$227 Million is the total value of DG Capital Management, LLC's 61 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 15.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| INVACARE CORPnote 5.000%11/1 | $25,803,000 | -1.9% | 29,203,000 | 0.0% | 11.35% | +20.1% | ||
| EVRI | Sell | EVERI HLDGS INC | $20,487,000 | -11.1% | 1,263,055 | -10.6% | 9.01% | +8.8% |
| THC | Buy | TENET HEALTHCARE CORP | $19,854,000 | +20.1% | 384,923 | +22.4% | 8.73% | +47.1% |
| SUM | Buy | SUMMIT MATLS INCcl a | $17,755,000 | +3.6% | 741,017 | +0.7% | 7.81% | +26.8% |
| HTZZ | Buy | HERTZ GLOBAL HLDGS INC | $16,465,000 | +269.3% | 1,011,366 | +259.3% | 7.24% | +352.1% |
| TPB | TURNING PT BRANDS INC | $15,541,000 | -21.7% | 732,032 | 0.0% | 6.84% | -4.2% | |
| DIN | Sell | DINE BRANDS GLOBAL INC | $14,325,000 | -26.8% | 225,377 | -25.0% | 6.30% | -10.4% |
| ETWO | Buy | E2OPEN PARENT HOLDINGS INC | $12,335,000 | -21.4% | 2,032,106 | +0.8% | 5.43% | -3.7% |
| CZR | Sell | CAESARS ENTERTAINMENT INC NE | $11,950,000 | -19.9% | 370,443 | -4.9% | 5.26% | -1.9% |
| BLMN | Sell | BLOOMIN BRANDS INC | $11,819,000 | -23.8% | 644,815 | -30.9% | 5.20% | -6.7% |
| INSE | Sell | INSPIRED ENTMT INC | $10,730,000 | -27.7% | 1,215,180 | -29.5% | 4.72% | -11.5% |
| HOV | Sell | HOVNANIAN ENTERPRISES INCcl a new | $10,370,000 | -17.9% | 290,472 | -1.6% | 4.56% | +0.6% |
| THC | TENET HEALTHCARE CORPcall | $10,316,000 | -1.9% | 200,000 | 0.0% | 4.54% | +20.2% | |
| FENC | Sell | FENNEC PHARMACEUTICALS INC | $8,141,000 | +19.0% | 1,005,101 | -17.0% | 3.58% | +45.7% |
| CYH | Sell | COMMUNITY HEALTH SYS INC NEW | $7,594,000 | -45.2% | 3,532,099 | -4.4% | 3.34% | -32.9% |
| AMRN | AMARIN CORP PLCspons adr new | $6,332,000 | -26.8% | 5,809,452 | 0.0% | 2.79% | -10.4% | |
| PRVB | Sell | PROVENTION BIO INC | $2,247,000 | -9.8% | 499,271 | -19.8% | 0.99% | +10.4% |
| AWRE | AWARE INC MASS | $1,615,000 | -25.2% | 907,047 | 0.0% | 0.71% | -8.5% | |
| FWAC | Sell | FIFTH WALL ACQUISITN CORP II | $1,187,000 | -16.4% | 120,613 | -17.3% | 0.52% | +2.4% |
| Sell | ORION BIOTECH OPPORTUNTES CO | $933,000 | -24.9% | 94,629 | -25.9% | 0.41% | -8.3% | |
| TURNING PT BRANDS INCnote 2.500% 7/1 | $881,000 | -3.6% | 1,000,000 | 0.0% | 0.39% | +18.3% | ||
| ARYA SCIENCES ACQUISITN CORP | $530,000 | +1.1% | 53,958 | 0.0% | 0.23% | +23.9% | ||
| FSSIW | FORTISTAR SUSTAINABLE SOL CO*w exp 01/14/202 | $22,000 | -8.3% | 189,008 | 0.0% | 0.01% | +11.1% | |
| EPWRWS | EMPOWERMENT & INCLUSION CAPI*w exp 01/12/202 | $12,000 | -29.4% | 209,999 | 0.0% | 0.01% | -16.7% | |
| FINMW | MARLIN TECHNOLOGY CORP*w exp 01/12/202 | $8,000 | -46.7% | 109,430 | 0.0% | 0.00% | -20.0% | |
| ELLIOTT OPPORTUNITY II CORP*w exp 03/02/202 | $6,000 | -33.3% | 36,085 | 0.0% | 0.00% | 0.0% | ||
| NRACW | NOBLE ROCK ACQUISITION CORP*w exp 01/31/202 | $4,000 | -60.0% | 92,734 | 0.0% | 0.00% | -50.0% | |
| AACWS | ARES ACQUISITION CORPORATION*w exp 99/99/999 | $4,000 | -55.6% | 38,562 | 0.0% | 0.00% | -33.3% | |
| SWETW | ATHLON ACQUISITION CORP*w exp 01/12/202 | $4,000 | -60.0% | 86,149 | 0.0% | 0.00% | -50.0% | |
| SSAAW | SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202 | $4,000 | -55.6% | 95,981 | 0.0% | 0.00% | -33.3% | |
| SPTKW | SPORTSTEK ACQUISITION CORP*w exp 02/16/202 | $2,000 | 0.0% | 61,708 | 0.0% | 0.00% | 0.0% | |
| CLRMW | CLARIM ACQUISITION CORP*w exp 01/05/202 | $3,000 | -57.1% | 63,332 | 0.0% | 0.00% | -66.7% | |
| FSNBWS | FUSION ACQUISITION CORP II*w exp 02/29/202 | $3,000 | -50.0% | 59,412 | 0.0% | 0.00% | -50.0% | |
| FMIVW | FORUM MERGER IV CORP*w exp 03/15/202 | $2,000 | -66.7% | 26,535 | 0.0% | 0.00% | -50.0% | |
| PDOTWS | PERIDOT ACQUISITION CORP II*w exp 04/30/202 | $2,000 | -33.3% | 18,391 | 0.0% | 0.00% | 0.0% | |
| ORIAW | ORION BIOTECH OPPORTUNTES CO*w exp 04/15/202 | $3,000 | -25.0% | 25,533 | 0.0% | 0.00% | 0.0% | |
| EPHYW | EPIPHANY TECHNOLOGY ACQUISIT*w exp 01/12/202 | $2,000 | 0.0% | 32,508 | 0.0% | 0.00% | 0.0% | |
| AGGRW | AGILE GROWTH CORP*w exp 03/09/202 | $3,000 | -70.0% | 48,634 | 0.0% | 0.00% | -75.0% | |
| ASZWS | AUSTERLITZ ACQUISITION CORP*w exp 02/19/202 | $2,000 | 0.0% | 17,822 | 0.0% | 0.00% | 0.0% | |
| FTEVWS | FINTECH EVOLUTION ACQUIS GRO*w exp 03/31/202 | $2,000 | +100.0% | 15,533 | 0.0% | 0.00% | – | |
| FRONW | FRONTIER ACQUISITION CORP*w exp 03/04/202 | $2,000 | -50.0% | 22,523 | 0.0% | 0.00% | 0.0% | |
| ESMWS | ESM ACQUISITION CORPORATION*w exp 02/02/202 | $2,000 | -60.0% | 26,987 | 0.0% | 0.00% | -50.0% | |
| SCOAW | SCION TECH GROWTH I*w exp 11/01/202 | $2,000 | -75.0% | 60,562 | 0.0% | 0.00% | -66.7% | |
| ZWRKW | Z-WORK ACQUISITION CORP*w exp 01/04/202 | $1,000 | -66.7% | 23,333 | 0.0% | 0.00% | -100.0% | |
| ARRWW | ARROWROOT ACQUISITION CORP*w exp 03/02/202 | $0 | -100.0% | 13,238 | 0.0% | 0.00% | – | |
| CLASWS | CLASS ACCELERATION CORP*w exp 03/31/202 | $1,000 | -80.0% | 62,499 | 0.0% | 0.00% | -100.0% | |
| KAHCWS | KKR ACQUISITION HOLDING I CO*w exp 03/17/202 | $1,000 | -75.0% | 11,120 | 0.0% | 0.00% | -100.0% | |
| MITWS | MASON INDUSTRIAL TECHNOLGY I*w exp 99/99/999 | $1,000 | -75.0% | 30,490 | 0.0% | 0.00% | -100.0% | |
| MACCWS | MISSION ADVANCEMENT CORP*w exp 03/05/202 | $0 | -100.0% | 14,317 | 0.0% | 0.00% | – | |
| RXRAW | RXR ACQUISITION CORP*w exp 03/08/202 | $1,000 | -50.0% | 11,615 | 0.0% | 0.00% | -100.0% | |
| SPGSWS | SIMON PROPERTY GRP ACQ HOLDI*w exp 02/04/202 | $1,000 | -50.0% | 11,189 | 0.0% | 0.00% | -100.0% | |
| AMPIWS | ADVANCED MERGER PARTNERS INC*w exp 06/30/202 | $1,000 | -75.0% | 12,815 | 0.0% | 0.00% | -100.0% | |
| COOLW | CORNER GROWTH ACQUISITION CO*w exp 99/99/999 | $0 | -100.0% | 38,762 | 0.0% | 0.00% | -100.0% | |
| COVAW | COVA ACQUISITION CORP*w exp 02/05/202 | $1,000 | -80.0% | 46,113 | 0.0% | 0.00% | -100.0% | |
| JWSMWS | JAWS MUSTANG ACQUISITION COR*w exp 01/30/202 | $1,000 | -66.7% | 13,189 | 0.0% | 0.00% | -100.0% | |
| LCAAW | L CATTERTON ASIA ACQUISITION*w exp 03/08/202 | $0 | -100.0% | 13,061 | 0.0% | 0.00% | – | |
| LGACW | LAZARD GROWTH ACQUISITION CO*w exp 02/10/202 | $1,000 | -83.3% | 23,730 | 0.0% | 0.00% | -100.0% | |
| PNTMWS | PONTEM CORPORATION*w exp 01/05/202 | $1,000 | -50.0% | 14,376 | 0.0% | 0.00% | -100.0% | |
| SPKBW | SILVER SPIKE ACQUISITN CORP*w exp 02/26/202 | $1,000 | 0.0% | 18,158 | 0.0% | 0.00% | – | |
| TWNIWS | TAILWIND INTERNATNAL ACQ COR*w exp 03/01/202 | $1,000 | -80.0% | 56,688 | 0.0% | 0.00% | -100.0% | |
| WPCBWS | WARBURG PINCUS CAPTAL CORP I*w exp 99/99/999 | $1,000 | -66.7% | 11,754 | 0.0% | 0.00% | -100.0% | |
| APGBWS | Exit | APOLLO STRATEGIC GRWT CPTL I*w exp 02/12/202 | $0 | – | -20,935 | -100.0% | -0.00% | – |
| FLACW | Exit | FRAZIER LIFESCIENCES ACQU CO*w exp 11/30/202 | $0 | – | -143,299 | -100.0% | -0.00% | – |
| GSAQW | Exit | GLOBAL SYNERGY ACQUISIT CORP*w exp 99/99/999 | $0 | – | -194,999 | -100.0% | -0.01% | – |
| GRTS | Exit | GRITSTONE BIO INC | $0 | – | -50,000 | -100.0% | -0.04% | – |
| PSAG | Exit | PROPERTY SOLUTIONS ACQUISITI | $0 | – | -32,208 | -100.0% | -0.11% | – |
| APGB | Exit | APOLLO STRATEGIC GRWT CPTL I | $0 | – | -35,097 | -100.0% | -0.12% | – |
| MACC | Exit | MISSION ADVANCEMENT CORPcl a | $0 | – | -62,400 | -100.0% | -0.22% | – |
| PTOC | Exit | PINE TECHNOLOGY ACQUISITN CO | $0 | – | -72,943 | -100.0% | -0.26% | – |
| FMIV | Exit | FORUM MERGER IV CORP | $0 | – | -122,952 | -100.0% | -0.43% | – |
| BKEP | Exit | BLUEKNIGHT ENERGY PARTNERS L | $0 | – | -1,956,842 | -100.0% | -3.18% | – |
| HZNP | Exit | HORIZON THERAPEUTICS PUB L | $0 | – | -210,961 | -100.0% | -6.04% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| AWARE INC/MASS | 24 | Q3 2023 | 19.7% |
| BLUEKNIGHT ENERGY PARTNERS LLC | 19 | Q2 2022 | 34.3% |
| EVERI HOLDINGS INC | 15 | Q3 2023 | 12.7% |
| TURNING PT BRANDS INC | 14 | Q2 2023 | 7.1% |
| CAESARS ENTERTAINMENT INC NE | 13 | Q3 2023 | 10.6% |
| AMARIN CORP PLC -ADR | 12 | Q3 2023 | 4.7% |
| SUMMIT MATLS INC | 11 | Q2 2023 | 7.8% |
| NORTHERN REVIVAL ACQUISITION | 11 | Q3 2023 | 0.0% |
| CORNER GROWTH ACQUISITION CO | 11 | Q3 2023 | 0.0% |
| INSPIRED ENTMT INC | 10 | Q3 2023 | 7.9% |
View DG Capital Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Blueknight Energy Partners, L.P. | July 15, 2022 | 2,952,323 | 6.9% |
| AWARE INC /MA/ | February 11, 2022 | 907,047 | 4.2% |
| ICTV Brands Inc.Sold out | February 11, 2021 | 0 | 0.0% |
| RiceBran Technologies | February 11, 2021 | 1,279,319 | 3.0% |
| INNOVATIVE INDUSTRIAL PROPERTIES INCSold out | January 25, 2018 | 0 | 0.0% |
| Community Healthcare Trust Inc | February 10, 2017 | 142,484 | 1.1% |
| WESTMORELAND COAL CoSold out | February 10, 2017 | 0 | 0.0% |
| KCAP Financial, Inc. | April 04, 2016 | 1,253,258 | 3.4% |
| HC2 Holdings, Inc. | December 29, 2015 | 1,462,534 | 4.1% |
| SALEM COMMUNICATIONS CORP /DE/ | February 12, 2014 | 229,420 | 1.2% |
View DG Capital Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-10 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-12 |
| SC 13D/A | 2024-02-02 |
| SC 13G/A | 2024-01-29 |
| 13F-HR | 2023-11-14 |
| SC 13D/A | 2023-09-11 |
| 13F-HR | 2023-08-11 |
View DG Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.