$173 Million is the total value of DG Capital Management, LLC's 41 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 50.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EVRI | Buy | EVERI HLDGS INC | $21,988,362 | +7.3% | 1,532,290 | +21.3% | 12.69% | +40.8% |
| INVACARE CORPnote 5.000%11/1 | $20,296,085 | -21.3% | 29,203,000 | 0.0% | 11.71% | +3.2% | ||
| THC | Sell | TENET HEALTHCARE CORP | $16,814,547 | -15.3% | 344,631 | -10.5% | 9.70% | +11.1% |
| HTZZ | Buy | HERTZ GLOBAL HLDGS INC | $15,969,572 | -3.0% | 1,037,659 | +2.6% | 9.22% | +27.3% |
| CZR | Sell | CAESARS ENTERTAINMENT INC NE | $12,989,434 | +8.7% | 312,246 | -15.7% | 7.50% | +42.6% |
| INSE | Sell | INSPIRED ENTMT INC | $12,255,640 | +14.2% | 967,296 | -20.4% | 7.07% | +49.9% |
| SUM | Sell | SUMMIT MATLS INCcl a | $10,465,604 | -41.1% | 368,637 | -50.3% | 6.04% | -22.7% |
| FENC | Buy | FENNEC PHARMACEUTICALS INC | $9,810,739 | +20.5% | 1,021,952 | +1.7% | 5.66% | +58.1% |
| THC | TENET HEALTHCARE CORPcall | $9,758,000 | -5.4% | 200,000 | 0.0% | 5.63% | +24.1% | |
| HOV | Sell | HOVNANIAN ENTERPRISES INCcl a new | $9,112,382 | -12.1% | 216,549 | -25.4% | 5.26% | +15.3% |
| BUR | New | BURFORD CAP LTD | $7,815,402 | – | 958,945 | +100.0% | 4.51% | – |
| AMRN | AMARIN CORP PLC -ADRspons adr new | $7,029,437 | +11.0% | 5,809,452 | 0.0% | 4.06% | +45.6% | |
| ETWO | Sell | E2OPEN PARENT HOLDINGS INC | $5,030,138 | -59.2% | 856,923 | -57.8% | 2.90% | -46.5% |
| Buy | TURNING PT BRANDS INCnote 2.500% 7/1 | $4,400,200 | +399.5% | 4,937,000 | +393.7% | 2.54% | +554.6% | |
| DIN | Sell | DINE BRANDS GLOBAL INC | $3,450,544 | -75.9% | 53,414 | -76.3% | 1.99% | -68.4% |
| AWRE | Sell | AWARE INC MASS | $1,511,512 | -6.4% | 883,925 | -2.5% | 0.87% | +22.8% |
| FWAC | FIFTH WALL ACQUISITN CORP II | $1,212,161 | +2.1% | 120,613 | 0.0% | 0.70% | +34.1% | |
| VEON | New | VEON LTDsponsored adr | $1,162,808 | – | 2,373,077 | +100.0% | 0.67% | – |
| Buy | ORION BIOTECH OPPORTUNTES CO | $971,859 | +4.2% | 96,319 | +1.8% | 0.56% | +36.8% | |
| TPB | Sell | TURNING PT BRANDS INC | $562,034 | -96.4% | 25,984 | -96.5% | 0.32% | -95.3% |
| ARYA SCIENCES ACQUISITN CORP | $539,040 | +1.7% | 53,958 | 0.0% | 0.31% | +33.5% | ||
| CYH | Sell | COMMUNITY HEALTH SYS INC NEW | $72,593 | -99.0% | 16,804 | -99.5% | 0.04% | -98.7% |
| AACWS | ARES ACQUISITION CORPORATION*w exp 02/02/202 | $17,982 | +349.6% | 38,562 | 0.0% | 0.01% | +400.0% | |
| NRACW | NOBLE ROCK ACQUISITION CORP*w exp 01/31/202 | $4,646 | +16.2% | 92,734 | 0.0% | 0.00% | +50.0% | |
| New | ECARX HOLDINGS INC*w exp 12/20/202 | $4,524 | – | 46,113 | +100.0% | 0.00% | – | |
| ESMWS | ESM ACQUISITION CORPORATION*w exp 02/02/202 | $3,139 | +57.0% | 26,987 | 0.0% | 0.00% | +100.0% | |
| ORIAW | Buy | ORION BIOTECH OPPORTUNTES CO*w exp 04/15/202 | $4,227 | +40.9% | 25,870 | +1.3% | 0.00% | +100.0% |
| ELLIOTT OPPORTUNITY II CORP*w exp 03/02/202 | $2,858 | -52.4% | 36,085 | 0.0% | 0.00% | -33.3% | ||
| COOLW | CORNER GROWTH ACQUISITION CO*w exp 99/99/999 | $1,167 | – | 38,762 | 0.0% | 0.00% | – | |
| AGGRW | AGILE GROWTH CORP*w exp 03/09/202 | $1,347 | -55.1% | 48,634 | 0.0% | 0.00% | 0.0% | |
| PNTMWS | PONTEM CORPORATION*w exp 01/05/202 | $1,150 | +15.0% | 14,376 | 0.0% | 0.00% | – | |
| KAHCWS | Exit | KKR ACQUISITION HOLDING I CO*w exp 03/17/202 | $0 | – | -11,120 | -100.0% | 0.00% | – |
| ARRWW | ARROWROOT ACQUISITION CORP*w exp 03/02/202 | $124 | – | 13,238 | 0.0% | 0.00% | – | |
| EPHYW | EPIPHANY TECHNOLOGY ACQUISIT*w exp 01/12/202 | $75 | -96.2% | 32,508 | 0.0% | 0.00% | -100.0% | |
| FMIVW | FORUM MERGER IV CORP*w exp 03/15/202 | $268 | -86.6% | 26,535 | 0.0% | 0.00% | -100.0% | |
| FRONW | FRONTIER ACQUISITION CORP*w exp 03/15/202 | $261 | -87.0% | 22,523 | 0.0% | 0.00% | -100.0% | |
| JWSMWS | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $857 | -14.3% | 13,189 | 0.0% | 0.00% | – | |
| LCAAW | L CATTERTON ASIA ACQUISITION*w exp 03/08/202 | $579 | – | 13,061 | 0.0% | 0.00% | – | |
| LGACW | LAZARD GROWTH ACQUISITION CO*w exp 02/10/202 | $166 | -83.4% | 23,730 | 0.0% | 0.00% | – | |
| FINMW | MARLIN TECHNOLOGY CORP*w exp 01/12/202 | $175 | -97.8% | 109,430 | 0.0% | 0.00% | -100.0% | |
| PDOTWS | PERIDOT ACQUISITION CORP II*w exp 04/30/202 | $859 | -57.0% | 18,391 | 0.0% | 0.00% | -100.0% | |
| SPKBW | SILVER SPIKE ACQUISITN CORP*w exp 02/26/202 | $541 | -45.9% | 18,158 | 0.0% | 0.00% | – | |
| ZWRKW | Exit | Z-WORK ACQUISITION CORP*w exp 01/04/202 | $0 | – | -23,333 | -100.0% | 0.00% | – |
| RXRAW | Exit | RXR ACQUISITION CORP*w exp 03/08/202 | $0 | – | -11,615 | -100.0% | 0.00% | – |
| CLASWS | Exit | CLASS ACCELERATION CORP*w exp 03/31/202 | $0 | – | -62,499 | -100.0% | 0.00% | – |
| SPGSWS | Exit | SIMON PROPERTY GRP ACQ HOLDI*w exp 02/04/202 | $0 | – | -11,189 | -100.0% | 0.00% | – |
| COVAW | Exit | COVA ACQUISITION CORP*w exp 02/05/202 | $0 | – | -46,113 | -100.0% | 0.00% | – |
| MACCWS | Exit | MISSION ADVANCEMENT CORP*w exp 03/05/202 | $0 | – | -14,317 | -100.0% | 0.00% | – |
| MITWS | Exit | MASON INDUSTRIAL TECHNOLGY I*w exp 99/99/999 | $0 | – | -30,490 | -100.0% | 0.00% | – |
| TWNIWS | Exit | TAILWIND INTERNATNAL ACQ COR*w exp 03/01/202 | $0 | – | -56,688 | -100.0% | 0.00% | – |
| WPCBWS | Exit | WARBURG PINCUS CAPTAL CORP I*w exp 99/99/999 | $0 | – | -11,754 | -100.0% | 0.00% | – |
| AMPIWS | Exit | ADVANCED MERGER PARTNERS INC*w exp 06/30/202 | $0 | – | -12,815 | -100.0% | 0.00% | – |
| FTEVWS | Exit | FINTECH EVOLUTION ACQUIS GRO*w exp 03/31/202 | $0 | – | -15,533 | -100.0% | -0.00% | – |
| ASZWS | Exit | AUSTERLITZ ACQUISITION CORP*w exp 02/19/202 | $0 | – | -17,822 | -100.0% | -0.00% | – |
| CLRMW | Exit | CLARIM ACQUISITION CORP*w exp 01/05/202 | $0 | – | -63,332 | -100.0% | -0.00% | – |
| SPTKW | Exit | SPORTSTEK ACQUISITION CORP*w exp 02/16/202 | $0 | – | -61,708 | -100.0% | -0.00% | – |
| SCOAW | Exit | SCION TECH GROWTH I*w exp 11/01/202 | $0 | – | -60,562 | -100.0% | -0.00% | – |
| FSNBWS | Exit | FUSION ACQUISITION CORP II*w exp 02/29/202 | $0 | – | -59,412 | -100.0% | -0.00% | – |
| SSAAW | Exit | SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202 | $0 | – | -95,981 | -100.0% | -0.00% | – |
| SWETW | Exit | ATHLON ACQUISITION CORP*w exp 01/12/202 | $0 | – | -86,149 | -100.0% | -0.00% | – |
| EPWRWS | Exit | EMPOWERMENT & INCLUSION CAPI*w exp 01/12/202 | $0 | – | -209,999 | -100.0% | -0.01% | – |
| FSSIW | Exit | FORTISTAR SUSTAINABLE SOL CO*w exp 01/14/202 | $0 | – | -189,008 | -100.0% | -0.01% | – |
| PRVB | Exit | PROVENTION BIO INC | $0 | – | -499,271 | -100.0% | -0.99% | – |
| BLMN | Exit | BLOOMIN BRANDS INC | $0 | – | -644,815 | -100.0% | -5.20% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| AWARE INC/MASS | 24 | Q3 2023 | 19.7% |
| BLUEKNIGHT ENERGY PARTNERS LLC | 19 | Q2 2022 | 34.3% |
| EVERI HOLDINGS INC | 15 | Q3 2023 | 12.7% |
| TURNING PT BRANDS INC | 14 | Q2 2023 | 7.1% |
| CAESARS ENTERTAINMENT INC NE | 13 | Q3 2023 | 10.6% |
| AMARIN CORP PLC -ADR | 12 | Q3 2023 | 4.7% |
| SUMMIT MATLS INC | 11 | Q2 2023 | 7.8% |
| NORTHERN REVIVAL ACQUISITION | 11 | Q3 2023 | 0.0% |
| CORNER GROWTH ACQUISITION CO | 11 | Q3 2023 | 0.0% |
| INSPIRED ENTMT INC | 10 | Q3 2023 | 7.9% |
View DG Capital Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Blueknight Energy Partners, L.P. | July 15, 2022 | 2,952,323 | 6.9% |
| AWARE INC /MA/ | February 11, 2022 | 907,047 | 4.2% |
| ICTV Brands Inc.Sold out | February 11, 2021 | 0 | 0.0% |
| RiceBran Technologies | February 11, 2021 | 1,279,319 | 3.0% |
| INNOVATIVE INDUSTRIAL PROPERTIES INCSold out | January 25, 2018 | 0 | 0.0% |
| Community Healthcare Trust Inc | February 10, 2017 | 142,484 | 1.1% |
| WESTMORELAND COAL CoSold out | February 10, 2017 | 0 | 0.0% |
| KCAP Financial, Inc. | April 04, 2016 | 1,253,258 | 3.4% |
| HC2 Holdings, Inc. | December 29, 2015 | 1,462,534 | 4.1% |
| SALEM COMMUNICATIONS CORP /DE/ | February 12, 2014 | 229,420 | 1.2% |
View DG Capital Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-10 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-12 |
| SC 13D/A | 2024-02-02 |
| SC 13G/A | 2024-01-29 |
| 13F-HR | 2023-11-14 |
| SC 13D/A | 2023-09-11 |
| 13F-HR | 2023-08-11 |
View DG Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.