DG Capital Management, LLC - Q1 2021 holdings

$419 Million is the total value of DG Capital Management, LLC's 127 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 286.0% .

 Value Shares↓ Weighting
UTHR SellUNITED THERAPEUTICS CORP DEL$23,329,000
-17.7%
139,471
-25.3%
5.57%
-7.1%
BuyINVACARE CORPnote 5.000%11/1$22,920,000
+47.1%
23,300,000
+45.9%
5.48%
+66.2%
STAY SellEXTENDED STAY AMER INCunit 99/99/9999b$22,568,000
-19.0%
1,142,694
-39.3%
5.39%
-8.5%
AMRN SellAMARIN CORP PLCspons adr new$19,730,000
-9.2%
3,177,146
-28.5%
4.71%
+2.6%
SUM SellSUMMIT MATLS INCcl a$17,888,000
-17.2%
638,416
-40.6%
4.27%
-6.5%
BLMN SellBLOOMIN BRANDS INC$16,646,000
-30.4%
615,367
-50.0%
3.98%
-21.3%
EVRI SellEVERI HLDGS INC$16,328,000
-45.8%
1,157,219
-47.0%
3.90%
-38.8%
HZNP SellHORIZON THERAPEUTICS PUB L$16,320,000
-38.6%
177,314
-51.2%
3.90%
-30.6%
EAT SellBRINKER INTL INC$14,465,000
-37.8%
203,559
-50.5%
3.46%
-29.8%
TPB SellTURNING PT BRANDS INC$14,000,000
+3.0%
268,360
-12.0%
3.34%
+16.4%
CZR SellCAESARS ENTERTAINMENT INC NE$12,376,000
-36.7%
141,516
-46.2%
2.96%
-28.5%
AZN BuyASTRAZENECA PLCcall$12,032,000
+9.4%
242,000
+10.0%
2.87%
+23.6%
DIN NewDINE BRANDS GLOBAL INC$11,598,000128,824
+100.0%
2.77%
DRI  DARDEN RESTAURANTS INCcall$11,353,000
+19.1%
80,0000.0%2.71%
+34.5%
WH SellWYNDHAM HOTELS & RESORTS INC$11,269,000
-0.7%
161,500
-15.4%
2.69%
+12.1%
BKEP SellBLUEKNIGHT ENERGY PARTNERS L$10,007,000
+3.3%
3,088,636
-36.9%
2.39%
+16.6%
FLL NewFULL HSE RESORTS INC$9,548,0001,121,928
+100.0%
2.28%
ATEX NewANTERIX INC$9,223,000195,569
+100.0%
2.20%
TVAC NewTHAYER VENTURES ACQU CORP$7,898,000797,800
+100.0%
1.89%
AUPH NewAURINIA PHARMACEUTICALS INC$7,676,000591,154
+100.0%
1.83%
 NANTHEALTH INCnote 5.500%12/1$6,622,000
+1.1%
6,815,0000.0%1.58%
+14.2%
EPWR NewEMPOWERMENT & INCLUSION CAPI$4,835,000500,000
+100.0%
1.16%
GSAQ NewGLOBAL SYNERGY ACQUISIT CORP$4,559,000470,000
+100.0%
1.09%
BIOTU NewBIOTECH ACQUISITION COMPANYunit 11/30/2027$4,451,000450,000
+100.0%
1.06%
FLAC NewFRAZIER LIFESCIENCES ACQU CO$4,378,000440,000
+100.0%
1.05%
NRAC NewNOBLE ROCK ACQUISITION CORP$4,186,000411,571
+100.0%
1.00%
TMTS SellSPARTACUS ACQUISITION CORPcl a$4,133,000
-48.6%
417,861
-47.8%
0.99%
-42.0%
SSAAU NewSCIENCE STRATEGIC ACQ ALPHAunit 01/20/2026$4,055,000407,944
+100.0%
0.97%
HCAQ NewHEALTHCOR CATALIO ACQU CORP$3,992,000399,200
+100.0%
0.95%
FSSIU NewFORTISTAR SUSTAINABLE SOL COunit 01/14/2026$3,960,000400,000
+100.0%
0.95%
AWRE SellAWARE INC MASS$3,926,000
-69.3%
1,075,493
-70.5%
0.94%
-65.3%
SCOA NewSCION TECH GROWTH I$3,720,000380,000
+100.0%
0.89%
FINM NewMARLIN TECHNOLOGY CORP$3,249,000338,481
+100.0%
0.78%
PTOCU NewPINE TECHNOLOGY ACQUISITN COunit 03/31/2028$2,976,000300,000
+100.0%
0.71%
GLBLU NewCARTESIAN GROWTH CORPunit 02/26/2028$2,587,000260,000
+100.0%
0.62%
TWNIU NewTAILWIND INTERNATNAL ACQ CORunit 99/99/9999$2,473,000250,000
+100.0%
0.59%
AAC NewARES ACQUISITION CORPORATION$2,426,000245,000
+100.0%
0.58%
CLRM NewCLARIM ACQUISITION CORP$2,415,000250,000
+100.0%
0.58%
RCLFU NewROSECLIFF ACQUISITION CORP Iunit 99/99/9999$2,232,000225,000
+100.0%
0.53%
FSNBU NewFUSION ACQUISITION CORP IIunit 02/29/2028$2,199,000221,400
+100.0%
0.52%
BCRX SellBIOCRYST PHARMACEUTICALS INC$2,068,000
-74.2%
203,337
-81.1%
0.49%
-70.9%
SPTKU NewSPORTSTEK ACQUISITION CORPunit 02/16/2028$1,988,000200,000
+100.0%
0.48%
AGGRU NewAGILE GROWTH CORPunit 03/09/2026$1,984,000200,000
+100.0%
0.47%
MBACU NewM3 BRIGADE ACQUISITION II COunit 99/99/9999$1,984,000200,000
+100.0%
0.47%
KURIU NewALKURI GLOBAL ACQUISITION COunit 01/01/2028$1,976,000200,000
+100.0%
0.47%
SWET NewATHLON ACQUISITION CORP$1,933,000200,500
+100.0%
0.46%
ESMU NewESM ACQUISITION CORPORATIONunit 99/99/9999$1,512,000152,103
+100.0%
0.36%
LGACU NewLAZARD GROWTH ACQUISITION COunit 99/99/9999$1,502,000150,201
+100.0%
0.36%
FMIVU NewFORUM MERGER IV CORPunit 03/15/2028$1,485,000150,000
+100.0%
0.36%
GIGGU NewGIGCAPITAL4 INCunit 99/99/9999$1,481,000150,000
+100.0%
0.35%
TWNTU NewTAILWIND TWO ACQUISITION CORunit 03/01/2028$1,482,000150,000
+100.0%
0.35%
COOL NewCORNER GROWTH ACQUISITION CO$1,469,000150,000
+100.0%
0.35%
MIT NewMASON INDUSTRIAL TECHNOLGY I$1,457,000150,000
+100.0%
0.35%
MNKD NewMANNKIND CORP$1,427,000364,143
+100.0%
0.34%
PDOTU NewPERIDOT ACQUISITION CORP IIunit 99/99/9999$1,262,000127,000
+100.0%
0.30%
DBDR SellROMAN DBDR TECH ACQUISITION$1,262,000
-84.4%
126,823
-84.1%
0.30%
-82.4%
CLAS NewCLASS ACCELERATION CORP$1,208,000125,000
+100.0%
0.29%
SPAQU NewSPARTAN ACQUISITION CORP IIIunit 99/99/9999$1,204,000120,000
+100.0%
0.29%
COVAU NewCOVA ACQUISITION CORPunit 04/01/2021$1,194,000120,000
+100.0%
0.28%
FTEVU NewFINTECH EVOLUTION ACQUIS GROunit 99/99/9999$1,184,000120,000
+100.0%
0.28%
AMPIU NewADVANCED MERGER PARTNERS INCunit 99/99/9999$1,054,000105,400
+100.0%
0.25%
SPKBU NewSILVER SPIKE ACQUISITN CORPunit 02/26/2026$1,050,000105,594
+100.0%
0.25%
OMEG NewOMEGA ALPHA SPACcl a$1,044,000105,466
+100.0%
0.25%
ASZU NewAUSTERLITZ ACQUISITION CORPunit 99/99/9999$1,003,000100,000
+100.0%
0.24%
AUSU NewAUSTERLITZ ACQUISITION CORPunit 99/99/9999$1,004,000100,000
+100.0%
0.24%
MACCU NewMISSION ADVANCEMENT CORPunit 99/99/9999$995,000100,000
+100.0%
0.24%
MDHU NewMDH ACQUISITION CORPunit 99/99/9999$994,000100,000
+100.0%
0.24%
FOREU NewFORESIGHT ACQUISITION CORPunit 01/29/2026$979,00098,494
+100.0%
0.23%
ZWRK NewZ-WORK ACQUISITION CORP$980,000100,000
+100.0%
0.23%
EPHY NewEPIPHANY TECHNOLOGY ACQUISIT$975,00099,987
+100.0%
0.23%
RIBT SellRICEBRAN TECHNOLOGIES$921,000
-41.0%
930,663
-63.6%
0.22%
-33.3%
GSQDU NewG SQUARED ASCEND I INCunit 99/99/9999$900,00090,000
+100.0%
0.22%
PPGHU NewPOEMA GLOBAL HOLDINGS CORPunit 99/99/9999$848,00084,669
+100.0%
0.20%
PNTMU NewPONTEM CORPORATIONunit 99/99/9999$818,00082,653
+100.0%
0.20%
DCRNU NewDECARBONIZATION PLUS ACQU IIunit 01/19/2026$790,00078,523
+100.0%
0.19%
APGBU NewAPOLLO STRATEGIC GRWT CPTL Iunit 99/99/9999$786,00078,784
+100.0%
0.19%
WPCBU NewWARBURG PINCUS CAPTAL CORP Iunit 99/99/9999$749,00075,000
+100.0%
0.18%
LCAAU NewL CATTERTON ASIA ACQUISITIONunit 03/11/2026$746,00075,000
+100.0%
0.18%
ENFA New890 5TH AVE PARTNERS INC$731,00075,460
+100.0%
0.18%
FRONU NewFRONTIER ACQUISITION CORPunit 03/01/2026$719,00072,431
+100.0%
0.17%
JWSMU NewJAWS MUSTANG ACQUISITION CORunit 99/99/9999$609,00060,000
+100.0%
0.14%
ACIIU NewATLAS CREST INVESTMENT CORPunit 99/99/9999$598,00059,796
+100.0%
0.14%
SNIIU NewSUPERNOVA PARTNERS ACQUISTNunit 99/99/9999$502,00050,000
+100.0%
0.12%
OHPAU NewORION ACQUISITION CORPunit 02/19/2026$500,00050,000
+100.0%
0.12%
ARRWU NewARROWROOT ACQUISITION CORPunit 01/29/2026$497,00050,000
+100.0%
0.12%
PLMIU NewPLUM ACQUISITION CORP Iunit 03/15/2026$498,00050,000
+100.0%
0.12%
PSAGU NewPROPERTY SOLUTIONS ACQUISITIunit 03/01/2026$493,00050,000
+100.0%
0.12%
ITHXU NewITHAX ACQUISITION CORPunit 12/31/2027$411,00041,000
+100.0%
0.10%
CFFEU NewCF ACQUISITION CORP VIIIunit 03/31/2028$397,00040,000
+100.0%
0.10%
FRSGU NewFIRST RESERVE SUSTAINABLE GWunit 03/05/2026$356,00035,500
+100.0%
0.08%
VGIIU NewVIRGIN GROUP ACQUISIT CORP Iunit 99/99/9999$298,00030,000
+100.0%
0.07%
RSVA NewRODGERS SILICON VALLEY AQ CO$263,00019,776
+100.0%
0.06%
ROCRU NewROTH CH ACQUISITION III COunit 02/26/2026$250,00025,000
+100.0%
0.06%
CFVIU NewCF ACQUISITION CORP VIunit 99/99/9999$248,00025,000
+100.0%
0.06%
PFDRU NewPATHFINDER ACQUISITION CORPunit 02/17/2026$248,00025,000
+100.0%
0.06%
BOASU NewBOA ACQUISITION CORPunit 99/99/9999$248,00025,000
+100.0%
0.06%
CFV NewCF ACQUISITION CORP Vcl a$244,00025,000
+100.0%
0.06%
THMA NewTHIMBLE POINT ACQUISITION CO$240,00025,000
+100.0%
0.06%
TVACW NewTHAYER VENTURES ACQU CORP*w exp 01/01/203$240,000400,000
+100.0%
0.06%
SPGSU NewSIMON PROPERTY GRP ACQ HOLDIunit 99/99/9999$195,00019,400
+100.0%
0.05%
DBDRW SellROMAN DBDR TECH ACQUISITION*w exp 10/31/202$152,000
-96.2%
200,000
-50.0%
0.04%
-95.8%
LOKMU NewLIVE OAK MOBILITY ACQUISI COunit 03/01/2028$148,00014,800
+100.0%
0.04%
TMTSW SellSPARTACUS ACQUISITION CORP*w exp 10/31/202$144,000
-96.4%
225,000
-43.8%
0.03%
-96.0%
FLACW NewFRAZIER LIFESCIENCES ACQU CO*w exp 11/30/202$135,000149,999
+100.0%
0.03%
EPWRWS NewEMPOWERMENT & INCLUSION CAPI*w exp 01/12/202$125,000249,999
+100.0%
0.03%
GSAQW NewGLOBAL SYNERGY ACQUISIT CORP*w exp 99/99/999$122,000234,999
+100.0%
0.03%
SLAMU NewSLAM CORPunit 99/99/9999$99,00010,000
+100.0%
0.02%
NRACW NewNOBLE ROCK ACQUISITION CORP*w exp 01/31/202$84,000137,189
+100.0%
0.02%
FINMW NewMARLIN TECHNOLOGY CORP*w exp 01/12/202$80,000112,825
+100.0%
0.02%
SCOAW NewSCION TECH GROWTH I*w exp 11/01/202$64,00073,333
+100.0%
0.02%
OEPWU NewONE EQUITY PARTNERS OPEN WTRunit 01/14/2026$60,0005,974
+100.0%
0.01%
SWETW NewATHLON ACQUISITION CORP*w exp 01/12/202$54,000100,249
+100.0%
0.01%
COOLW NewCORNER GROWTH ACQUISITION CO*w exp 99/99/999$50,00049,998
+100.0%
0.01%
CLRMW NewCLARIM ACQUISITION CORP*w exp 01/05/202$44,00083,332
+100.0%
0.01%
AACWS NewARES ACQUISITION CORPORATION*w exp 99/99/999$43,00048,999
+100.0%
0.01%
CLASWS NewCLASS ACCELERATION CORP*w exp 03/31/202$39,00062,499
+100.0%
0.01%
RTPYU NewREINVENT TECHNOLOGY PARTNERSunit 03/12/2026$38,0003,800
+100.0%
0.01%
EPHYW NewEPIPHANY TECHNOLOGY ACQUISIT*w exp 01/12/202$28,00033,328
+100.0%
0.01%
MITWS NewMASON INDUSTRIAL TECHNOLGY I*w exp 99/99/999$31,00049,998
+100.0%
0.01%
ZWRKW NewZ-WORK ACQUISITION CORP*w exp 01/04/202$24,00033,333
+100.0%
0.01%
ENFAW New890 5TH AVE PARTNERS INC*w exp 01/12/202$20,00025,152
+100.0%
0.01%
MSDAU NewMSD ACQUISITION CORPunit 03/25/2026$16,0001,600
+100.0%
0.00%
THMAW NewTHIMBLE POINT ACQUISITION CO*w exp 02/04/202$8,0008,333
+100.0%
0.00%
PICCU NewPIVOTAL INVESTMENT CORP IIIunit 01/28/2028$10,0001,000
+100.0%
0.00%
TZPSU NewTZP STRATEGIES ACQUISTN CORPunit 01/06/2026$10,0001,037
+100.0%
0.00%
CFFVW NewCF ACQUISITION CORP V*w exp 01/25/202$6,0008,332
+100.0%
0.00%
NEBCU ExitNEBULA CARAVEL ACQUISITION Cunit 12/09/2023$0-50,000
-100.0%
-0.11%
LCUT ExitLIFETIME BRANDS INC$0-39,150
-100.0%
-0.13%
ExitTURNING PT BRANDS INCnote 2.500% 7/1$0-640,000
-100.0%
-0.15%
TPB ExitTURNING POINT BRANDS INCconv$0-640,000
-100.0%
-0.15%
TMTSU ExitSPARTACUS ACQUISITION CORPunit 10/31/2027$0-100,000
-100.0%
-0.22%
AGRX ExitAGILE THERAPEUTICS INC$0-441,704
-100.0%
-0.27%
CRHC ExitCOHN ROBBINS HOLDINGS CORP$0-201,098
-100.0%
-0.44%
COOLU ExitCORNER GROWTH ACQUISITION COunit 01/01/2027$0-300,000
-100.0%
-0.66%
OSMT ExitOSMOTICA PHARMACEUTICALS PLC$0-1,022,126
-100.0%
-0.89%
FE ExitFIRSTENERGY CORPcall$0-184,900
-100.0%
-1.20%
ExitFIRSTENERGY CORPcall$0-184,900
-100.0%
-1.20%
NH ExitNANTHEALTH INCconv$0-6,815,000
-100.0%
-1.38%
SCOAU ExitSCION TECH GROWTH Iunit 12/17/2025$0-800,000
-100.0%
-1.75%
BSX ExitBOSTON SCIENTIFIC CORP$0-231,240
-100.0%
-1.76%
FLACU ExitFRAZIER LIFESCIENCES ACQUISunit 12/09/2025$0-900,000
-100.0%
-1.98%
ExitDARDEN RESTAURANTS INCcall$0-80,000
-100.0%
-2.02%
ExitASTRAZENECA PLC-SPONS ADRcall$0-220,000
-100.0%
-2.33%
PRVB ExitPROVENTION BIO INC$0-886,662
-100.0%
-3.18%
IVC ExitINVACARE CORPconv$0-15,975,000
-100.0%
-3.30%
TVACU ExitTHAYER VENTURES ACQUISITIONunit 01/01/2030$0-1,600,000
-100.0%
-3.54%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2021-05-13
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
AWARE INC/MASS24Q3 202319.7%
BLUEKNIGHT ENERGY PARTNERS LLC19Q2 202234.3%
EVERI HOLDINGS INC15Q3 202312.7%
TURNING PT BRANDS INC14Q2 20237.1%
CAESARS ENTERTAINMENT INC NE13Q3 202310.6%
AMARIN CORP PLC -ADR12Q3 20234.7%
SUMMIT MATLS INC11Q2 20237.8%
NORTHERN REVIVAL ACQUISITION11Q3 20230.0%
CORNER GROWTH ACQUISITION CO11Q3 20230.0%
INSPIRED ENTMT INC10Q3 20237.9%

View DG Capital Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)
DG Capital Management, LLC Q1 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
Blueknight Energy Partners, L.P.July 15, 20222,952,3236.9%
AWARE INC /MA/February 11, 2022907,0474.2%
ICTV Brands Inc.Sold outFebruary 11, 202100.0%
RiceBran TechnologiesFebruary 11, 20211,279,3193.0%
INNOVATIVE INDUSTRIAL PROPERTIES INCSold outJanuary 25, 201800.0%
Community Healthcare Trust IncFebruary 10, 2017142,4841.1%
WESTMORELAND COAL CoSold outFebruary 10, 201700.0%
KCAP Financial, Inc.April 04, 20161,253,2583.4%
HC2 Holdings, Inc.December 29, 20151,462,5344.1%
SALEM COMMUNICATIONS CORP /DE/February 12, 2014229,4201.2%

View DG Capital Management, LLC's complete significant-ownership history.

Latest filings
TypeFiled
SC 13D/A2024-04-10
42024-03-15
SC 13D/A2024-03-15
SC 13D/A2024-02-15
13F-HR2024-02-12
SC 13D/A2024-02-02
SC 13G/A2024-01-29
13F-HR2023-11-14
SC 13D/A2023-09-11
13F-HR2023-08-11

View DG Capital Management, LLC's complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (418659000.0 != 418665000.0)

Export DG Capital Management, LLC's holdings