | |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $6,911,000 | -15.4% | 441,878 | -13.7% | 0.10% | -20.8% |
| VHI | Sell | VALHI INC NEW COM | $6,823,000 | +24.8% | 341,823 | -14.1% | 0.09% | +16.2% |
| HEIA | New | HEICO CORP NEW CL Acl a | $6,531,000 | – | 162,835 | +100.0% | 0.09% | – |
| BIP | Sell | BROOKFIELD INFRASTRUCTURE PARTNERS LP | $6,330,000 | +3.6% | 166,491 | -0.5% | 0.09% | -2.2% |
| PFL | New | PIMCO INCOME STRATEGY FUNDput | $6,206,000 | – | 536,413 | +100.0% | 0.08% | – |
| LORL | Sell | LORAL SPACE & COMMUNICATNS LCOM | $5,859,000 | -5.1% | 86,505 | -15.9% | 0.08% | -11.1% |
| CME | Sell | CME GROUP INC COM | $5,872,000 | -5.6% | 79,486 | -3.0% | 0.08% | -12.1% |
| MTB | Sell | M & T BK CORP | $5,765,000 | -0.7% | 51,507 | -0.9% | 0.08% | -7.1% |
| LBTYK | Sell | LIBERTY GLOBAL PLC SHS CL Ccl c | $5,585,000 | -14.3% | 74,040 | -22.9% | 0.08% | -18.9% |
| ICE | Sell | INTERCONTINENTAL EXCHANGE INC COM | $5,548,000 | -1.9% | 30,581 | -3.9% | 0.08% | -8.4% |
| MOV | Sell | MOVADO GROUP INC | $5,345,000 | +11.3% | 122,170 | -13.9% | 0.07% | +4.3% |
| TLI | Buy | LMP CORPORATE LN FD INC | $5,292,000 | +19.0% | 426,388 | +24.6% | 0.07% | +12.3% |
| PCM | Buy | PCM FUND INC | $5,243,000 | +14.1% | 457,908 | +16.8% | 0.07% | +7.5% |
| XXV | New | BARCLAYS BK PLC IPATH INVS&P Scall | $4,879,000 | – | 127,100 | +100.0% | 0.07% | – |
| EBAY | Buy | EBAY INC | $4,685,000 | +11.4% | 83,969 | +3.3% | 0.06% | +3.2% |
| PAG | Sell | PENSKE AUTOMOTIVE GRP INC COM | $4,498,000 | +21.0% | 105,268 | -13.5% | 0.06% | +14.8% |
| DMO | Buy | WESTERN ASSET MTG DEF OPPTY COM | $4,473,000 | +19.8% | 198,805 | +23.1% | 0.06% | +10.9% |
| FCX | New | FREEPORT MCMORAN COPPER&GOLDCL Bcl b | $4,386,000 | – | 132,583 | +100.0% | 0.06% | – |
| KKR | Sell | KKR & CO LP | $4,353,000 | -46.2% | 211,484 | -48.7% | 0.06% | -49.6% |
| BOKF | Sell | BOK FINL CORP COM NEW | $4,213,000 | -4.7% | 66,495 | -3.6% | 0.06% | -10.8% |
| FRA | Sell | BLACKROCK FLOAT RATE OME STR | $4,128,000 | -31.0% | 278,385 | -28.0% | 0.06% | -35.2% |
| INTERDIGITAL INC CONV 2.500% 03/15/note | $4,188,000 | -2.4% | 4,000,000 | 0.0% | 0.06% | -9.5% | ||
| Sell | ELECTRONIC ARTS INC CONV 0.750% 07/15/16note | $4,071,000 | -22.6% | 3,750,000 | -25.7% | 0.06% | -27.3% | |
| MUX | Sell | MCEWEN MNG INC | $3,981,000 | +37.0% | 1,658,673 | -4.1% | 0.06% | +27.9% |
| BGT | Sell | BLACKROCK FLOATING RATE INCOME | $3,484,000 | -26.0% | 245,928 | -21.4% | 0.05% | -30.4% |
| DBL | New | DOUBLELINE OPPORTUNISTIC CR COM | $3,425,000 | – | 149,714 | +100.0% | 0.05% | – |
| NSL | Sell | NUVEEN SR INCOME FD | $3,308,000 | -6.1% | 460,711 | -0.7% | 0.04% | -13.5% |
| PBH | Sell | PRESTIGE BRANDS HLDGS INC COM | $3,122,000 | -12.1% | 103,647 | -14.9% | 0.04% | -17.3% |
| VVR | Sell | INVESCO VAN KAMPEN SENIOR INCOME TRUST | $3,158,000 | -32.7% | 601,477 | -30.3% | 0.04% | -37.7% |
| DHR | Buy | DANAHER CORP | $3,126,000 | +20.3% | 45,090 | +9.8% | 0.04% | +13.2% |
| NMO | Buy | NUVEEN MUN MKT OPPORTUNITY F | $3,030,000 | -5.9% | 247,113 | +0.0% | 0.04% | -10.6% |
| CACI | Sell | CACI INTL INC CL Acl a | $3,041,000 | -0.2% | 44,000 | -8.3% | 0.04% | -6.7% |
| MTS | Buy | MONTGOMERY STR INCOME SECS I | $2,972,000 | +23.6% | 189,235 | +27.2% | 0.04% | +17.1% |
| NAD | Buy | NUVEEN DIVID ADVANTAGE MUN F | $2,994,000 | -4.9% | 229,767 | +0.4% | 0.04% | -10.9% |
| BTZ | Sell | BLACKROCK CREDIT ALL INC TR COM | $2,923,000 | -22.5% | 224,141 | -22.8% | 0.04% | -27.3% |
| AIGWS | AMERICAN INTL GROUP INC WT EXP 011921wt | $2,896,000 | +3.9% | 152,800 | 0.0% | 0.04% | -2.4% | |
| SSP | Sell | SCRIPPS E W CO OHIO CL Acl a | $2,906,000 | +13.8% | 158,379 | -3.4% | 0.04% | +8.1% |
| IGSB | Buy | ISHARES TR BARCLYS 1-3YR C | $2,829,000 | +3.6% | 26,867 | +3.3% | 0.04% | -2.5% |
| TIP | Sell | ISHARES TR US TIPS BD FD | $2,825,000 | -20.1% | 25,092 | -20.5% | 0.04% | -25.0% |
| BID | Sell | SOTHEBYS DE COM | $2,872,000 | -7.9% | 58,448 | -28.9% | 0.04% | -15.2% |
| CNP | Sell | CENTERPOINT ENERGY INC | $2,819,000 | -4.7% | 117,623 | -6.6% | 0.04% | -9.3% |
| BMY | Sell | BRISTOL MYERS SQUIBBCO | $2,804,000 | +2.2% | 60,572 | -1.4% | 0.04% | -5.0% |
| FDML | Buy | FEDERAL MOGUL CORP COM | $2,752,000 | +123.0% | 163,882 | +35.6% | 0.04% | +111.1% |
| AAMC | New | ALTISOURCE ASSET MGMT CORP COM | $2,721,000 | – | 5,106 | +100.0% | 0.04% | – |
| JNJ | Buy | JOHNSON & JOHNSON | $2,706,000 | +2.3% | 31,214 | +1.3% | 0.04% | -5.1% |
| DORM | Sell | DORMAN PRODUCTS INC COM | $2,581,000 | -13.7% | 52,091 | -20.5% | 0.04% | -20.5% |
| ARCELORMITTAL SA 5.000% 05/15/14note | $2,545,000 | -0.2% | 2,500,000 | 0.0% | 0.04% | -5.4% | ||
| EFR | Buy | EATON VANCE SR FLTNG RTE TR | $2,506,000 | -4.8% | 162,382 | +0.3% | 0.03% | -12.8% |
| KMI | KINDER MORGAN INCput | $2,490,000 | -5.8% | 70,000 | 0.0% | 0.03% | -12.8% | |
| JCPNQ | Sell | PENNEY J C INC | $2,401,000 | -89.6% | 272,664 | -79.9% | 0.03% | -90.3% |
| PLL | Sell | PALL CORP | $2,377,000 | +14.3% | 30,851 | -1.4% | 0.03% | +10.0% |
| L | Buy | LOEWS CORP | $2,319,000 | +32.8% | 49,619 | +26.2% | 0.03% | +23.1% |
| ALX | Buy | ALEXANDERS INC | $2,329,000 | -2.6% | 8,140 | +0.0% | 0.03% | -8.6% |
| BWP | Buy | BOARDWALK PIPELINE PARTNERS UT LTD | $2,361,000 | +17.6% | 77,729 | +16.9% | 0.03% | +10.3% |
| DIS | Sell | DISNEY WALT CO DISNEY COM | $2,266,000 | -0.0% | 35,130 | -2.1% | 0.03% | -6.1% |
| NVS | Sell | NOVARTIS AG SPONSORED ADRadr | $2,248,000 | +7.4% | 29,300 | -1.0% | 0.03% | 0.0% |
| MRK | Sell | MERCK & COMPANY | $2,291,000 | +2.0% | 48,121 | -0.5% | 0.03% | -6.1% |
| YHOO | Buy | YAHOO INC | $2,221,000 | +47.3% | 66,933 | +11.6% | 0.03% | +36.4% |
| VTA | Buy | INVESCO VAN KAMPEN DYNAMIC CREDIT OPPORTUNIT | $2,175,000 | +7.6% | 169,138 | +9.4% | 0.03% | 0.0% |
| PWE | Sell | PENN WEST PETROLEUM LTD | $2,151,000 | +2.3% | 193,233 | -2.8% | 0.03% | -6.5% |
| SMB | Sell | MARKET VECTORS ETF TR MKTVEC SMUNET | $2,106,000 | -2.8% | 120,291 | -2.9% | 0.03% | -9.4% |
| BIIB | Sell | BIOGEN IDEC INC | $2,067,000 | +11.4% | 8,583 | -0.5% | 0.03% | +3.7% |
| BOND | Sell | PIMCO ETF TR TOTL RETN ETF | $2,073,000 | -7.9% | 19,580 | -8.3% | 0.03% | -15.2% |
| EVF | Buy | EATON VANCE SR INCOME TR SH BEN INTben int | $2,019,000 | -4.9% | 287,202 | +1.7% | 0.03% | -9.7% |
| EXPE | Sell | EXPEDIA INC DEL COM NEW | $1,958,000 | -43.0% | 37,801 | -33.8% | 0.03% | -46.0% |
| NPT | New | NUVEEN PREM INCOME MUN FD 4.000% 00 | $1,970,000 | – | 165,523 | +100.0% | 0.03% | – |
| Sell | L 3 COMMUNICATIONS CORP CONV 3.000% 08/01/35conv | $1,959,000 | -84.0% | 1,800,000 | -85.1% | 0.03% | -84.9% | |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FDCOM SHS | $1,870,000 | -7.0% | 151,160 | -0.6% | 0.03% | -10.3% |
| PPR | Sell | ING PRIME RATE TR SH BEN INTben int | $1,911,000 | -32.0% | 315,415 | -28.5% | 0.03% | -36.6% |
| PEP | Buy | PEPSICO INC | $1,867,000 | -2.0% | 23,486 | +0.9% | 0.03% | -7.1% |
| WFCPRL | Sell | WELLS FARGO & CO NEW PERP PFD CNV Aperp pfd conv a | $1,858,000 | -48.3% | 1,633 | -45.7% | 0.02% | -52.8% |
| LLY | LILLY, ELI AND COMPANY | $1,810,000 | +2.4% | 35,960 | 0.0% | 0.02% | -3.8% | |
| Sell | CACI INTL CONV 2.125% 05/01/2014note | $1,790,000 | -50.6% | 1,404,000 | -53.6% | 0.02% | -52.8% | |
| NPM | Sell | NUVEEN PREM INCOME MUN FD 2 | $1,849,000 | -3.8% | 141,712 | -0.2% | 0.02% | -10.7% |
| MZF | Sell | MANAGED DURATION INVT GRD FUND COM | $1,800,000 | -10.7% | 141,209 | -5.4% | 0.02% | -16.7% |
| AMCX | Buy | AMC NETWORKS INC CL Acl a | $1,844,000 | +31.1% | 26,921 | +25.0% | 0.02% | +19.0% |
| NNP | Sell | NUVEEN NY PERFORM PLUS MUN F | $1,778,000 | -9.7% | 129,989 | -3.4% | 0.02% | -17.2% |
| NG | Buy | NOVAGOLD RES INC COM NEW | $1,716,000 | +32.2% | 739,777 | +20.2% | 0.02% | +26.3% |
| HSNI | Sell | HSN INC COM | $1,765,000 | -40.3% | 32,918 | -40.2% | 0.02% | -44.2% |
| IMO | Sell | IMPERIAL OIL LTD COM | $1,696,000 | +9.8% | 38,590 | -4.5% | 0.02% | 0.0% |
| CHESAPEAKE ENERGDTD 11/08/0 2.750% 11/15/35note | $1,703,000 | +4.0% | 1,650,000 | 0.0% | 0.02% | -4.2% | ||
| PFE | Sell | PFIZER INC | $1,685,000 | +2.2% | 58,665 | -0.4% | 0.02% | -4.2% |
| PHD | Buy | PIONEER FLOATING RATE TR | $1,582,000 | -0.1% | 126,034 | +5.4% | 0.02% | -4.3% |
| OIA | Sell | INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST | $1,601,000 | -16.9% | 253,037 | -13.3% | 0.02% | -21.4% |
| SUSP | Buy | SUSSER PETE PARTNERS LP COM U REP L | $1,584,000 | +6.3% | 52,584 | +3.4% | 0.02% | 0.0% |
| CVC | Buy | CABLEVISION SYS CORP CL A SHScl a | $1,603,000 | +16.7% | 95,194 | +16.5% | 0.02% | +10.0% |
| JFR | Sell | NUVEEN FLOATING RATE INCOME | $1,628,000 | -6.5% | 136,157 | -1.5% | 0.02% | -12.0% |
| ARII | Buy | AMERICAN RAILCAR INDS INC | $1,609,000 | +51.5% | 41,020 | +29.4% | 0.02% | +37.5% |
| CBST | CUBIST PHARMACEUTICALS INC COM | $1,525,000 | +31.6% | 24,000 | 0.0% | 0.02% | +23.5% | |
| ABBV | Buy | ABBVIE INC COM | $1,513,000 | +8.6% | 33,840 | +0.5% | 0.02% | +5.0% |
| EFT | Buy | EATON VANCE FLTING RATE INC | $1,524,000 | -3.0% | 97,827 | +3.2% | 0.02% | -8.7% |
| GE | Buy | GENERAL ELECTRIC CO | $1,553,000 | +4.2% | 65,005 | +1.1% | 0.02% | -4.5% |
| HAV | Sell | HELIOS ADVANTAGE INCOME FUND | $1,549,000 | +1.2% | 181,838 | -1.1% | 0.02% | -4.5% |
| GXC | SPDR INDEX SHS FDS S&P CHINA ETF | $1,523,000 | +15.5% | 20,575 | 0.0% | 0.02% | +10.5% | |
| TAO | Sell | GUGGENHEIM CHINA REAL ESTATE ETF | $1,476,000 | -11.9% | 68,383 | -17.0% | 0.02% | -20.0% |
| BAH | Sell | BOOZ ALLEN HAMILTON HLDG CORCL Acl a | $1,459,000 | +11.1% | 75,514 | -0.0% | 0.02% | +5.3% |
| PNF | Sell | PIMCO NY MUNICIPAL INCOME FD | $1,436,000 | -7.5% | 138,456 | -3.5% | 0.02% | -13.0% |
| MFIN | Sell | MEDALLION FINL CORP | $1,482,000 | +3.5% | 99,628 | -3.2% | 0.02% | -4.8% |
| BP | Buy | BP PLC SPONS ADRadr | $1,431,000 | +2.4% | 34,053 | +1.6% | 0.02% | 0.0% |
| NAN | Sell | NUVEEN NY DIVID ADVNTG MUN F | $1,476,000 | -9.9% | 114,357 | -2.8% | 0.02% | -16.7% |
| APO | Sell | APOLLO GLOBAL MGMT LLC CL A SHScl a | $1,351,000 | -16.4% | 47,800 | -28.7% | 0.02% | -20.8% |
| EMR | Sell | EMERSON ELEC CO | $1,351,000 | +12.5% | 20,876 | -5.2% | 0.02% | +5.6% |
| VOD | Buy | VODAFONE GROUP PLC NEW SPONS ADR NE | $1,376,000 | +26.6% | 39,109 | +3.4% | 0.02% | +18.8% |
| MANT | Sell | MANTECH INTL CORP CL Acl a | $1,380,000 | -26.6% | 48,000 | -33.3% | 0.02% | -32.1% |
| FBHS | Buy | FORTUNE BRANDS HOME & SEC INCOM | $1,353,000 | +17.3% | 32,497 | +9.2% | 0.02% | +11.8% |
| MDLZ | Buy | MONDELEZ INTL INC COM | $1,410,000 | +23.3% | 44,873 | +11.9% | 0.02% | +11.8% |
| CVX | Buy | CHEVRON CORP | $1,414,000 | +5.1% | 11,639 | +2.3% | 0.02% | -5.0% |
| BSE | Sell | BLACKROCK NY MUN INC QUALITY TRUST | $1,324,000 | -15.2% | 107,674 | -8.3% | 0.02% | -21.7% |
| HRS | Sell | HARRIS CORP DEL | $1,330,000 | +15.3% | 22,433 | -4.3% | 0.02% | +5.9% |
| PGR | Buy | PROGRESSIVE CORP OF OHIO | $1,310,000 | +38.9% | 48,118 | +29.6% | 0.02% | +28.6% |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP FCOM SHS | $1,344,000 | -19.7% | 92,365 | -14.8% | 0.02% | -28.0% |
| SNY | SANOFI SPONSORED ADRadr | $1,316,000 | -1.7% | 26,000 | 0.0% | 0.02% | -10.0% | |
| NBH | Sell | NEUBERGER BERMAN INTER MUNI COM | $1,304,000 | -13.2% | 93,310 | -10.4% | 0.02% | -18.2% |
| CMS | Sell | CMS ENERGY CORP | $1,265,000 | -4.1% | 48,046 | -1.0% | 0.02% | -10.5% |
| FLO | Sell | FLOWERS FOODS INC COM | $1,214,000 | -6.7% | 56,601 | -4.1% | 0.02% | -10.5% |
| FNF | Buy | FIDELITY NATL FINANCIAL INC | $1,234,000 | +40.7% | 46,374 | +25.9% | 0.02% | +30.8% |
| JQC | Sell | NUVEEN CREDIT STRATEGIES INCOME FUN | $1,237,000 | -34.9% | 132,299 | -30.4% | 0.02% | -39.3% |
| HMH | Sell | HELIOS MULTI SECTOR HIGN INCOME FUND | $1,260,000 | -0.2% | 216,834 | -1.8% | 0.02% | -5.6% |
| CPRT | Sell | COPART INC | $1,235,000 | +0.1% | 38,860 | -3.0% | 0.02% | -5.6% |
| MON | Buy | MONSANTO CO NEW | $1,272,000 | +6.1% | 12,189 | +0.4% | 0.02% | -5.6% |
| VTN | Buy | INVESCO VAN KAMPEN TRUST INVESTMENT | $1,254,000 | +3.7% | 90,685 | +9.7% | 0.02% | -5.6% |
| RQI | Sell | COHEN & STEERS QUALITY RLTY COM | $1,275,000 | -20.3% | 130,535 | -8.3% | 0.02% | -26.1% |
| JEFFERIES GROUP INC (LUK) 3.875% 11note | $1,225,000 | -1.7% | 1,169,000 | 0.0% | 0.02% | -5.6% | ||
| NPI | Sell | NUVEEN PREM INCOME MUN FD | $1,218,000 | -4.2% | 95,335 | -0.3% | 0.02% | -10.5% |
| ABT | Buy | ABBOTT LABS | $1,219,000 | -2.9% | 36,738 | +2.0% | 0.02% | -5.6% |
| BK | Buy | BANK OF NEW YORK MELLON CORP | $1,133,000 | +12.4% | 37,517 | +4.4% | 0.02% | +6.7% |
| MO | Buy | ALTRIA GROUP INC | $1,156,000 | +18.9% | 33,647 | +21.1% | 0.02% | +14.3% |
| NDAQ | Sell | NASDAQ OMX GROUP INCCOM | $1,138,000 | -15.3% | 35,422 | -13.6% | 0.02% | -20.0% |
| NRK | Buy | NUVEEN INS NY TX FR ADV MUN COM | $1,173,000 | -7.3% | 95,872 | +0.7% | 0.02% | -15.8% |
| AWF | Sell | ALLIANCE WORLD DLR GVT FD II | $1,181,000 | -0.6% | 78,550 | -0.6% | 0.02% | -5.9% |
| GSK | Buy | GLAXOSMITHKLINE PLC ADR SPONSOREDadr | $1,190,000 | +5.0% | 23,723 | +4.6% | 0.02% | -5.9% |
| CCL | Buy | CARNIVAL CORP PAIREDCTF 1 COM CARNIpaired ctf | $1,088,000 | +21.2% | 33,326 | +27.2% | 0.02% | +15.4% |
| SON | Sell | SONOCO PRODUCTS | $1,075,000 | +8.4% | 27,600 | -3.8% | 0.02% | 0.0% |
| NPF | Buy | NUVEEN PREMIER MUN INCOME FD | $1,058,000 | -2.4% | 82,042 | +0.6% | 0.01% | -12.5% |
| TEI | Sell | TEMPLETON EMERG MKTS INCOME | $986,000 | -5.4% | 69,078 | -1.3% | 0.01% | -6.7% |
| PTR | Sell | PETROCHINA CO LTD SPONS ADR ISINadr | $1,017,000 | -1.2% | 9,250 | -0.5% | 0.01% | -6.7% |
| KRFT | Buy | KRAFT FOODS GROUP INC COM | $1,028,000 | +5.9% | 19,586 | +12.6% | 0.01% | 0.0% |
| NZF | Buy | NUVEEN DIV ADV MUNI FD 3 SH BEN INTben int | $1,020,000 | -4.0% | 80,287 | +0.1% | 0.01% | -12.5% |
| MOLYCORP INC 3.250% 06/15/16note | $1,035,000 | +3.1% | 1,500,000 | 0.0% | 0.01% | -6.7% | ||
| ESGR | ENSTAR GROUP LIMITED SHS | $990,000 | +2.7% | 7,249 | 0.0% | 0.01% | 0.0% | |
| CLGX | Sell | CORELOGIC INC COM | $1,009,000 | +15.8% | 37,307 | -0.7% | 0.01% | +7.7% |
| Sell | CHESAPEAKE ENERGY CORP 2.500% 05/15note | $1,008,000 | -36.8% | 1,026,000 | -39.5% | 0.01% | -39.1% | |
| NAVISTAR INTL CONV 3.000% 10/15/14note | $1,013,000 | +4.3% | 1,000,000 | 0.0% | 0.01% | 0.0% | ||
| RCL | Buy | ROYAL CARIBBEAN CRUISES LTD | $1,048,000 | +15.7% | 27,365 | +0.7% | 0.01% | +7.7% |
| CSCO | Buy | CISCO SYSTEMS INC | $990,000 | +15.3% | 42,250 | +19.7% | 0.01% | +7.7% |
| LEG | Sell | LEGGETT & PLATT INC | $1,025,000 | -13.2% | 34,000 | -10.5% | 0.01% | -17.6% |
| HIH | Sell | HELIOS HIGH INCOME FUND | $1,039,000 | -0.2% | 125,157 | -2.0% | 0.01% | -6.7% |
| HON | Sell | HONEYWELL INTL INC | $1,000,000 | +0.7% | 12,040 | -3.8% | 0.01% | -6.7% |
| MCD | Buy | MCDONALDS CORP | $958,000 | +240.9% | 9,954 | +250.4% | 0.01% | +225.0% |
| BG | Buy | BUNGE LIMITED SHS | $963,000 | +7.7% | 12,690 | +0.5% | 0.01% | 0.0% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $962,000 | -16.0% | 15,753 | -14.5% | 0.01% | -23.5% |
| HIO | Sell | WESTERN ASSET HIGH INCM OPP | $942,000 | -1.7% | 157,921 | -2.0% | 0.01% | -7.1% |
| BA | Sell | BOEING CO | $982,000 | +14.5% | 8,355 | -0.3% | 0.01% | 0.0% |
| DDC | Sell | DOMINION DIAMOND CORP COM | $915,000 | -30.8% | 75,046 | -19.8% | 0.01% | -31.6% |
| LXPPRC | Sell | LEXINGTON REALTY TRUST PFD CONV SERpfd conv c | $953,000 | -49.8% | 20,785 | -47.5% | 0.01% | -53.6% |
| ROK | Sell | ROCKWELL INTL CORP NEW | $937,000 | +25.8% | 8,763 | -2.2% | 0.01% | +18.2% |
| CLDX | Buy | CELLDEX THERAPEUTICS INC | $933,000 | +127.6% | 26,335 | +0.2% | 0.01% | +116.7% |
| KLAC | Sell | KLA-TENCOR CORP | $931,000 | +7.1% | 15,300 | -1.9% | 0.01% | 0.0% |
| MAR | Buy | MARRIOTT INTL INC NEW CL Acl a | $946,000 | +59.5% | 22,499 | +53.2% | 0.01% | +44.4% |
| MQT | Sell | BLACKROCK MUNIYIELD QUALITY | $981,000 | -15.0% | 79,265 | -11.0% | 0.01% | -23.5% |
| PG | Sell | PROCTER & GAMBLE COMPANY | $845,000 | -8.7% | 11,183 | -7.1% | 0.01% | -14.3% |
| PMO | Sell | PUTNAM MUN OPPORTUNITIES TR SH BENben int | $860,000 | -27.5% | 78,644 | -23.7% | 0.01% | -29.4% |
| RDSA | ROYAL DUTCH SHELL PLC SPONSORED ADRadr | $891,000 | +3.0% | 13,563 | 0.0% | 0.01% | -7.7% | |
| NEA | Sell | NUVEEN AMT-FREE MUN FD COM | $880,000 | -6.9% | 70,435 | -4.0% | 0.01% | -14.3% |
| FE | FIRSTENERGY CORP | $840,000 | -2.3% | 23,040 | 0.0% | 0.01% | -7.7% | |
| DLX | Sell | DELUXE CORP | $881,000 | -7.1% | 21,150 | -22.7% | 0.01% | -14.3% |
| ALKS | ALKERMES PLC | $840,000 | +17.2% | 25,000 | 0.0% | 0.01% | +20.0% | |
| ADM | ARCHER DANIELS MIDLAND CO | $896,000 | +8.6% | 24,332 | 0.0% | 0.01% | 0.0% | |
| NQU | Sell | NUVEEN QUALITY INCOME MUN FD | $799,000 | -33.2% | 63,401 | -28.4% | 0.01% | -38.9% |
| PRISB | New | PROMOTORA DE INFORMACIONES SADR CL B CONVadr cl b | $783,000 | – | 420,227 | +100.0% | 0.01% | – |
| AVP | Buy | AVON PRODS INC | $806,000 | -1.5% | 39,118 | +0.5% | 0.01% | -8.3% |
| PCN | Buy | PIMCO CORPORATE INCOME FD COM | $773,000 | -2.0% | 46,293 | +2.2% | 0.01% | -8.3% |
| SLB | SCHLUMBERGER | $829,000 | +23.4% | 9,382 | 0.0% | 0.01% | +10.0% | |
| CAT | Sell | CATERPILLAR INC | $793,000 | -0.1% | 9,509 | -1.2% | 0.01% | -8.3% |
| QCOM | Buy | QUALCOMM INC | $838,000 | +71.4% | 12,449 | +55.6% | 0.01% | +57.1% |
| SEE | Sell | SEALED AIR CORP NEW | $835,000 | +12.4% | 30,725 | -1.0% | 0.01% | 0.0% |
| FXI | ISHARES TR FTSE CHINA 25 IDX | $742,000 | +14.0% | 20,014 | 0.0% | 0.01% | 0.0% | |
| SHPG | SHIRE PHARMACEUTICALS GR PLCSPONSORED ADRadr | $719,000 | +25.9% | 6,000 | 0.0% | 0.01% | +25.0% | |
| FHY | Buy | FIRST TRUST STRATEGIC HIGH INCOME FD II COM | $742,000 | +5.0% | 46,612 | +3.8% | 0.01% | 0.0% |
| VPHM | VIROPHARMA INC COM | $746,000 | +37.1% | 19,000 | 0.0% | 0.01% | +25.0% | |
| CEO | Sell | CNOOC LTD SPONSORED ADR ISINadr | $753,000 | -9.5% | 3,729 | -25.0% | 0.01% | -16.7% |
| FCT | FIRST TR/FOUR CRNRS SR FLOAT | $756,000 | -5.5% | 52,800 | 0.0% | 0.01% | -16.7% | |
| OPK | Buy | OPKO HEALTH INC COM | $698,000 | +120.2% | 79,305 | +77.4% | 0.01% | +100.0% |
| SPSB | SPDR SERIES TRUST BARC CAPTL ETF | $738,000 | +0.5% | 24,000 | 0.0% | 0.01% | -9.1% | |
| PTY | Sell | PIMCO CORPORATE OPP FD COM | $717,000 | -8.3% | 39,715 | -0.7% | 0.01% | -9.1% |
| AMRI | ALBANY MOLECULAR RESH INC COM | $722,000 | +8.6% | 56,000 | 0.0% | 0.01% | 0.0% | |
| XAA | Sell | AMERICAN MUN INCOME PORTFOLI | $723,000 | -11.0% | 51,207 | -8.2% | 0.01% | -16.7% |
| BEAM | Buy | BEAM INC COM | $758,000 | +9.5% | 11,718 | +6.9% | 0.01% | 0.0% |
| MYN | Sell | BLACKROCK MUNIYIELD N Y QUALITY FUN | $660,000 | -17.2% | 53,290 | -9.2% | 0.01% | -25.0% |
| NMA | Sell | NUVEEN MUN ADVANTAGE FD INC | $639,000 | -8.5% | 51,111 | -1.8% | 0.01% | -10.0% |
| NMZ | Buy | NUVEEN MUN HIGH INC OPP FD COM | $622,000 | +367.7% | 53,299 | +407.6% | 0.01% | +350.0% |
| NXZ | Buy | NUVEEN DIV ADVANTAGE MUN FD | $658,000 | -1.8% | 50,731 | +5.6% | 0.01% | -10.0% |
| RTN | Sell | RAYTHEON CO NEW | $682,000 | +10.4% | 8,850 | -5.3% | 0.01% | 0.0% |
| ARK | Sell | BLACKROCK SR HIGH INCOME FD | $685,000 | -6.7% | 173,757 | -1.8% | 0.01% | -18.2% |
| AFFX | AFFYMETRIX INC | $644,000 | +39.4% | 104,000 | 0.0% | 0.01% | +28.6% | |
| DPS | Buy | DR PEPPER SNAPPLE GROUP INC | $685,000 | +5.9% | 15,294 | +8.5% | 0.01% | 0.0% |
| UBA | Buy | URSTADT BIDDLE PPTYS INS CL Acl a | $693,000 | -0.3% | 34,864 | +1.2% | 0.01% | -10.0% |
| AZN | Buy | ASTRAZENECA PLC SPONSORED ADRadr | $624,000 | +9.9% | 12,020 | +0.2% | 0.01% | +12.5% |
| ISIS | ISIS PHARMACEUTICALS INC | $638,000 | +39.6% | 17,000 | 0.0% | 0.01% | +28.6% | |
| BBF | Sell | BLACKROCK MUNICIPAL INCOME INVEST T | $690,000 | -18.2% | 52,811 | -15.0% | 0.01% | -25.0% |
| RAI | Sell | REYNOLDS AMERN INC | $598,000 | -0.8% | 12,264 | -1.6% | 0.01% | -11.1% |
| VXF | Sell | VANGUARD INDEX FDS EXTEND MKT ETF | $598,000 | -36.6% | 7,760 | -42.5% | 0.01% | -42.9% |
| TFX | Sell | TELEFLEX INC | $551,000 | -1.3% | 6,701 | -6.9% | 0.01% | 0.0% |
| ECA | Sell | ENCANA CORP COM SHS ISIN | $605,000 | -77.2% | 34,916 | -77.7% | 0.01% | -79.5% |
| IIJIY | Buy | INTERNET INITIATIVE JAPAN INSPONSORadr | $589,000 | +0.5% | 40,928 | +34.6% | 0.01% | -11.1% |
| SPY | Sell | STANDARD & POORS DEPOSITARY RECEIPT | $600,000 | -50.8% | 3,573 | -53.0% | 0.01% | -55.6% |
| MHFI | Sell | MCGRAW HILL COMPANIES INC | $524,000 | +18.8% | 7,996 | -3.6% | 0.01% | +16.7% |
| VMO | Buy | INVESCO VAN KAMPEN MUNI OPP COM | $511,000 | +4.3% | 43,343 | +15.1% | 0.01% | 0.0% |
| FOREST CITY ENT 4.250% 08/15/18note | $496,000 | -0.6% | 446,000 | 0.0% | 0.01% | 0.0% | ||
| BABS | Sell | SPDR SERIES TRUST BRCLY CP US BD | $512,000 | -16.2% | 9,541 | -13.4% | 0.01% | -22.2% |
| EPI | WISDOMTREE TRUST INDIA ERNGS FD | $522,000 | -5.4% | 34,100 | 0.0% | 0.01% | -12.5% | |
| FIS | Sell | FIDELITY NATL INFORMATION SVC | $475,000 | +4.6% | 10,230 | -3.4% | 0.01% | 0.0% |
| EVG | Sell | EATON VANCE SH TM DR DIVR INC | $500,000 | -6.9% | 32,298 | -2.6% | 0.01% | -12.5% |
| EVY | Sell | EATON VANCE NY MUNI INCOME TSH BENben int | $479,000 | -17.0% | 38,450 | -11.1% | 0.01% | -12.5% |
| VMI | Buy | VALMONT INDS INC | $476,000 | -2.9% | 3,429 | +0.1% | 0.01% | 0.0% |
| ADI | Sell | ANALOG DEVICES INC | $480,000 | +3.4% | 10,205 | -1.0% | 0.01% | 0.0% |
| MSFT | New | MICROSOFT | $545,000 | – | 16,388 | +100.0% | 0.01% | – |
| CUB | CUBIC CORP | $541,000 | +11.8% | 10,069 | 0.0% | 0.01% | 0.0% | |
| VZ | Buy | VERIZON COMMUNICATIONS | $522,000 | +7.6% | 11,192 | +16.1% | 0.01% | 0.0% |
| VRSK | Sell | VERISK ANALYTICS INC CL Acl a | $500,000 | +4.6% | 7,700 | -3.8% | 0.01% | 0.0% |
| IQI | Sell | INVESCO QUALITY MUNI INC TRSCOM | $500,000 | -37.4% | 43,234 | -34.5% | 0.01% | -41.7% |
| DST | New | DST SYS INC DEL | $413,000 | – | 5,479 | +100.0% | 0.01% | – |
| VECO | Sell | VEECO INSTRS INC DEL | $408,000 | +4.3% | 10,950 | -0.9% | 0.01% | 0.0% |
| VXX | Sell | IPATH S&P 500 VIX ST FUTURES ETNcall | $409,000 | -99.1% | 27,800 | -97.2% | 0.01% | -99.1% |
| SCR | SIMCERE PHARMACEUTICAL GROUPSPON ADRadr | $454,000 | -0.2% | 48,000 | 0.0% | 0.01% | -14.3% | |
| NQM | Sell | NUVEEN INVT QUALITY MUN FD I | $448,000 | -3.7% | 32,475 | -0.3% | 0.01% | -14.3% |
| PRB | Sell | MARKET VECTORS ETF TR PRE-RF MUN ET | $430,000 | -23.6% | 17,484 | -24.9% | 0.01% | -25.0% |
| CINF | Sell | CINCINNATI FINL CORP | $450,000 | +1.6% | 9,545 | -1.1% | 0.01% | 0.0% |
| LBTYA | New | LIBERTY GLOBAL PLC SHS CL Acl a | $450,000 | – | 5,672 | +100.0% | 0.01% | – |
| ENX | Sell | EATON VANCE NY MUN BD FD | $409,000 | -9.1% | 35,485 | -2.0% | 0.01% | -14.3% |
| MINT | Buy | PIMCO ETF TR ENHAN SHRT MAT | $473,000 | +87.0% | 4,670 | +87.2% | 0.01% | +50.0% |
| EVN | Sell | EATON VANCE MUNI INCOME TRUSSH BENben int | $439,000 | -28.3% | 39,772 | -20.1% | 0.01% | -33.3% |
| DMF | Sell | DREYFUS MUN INCOME INC | $456,000 | -9.9% | 52,599 | -2.8% | 0.01% | -14.3% |
| Sell | PEABODY ENERGY CORP 4.750% 12/15/41note | $461,000 | +14.7% | 574,000 | -0.9% | 0.01% | 0.0% | |
| CXE | Sell | MFS HIGH INCOME MUN TR SH BEN INTben int | $474,000 | -23.1% | 102,175 | -19.1% | 0.01% | -33.3% |
| NEU | New | NEWMARKET CORP COM | $460,000 | – | 1,596 | +100.0% | 0.01% | – |
| DGX | Buy | QUEST DIAGNOSTICS INC | $411,000 | +2.8% | 6,650 | +0.8% | 0.01% | 0.0% |
| ROL | New | ROLLINS INC COM | $346,000 | – | 13,049 | +100.0% | 0.01% | – |
| ARG | New | AIRGAS INC | $341,000 | – | 3,211 | +100.0% | 0.01% | – |
| AMZN | New | AMAZON COM INC | $334,000 | – | 1,068 | +100.0% | 0.01% | – |
| AMKR | New | AMKOR TECHNOLOGY INC COM | $337,000 | – | 78,661 | +100.0% | 0.01% | – |
| AXE | New | ANIXTER INTL INC COM | $336,000 | – | 3,838 | +100.0% | 0.01% | – |
| APOL | New | APOLLO GROUP INC CL Acl a | $335,000 | – | 16,113 | +100.0% | 0.01% | – |
| BGCP | New | BGC PARTNERS INC CL Acl a | $396,000 | – | 70,125 | +100.0% | 0.01% | – |
| WRB | New | BERKLEY W R CORP | $335,000 | – | 7,811 | +100.0% | 0.01% | – |
| BIE | Sell | BLACKROCK MUNIC BD INVST TR | $361,000 | -31.8% | 26,188 | -28.4% | 0.01% | -37.5% |
| BCF | Sell | BLACKROCK REAL ASSET EQUITY | $339,000 | -4.8% | 37,783 | -7.8% | 0.01% | 0.0% |
| MHN | Sell | BLACKROCK MUNIHOLDINGS N Y QUALITY | $401,000 | -22.7% | 31,125 | -16.1% | 0.01% | -37.5% |
| SAM | New | BOSTON BEER INC CL Acl a | $333,000 | – | 1,363 | +100.0% | 0.01% | – |
| BXP | New | BOSTON PPTYS INC | $372,000 | – | 3,483 | +100.0% | 0.01% | – |
| BRO | New | BROWN & BROWN INC | $331,000 | – | 10,320 | +100.0% | 0.01% | – |
| BFB | New | BROWN FORMAN CORP CL Bcl b | $331,000 | – | 4,862 | +100.0% | 0.01% | – |
| BRKR | New | BRUKER CORP COMconv | $341,000 | – | 16,530 | +100.0% | 0.01% | – |
| BKE | New | BUCKLE INC COMconv | $341,000 | – | 6,302 | +100.0% | 0.01% | – |
| CAB | New | CABELAS INC COM | $335,000 | – | 5,320 | +100.0% | 0.01% | – |
| CPN | Sell | CALPINE CORP COM NEW | $398,000 | -34.1% | 20,489 | -28.0% | 0.01% | -44.4% |
| CRRTQ | Sell | CARBO CERAMICS INC | $356,000 | +43.0% | 3,597 | -2.7% | 0.01% | +25.0% |
| CERN | New | CERNER CORP COM | $357,000 | – | 6,789 | +100.0% | 0.01% | – |
| CHK | New | CHESAPEAKE ENERGY CORP | $331,000 | – | 12,779 | +100.0% | 0.01% | – |
| CHH | New | CHOICE HOTELS INTL INC COM | $345,000 | – | 7,999 | +100.0% | 0.01% | – |
| CTAS | New | CINTAS CORP | $337,000 | – | 6,591 | +100.0% | 0.01% | – |
| COLM | New | COLUMBIA SPORTSWEAR CO COM | $340,000 | – | 5,643 | +100.0% | 0.01% | – |
| CMCSA | New | COMCAST CORP NEW CL Acl a | $344,000 | – | 7,624 | +100.0% | 0.01% | – |
| CSGP | COSTAR GROUP INC COM | $336,000 | +30.2% | 2,000 | 0.0% | 0.01% | +25.0% | |
| CVA | New | COVANTA HLDG CORP | $334,000 | – | 15,605 | +100.0% | 0.01% | – |
| CACC | New | CREDIT ACCEP CORP MICH | $340,000 | – | 3,067 | +100.0% | 0.01% | – |
| CTRP | New | CTRIP COM INTL LTD ADRadr | $338,000 | – | 5,800 | +100.0% | 0.01% | – |
| DSW | New | DSW INC CL Acl a | $373,000 | – | 8,736 | +100.0% | 0.01% | – |
| DELL | New | DELL INC | $334,000 | – | 24,315 | +100.0% | 0.01% | – |
| DKS | New | DICKS SPORTING GOODSINC COM | $342,000 | – | 6,415 | +100.0% | 0.01% | – |
| DOLE | New | DOLE FOOD CO INC NEW COM | $386,000 | – | 28,350 | +100.0% | 0.01% | – |
| EVM | Sell | EATON VANCE CA MUN BD FD | $363,000 | -6.4% | 35,168 | -0.8% | 0.01% | -16.7% |
| FAST | New | FASTENAL CO | $389,000 | – | 7,740 | +100.0% | 0.01% | – |
| FDX | New | FEDEX CORP | $330,000 | – | 2,894 | +100.0% | 0.01% | – |
| FCNCA | New | FIRST CTZNS BANCSHARES INC NCL A | $340,000 | – | 1,654 | +100.0% | 0.01% | – |
| FOSL | New | FOSSIL GROUP INC COM | $331,000 | – | 2,849 | +100.0% | 0.01% | – |
| BEN | New | FRANKLIN RESOURCES INC | $330,000 | – | 6,535 | +100.0% | 0.01% | – |
| GPC | Buy | GENUINE PARTS CO | $392,000 | +6.5% | 4,845 | +2.6% | 0.01% | 0.0% |
| GWW | New | GRAINGER W W INC | $329,000 | – | 1,258 | +100.0% | 0.01% | – |
| HALO | New | HALOZYME THERAPEUTICS INC COM | $381,000 | – | 34,555 | +100.0% | 0.01% | – |
| HRG | New | HARBINGER GROUP INC COM | $350,000 | – | 33,712 | +100.0% | 0.01% | – |
| HSA | Sell | HELIOS STRATEGIC INCOME FUND | $390,000 | -47.7% | 61,382 | -49.7% | 0.01% | -54.5% |
| HES | New | HESS CORP | $333,000 | – | 4,301 | +100.0% | 0.01% | – |
| HTH | New | HILLTOP HOLDINGS INC COM | $345,000 | – | 18,663 | +100.0% | 0.01% | – |
| HUN | New | HUNTSMAN CORP | $339,000 | – | 16,443 | +100.0% | 0.01% | – |
| IDT | Buy | IDT CORP CL B NEWcl b | $369,000 | -2.4% | 20,763 | +2.6% | 0.01% | -16.7% |
| ITW | New | ILLINOIS TOOL WORKS INC | $337,000 | – | 4,421 | +100.0% | 0.01% | – |
| IFF | INTL FLAVORS & FRAGRANCES | $383,000 | +9.7% | 4,650 | 0.0% | 0.01% | 0.0% | |
| INTU | New | INTUIT INC | $335,000 | – | 5,057 | +100.0% | 0.01% | – |
| IIM | Sell | INVESCO INSURED MUNICIPAL INCOME TR | $390,000 | -15.2% | 28,777 | -10.8% | 0.01% | -28.6% |
| SUB | Sell | ISHARES TR S&P SHRT NATL | $344,000 | 0.0% | 3,244 | -0.8% | 0.01% | 0.0% |
| KMB | Buy | KIMBERLY CLARK CORP | $375,000 | +1.9% | 3,984 | +5.3% | 0.01% | 0.0% |
| KRO | New | KRONOS WORLDWIDE INC COM | $330,000 | – | 21,308 | +100.0% | 0.01% | – |
| EL | New | LAUDER ESTEE COS INC CL Acl a | $330,000 | – | 4,714 | +100.0% | 0.01% | – |
| MKTX | Sell | MARKETAXESS HLDGS INC COM | $342,000 | +22.1% | 5,700 | -5.0% | 0.01% | +25.0% |
| VAC | New | MARRIOTT VACATIONS WRLDWDE CCOM | $387,000 | – | 8,788 | +100.0% | 0.01% | – |
| MENT | New | MENTOR GRAPHICS CORP | $345,000 | – | 14,783 | +100.0% | 0.01% | – |
| MCY | New | MERCURY GENL CORP NEW | $378,000 | – | 7,828 | +100.0% | 0.01% | – |
| MHK | New | MOHAWK INDUSTRIES INC | $338,000 | – | 2,595 | +100.0% | 0.01% | – |
| MOLX | New | MOLEX INC COM | $336,000 | – | 8,735 | +100.0% | 0.01% | – |
| MORN | New | MORNINGSTAR INC COM | $340,000 | – | 4,289 | +100.0% | 0.01% | – |
| NATI | New | NATIONAL INSTRS CORP COM | $348,000 | – | 11,239 | +100.0% | 0.01% | – |
| NBO | Sell | NEUBERGER BERMAN NY INT MUN COM | $355,000 | -7.8% | 27,378 | -0.5% | 0.01% | -16.7% |
| NWSA | New | NEWS CORP NEW CL Acl a | $334,000 | – | 20,810 | +100.0% | 0.01% | – |
| NKE | New | NIKE INC CL Bcl b | $384,000 | – | 5,292 | +100.0% | 0.01% | – |
| JWN | New | NORDSTROM INC | $333,000 | – | 5,929 | +100.0% | 0.01% | – |
| NQI | Sell | NUVEEN QUALITY MUN FD INC COM | $397,000 | -7.7% | 32,285 | -2.4% | 0.01% | -16.7% |
| NVG | Buy | NUVEEN DIVID ADVANTAGE | $371,000 | +20.8% | 29,260 | +27.2% | 0.01% | +25.0% |
| NIO | Buy | NUVEEN MUN OPPORTUNITY | $363,000 | +17.9% | 27,921 | +26.9% | 0.01% | 0.0% |
| OCN | New | OCWEN FINL CORP COM NEW | $329,000 | – | 5,902 | +100.0% | 0.01% | – |
| PAYX | New | PAYCHEX INC | $335,000 | – | 8,248 | +100.0% | 0.01% | – |
| PEGA | New | PEGASYSTEMS INC COM | $342,000 | – | 8,590 | +100.0% | 0.01% | – |
| PENN | New | PENN NATL GAMING INC COM | $329,000 | – | 5,938 | +100.0% | 0.01% | – |
| PCYC | New | PHARMACYCLICS INC COM | $387,000 | – | 2,801 | +100.0% | 0.01% | – |
| PML | Sell | PIMCO MUN INCOME FD II | $345,000 | -6.5% | 31,273 | -0.7% | 0.01% | 0.0% |
| PFL | Sell | PIMCO INCOME STRATEGY FUND | $355,000 | -94.0% | 30,700 | -93.8% | 0.01% | -94.3% |
| PSMT | New | PRICESMART INC COM | $342,000 | – | 3,586 | +100.0% | 0.01% | – |
| PGNX | PROGENICS PHARMACEUTICALS INCOM | $337,000 | +12.3% | 67,200 | 0.0% | 0.01% | +25.0% | |
| PMM | Sell | PUTNAM MANAGED MUN INCOM TR | $356,000 | -4.3% | 51,993 | -0.1% | 0.01% | 0.0% |
| RES | New | RPC INC COM | $343,000 | – | 22,185 | +100.0% | 0.01% | – |
| RAX | New | RACKSPACE HOSTING INC COM | $332,000 | – | 6,299 | +100.0% | 0.01% | – |
| RL | New | RALPH LAUREN CORP CL Acl a | $332,000 | – | 2,018 | +100.0% | 0.01% | – |
| RP | New | REALPAGE INC COM | $333,000 | – | 14,418 | +100.0% | 0.01% | – |
| CRM | New | SALESFORCE COM INC | $333,000 | – | 6,407 | +100.0% | 0.01% | – |
| SCHW | New | SCHWAB CHARLES CORP NEW | $336,000 | – | 15,881 | +100.0% | 0.01% | – |
| SMG | New | SCOTTS MIRACLE GRO CO CL Acl a | $335,000 | – | 6,093 | +100.0% | 0.01% | – |
| SEB | SEABOARD CORP DEL | $357,000 | +1.4% | 130 | 0.0% | 0.01% | 0.0% | |
| SPG | New | SIMON PPTY GROUP INC NEW | $374,000 | – | 2,520 | +100.0% | 0.01% | – |
| SBUX | New | STARBUCKS CORP | $346,000 | – | 4,492 | +100.0% | 0.01% | – |
| SYNT | New | SYNTEL INC COM | $342,000 | – | 4,269 | +100.0% | 0.01% | – |
| TTWO | New | TAKE-TWO INTERACTIVE SOFTWAR | $361,000 | – | 19,885 | +100.0% | 0.01% | – |
| TAL | New | TAL INTL GROUP INC COM | $353,000 | – | 7,556 | +100.0% | 0.01% | – |
| TCO | New | TAUBMAN CTRS INC COM | $331,000 | – | 4,924 | +100.0% | 0.01% | – |
| TTEC | New | TELETECH HOLDINGS INC COM | $333,000 | – | 13,285 | +100.0% | 0.01% | – |
| TSLA | New | TESLA MTRS INC COM | $357,000 | – | 1,844 | +100.0% | 0.01% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDADRadr | $357,000 | – | 9,460 | +100.0% | 0.01% | – |
| TR | New | TOOTSIE ROLL INDS INC COM | $348,000 | – | 11,289 | +100.0% | 0.01% | – |
| FOXA | New | TWENTY FIRST CENTY FOX INC CL Acl a | $390,000 | – | 11,641 | +100.0% | 0.01% | – |
| UAA | New | UNDER ARMOUR INC CL Acl a | $345,000 | – | 4,338 | +100.0% | 0.01% | – |
| UPS | Buy | UNITED PARCEL SVC INC CL Bcl b | $372,000 | +8.5% | 4,067 | +2.5% | 0.01% | 0.0% |
| WTI | New | W & T OFFSHORE INC COM | $339,000 | – | 19,147 | +100.0% | 0.01% | – |
| WEBMD HEALTH CORP 2.250% 03/31/16note | $392,000 | 0.0% | 400,000 | 0.0% | 0.01% | -16.7% | ||
| WERN | New | WERNER ENTERPRISES INC | $337,000 | – | 14,449 | +100.0% | 0.01% | – |
| WNR | New | WESTERN REFNG INC COM | $350,000 | – | 11,649 | +100.0% | 0.01% | – |
| WLK | New | WESTLAKE CHEM CORP COM | $338,000 | – | 3,233 | +100.0% | 0.01% | – |
| CETV | Buy | CENTRAL EUROPEAN MEDIA ENTRPCL A NEcl a | $334,000 | +827.8% | 63,602 | +488.1% | 0.01% | +400.0% |
| GRMN | New | GARMIN LTD SHS | $351,000 | – | 7,760 | +100.0% | 0.01% | – |
| RIG | New | TRANSOCEAN LTD ZUG NAMEN AKT | $355,000 | – | 7,977 | +100.0% | 0.01% | – |
| ASPS | New | ALTISOURCE PORTFOLIO SOLNS SREG SHS | $340,000 | – | 2,426 | +100.0% | 0.01% | – |
| LYB | New | LYONDELLBASELL INDUSTRIES N SHS - Acl a | $339,000 | – | 4,632 | +100.0% | 0.01% | – |
| SEA | Sell | CLAYMORE EXCHANGE TRD FD TR GUGG SH | $287,000 | -43.3% | 14,544 | -50.4% | 0.00% | -42.9% |
| NXK | Sell | NUVEEN NY DIV ADVANTG MUN FD | $286,000 | -25.5% | 22,548 | -18.2% | 0.00% | -33.3% |
| CL | New | COLGATE PALMOLIVE CO | $318,000 | – | 5,364 | +100.0% | 0.00% | – |
| TREE | Sell | TREE COM INC COM | $258,000 | +50.0% | 9,833 | -2.0% | 0.00% | +33.3% |
| DHI | New | D R HORTON INC | $325,000 | – | 16,736 | +100.0% | 0.00% | – |
| KTF | DWS MUN INCOME TR | $269,000 | -4.3% | 21,760 | 0.0% | 0.00% | 0.0% | |
| LEO | Buy | DREYFUS STRATEGIC MUNS INC | $317,000 | -5.4% | 39,518 | +1.4% | 0.00% | -20.0% |
| URBN | New | URBAN OUTFITTERS INC | $326,000 | – | 8,875 | +100.0% | 0.00% | – |
| JTP | Sell | NUVEEN QUALITY PFD INCOME FD | $293,000 | -20.6% | 38,818 | -12.8% | 0.00% | -20.0% |
| JMT | Sell | NUVEEN MTG OPPTY TERM FD 2 COM | $294,000 | -7.0% | 12,236 | -0.8% | 0.00% | -20.0% |
| RJF | New | RAYMOND JAMES FINANCIAL INC | $324,000 | – | 7,779 | +100.0% | 0.00% | – |
| OSIR | OSIRIS THERAPEUTICS INC NEW COM | $266,000 | +65.2% | 16,000 | 0.0% | 0.00% | +100.0% | |
| NVO | NOVO-NORDISK A S ADRadr | $262,000 | +9.2% | 1,548 | 0.0% | 0.00% | 0.0% | |
| MNST | New | MONSTER BEVERAGE CORP COM | $316,000 | – | 6,049 | +100.0% | 0.00% | – |
| MNKD | New | MANNKIND CORP COM | $327,000 | – | 57,451 | +100.0% | 0.00% | – |
| PRISY | Sell | PROMOTORA DE INFORMACIONES SADR CL A SHSadr cl a | $283,000 | +146.1% | 167,379 | -53.3% | 0.00% | +100.0% |
| RSP | Sell | RYDEX ETF TRUST S&P 500 EQ TRD | $278,000 | -4.8% | 4,259 | -10.6% | 0.00% | 0.0% |
| H | New | HYATT HOTELS CORP COM CL Acl a | $319,000 | – | 7,416 | +100.0% | 0.00% | – |
| MRVL | New | MARVELL TECHNOLOGY GROUP ORD | $312,000 | – | 27,138 | +100.0% | 0.00% | – |
| HST | New | HOST MARRIOTT CORP NEW | $328,000 | – | 18,552 | +100.0% | 0.00% | – |
| AYN | Sell | ALLIANCE BERNSTEIN NEW YORK MUN INC | $262,000 | -33.0% | 21,656 | -27.9% | 0.00% | -33.3% |
| ACAS | AMERICAN CAPITAL LTDCOM | $257,000 | +8.4% | 18,695 | 0.0% | 0.00% | +33.3% | |
| GRC | GORMAN RUPP CO COM | $268,000 | +25.8% | 6,678 | 0.0% | 0.00% | +33.3% | |
| AEO | New | AMERICAN EAGLE OUTFITTERS IN | $320,000 | – | 22,888 | +100.0% | 0.00% | – |
| GPS | New | GAP INC | $328,000 | – | 8,136 | +100.0% | 0.00% | – |
| FTF | Sell | FRANKLIN TEMPLETON LTD DUR I | $292,000 | -4.6% | 22,474 | -1.3% | 0.00% | 0.0% |
| FRX | New | FOREST LABS INC | $326,000 | – | 7,616 | +100.0% | 0.00% | – |
| F102PS | Buy | BABCOCK & WILCOX CO NEW COM | $301,000 | +19.9% | 8,912 | +6.6% | 0.00% | 0.0% |
| BAX | BAXTER INTL INC | $281,000 | -5.1% | 4,272 | 0.0% | 0.00% | 0.0% | |
| MYF | Sell | BLACKROCK MUNIYIELD INVST FDCOM | $271,000 | -8.4% | 19,600 | -3.9% | 0.00% | 0.0% |
| FISV | FISERV INC | $303,000 | +15.6% | 3,000 | 0.0% | 0.00% | 0.0% | |
| BHL | Buy | BLACKROCK DEFINED OPPRTY CR | $324,000 | +20.4% | 23,191 | +21.2% | 0.00% | 0.0% |
| NAV | New | NAVISTAR INTL CORP NEW | $323,000 | – | 8,865 | +100.0% | 0.00% | – |
| BRCM | New | BROADCOM CORP | $322,000 | – | 12,366 | +100.0% | 0.00% | – |
| EQR | New | EQUITY RESIDENTIAL SH BEN INTben int | $323,000 | – | 6,026 | +100.0% | 0.00% | – |
| CVI | New | CVR ENERGY INC COM | $308,000 | – | 7,999 | +100.0% | 0.00% | – |
| CVRR | CVR REFNG LP COMUNIT REP LTunit | $317,000 | -17.0% | 12,694 | 0.0% | 0.00% | -33.3% | |
| GLD | Sell | SPDR GOLD TRUST GOLD SHS | $221,000 | -14.0% | 1,722 | -20.3% | 0.00% | -25.0% |
| NCQ | Sell | NOVACOPPER INC COM | $186,000 | +7.5% | 98,421 | -0.2% | 0.00% | 0.0% |
| CMU | MFS HIGH YIELD MUN TR SH BEN INTben int | $237,000 | -7.1% | 57,354 | 0.0% | 0.00% | -25.0% | |
| HYD | Sell | MARKET VECTORS ETF TR HG YLD MUN ET | $248,000 | -23.2% | 8,497 | -19.4% | 0.00% | -40.0% |
| MRO | MARATHON OIL CORP | $255,000 | +1.2% | 7,300 | 0.0% | 0.00% | -25.0% | |
| SHY | ISHARES TR 1-3 YR TRS BD | $253,000 | 0.0% | 3,000 | 0.0% | 0.00% | -25.0% | |
| FHI | Buy | FEDERATED INVS INC PA CL Bcl b | $251,000 | +2.0% | 9,244 | +3.0% | 0.00% | -25.0% |
| EOG | New | EOG RES INC | $237,000 | – | 1,402 | +100.0% | 0.00% | – |
| COP | Sell | CONOCOPHILLIPS | $226,000 | +8.7% | 3,254 | -5.2% | 0.00% | 0.0% |
| DVM | Buy | COHEN & STEERS DIV MJRS FDIN | $220,000 | +14.0% | 16,119 | +19.7% | 0.00% | 0.0% |
| WPC | Sell | W P CAREY INC | $239,000 | -8.4% | 3,700 | -6.3% | 0.00% | -25.0% |
| ARNA | ARENA PHARMACEUTICALS INC COM | $237,000 | -31.5% | 45,000 | 0.0% | 0.00% | -40.0% | |
| AINV | APPOLO INVT CORP SHS BEN INTben int | $218,000 | +5.3% | 26,800 | 0.0% | 0.00% | 0.0% | |
| ACG | Buy | ALLIANCEBERNSTEIN INCOME FUNCOM | $229,000 | +205.3% | 32,500 | +225.0% | 0.00% | +200.0% |
| ATNY | API TECHNOLOGIES CORP COM NEW | $202,000 | +4.7% | 69,033 | 0.0% | 0.00% | 0.0% | |
| CMRE | New | COSTAMARE INC SHS | $213,000 | – | 12,099 | +100.0% | 0.00% | – |
| SMMU | PIMCO ETF TR SHTRM MUN BOND | $200,000 | -0.5% | 4,000 | 0.0% | 0.00% | 0.0% | |
| MHI | Sell | PIONEER MUN HIGH INCOME TR SHS | $184,000 | -6.6% | 13,000 | -1.0% | 0.00% | 0.0% |
| TROW | PRICE T ROWE GROUP INC | $216,000 | -1.8% | 3,000 | 0.0% | 0.00% | 0.0% | |
| NVC | NUVEEN CA SELECT QUALITY MUNCOM | $243,000 | -8.0% | 17,420 | 0.0% | 0.00% | -25.0% | |
| RBA | Sell | RITCHIE BROS AUCTIONEERS | $242,000 | -88.5% | 12,000 | -89.1% | 0.00% | -90.3% |
| NKX | Sell | NUVEEN CALIF AMT-FREE MUN INC FD | $235,000 | -10.0% | 19,052 | -1.7% | 0.00% | -25.0% |
| NIM | New | NUVEEN SELECT MAT MUN FD SH BEN INTput | $209,000 | – | 21,500 | +100.0% | 0.00% | – |
| AOD | ALPINE TOTAL DYNAMIC DIVID FCOM SBI | $137,000 | +3.0% | 34,059 | 0.0% | 0.00% | 0.0% | |
| MFM | MFS MUN INCOME TR SH BEN INTben int | $140,000 | -6.0% | 21,811 | 0.0% | 0.00% | 0.0% | |
| OZM | Sell | OCH ZIFF CAP MGMT GROUP CL Acl a | $123,000 | -4.7% | 11,200 | -9.7% | 0.00% | 0.0% |
| AWP | Sell | ALPINE GLOBAL PREMIER PPTYS SBI | $133,000 | -19.4% | 18,411 | -15.3% | 0.00% | 0.0% |
| JPS | Buy | NUVEEN QUALITY PFD INCOME FD | $135,000 | +9.8% | 16,492 | +17.0% | 0.00% | 0.0% |
| HHY | HELIOS HIGH YIELD FD COM | $127,000 | +2.4% | 12,897 | 0.0% | 0.00% | 0.0% | |
| AFB | Sell | ALLIANCE BERNSTEIN NATL MUN INCOME | $165,000 | -23.3% | 12,776 | -20.1% | 0.00% | -33.3% |
| CCA | MFS CALIF MUN FD | $175,000 | -5.4% | 17,122 | 0.0% | 0.00% | -33.3% | |
| DSM | DREYFUS STRATEGIC MUN BD FD COM | $147,000 | -5.2% | 19,074 | 0.0% | 0.00% | 0.0% | |
| MHY | WESTERN ASSETT MGD HI INCM FCOM | $167,000 | -2.3% | 29,400 | 0.0% | 0.00% | -33.3% | |
| MUI | BLACKROCK MUNI INTER DR FD ICOM | $147,000 | -2.6% | 10,308 | 0.0% | 0.00% | 0.0% | |
| PZC | PIMCO CALIF MUN INCOME FD II | $112,000 | -7.4% | 11,931 | 0.0% | 0.00% | 0.0% | |
| MYI | Sell | BLACKROCK MUNIYIELD QLTY FD COM | $157,000 | -63.1% | 12,025 | -60.5% | 0.00% | -66.7% |
| NZH | NUVEEN CA DIV ADV MUNI FD 3 SH BENben int | $176,000 | -6.4% | 15,119 | 0.0% | 0.00% | -33.3% | |
| PYN | Sell | PIMCO NEW YORK MUN INCM FD 1 | $158,000 | -3.1% | 17,000 | -0.7% | 0.00% | 0.0% |
| SAN | Buy | BANCO SANTANDER CENT HISPANO ADRadr | $174,000 | +152.2% | 21,240 | +98.2% | 0.00% | +100.0% |
| EIM | EATON VANCE MUN BD FD | $181,000 | -3.7% | 15,668 | 0.0% | 0.00% | -33.3% | |
| MDR | Buy | MCDERMOTT INTL INC | $123,000 | -8.9% | 16,547 | +0.3% | 0.00% | 0.0% |
| JHP | Buy | NUVEEN QUALITY PFD INCOME FD | $114,000 | +14.0% | 14,470 | +21.9% | 0.00% | +100.0% |
| MUS | Sell | BLACKROCK MUNIHLDGS QUALITY FUND IN | $172,000 | -4.4% | 13,887 | -0.9% | 0.00% | -33.3% |
| 8107SC | Sell | AMERICAN STRATEGIC INCM PTFL | $112,000 | -25.3% | 11,449 | -20.3% | 0.00% | 0.0% |
| 0295SC | Sell | AMERICAN SELECT PORTFOLIO INC | $180,000 | -77.6% | 18,737 | -76.3% | 0.00% | -83.3% |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $150,000 | -10.7% | 37,304 | -5.8% | 0.00% | 0.0% |
| JRS | NUVEEN REAL ESTATE INCOME FD | $175,000 | -11.2% | 16,582 | 0.0% | 0.00% | -33.3% | |
| VICL | VICAL INC COM | $106,000 | -59.8% | 84,500 | 0.0% | 0.00% | -75.0% | |
| PTIE | PAIN THERAPEUTICS INC COM | $103,000 | +22.6% | 38,000 | 0.0% | 0.00% | 0.0% | |
| PCF | Sell | PUTMAN HIGH INCOME SEC FUND SHS BENben int | $89,000 | -8.2% | 11,248 | -95.5% | 0.00% | 0.0% |
| PACB | PACIFIC BIOSCIENCES CALIF INCOM | $66,000 | +120.0% | 12,000 | 0.0% | 0.00% | – | |
| MEN | BLACKROCK MUNIENHANCED FD INCOM | $108,000 | -7.7% | 10,198 | 0.0% | 0.00% | -50.0% | |
| PPT | Sell | PUTNAM PREMIER INCOME TR SH BEN INTben int | $94,000 | -10.5% | 17,938 | -8.9% | 0.00% | -50.0% |
| T101SC | Sell | AMERICAN STRATEGIC INCOME II | $75,000 | -15.7% | 10,786 | -15.0% | 0.00% | 0.0% |
| STRP | New | STRAIGHT PATH COMMUNICATNS ICL Bcl b | $55,000 | – | 10,439 | +100.0% | 0.00% | – |
| CYE | BLACKROCK CORPOR HI YLD III | $73,000 | -1.4% | 10,000 | 0.0% | 0.00% | 0.0% | |
| DNDNQ | DENDREON CORP COM | $100,000 | -28.6% | 34,000 | 0.0% | 0.00% | -50.0% | |
| ONTY | ONCOTHYREON INC COM | $67,000 | +31.4% | 32,333 | 0.0% | 0.00% | 0.0% | |
| WYY | Sell | WIDEPOINT CORP COM | $34,000 | +6.2% | 38,162 | -2.3% | 0.00% | – |
| CHCWS | CHINA HYDROELECTRIC CORPORATWT EXP 012514wt | $0 | -100.0% | 40,000 | 0.0% | 0.00% | – | |
| AEZS | AETERNA ZENTARIS INC COM NEW | $26,000 | -18.8% | 17,083 | 0.0% | 0.00% | – | |
| GCVRZ | Buy | SANOFI AVENTIS CONTGNT VAL RTrts | $32,000 | +6.7% | 15,940 | +2.6% | 0.00% | – |
| MAXY | Exit | MAXYGEN INC COM | $0 | – | -41,000 | -100.0% | -0.00% | – |
| MYM | Exit | BLACKROCK MUNIYIELD MICH QUALITY FU | $0 | – | -7,770 | -100.0% | -0.00% | – |
| BSP | Exit | AMERN STRATEGIC INCOME PTFL | $0 | – | -12,102 | -100.0% | -0.00% | – |
| OSHWQ | Exit | ORCHARD SUPPLY HARDWARE STORES CL Acl a | $0 | – | -128,589 | -100.0% | -0.00% | – |
| MRF | Exit | AMERICAN INCOME FD INC | $0 | – | -12,199 | -100.0% | -0.00% | – |
| MIY | Exit | BLACKROCK MUNIYIELD MICH QUALITY FU | $0 | – | -3,263 | -100.0% | -0.00% | – |
| NUV | Exit | NUVEEN MUN VALUE FD INC | $0 | – | -12,000 | -100.0% | -0.00% | – |
| SIRI | Exit | SIRIUS XM RADIO INC | $0 | – | -46,000 | -100.0% | -0.00% | – |
| FPT | Exit | FEDERATED PREM INTR MUN INC COM | $0 | – | -12,918 | -100.0% | -0.00% | – |
| MNP | Exit | WESTERN ASST MN PRT FD INC | $0 | – | -10,886 | -100.0% | -0.00% | – |
| NIM | Exit | NUVEEN SELECT MAT MUN FD SH BEN INTben int | $0 | – | -21,500 | -100.0% | -0.00% | – |
| ITM | Exit | MARKET VECTORS ETF TR MKTVEC INTMUE | $0 | – | -10,197 | -100.0% | -0.00% | – |
| TV | Exit | GRUPO TELEVISA SA DE CV SP ADR REPadr | $0 | – | -8,966 | -100.0% | -0.00% | – |
| BQH | Exit | BLACKROCK NY MUNICIPAL BOND | $0 | – | -12,897 | -100.0% | -0.00% | – |
| NFO | Exit | CLAYMORE EXCHANGE TRD FD TR GUGG IN | $0 | – | -5,067 | -100.0% | -0.00% | – |
| ICGE | Exit | ICG GROUP INC COM | $0 | – | -15,000 | -100.0% | -0.00% | – |
| MTT | Exit | WESTERN ASSET MUN DEF OPP TRCOM | $0 | – | -12,080 | -100.0% | -0.00% | – |
| MQY | Exit | BLACKROCK MUNIYIELD QUALITY | $0 | – | -15,924 | -100.0% | -0.00% | – |
| CNS | Exit | COHEN & STEERS INC COM | $0 | – | -10,000 | -100.0% | -0.01% | – |
| Exit | SINO BIOPHARMACEUTICAL LTD | $0 | – | -69,300 | -100.0% | -0.01% | – | |
| NTES | Exit | NETEASE COM INC SPONSORED ADRadr | $0 | – | -7,000 | -100.0% | -0.01% | – |
| NMD | Exit | NUVEEN MUN HIGH INC OPPTY FDCOM | $0 | – | -38,877 | -100.0% | -0.01% | – |
| INFY | Exit | INFOSYS LTD SPONSORED ADRadr | $0 | – | -12,000 | -100.0% | -0.01% | – |
| JGT | Exit | NUVEEN MULT CURR ST GV INCM COM | $0 | – | -54,394 | -100.0% | -0.01% | – |
| PRISB | Exit | PROMOTORA DE INFORMACIONES SADR CL B CONVcl b conv | $0 | – | -332,117 | -100.0% | -0.01% | – |
| CTSH | Exit | COGNIZANT TECHNLGY SLTNS CORCL Acl a | $0 | – | -11,400 | -100.0% | -0.01% | – |
| LPS | Exit | LENDER PROCESSING SVCS INC | $0 | – | -29,466 | -100.0% | -0.01% | – |
| SPG | Exit | SIMON PPTY GROUP NEput | $0 | – | -6,700 | -100.0% | -0.02% | – |
| IRM | Exit | IRON MTN INC | $0 | – | -40,446 | -100.0% | -0.02% | – |
| SOHU | Exit | SOHU COM INC COM | $0 | – | -18,000 | -100.0% | -0.02% | – |
| LIFE | Exit | LIFE TECHNOLOGIES CORP COM | $0 | – | -18,000 | -100.0% | -0.02% | – |
| SINA | Exit | SINA CORP ORD | $0 | – | -30,000 | -100.0% | -0.02% | – |
| QQQ | Exit | POWERSHARES QQQ TRUput | $0 | – | -25,000 | -100.0% | -0.03% | – |
| Exit | AFFILIATED MANAGERS GROUP 3.950% 08note | $0 | – | -1,475,000 | -100.0% | -0.03% | – | |
| NPT | Exit | NUVEEN PREM INCOME MUN FD 4.000% 00note | $0 | – | -166,053 | -100.0% | -0.03% | – |
| HYG | Exit | ISHARES TR HIGH YLD CORP | $0 | – | -35,434 | -100.0% | -0.05% | – |
| JNK | Exit | SPDR SERIES TRUST BRCLYS YLD ETF | $0 | – | -85,129 | -100.0% | -0.05% | – |
| Exit | NASDAQ - 2.50% 08/15/13 CONVERTIBLEconv | $0 | – | -5,192,000 | -100.0% | -0.08% | – | |
| Exit | AMERICAN R/E FLOAT 4.0% 08/15/13note | $0 | – | -22,596,000 | -100.0% | -0.33% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TEXAS PAC LD TR | 23 | Q4 2018 | 38.4% |
| HOWARD HUGHES CORP COM | 23 | Q4 2018 | 10.9% |
| ICAHN ENTERPRISES LPDEP UNIT | 23 | Q4 2018 | 5.9% |
| WENDYS COMPANY | 23 | Q4 2018 | 4.6% |
| BROOKFIELD ASSET MGMT INC VTG SHS | 23 | Q4 2018 | 3.4% |
| AUTONATION INC COM | 23 | Q4 2018 | 4.3% |
| DISH NETWORK CORP CL A | 23 | Q4 2018 | 3.0% |
| CBOE HLDGS INC COM | 23 | Q4 2018 | 2.5% |
| LIVE NATION ENTERTAINMENT INC. | 23 | Q4 2018 | 1.8% |
| ECHOSTAR CORP CL A | 23 | Q4 2018 | 1.5% |
View Horizon Kinetics's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TEXAS PACIFIC LAND TRUST | March 18, 2019 | 42,437 | 0.5% |
| Associated Capital Group, Inc. | February 13, 2019 | 1,522,421 | 43.0% |
| Civeo Corp | February 13, 2019 | 36,947,116 | 22.0% |
| Howard Hughes Corp | February 13, 2019 | 1,885,861 | 4.4% |
| ROYCE MICRO-CAP TRUST, INC. | February 13, 2019 | 2,745,981 | 6.9% |
| Atlas Energy Group, LLC | February 14, 2018 | 1,455,419 | 4.6% |
| EMERGENT CAPITAL, INC.Sold out | February 14, 2018 | 0 | 0.0% |
| Wendy's Co | February 14, 2017 | 9,428,217 | 3.7% |
| DreamWorks Animation SKG, Inc. | February 16, 2016 | 8,149,567 | 10.4% |
| LMP CORPORATE LOAN FUND INC. | February 16, 2016 | 423,900 | 4.3% |
View Horizon Kinetics's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2019-05-06 |
| 4 | 2019-05-03 |
| 4 | 2019-05-02 |
| 4 | 2019-05-01 |
| 4 | 2019-04-30 |
| 4 | 2019-04-29 |
| 4 | 2019-04-26 |
| 4 | 2019-04-25 |
| 4 | 2019-04-24 |
| 4 | 2019-04-23 |
View Horizon Kinetics's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.