$6.83 Billion is the total value of Horizon Kinetics's 638 reported holdings in Q2 2013. The portfolio turnover from Q1 2013 to Q2 2013 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HHC | New | HOWARD HUGHES CORP COM | $617,792,000 | – | 5,511,573 | +100.0% | 9.04% | – |
| LMCA | New | LIBERTY MEDIA CORP DELAWARE CL Acla | $610,156,000 | – | 4,813,479 | +100.0% | 8.93% | – |
| DWA | New | DREAMWORKS ANIMATION SKG INCCL Acl a | $300,444,000 | – | 11,708,672 | +100.0% | 4.40% | – |
| IEP | New | ICAHN ENTERPRISES LPDEP UNITunit | $296,616,000 | – | 4,076,071 | +100.0% | 4.34% | – |
| AN | New | AUTONATION INC COM | $268,066,000 | – | 6,178,058 | +100.0% | 3.92% | – |
| LUK | New | LEUCADIA NATIONAL CORP | $260,992,000 | – | 9,953,934 | +100.0% | 3.82% | – |
| JAH | New | JARDEN CORP | $249,533,000 | – | 5,703,628 | +100.0% | 3.65% | – |
| BAM | New | BROOKFIELD ASSET MGMT INC VTG SHS | $230,395,000 | – | 6,396,313 | +100.0% | 3.37% | – |
| STRZA | New | STARZ | $171,848,000 | – | 7,775,923 | +100.0% | 2.52% | – |
| CBOE | New | CBOE HLDGS INC COM | $171,251,000 | – | 3,671,775 | +100.0% | 2.51% | – |
| WEN | New | WENDYS COMPANY | $169,869,000 | – | 29,136,922 | +100.0% | 2.49% | – |
| RSE | New | ROUSE PPTYS INC COM | $168,730,000 | – | 8,599,861 | +100.0% | 2.47% | – |
| QRTEA | New | LIBERTY INTERACTIVE CORP SER Aser a | $149,116,000 | – | 6,480,446 | +100.0% | 2.18% | – |
| DISH | New | DISH NETWORK CORP CL Acl a | $148,490,000 | – | 3,492,256 | +100.0% | 2.17% | – |
| SHLDQ | New | SEARS HLDGS CORP COM | $136,440,000 | – | 3,242,400 | +100.0% | 2.00% | – |
| VIAB | New | VIACOM INC NEW CL Bcl b | $116,411,000 | – | 1,711,184 | +100.0% | 1.70% | – |
| TPL | New | TEXAS PACIFIC LAND TRUST SUB SHARES CERTsub shares cert | $113,753,000 | – | 1,347,938 | +100.0% | 1.66% | – |
| LYV | New | LIVE NATION ENTERTAINMENT INC. | $94,598,000 | – | 6,103,073 | +100.0% | 1.38% | – |
| FCEA | New | FOREST CITY ENTERPRISES INC CL Acl a | $91,058,000 | – | 5,084,204 | +100.0% | 1.33% | – |
| LVNTA | New | LIBERTY VENTURES SER Aser a | $87,432,000 | – | 1,028,489 | +100.0% | 1.28% | – |
| BRP | New | BROOKFIELD RESIDENTIAL PPTY I COM | $85,430,000 | – | 3,872,638 | +100.0% | 1.25% | – |
| ELS | New | EQUITY LIFESTYLE PPTYS INC COM | $85,100,000 | – | 2,165,670 | +100.0% | 1.25% | – |
| LB | New | L BRANDS INC COM | $81,747,000 | – | 1,659,828 | +100.0% | 1.20% | – |
| DISCA | New | DISCOVERY COMMUNICATNS NEW SER Aser a | $81,026,000 | – | 1,049,013 | +100.0% | 1.19% | – |
| CBS | New | CBS CORP NEW CL Bcl b | $68,796,000 | – | 1,407,740 | +100.0% | 1.01% | – |
| WYNN | New | WYNN RESORTS LTD | $66,400,000 | – | 518,865 | +100.0% | 0.97% | – |
| LVS | New | LAS VEGAS SANDS CORP | $64,912,000 | – | 1,226,372 | +100.0% | 0.95% | – |
| SATS | New | ECHOSTAR CORP CL Acl a | $63,804,000 | – | 1,631,383 | +100.0% | 0.93% | – |
| CFX | New | COLFAX CORP COM | $63,207,000 | – | 1,212,955 | +100.0% | 0.92% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DEL CL B NEWcl b | $59,083,000 | – | 527,906 | +100.0% | 0.86% | – |
| IAC | New | IAC INTERACTIVECORP COM PAR $.001 | $58,594,000 | – | 1,231,473 | +100.0% | 0.86% | – |
| CLR | New | CONTINENTAL RESOURCES INC COM | $49,646,000 | – | 576,862 | +100.0% | 0.73% | – |
| OAK | New | OAKTREE CAP GROUP LLC UNIT CL Acl a | $49,086,000 | – | 934,086 | +100.0% | 0.72% | – |
| VXX | New | BARCLAYS BK PLC IPATH S&P500 VIXcall | $45,675,000 | – | 979,300 | +100.0% | 0.67% | – |
| GGP | New | GENERAL GROWTH PPTYS INC NEWCOM | $37,288,000 | – | 1,876,598 | +100.0% | 0.55% | – |
| GOOGL | New | GOOGLE INC CL Acl a | $36,921,000 | – | 41,938 | +100.0% | 0.54% | – |
| WETF | New | WISDOMTREE INVTS INC | $35,492,000 | – | 3,067,569 | +100.0% | 0.52% | – |
| WPX | New | WPX ENERGY INC COM | $35,227,000 | – | 1,859,918 | +100.0% | 0.52% | – |
| SHOS | New | SEARS HOMETOWN AND OUTLET ST | $32,414,000 | – | 741,386 | +100.0% | 0.48% | – |
| ASCMA | New | ASCENT CAPITAL GROUP INC | $31,730,000 | – | 406,426 | +100.0% | 0.46% | – |
| FDO | New | FAMILY DLR STORES INC | $27,379,000 | – | 439,402 | +100.0% | 0.40% | – |
| FNV | New | FRANCO NEVADA CORP COM | $25,131,000 | – | 702,562 | +100.0% | 0.37% | – |
| AL | New | AIR LEASE CORP CL Acl a | $24,040,000 | – | 871,317 | +100.0% | 0.35% | – |
| JCPNQ | New | PENNEY J C INC | $23,184,000 | – | 1,357,364 | +100.0% | 0.34% | – |
| New | AMERICAN R/E FLOAT 4.0% 08/15/13note | $22,629,000 | – | 22,596,000 | +100.0% | 0.33% | – | |
| New | LIVE NATION ENTERTAINMENT 2.875% 07/15/27note | $22,452,000 | – | 22,216,000 | +100.0% | 0.33% | – | |
| SIAL | New | SIGMA ALDRICH CORP | $22,166,000 | – | 275,627 | +100.0% | 0.32% | – |
| SNI | New | SCRIPPS NETWORKS INTERACT INCL Acl a | $22,075,000 | – | 330,670 | +100.0% | 0.32% | – |
| MA | New | MASTERCARD INC CL A COMcl a | $21,962,000 | – | 38,229 | +100.0% | 0.32% | – |
| New | WEBMD HEALTH CORP CONV 2.500% 01/31note | $21,323,000 | – | 23,052,000 | +100.0% | 0.31% | – | |
| MKL | New | MARKEL CORP | $21,157,000 | – | 40,151 | +100.0% | 0.31% | – |
| BRKA | New | BERKSHIRE HATHAWAY INC DELcl a | $18,208,000 | – | 108 | +100.0% | 0.27% | – |
| New | CHESAPEAKE ENERGDTD 05/27/0 2.250% 12/15/38note | $17,666,000 | – | 20,161,000 | +100.0% | 0.26% | – | |
| V | New | VISA INC COM CL Acl a | $17,381,000 | – | 95,106 | +100.0% | 0.25% | – |
| VSAT | New | VIASAT INC | $17,153,000 | – | 240,032 | +100.0% | 0.25% | – |
| VNO | New | VORNADO RLTY TR SBI | $17,133,000 | – | 206,798 | +100.0% | 0.25% | – |
| MGM | New | MGM RESORTS INTERNATIONAL | $17,088,000 | – | 1,156,190 | +100.0% | 0.25% | – |
| VRTS | New | VIRTUS INVT PARTNERS INC COM | $16,904,000 | – | 95,896 | +100.0% | 0.25% | – |
| CNQ | New | CANADIAN NAT RES LTD | $16,177,000 | – | 572,415 | +100.0% | 0.24% | – |
| CSX | New | CSX CORP | $15,894,000 | – | 685,387 | +100.0% | 0.23% | – |
| LEN | New | LENNAR CORP CL Acl a | $15,633,000 | – | 433,755 | +100.0% | 0.23% | – |
| MSG | New | MADISON SQUARE GARDEN CO CL Acl a | $15,634,000 | – | 263,864 | +100.0% | 0.23% | – |
| TWX | New | TIME WARNER INC COM NEW | $15,582,000 | – | 269,478 | +100.0% | 0.23% | – |
| FUR | New | WINTHROP RLTY TR SH BEN INT NEWben int | $15,571,000 | – | 1,294,260 | +100.0% | 0.23% | – |
| UNP | New | UNION PACIFIC CORP COM | $15,169,000 | – | 98,318 | +100.0% | 0.22% | – |
| PFN | New | PIMCO INCOME STRATEGY FUND II | $14,693,000 | – | 1,396,678 | +100.0% | 0.22% | – |
| MSM | New | MSC INDL DIRECT INC CL Acl a | $14,156,000 | – | 182,748 | +100.0% | 0.21% | – |
| PM | New | PHILIP MORRIS INTL INC COM | $13,529,000 | – | 156,189 | +100.0% | 0.20% | – |
| XOM | New | EXXON MOBIL CORP | $13,465,000 | – | 149,036 | +100.0% | 0.20% | – |
| AIG | New | AMERICAN INTERNATIONAL GROUP INC | $13,285,000 | – | 297,214 | +100.0% | 0.20% | – |
| GLRE | New | GREENLIGHT CAPITAL RE LTD CLASS Acl a | $13,188,000 | – | 537,631 | +100.0% | 0.19% | – |
| TTM | New | TATA MTRS LTD SPONSORED ADRadr | $12,693,000 | – | 541,525 | +100.0% | 0.19% | – |
| NPP | New | NUVEEN PERFORM PLUS MUN FD | $12,636,000 | – | 878,121 | +100.0% | 0.18% | – |
| IPAR | New | INTER PARFUMS INC COM | $12,471,000 | – | 437,283 | +100.0% | 0.18% | – |
| New | L 3 COMMUNICATIONS CORP CONV 3.000% 08/01/35conv | $12,253,000 | – | 12,050,000 | +100.0% | 0.18% | – | |
| PKO | New | PIMCO INCOME OPPORTUNITY FD | $12,101,000 | – | 423,123 | +100.0% | 0.18% | – |
| NYX | New | NYSE EURONEXT COM | $11,885,000 | – | 287,075 | +100.0% | 0.17% | – |
| New | LEUCADIA NATL CORP SR NT CONV 3.7conv | $11,751,000 | – | 9,303,000 | +100.0% | 0.17% | – | |
| New | REGIS CORP 5.000% 07/15/14note | $10,640,000 | – | 9,133,000 | +100.0% | 0.16% | – | |
| BX | New | BLACKSTONE GROUP L PCOM UNIT REPSTGunit | $10,679,000 | – | 507,071 | +100.0% | 0.16% | – |
| New | ROYAL GOLD INC 2.875% 06/15/19note | $10,428,000 | – | 11,514,000 | +100.0% | 0.15% | – | |
| BKW | New | BURGER KING WORLDWIDE INC COM | $10,005,000 | – | 512,844 | +100.0% | 0.15% | – |
| SU | New | SUNCOR ENERGY INC NEW COM ISIN | $9,689,000 | – | 328,516 | +100.0% | 0.14% | – |
| BAC | New | BANK AMER CORP | $9,472,000 | – | 736,559 | +100.0% | 0.14% | – |
| PDI | New | PIMCO DYNAMIC INCOME FD SHS | $9,421,000 | – | 322,100 | +100.0% | 0.14% | – |
| WTM | New | WHITE MOUNTAINS INSURANCE GROUP LTD ISIN | $9,140,000 | – | 15,899 | +100.0% | 0.13% | – |
| NSC | New | NORFOLK SOUTHN CORP | $9,118,000 | – | 125,500 | +100.0% | 0.13% | – |
| WMB | New | WILLIAMS COS INC | $8,593,000 | – | 264,652 | +100.0% | 0.13% | – |
| BPY | New | BROOKFIELD PPTY PARTNERS L PUNIT LTunit | $8,469,000 | – | 417,171 | +100.0% | 0.12% | – |
| AFSI | New | AMTRUST FINANCIAL SERVICES ICOM | $8,190,000 | – | 229,397 | +100.0% | 0.12% | – |
| BJK | New | MARKET VECTORS ETF TR GAMING ETF | $8,189,000 | – | 203,045 | +100.0% | 0.12% | – |
| EVV | New | EATON VANCE LTD DUR INCOME F | $8,166,000 | – | 511,966 | +100.0% | 0.12% | – |
| KKR | New | KKR & CO LP | $8,097,000 | – | 411,863 | +100.0% | 0.12% | – |
| CRESY | New | CRESUD S A C I F Y A SPONSORED ADRadr | $7,561,000 | – | 1,017,614 | +100.0% | 0.11% | – |
| PCI | New | PIMCO DYNAMIC CR INCOME FD COM SHS | $7,434,000 | – | 324,507 | +100.0% | 0.11% | – |
| LBTYK | New | LIBERTY GLOBAL PLC SHS CL Ccl c | $6,517,000 | – | 96,000 | +100.0% | 0.10% | – |
| CME | New | CME GROUP INC COM | $6,223,000 | – | 81,933 | +100.0% | 0.09% | – |
| LORL | New | LORAL SPACE & COMMUNICATNS LCOM | $6,171,000 | – | 102,872 | +100.0% | 0.09% | – |
| BIP | New | BROOKFIELD INFRASTRUCTURE PARTunit | $6,109,000 | – | 167,269 | +100.0% | 0.09% | – |
| FRA | New | BLACKROCK FLOAT RATE OME STR | $5,986,000 | – | 386,681 | +100.0% | 0.09% | – |
| PFL | New | PIMCO INCOME STRATEGY FUND | $5,932,000 | – | 495,956 | +100.0% | 0.09% | – |
| MTB | New | M & T BK CORP | $5,806,000 | – | 51,951 | +100.0% | 0.08% | – |
| ICE | New | INTERCONTINENTAL EXCHANGE INC COM | $5,655,000 | – | 31,815 | +100.0% | 0.08% | – |
| VHI | New | VALHI INC NEW COM | $5,469,000 | – | 398,039 | +100.0% | 0.08% | – |
| 3106SC | New | SUSSER HLDGS CORP COM | $5,455,000 | – | 113,922 | +100.0% | 0.08% | – |
| New | ELECTRONIC ARTS INC CONV 0.750% 07/15/16conv | $5,259,000 | – | 5,050,000 | +100.0% | 0.08% | – | |
| New | NASDAQ - 2.50% 08/15/13 CONVERTIBLEconv | $5,198,000 | – | 5,192,000 | +100.0% | 0.08% | – | |
| MOV | New | MOVADO GROUP INC | $4,802,000 | – | 141,953 | +100.0% | 0.07% | – |
| BGT | New | BLACKROCK FLOATING RATE INCOME | $4,709,000 | – | 312,729 | +100.0% | 0.07% | – |
| VVR | New | INVESCO VAN KAMPEN SENIOR INCOME TRUST | $4,689,000 | – | 863,540 | +100.0% | 0.07% | – |
| PCM | New | PCM FUND INC | $4,597,000 | – | 391,918 | +100.0% | 0.07% | – |
| BOKF | New | BOK FINL CORP COM NEW | $4,420,000 | – | 69,004 | +100.0% | 0.06% | – |
| TLI | New | LMP CORPORATE LN FD INC | $4,448,000 | – | 342,149 | +100.0% | 0.06% | – |
| New | INTERDIGITAL INC CONV 2.500% 03/15/16conv | $4,293,000 | – | 4,000,000 | +100.0% | 0.06% | – | |
| EBAY | New | EBAY INC | $4,204,000 | – | 81,290 | +100.0% | 0.06% | – |
| BTZ | New | BLACKROCK CREDIT ALL INC TR COM | $3,770,000 | – | 290,467 | +100.0% | 0.06% | – |
| DMO | New | WESTERN ASSET MTG DEF OPPTY COM | $3,735,000 | – | 161,529 | +100.0% | 0.06% | – |
| PAG | New | PENSKE AUTOMOTIVE GRP INC COM | $3,717,000 | – | 121,710 | +100.0% | 0.05% | – |
| WFCPRL | New | WELLS FARGO & CO NEW PERP PFD CNV Aperp pfd cnv a | $3,593,000 | – | 3,009 | +100.0% | 0.05% | – |
| New | CACI INTL CONV 2.125% 05/01/2014conv | $3,625,000 | – | 3,027,000 | +100.0% | 0.05% | – | |
| PBH | New | PRESTIGE BRANDS HLDGS INC COM | $3,551,000 | – | 121,845 | +100.0% | 0.05% | – |
| TIP | New | ISHARES TR US TIPS BD FD | $3,535,000 | – | 31,559 | +100.0% | 0.05% | – |
| NSL | New | NUVEEN SR INCOME FD | $3,522,000 | – | 463,949 | +100.0% | 0.05% | – |
| EXPE | New | EXPEDIA INC DEL COM NEW | $3,436,000 | – | 57,130 | +100.0% | 0.05% | – |
| JNK | New | SPDR SERIES TRUST BRCLYS YLD ETF | $3,362,000 | – | 85,129 | +100.0% | 0.05% | – |
| HYG | New | ISHARES TR HIGH YLD CORP | $3,220,000 | – | 35,434 | +100.0% | 0.05% | – |
| NMO | New | NUVEEN MUN MKT OPPORTUNITY F | $3,219,000 | – | 247,067 | +100.0% | 0.05% | – |
| BID | New | SOTHEBYS DE COM | $3,118,000 | – | 82,240 | +100.0% | 0.05% | – |
| NAD | New | NUVEEN DIVID ADVANTAGE MUN F | $3,149,000 | – | 228,855 | +100.0% | 0.05% | – |
| CACI | New | CACI INTL INC CL Acl a | $3,048,000 | – | 48,000 | +100.0% | 0.04% | – |
| DORM | New | DORMAN PRODUCTS INC COM | $2,990,000 | – | 65,529 | +100.0% | 0.04% | – |
| MUX | New | MCEWEN MNG INC | $2,906,000 | – | 1,729,808 | +100.0% | 0.04% | – |
| HSNI | New | HSN INC COM | $2,957,000 | – | 55,030 | +100.0% | 0.04% | – |
| CNP | New | CENTERPOINT ENERGY INC | $2,959,000 | – | 125,950 | +100.0% | 0.04% | – |
| PPR | New | ING PRIME RATE TR SH BEN INTben int | $2,812,000 | – | 441,442 | +100.0% | 0.04% | – |
| AIGWS | New | AMERICAN INTL GROUP INC WT EXP 011921wt | $2,787,000 | – | 152,800 | +100.0% | 0.04% | – |
| BMY | New | BRISTOL MYERS SQUIBBCO | $2,744,000 | – | 61,410 | +100.0% | 0.04% | – |
| IGSB | New | ISHARES TR BARCLYS 1-3YR C | $2,731,000 | – | 26,000 | +100.0% | 0.04% | – |
| KMI | New | KINDER MORGAN INCput | $2,642,000 | – | 70,000 | +100.0% | 0.04% | – |
| JNJ | New | JOHNSON & JOHNSON | $2,645,000 | – | 30,802 | +100.0% | 0.04% | – |
| ECA | New | ENCANA CORP COM SHS ISIN | $2,650,000 | – | 156,396 | +100.0% | 0.04% | – |
| EFR | New | EATON VANCE SR FLTNG RTE TR | $2,633,000 | – | 161,856 | +100.0% | 0.04% | – |
| DHR | New | DANAHER CORP | $2,599,000 | – | 41,065 | +100.0% | 0.04% | – |
| New | ARCELORMITTAL SA 5.000% 05/15/14note | $2,550,000 | – | 2,500,000 | +100.0% | 0.04% | – | |
| SSP | New | SCRIPPS E W CO OHIO CL Acl a | $2,554,000 | – | 163,986 | +100.0% | 0.04% | – |
| ALX | New | ALEXANDERS INC | $2,390,000 | – | 8,139 | +100.0% | 0.04% | – |
| MTS | New | MONTGOMERY STR INCOME SECS I | $2,404,000 | – | 148,790 | +100.0% | 0.04% | – |
| BOND | New | PIMCO ETF TR TOTL RETN ETF | $2,252,000 | – | 21,349 | +100.0% | 0.03% | – |
| MRK | New | MERCK & COMPANY | $2,247,000 | – | 48,371 | +100.0% | 0.03% | – |
| DIS | New | DISNEY WALT CO DISNEY COM | $2,267,000 | – | 35,900 | +100.0% | 0.03% | – |
| SMB | New | MARKET VECTORS ETF TR MKTVEC SMUNET | $2,167,000 | – | 123,834 | +100.0% | 0.03% | – |
| NVS | New | NOVARTIS AG SPONSORED ADRadr | $2,093,000 | – | 29,600 | +100.0% | 0.03% | – |
| PWE | New | PENN WEST PETROLEUM LTD | $2,103,000 | – | 198,794 | +100.0% | 0.03% | – |
| RBA | New | RITCHIE BROS AUCTIONEERS | $2,110,000 | – | 109,800 | +100.0% | 0.03% | – |
| NPT | New | NUVEEN PREM INCOME MUN FD 4.000% 00note | $2,106,000 | – | 166,053 | +100.0% | 0.03% | – |
| EVF | New | EATON VANCE SR INCOME TR SH BEN INTben int | $2,123,000 | – | 282,374 | +100.0% | 0.03% | – |
| VTA | New | INVESCO VAN KAMPEN DYNAMIC CREDIT O | $2,022,000 | – | 154,570 | +100.0% | 0.03% | – |
| PLL | New | PALL CORP | $2,079,000 | – | 31,297 | +100.0% | 0.03% | – |
| MZF | New | MANAGED DURATION INVT GRD FUND COM | $2,016,000 | – | 149,299 | +100.0% | 0.03% | – |
| JRO | New | NUVEEN FLTNG RTE INCM OPP FDCOM SHS | $2,011,000 | – | 152,140 | +100.0% | 0.03% | – |
| NNP | New | NUVEEN NY PERFORM PLUS MUN F | $1,969,000 | – | 134,602 | +100.0% | 0.03% | – |
| BWP | New | BOARDWALK PIPELINE PARTNERS UT LTDunit | $2,008,000 | – | 66,504 | +100.0% | 0.03% | – |
| JQC | New | NUVEEN CREDIT STRATEGIES INCOME FUN | $1,900,000 | – | 190,152 | +100.0% | 0.03% | – |
| LXPPRC | New | LEXINGTON REALTY TRUST PFD CONV SERpfd conv ser c | $1,897,000 | – | 39,599 | +100.0% | 0.03% | – |
| PEP | New | PEPSICO INC | $1,905,000 | – | 23,286 | +100.0% | 0.03% | – |
| MANT | New | MANTECH INTL CORP CL Acl a | $1,881,000 | – | 72,000 | +100.0% | 0.03% | – |
| NPM | New | NUVEEN PREM INCOME MUN FD 2 | $1,922,000 | – | 141,982 | +100.0% | 0.03% | – |
| New | AFFILIATED MANAGERS GROUP 3.950% 08note | $1,897,000 | – | 1,475,000 | +100.0% | 0.03% | – | |
| OIA | New | INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST | $1,926,000 | – | 291,824 | +100.0% | 0.03% | – |
| BIIB | New | BIOGEN IDEC INC | $1,856,000 | – | 8,626 | +100.0% | 0.03% | – |
| L | New | LOEWS CORP | $1,746,000 | – | 39,330 | +100.0% | 0.03% | – |
| LLY | New | LILLY, ELI AND COMPANY | $1,767,000 | – | 35,960 | +100.0% | 0.03% | – |
| QQQ | New | POWERSHARES QQQ TRUput | $1,782,000 | – | 25,000 | +100.0% | 0.03% | – |
| JFR | New | NUVEEN FLOATING RATE INCOME | $1,741,000 | – | 138,203 | +100.0% | 0.02% | – |
| FAM | New | FIRST TR ABERDEEN GLBL OPP FCOM SHS | $1,674,000 | – | 108,466 | +100.0% | 0.02% | – |
| TAO | New | GUGGENHEIM CHINA REAL ESTATE ETF | $1,675,000 | – | 82,383 | +100.0% | 0.02% | – |
| New | CHESAPEAKE ENERGDTD 11/08/0 2.750% 11/15/35note | $1,637,000 | – | 1,650,000 | +100.0% | 0.02% | – | |
| SINA | New | SINA CORP ORD | $1,672,000 | – | 30,000 | +100.0% | 0.02% | – |
| APO | New | APOLLO GLOBAL MGMT LLC CL A SHScl a | $1,616,000 | – | 67,071 | +100.0% | 0.02% | – |
| NAN | New | NUVEEN NY DIVID ADVNTG MUN F | $1,638,000 | – | 117,609 | +100.0% | 0.02% | – |
| PFE | New | PFIZER INC | $1,649,000 | – | 58,880 | +100.0% | 0.02% | – |
| PNF | New | PIMCO NY MUNICIPAL INCOME FD | $1,552,000 | – | 143,456 | +100.0% | 0.02% | – |
| IMO | New | IMPERIAL OIL LTD COM | $1,545,000 | – | 40,412 | +100.0% | 0.02% | – |
| New | CHESAPEAKE ENERGY CORP 2.500% 05/15note | $1,596,000 | – | 1,695,000 | +100.0% | 0.02% | – | |
| PHD | New | PIONEER FLOATING RATE TR | $1,583,000 | – | 119,548 | +100.0% | 0.02% | – |
| BSE | New | BLACKROCK NY MUN INC QUALITY TRUST | $1,562,000 | – | 117,431 | +100.0% | 0.02% | – |
| EFT | New | EATON VANCE FLTING RATE INC | $1,571,000 | – | 94,827 | +100.0% | 0.02% | – |
| RQI | New | COHEN & STEERS QUALITY RLTY COM | $1,599,000 | – | 142,364 | +100.0% | 0.02% | – |
| GE | New | GENERAL ELECTRIC CO | $1,491,000 | – | 64,280 | +100.0% | 0.02% | – |
| NBH | New | NEUBERGER BERMAN INTER MUNI COM | $1,503,000 | – | 104,104 | +100.0% | 0.02% | – |
| SUSP | New | SUSSER PETE PARTNERS LP COM U REP Lunit | $1,490,000 | – | 50,865 | +100.0% | 0.02% | – |
| YHOO | New | YAHOO INC | $1,508,000 | – | 60,000 | +100.0% | 0.02% | – |
| HAV | New | HELIOS ADVANTAGE INCOME FUND | $1,530,000 | – | 183,864 | +100.0% | 0.02% | – |
| AMCX | New | AMC NETWORKS INC CL Acl a | $1,407,000 | – | 21,544 | +100.0% | 0.02% | – |
| MFIN | New | MEDALLION FINL CORP | $1,432,000 | – | 102,928 | +100.0% | 0.02% | – |
| SNY | New | SANOFI SPONSORED ADRadr | $1,339,000 | – | 26,000 | +100.0% | 0.02% | – |
| CVC | New | CABLEVISION SYS CORP CL A SHScl a | $1,374,000 | – | 81,701 | +100.0% | 0.02% | – |
| BP | New | BP PLC SPONS ADRadr | $1,398,000 | – | 33,503 | +100.0% | 0.02% | – |
| ABBV | New | ABBVIE INC COM | $1,393,000 | – | 33,687 | +100.0% | 0.02% | – |
| CVX | New | CHEVRON CORP | $1,346,000 | – | 11,377 | +100.0% | 0.02% | – |
| LIFE | New | LIFE TECHNOLOGIES CORP COM | $1,332,000 | – | 18,000 | +100.0% | 0.02% | – |
| NDAQ | New | NASDAQ OMX GROUP INCCOM | $1,344,000 | – | 40,990 | +100.0% | 0.02% | – |
| CMS | New | CMS ENERGY CORP | $1,319,000 | – | 48,546 | +100.0% | 0.02% | – |
| FLO | New | FLOWERS FOODS INC COM | $1,301,000 | – | 59,001 | +100.0% | 0.02% | – |
| DDC | New | DOMINION DIAMOND CORP COM | $1,322,000 | – | 93,585 | +100.0% | 0.02% | – |
| BAH | New | BOOZ ALLEN HAMILTON HLDG CORCL Acl a | $1,313,000 | – | 75,542 | +100.0% | 0.02% | – |
| NPI | New | NUVEEN PREM INCOME MUN FD | $1,272,000 | – | 95,604 | +100.0% | 0.02% | – |
| NG | New | NOVAGOLD RES INC COM NEW | $1,298,000 | – | 615,203 | +100.0% | 0.02% | – |
| NRK | New | NUVEEN INS NY TX FR ADV MUN COM | $1,265,000 | – | 95,246 | +100.0% | 0.02% | – |
| GXC | New | SPDR INDEX SHS FDS S&P CHINA ETF | $1,319,000 | – | 20,575 | +100.0% | 0.02% | – |
| New | JEFFERIES GROUP INC (LUK) 3.875% 11note | $1,246,000 | – | 1,169,000 | +100.0% | 0.02% | – | |
| HMH | New | HELIOS MULTI SECTOR HIGN INCOME FUND | $1,263,000 | – | 220,841 | +100.0% | 0.02% | – |
| VTN | New | INVESCO VAN KAMPEN TRUST INVESTMENT | $1,209,000 | – | 82,685 | +100.0% | 0.02% | – |
| EMR | New | EMERSON ELEC CO | $1,201,000 | – | 22,026 | +100.0% | 0.02% | – |
| MON | New | MONSANTO CO NEW | $1,199,000 | – | 12,135 | +100.0% | 0.02% | – |
| CPRT | New | COPART INC | $1,234,000 | – | 40,060 | +100.0% | 0.02% | – |
| ABT | New | ABBOTT LABS | $1,256,000 | – | 36,003 | +100.0% | 0.02% | – |
| FDML | New | FEDERAL MOGUL CORP COM | $1,234,000 | – | 120,816 | +100.0% | 0.02% | – |
| SPY | New | STANDARD & POORS DEPOSITARY RECEIPTunit | $1,219,000 | – | 7,596 | +100.0% | 0.02% | – |
| NQU | New | NUVEEN QUALITY INCOME MUN FD | $1,196,000 | – | 88,501 | +100.0% | 0.02% | – |
| MDLZ | New | MONDELEZ INTL INC COM | $1,144,000 | – | 40,110 | +100.0% | 0.02% | – |
| HRS | New | HARRIS CORP DEL | $1,154,000 | – | 23,433 | +100.0% | 0.02% | – |
| GSK | New | GLAXOSMITHKLINE PLC ADR SPONSOREDadr | $1,133,000 | – | 22,673 | +100.0% | 0.02% | – |
| AWF | New | ALLIANCE WORLD DLR GVT FD II | $1,188,000 | – | 79,030 | +100.0% | 0.02% | – |
| FBHS | New | FORTUNE BRANDS HOME & SEC INCOM | $1,153,000 | – | 29,761 | +100.0% | 0.02% | – |
| CBST | New | CUBIST PHARMACEUTICALS INC COM | $1,159,000 | – | 24,000 | +100.0% | 0.02% | – |
| LEG | New | LEGGETT & PLATT INC | $1,181,000 | – | 38,000 | +100.0% | 0.02% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $1,145,000 | – | 18,417 | +100.0% | 0.02% | – |
| PMO | New | PUTNAM MUN OPPORTUNITIES TR SH BENben int | $1,187,000 | – | 103,097 | +100.0% | 0.02% | – |
| MQT | New | BLACKROCK MUNIYIELD QUALITY | $1,154,000 | – | 89,103 | +100.0% | 0.02% | – |
| VOD | New | VODAFONE GROUP PLC NEW SPONS ADR NEadr | $1,087,000 | – | 37,809 | +100.0% | 0.02% | – |
| SOHU | New | SOHU COM INC COM | $1,109,000 | – | 18,000 | +100.0% | 0.02% | – |
| NZF | New | NUVEEN DIV ADV MUNI FD 3 SH BEN INTben int | $1,063,000 | – | 80,235 | +100.0% | 0.02% | – |
| NPF | New | NUVEEN PREMIER MUN INCOME FD | $1,084,000 | – | 81,584 | +100.0% | 0.02% | – |
| IRM | New | IRON MTN INC | $1,076,000 | – | 40,446 | +100.0% | 0.02% | – |
| ARII | New | AMERICAN RAILCAR INDS INC | $1,062,000 | – | 31,703 | +100.0% | 0.02% | – |
| TEI | New | TEMPLETON EMERG MKTS INCOME | $1,042,000 | – | 69,975 | +100.0% | 0.02% | – |
| BK | New | BANK OF NEW YORK MELLON CORP | $1,008,000 | – | 35,937 | +100.0% | 0.02% | – |
| PTR | New | PETROCHINA CO LTD SPONS ADR ISINadr | $1,029,000 | – | 9,300 | +100.0% | 0.02% | – |
| SPG | New | SIMON PPTY GROUP NEput | $1,058,000 | – | 6,700 | +100.0% | 0.02% | – |
| HON | New | HONEYWELL INTL INC | $993,000 | – | 12,516 | +100.0% | 0.02% | – |
| SON | New | SONOCO PRODUCTS | $992,000 | – | 28,700 | +100.0% | 0.02% | – |
| HIH | New | HELIOS HIGH INCOME FUND | $1,041,000 | – | 127,693 | +100.0% | 0.02% | – |
| New | MOLYCORP INC 3.250% 06/15/16note | $1,004,000 | – | 1,500,000 | +100.0% | 0.02% | – | |
| PGR | New | PROGRESSIVE CORP OF OHIO | $943,000 | – | 37,114 | +100.0% | 0.01% | – |
| PG | New | PROCTER & GAMBLE COMPANY | $926,000 | – | 12,033 | +100.0% | 0.01% | – |
| New | NAVISTAR INTL CONV 3.000% 10/15/14conv | $971,000 | – | 1,000,000 | +100.0% | 0.01% | – | |
| MO | New | ALTRIA GROUP INC | $972,000 | – | 27,776 | +100.0% | 0.01% | – |
| KRFT | New | KRAFT FOODS GROUP INC COM | $971,000 | – | 17,388 | +100.0% | 0.01% | – |
| DSL | New | DOUBLELINE INCOME SOLUTIONS COM | $941,000 | – | 40,542 | +100.0% | 0.01% | – |
| ESGR | New | ENSTAR GROUP LIMITED SHS | $964,000 | – | 7,249 | +100.0% | 0.01% | – |
| DLX | New | DELUXE CORP | $948,000 | – | 27,350 | +100.0% | 0.01% | – |
| NEA | New | NUVEEN AMT-FREE MUN FD COM | $945,000 | – | 73,339 | +100.0% | 0.01% | – |
| HIO | New | WESTERN ASSET HIGH INCM OPP | $958,000 | – | 161,134 | +100.0% | 0.01% | – |
| VXF | New | VANGUARD INDEX FDS EXTEND MKT ETF | $943,000 | – | 13,498 | +100.0% | 0.01% | – |
| LPS | New | LENDER PROCESSING SVCS INC | $953,000 | – | 29,466 | +100.0% | 0.01% | – |
| KLAC | New | KLA-TENCOR CORP | $869,000 | – | 15,600 | +100.0% | 0.01% | – |
| CLGX | New | CORELOGIC INC COM | $871,000 | – | 37,572 | +100.0% | 0.01% | – |
| RCL | New | ROYAL CARIBBEAN CRUISES LTD | $906,000 | – | 27,165 | +100.0% | 0.01% | – |
| FNF | New | FIDELITY NATL FINANCIAL INC | $877,000 | – | 36,833 | +100.0% | 0.01% | – |
| FE | New | FIRSTENERGY CORP | $860,000 | – | 23,040 | +100.0% | 0.01% | – |
| CSCO | New | CISCO SYSTEMS INC | $859,000 | – | 35,300 | +100.0% | 0.01% | – |
| BG | New | BUNGE LIMITED SHS | $894,000 | – | 12,630 | +100.0% | 0.01% | – |
| CCL | New | CARNIVAL CORP PAIREDCTF 1 COM CARNIpaired ctf | $898,000 | – | 26,199 | +100.0% | 0.01% | – |
| RDSA | New | ROYAL DUTCH SHELL PLC SPONSORED ADRadr | $865,000 | – | 13,563 | +100.0% | 0.01% | – |
| BA | New | BOEING CO | $858,000 | – | 8,380 | +100.0% | 0.01% | – |
| BBF | New | BLACKROCK MUNICIPAL INCOME INVEST T | $844,000 | – | 62,095 | +100.0% | 0.01% | – |
| AVP | New | AVON PRODS INC | $818,000 | – | 38,918 | +100.0% | 0.01% | – |
| FCT | New | FIRST TR/FOUR CRNRS SR FLOAT | $800,000 | – | 52,800 | +100.0% | 0.01% | – |
| CAT | New | CATERPILLAR INC | $794,000 | – | 9,629 | +100.0% | 0.01% | – |
| CEO | New | CNOOC LTD SPONSORED ADR ISINadr | $832,000 | – | 4,969 | +100.0% | 0.01% | – |
| MYN | New | BLACKROCK MUNIYIELD N Y QUALITY FUN | $797,000 | – | 58,675 | +100.0% | 0.01% | – |
| XAA | New | AMERICAN MUN INCOME PORTFOLI | $812,000 | – | 55,756 | +100.0% | 0.01% | – |
| 0295SC | New | AMERICAN SELECT PORTFOLIO INC | $805,000 | – | 79,202 | +100.0% | 0.01% | – |
| IQI | New | INVESCO QUALITY MUNI INC TRSCOM | $799,000 | – | 65,957 | +100.0% | 0.01% | – |
| PCN | New | PIMCO CORPORATE INCOME FD COM | $789,000 | – | 45,281 | +100.0% | 0.01% | – |
| ADM | New | ARCHER DANIELS MIDLAND CO | $825,000 | – | 24,332 | +100.0% | 0.01% | – |
| SPSB | New | SPDR SERIES TRUST BARC CAPTL ETF | $734,000 | – | 24,000 | +100.0% | 0.01% | – |
| PTY | New | PIMCO CORPORATE OPP FD COM | $782,000 | – | 40,015 | +100.0% | 0.01% | – |
| ROK | New | ROCKWELL INTL CORP NEW | $745,000 | – | 8,963 | +100.0% | 0.01% | – |
| ARK | New | BLACKROCK SR HIGH INCOME FD | $734,000 | – | 176,878 | +100.0% | 0.01% | – |
| SEE | New | SEALED AIR CORP NEW | $743,000 | – | 31,025 | +100.0% | 0.01% | – |
| HSA | New | HELIOS STRATEGIC INCOME FUND | $746,000 | – | 122,147 | +100.0% | 0.01% | – |
| BEAM | New | BEAM INC COM | $692,000 | – | 10,960 | +100.0% | 0.01% | – |
| UBA | New | URSTADT BIDDLE PPTYS INS CL Acl a | $695,000 | – | 34,458 | +100.0% | 0.01% | – |
| FXI | New | ISHARES TR FTSE CHINA 25 IDX | $651,000 | – | 20,014 | +100.0% | 0.01% | – |
| CTSH | New | COGNIZANT TECHNLGY SLTNS CORCL Acl a | $714,000 | – | 11,400 | +100.0% | 0.01% | – |
| AMRI | New | ALBANY MOLECULAR RESH INC COM | $665,000 | – | 56,000 | +100.0% | 0.01% | – |
| NMA | New | NUVEEN MUN ADVANTAGE FD INC | $698,000 | – | 52,032 | +100.0% | 0.01% | – |
| SLB | New | SCHLUMBERGER | $672,000 | – | 9,382 | +100.0% | 0.01% | – |
| ALKS | New | ALKERMES PLC | $717,000 | – | 25,000 | +100.0% | 0.01% | – |
| NXZ | New | NUVEEN DIV ADVANTAGE MUN FD | $670,000 | – | 48,029 | +100.0% | 0.01% | – |
| FHY | New | FIRST TRUST STRATEGIC HIGH INCOME F | $707,000 | – | 44,909 | +100.0% | 0.01% | – |
| DPS | New | DR PEPPER SNAPPLE GROUP INC | $647,000 | – | 14,091 | +100.0% | 0.01% | – |
| CXE | New | MFS HIGH INCOME MUN TR SH BEN INTben int | $616,000 | – | 126,317 | +100.0% | 0.01% | – |
| PRISB | New | PROMOTORA DE INFORMACIONES SADR CL B CONVcl b conv | $620,000 | – | 332,117 | +100.0% | 0.01% | – |
| MAR | New | MARRIOTT INTL INC NEW CL Acl a | $593,000 | – | 14,690 | +100.0% | 0.01% | – |
| CPN | New | CALPINE CORP COM NEW | $604,000 | – | 28,451 | +100.0% | 0.01% | – |
| BABS | New | SPDR SERIES TRUST BRCLY CP US BD | $611,000 | – | 11,014 | +100.0% | 0.01% | – |
| IIJIY | New | INTERNET INITIATIVE JAPAN INSPONSORadr | $586,000 | – | 30,403 | +100.0% | 0.01% | – |
| JGT | New | NUVEEN MULT CURR ST GV INCM COM | $610,000 | – | 54,394 | +100.0% | 0.01% | – |
| RAI | New | REYNOLDS AMERN INC | $603,000 | – | 12,464 | +100.0% | 0.01% | – |
| EVN | New | EATON VANCE MUNI INCOME TRUSSH BENben int | $612,000 | – | 49,772 | +100.0% | 0.01% | – |
| RTN | New | RAYTHEON CO NEW | $618,000 | – | 9,350 | +100.0% | 0.01% | – |
| EPI | New | WISDOMTREE TRUST INDIA ERNGS FD | $552,000 | – | 34,100 | +100.0% | 0.01% | – |
| TFX | New | TELEFLEX INC | $558,000 | – | 7,201 | +100.0% | 0.01% | – |
| VPHM | New | VIROPHARMA INC COM | $544,000 | – | 19,000 | +100.0% | 0.01% | – |
| BIE | New | BLACKROCK MUNIC BD INVST TR | $529,000 | – | 36,551 | +100.0% | 0.01% | – |
| EVG | New | EATON VANCE SH TM DR DIVR INC | $537,000 | – | 33,167 | +100.0% | 0.01% | – |
| EVY | New | EATON VANCE NY MUNI INCOME TSH BENben int | $577,000 | – | 43,265 | +100.0% | 0.01% | – |
| MHN | New | BLACKROCK MUNIHOLDINGS N Y QUALITY | $519,000 | – | 37,115 | +100.0% | 0.01% | – |
| PRB | New | MARKET VECTORS ETF TR PRE-RF MUN ET | $563,000 | – | 23,284 | +100.0% | 0.01% | – |
| SHPG | New | SHIRE PHARMACEUTICALS GR PLCSPONSORED ADRadr | $571,000 | – | 6,000 | +100.0% | 0.01% | – |
| AZN | New | ASTRAZENECA PLC SPONSORED ADRadr | $568,000 | – | 12,000 | +100.0% | 0.01% | – |
| NQM | New | NUVEEN INVT QUALITY MUN FD I | $465,000 | – | 32,575 | +100.0% | 0.01% | – |
| AFFX | New | AFFYMETRIX INC | $462,000 | – | 104,000 | +100.0% | 0.01% | – |
| ADI | New | ANALOG DEVICES INC | $464,000 | – | 10,305 | +100.0% | 0.01% | – |
| SEA | New | CLAYMORE EXCHANGE TRD FD TR GUGG SH | $506,000 | – | 29,308 | +100.0% | 0.01% | – |
| CUB | New | CUBIC CORP | $484,000 | – | 10,069 | +100.0% | 0.01% | – |
| DMF | New | DREYFUS MUN INCOME INC | $506,000 | – | 54,096 | +100.0% | 0.01% | – |
| ENX | New | EATON VANCE NY MUN BD FD | $450,000 | – | 36,221 | +100.0% | 0.01% | – |
| FIS | New | FIDELITY NATL INFORMATION SVC | $454,000 | – | 10,590 | +100.0% | 0.01% | – |
| New | FOREST CITY ENT 4.250% 08/15/18note | $499,000 | – | 446,000 | +100.0% | 0.01% | – | |
| INFY | New | INFOSYS LTD SPONSORED ADRadr | $494,000 | – | 12,000 | +100.0% | 0.01% | – |
| VMO | New | INVESCO VAN KAMPEN MUNI OPP COM | $490,000 | – | 37,662 | +100.0% | 0.01% | – |
| IIM | New | INVESCO INSURED MUNICIPAL INCOME TR | $460,000 | – | 32,267 | +100.0% | 0.01% | – |
| ISIS | New | ISIS PHARMACEUTICALS INC | $457,000 | – | 17,000 | +100.0% | 0.01% | – |
| NMD | New | NUVEEN MUN HIGH INC OPPTY FDCOM | $474,000 | – | 38,877 | +100.0% | 0.01% | – |
| QCOM | New | QUALCOMM INC | $489,000 | – | 8,000 | +100.0% | 0.01% | – |
| SCR | New | SIMCERE PHARMACEUTICAL GROUPSPON ADRadr | $455,000 | – | 48,000 | +100.0% | 0.01% | – |
| VMI | New | VALMONT INDS INC | $490,000 | – | 3,425 | +100.0% | 0.01% | – |
| VZ | New | VERIZON COMMUNICATIONS | $485,000 | – | 9,640 | +100.0% | 0.01% | – |
| VRSK | New | VERISK ANALYTICS INC CL Acl a | $478,000 | – | 8,000 | +100.0% | 0.01% | – |
| NXK | New | NUVEEN NY DIV ADVANTG MUN FD | $384,000 | – | 27,556 | +100.0% | 0.01% | – |
| AYN | New | ALLIANCE BERNSTEIN NEW YORK MUN INC | $391,000 | – | 30,046 | +100.0% | 0.01% | – |
| NTES | New | NETEASE COM INC SPONSORED ADRadr | $442,000 | – | 7,000 | +100.0% | 0.01% | – |
| NBO | New | NEUBERGER BERMAN NY INT MUN COM | $385,000 | – | 27,513 | +100.0% | 0.01% | – |
| NQI | New | NUVEEN QUALITY MUN FD INC COM | $430,000 | – | 33,071 | +100.0% | 0.01% | – |
| VECO | New | VEECO INSTRS INC DEL | $391,000 | – | 11,050 | +100.0% | 0.01% | – |
| New | WEBMD HEALTH CORP 2.250% 03/31/16note | $392,000 | – | 400,000 | +100.0% | 0.01% | – | |
| CVRR | New | CVR REFNG LP COMUNIT REP LTunit | $382,000 | – | 12,694 | +100.0% | 0.01% | – |
| CLDX | New | CELLDEX THERAPEUTICS INC | $410,000 | – | 26,294 | +100.0% | 0.01% | – |
| New | PEABODY ENERGY CORP 4.750% 12/15/41note | $402,000 | – | 579,000 | +100.0% | 0.01% | – | |
| MYI | New | BLACKROCK MUNIYIELD QLTY FD COM | $425,000 | – | 30,440 | +100.0% | 0.01% | – |
| CINF | New | CINCINNATI FINL CORP | $443,000 | – | 9,653 | +100.0% | 0.01% | – |
| EVM | New | EATON VANCE CA MUN BD FD | $388,000 | – | 35,468 | +100.0% | 0.01% | – |
| IDT | New | IDT CORP CL B NEW | $378,000 | – | 20,237 | +100.0% | 0.01% | – |
| MHFI | New | MCGRAW HILL COMPANIES INC | $441,000 | – | 8,294 | +100.0% | 0.01% | – |
| DGX | New | QUEST DIAGNOSTICS INC | $400,000 | – | 6,600 | +100.0% | 0.01% | – |
| OPK | New | OPKO HEALTH INC COM | $317,000 | – | 44,698 | +100.0% | 0.01% | – |
| NIO | New | NUVEEN MUN OPPORTUNITY | $308,000 | – | 22,008 | +100.0% | 0.01% | – |
| JMT | New | NUVEEN MTG OPPTY TERM FD 2 COM | $316,000 | – | 12,334 | +100.0% | 0.01% | – |
| JTP | New | NUVEEN QUALITY PFD INCOME FD | $369,000 | – | 44,508 | +100.0% | 0.01% | – |
| PML | New | PIMCO MUN INCOME FD II | $369,000 | – | 31,488 | +100.0% | 0.01% | – |
| PMM | New | PUTNAM MANAGED MUN INCOM TR | $372,000 | – | 52,068 | +100.0% | 0.01% | – |
| HYD | New | MARKET VECTORS ETF TR HG YLD MUN ET | $323,000 | – | 10,547 | +100.0% | 0.01% | – |
| KMB | New | KIMBERLY CLARK CORP | $368,000 | – | 3,784 | +100.0% | 0.01% | – |
| SUB | New | ISHARES TR S&P SHRT NATL | $344,000 | – | 3,269 | +100.0% | 0.01% | – |
| IFF | New | INTL FLAVORS & FRAGRANCES | $349,000 | – | 4,650 | +100.0% | 0.01% | – |
| SEB | New | SEABOARD CORP DEL | $352,000 | – | 130 | +100.0% | 0.01% | – |
| GPC | New | GENUINE PARTS CO | $368,000 | – | 4,720 | +100.0% | 0.01% | – |
| LEO | New | DREYFUS STRATEGIC MUNS INC | $335,000 | – | 38,970 | +100.0% | 0.01% | – |
| CNS | New | COHEN & STEERS INC COM | $340,000 | – | 10,000 | +100.0% | 0.01% | – |
| UPS | New | UNITED PARCEL SVC INC CL Bcl b | $343,000 | – | 3,967 | +100.0% | 0.01% | – |
| New | SINO BIOPHARMACEUTICAL LTD | $349,000 | – | 69,300 | +100.0% | 0.01% | – | |
| BCF | New | BLACKROCK REAL ASSET EQUITY | $356,000 | – | 40,999 | +100.0% | 0.01% | – |
| ARNA | New | ARENA PHARMACEUTICALS INC COM | $346,000 | – | 45,000 | +100.0% | 0.01% | – |
| WPC | New | W P CAREY INC | $261,000 | – | 3,950 | +100.0% | 0.00% | – |
| VICL | New | VICAL INC COM | $264,000 | – | 84,500 | +100.0% | 0.00% | – |
| BAX | New | BAXTER INTL INC | $296,000 | – | 4,272 | +100.0% | 0.00% | – |
| MYF | New | BLACKROCK MUNIYIELD INVST FDCOM | $296,000 | – | 20,400 | +100.0% | 0.00% | – |
| MQY | New | BLACKROCK MUNIYIELD QUALITY | $246,000 | – | 15,924 | +100.0% | 0.00% | – |
| NVC | New | NUVEEN CA SELECT QUALITY MUNCOM | $264,000 | – | 17,420 | +100.0% | 0.00% | – |
| GLD | New | SPDR GOLD TRUST GOLD SHS | $257,000 | – | 2,160 | +100.0% | 0.00% | – |
| MTT | New | WESTERN ASSET MUN DEF OPP TRCOM | $262,000 | – | 12,080 | +100.0% | 0.00% | – |
| SHY | New | ISHARES TR 1-3 YR TRS BD | $253,000 | – | 3,000 | +100.0% | 0.00% | – |
| PGNX | New | PROGENICS PHARMACEUTICALS INCOM | $300,000 | – | 67,200 | +100.0% | 0.00% | – |
| MCD | New | MCDONALDS CORP | $281,000 | – | 2,841 | +100.0% | 0.00% | – |
| FTF | New | FRANKLIN TEMPLETON LTD DUR I | $306,000 | – | 22,778 | +100.0% | 0.00% | – |
| FISV | New | FISERV INC | $262,000 | – | 3,000 | +100.0% | 0.00% | – |
| CMU | New | MFS HIGH YIELD MUN TR SH BEN INTben int | $255,000 | – | 57,354 | +100.0% | 0.00% | – |
| FHI | New | FEDERATED INVS INC PA CL Bcl b | $246,000 | – | 8,974 | +100.0% | 0.00% | – |
| MKTX | New | MARKETAXESS HLDGS INC COM | $280,000 | – | 6,000 | +100.0% | 0.00% | – |
| NVO | New | NOVO-NORDISK A S ADRadr | $240,000 | – | 1,548 | +100.0% | 0.00% | – |
| MRO | New | MARATHON OIL CORP | $252,000 | – | 7,300 | +100.0% | 0.00% | – |
| KTF | New | DWS MUN INCOME TR | $281,000 | – | 21,760 | +100.0% | 0.00% | – |
| CSGP | New | COSTAR GROUP INC COM | $258,000 | – | 2,000 | +100.0% | 0.00% | – |
| RSP | New | RYDEX ETF TRUST S&P 500 EQ TRD | $292,000 | – | 4,765 | +100.0% | 0.00% | – |
| NVG | New | NUVEEN DIVID ADVANTAGE | $307,000 | – | 23,010 | +100.0% | 0.00% | – |
| MINT | New | PIMCO ETF TR ENHAN SHRT MAT | $253,000 | – | 2,495 | +100.0% | 0.00% | – |
| CRRTQ | New | CARBO CERAMICS INC | $249,000 | – | 3,697 | +100.0% | 0.00% | – |
| NKX | New | NUVEEN CALIF AMT-FREE MUN INC FD | $261,000 | – | 19,377 | +100.0% | 0.00% | – |
| BHL | New | BLACKROCK DEFINED OPPRTY CR | $269,000 | – | 19,131 | +100.0% | 0.00% | – |
| F102PS | New | BABCOCK & WILCOX CO NEW COM | $251,000 | – | 8,360 | +100.0% | 0.00% | – |
| ACAS | New | AMERICAN CAPITAL LTDCOM | $237,000 | – | 18,695 | +100.0% | 0.00% | – |
| ATNY | New | API TECHNOLOGIES CORP COM NEW | $193,000 | – | 69,033 | +100.0% | 0.00% | – |
| AINV | New | APPOLO INVT CORP SHS BEN INTben int | $207,000 | – | 26,800 | +100.0% | 0.00% | – |
| GRC | New | GORMAN RUPP CO COM | $213,000 | – | 6,678 | +100.0% | 0.00% | – |
| CCA | New | MFS CALIF MUN FD | $185,000 | – | 17,122 | +100.0% | 0.00% | – |
| NFO | New | CLAYMORE EXCHANGE TRD FD TR GUGG IN | $202,000 | – | 5,067 | +100.0% | 0.00% | – |
| MHI | New | PIONEER MUN HIGH INCOME TR SHS | $197,000 | – | 13,131 | +100.0% | 0.00% | – |
| BQH | New | BLACKROCK NY MUNICIPAL BOND | $180,000 | – | 12,897 | +100.0% | 0.00% | – |
| TREE | New | TREE COM INC COM | $172,000 | – | 10,033 | +100.0% | 0.00% | – |
| AFB | New | ALLIANCE BERNSTEIN NATL MUN INCOME | $215,000 | – | 15,981 | +100.0% | 0.00% | – |
| COP | New | CONOCOPHILLIPS | $208,000 | – | 3,431 | +100.0% | 0.00% | – |
| SMMU | New | PIMCO ETF TR SHTRM MUN BOND | $201,000 | – | 4,000 | +100.0% | 0.00% | – |
| ITM | New | MARKET VECTORS ETF TR MKTVEC INTMUE | $225,000 | – | 10,197 | +100.0% | 0.00% | – |
| NZH | New | NUVEEN CA DIV ADV MUNI FD 3 SH BENben int | $188,000 | – | 15,119 | +100.0% | 0.00% | – |
| MUS | New | BLACKROCK MUNIHLDGS QUALITY FUND IN | $180,000 | – | 14,017 | +100.0% | 0.00% | – |
| EIM | New | EATON VANCE MUN BD FD | $188,000 | – | 15,668 | +100.0% | 0.00% | – |
| DVM | New | COHEN & STEERS DIV MJRS FDIN | $193,000 | – | 13,469 | +100.0% | 0.00% | – |
| MHY | New | WESTERN ASSETT MGD HI INCM FCOM | $171,000 | – | 29,400 | +100.0% | 0.00% | – |
| ICGE | New | ICG GROUP INC COM | $171,000 | – | 15,000 | +100.0% | 0.00% | – |
| TROW | New | PRICE T ROWE GROUP INC | $220,000 | – | 3,000 | +100.0% | 0.00% | – |
| JRS | New | NUVEEN REAL ESTATE INCOME FD | $197,000 | – | 16,582 | +100.0% | 0.00% | – |
| NIM | New | NUVEEN SELECT MAT MUN FD SH BEN INTben int | $212,000 | – | 21,500 | +100.0% | 0.00% | – |
| TV | New | GRUPO TELEVISA SA DE CV SP ADR REPadr | $223,000 | – | 8,966 | +100.0% | 0.00% | – |
| NCQ | New | NOVACOPPER INC COM | $173,000 | – | 98,605 | +100.0% | 0.00% | – |
| HHY | New | HELIOS HIGH YIELD FD COM | $124,000 | – | 12,897 | +100.0% | 0.00% | – |
| MDR | New | MCDERMOTT INTL INC | $135,000 | – | 16,494 | +100.0% | 0.00% | – |
| MFM | New | MFS MUN INCOME TR SH BEN INTben int | $149,000 | – | 21,811 | +100.0% | 0.00% | – |
| AOD | New | ALPINE TOTAL DYNAMIC DIVID FCOM SBI | $133,000 | – | 34,059 | +100.0% | 0.00% | – |
| PYN | New | PIMCO NEW YORK MUN INCM FD 1 | $163,000 | – | 17,122 | +100.0% | 0.00% | – |
| PPT | New | PUTNAM PREMIER INCOME TR SH BEN INTben int | $105,000 | – | 19,688 | +100.0% | 0.00% | – |
| AWP | New | ALPINE GLOBAL PREMIER PPTYS SBI | $165,000 | – | 21,734 | +100.0% | 0.00% | – |
| FPT | New | FEDERATED PREM INTR MUN INC COM | $169,000 | – | 12,918 | +100.0% | 0.00% | – |
| SIRI | New | SIRIUS XM RADIO INC | $154,000 | – | 46,000 | +100.0% | 0.00% | – |
| PZC | New | PIMCO CALIF MUN INCOME FD II | $121,000 | – | 11,931 | +100.0% | 0.00% | – |
| DSM | New | DREYFUS STRATEGIC MUN BD FD COM | $155,000 | – | 19,074 | +100.0% | 0.00% | – |
| DNDNQ | New | DENDREON CORP COM | $140,000 | – | 34,000 | +100.0% | 0.00% | – |
| OSIR | New | OSIRIS THERAPEUTICS INC NEW COM | $161,000 | – | 16,000 | +100.0% | 0.00% | – |
| JPS | New | NUVEEN QUALITY PFD INCOME FD | $123,000 | – | 14,092 | +100.0% | 0.00% | – |
| NUV | New | NUVEEN MUN VALUE FD INC | $115,000 | – | 12,000 | +100.0% | 0.00% | – |
| DSU | New | BLACKROCK DEBT STRAT FD INC | $168,000 | – | 39,616 | +100.0% | 0.00% | – |
| OZM | New | OCH ZIFF CAP MGMT GROUP CL Acl a | $129,000 | – | 12,400 | +100.0% | 0.00% | – |
| MEN | New | BLACKROCK MUNIENHANCED FD INCOM | $117,000 | – | 10,198 | +100.0% | 0.00% | – |
| MUI | New | BLACKROCK MUNI INTER DR FD ICOM | $151,000 | – | 10,308 | +100.0% | 0.00% | – |
| MNP | New | WESTERN ASST MN PRT FD INC | $162,000 | – | 10,886 | +100.0% | 0.00% | – |
| NMZ | New | NUVEEN MUN HIGH INC OPP FD COM | $133,000 | – | 10,500 | +100.0% | 0.00% | – |
| PRISY | New | PROMOTORA DE INFORMACIONES SADR CL A SHScl a | $115,000 | – | 358,549 | +100.0% | 0.00% | – |
| 8107SC | New | AMERICAN STRATEGIC INCM PTFL | $150,000 | – | 14,365 | +100.0% | 0.00% | – |
| MYM | New | BLACKROCK MUNIYIELD MICH QUALITY FU | $99,000 | – | 7,770 | +100.0% | 0.00% | – |
| SAN | New | BANCO SANTANDER CENT HISPANO ADRadr | $69,000 | – | 10,716 | +100.0% | 0.00% | – |
| CYE | New | BLACKROCK CORPOR HI YLD III | $74,000 | – | 10,000 | +100.0% | 0.00% | – |
| ONTY | New | ONCOTHYREON INC COM | $51,000 | – | 32,333 | +100.0% | 0.00% | – |
| CETV | New | CENTRAL EUROPEAN MEDIA ENTRPCL A NEcl a | $36,000 | – | 10,814 | +100.0% | 0.00% | – |
| MRF | New | AMERICAN INCOME FD INC | $95,000 | – | 12,199 | +100.0% | 0.00% | – |
| PCF | New | PUTMAN HIGH INCOME SEC FUND SHS BENben int | $97,000 | – | 251,600 | +100.0% | 0.00% | – |
| PTIE | New | PAIN THERAPEUTICS INC COM | $84,000 | – | 38,000 | +100.0% | 0.00% | – |
| MIY | New | BLACKROCK MUNIYIELD MICH QUALITY FU | $45,000 | – | 3,263 | +100.0% | 0.00% | – |
| T101SC | New | AMERICAN STRATEGIC INCOME II | $89,000 | – | 12,687 | +100.0% | 0.00% | – |
| BSP | New | AMERN STRATEGIC INCOME PTFL | $99,000 | – | 12,102 | +100.0% | 0.00% | – |
| JHP | New | NUVEEN QUALITY PFD INCOME FD | $100,000 | – | 11,870 | +100.0% | 0.00% | – |
| OSHWQ | New | ORCHARD SUPPLY HARDWARE STORES CL Acl a | $38,000 | – | 128,589 | +100.0% | 0.00% | – |
| ACG | New | ALLIANCEBERNSTEIN INCOME FUNCOM | $75,000 | – | 10,000 | +100.0% | 0.00% | – |
| MAXY | New | MAXYGEN INC COM | $102,000 | – | 41,000 | +100.0% | 0.00% | – |
| PACB | New | PACIFIC BIOSCIENCES CALIF INCOM | $30,000 | – | 12,000 | +100.0% | 0.00% | – |
| GCVRZ | New | SANOFI AVENTIS CONTGNT VAL RTcontgnt val rt | $30,000 | – | 15,538 | +100.0% | 0.00% | – |
| WYY | New | WIDEPOINT CORP COM | $32,000 | – | 39,062 | +100.0% | 0.00% | – |
| AEZS | New | AETERNA ZENTARIS INC | $32,000 | – | 17,083 | +100.0% | 0.00% | – |
| CHCWS | New | CHINA HYDROELECTRIC CORPORATWT EXP 012514wt | $1,000 | – | 40,000 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-08-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TEXAS PAC LD TR | 23 | Q4 2018 | 38.4% |
| HOWARD HUGHES CORP COM | 23 | Q4 2018 | 10.9% |
| ICAHN ENTERPRISES LPDEP UNIT | 23 | Q4 2018 | 5.9% |
| WENDYS COMPANY | 23 | Q4 2018 | 4.6% |
| BROOKFIELD ASSET MGMT INC VTG SHS | 23 | Q4 2018 | 3.4% |
| AUTONATION INC COM | 23 | Q4 2018 | 4.3% |
| DISH NETWORK CORP CL A | 23 | Q4 2018 | 3.0% |
| CBOE HLDGS INC COM | 23 | Q4 2018 | 2.5% |
| LIVE NATION ENTERTAINMENT INC. | 23 | Q4 2018 | 1.8% |
| ECHOSTAR CORP CL A | 23 | Q4 2018 | 1.5% |
View Horizon Kinetics's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TEXAS PACIFIC LAND TRUST | March 18, 2019 | 42,437 | 0.5% |
| Associated Capital Group, Inc. | February 13, 2019 | 1,522,421 | 43.0% |
| Civeo Corp | February 13, 2019 | 36,947,116 | 22.0% |
| Howard Hughes Corp | February 13, 2019 | 1,885,861 | 4.4% |
| ROYCE MICRO-CAP TRUST, INC. | February 13, 2019 | 2,745,981 | 6.9% |
| Atlas Energy Group, LLC | February 14, 2018 | 1,455,419 | 4.6% |
| EMERGENT CAPITAL, INC.Sold out | February 14, 2018 | 0 | 0.0% |
| Wendy's Co | February 14, 2017 | 9,428,217 | 3.7% |
| DreamWorks Animation SKG, Inc. | February 16, 2016 | 8,149,567 | 10.4% |
| LMP CORPORATE LOAN FUND INC. | February 16, 2016 | 423,900 | 4.3% |
View Horizon Kinetics's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2019-05-06 |
| 4 | 2019-05-03 |
| 4 | 2019-05-02 |
| 4 | 2019-05-01 |
| 4 | 2019-04-30 |
| 4 | 2019-04-29 |
| 4 | 2019-04-26 |
| 4 | 2019-04-25 |
| 4 | 2019-04-24 |
| 4 | 2019-04-23 |
View Horizon Kinetics's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.