$473 Million is the total value of DG Capital Management, LLC's 78 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 128.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EVRI | Buy | EVERI HOLDINGS INC | $30,142,000 | +163.0% | 2,182,624 | +57.1% | 6.38% | -7.6% |
| UTHR | New | UNITED THERAPEUTICS CORP DEL | $28,360,000 | – | 186,832 | +100.0% | 6.00% | – |
| STAY | Buy | EXTENDED STAY AMERICA INCunit 99/99/9999b | $27,864,000 | +171.2% | 1,881,382 | +118.8% | 5.89% | -4.7% |
| HZNP | Buy | HORIZON THERAPEUTICS PUB L | $26,570,000 | +584.1% | 363,228 | +626.5% | 5.62% | +140.5% |
| BLMN | New | BLOOMIN BRANDS INC | $23,900,000 | – | 1,230,734 | +100.0% | 5.06% | – |
| EAT | Buy | BRINKER INTL INC | $23,256,000 | +73.7% | 411,118 | +31.2% | 4.92% | -38.9% |
| AMRN | New | AMARIN CORP PLCspons adr new | $21,726,000 | – | 4,442,906 | +100.0% | 4.60% | – |
| SUM | New | SUMMIT MATLS INC | $21,598,000 | – | 1,075,610 | +100.0% | 4.57% | – |
| CZR | Buy | CAESARS ENTERTAINMENT INC NE | $19,536,000 | +53.9% | 263,032 | +16.1% | 4.13% | -45.9% |
| TVACU | New | THAYER VENTURES ACQUISITIONunit 01/01/2030 | $16,720,000 | – | 1,600,000 | +100.0% | 3.54% | – |
| IVC | INVACARE CORPconv | $15,579,000 | +8.5% | 15,975,000 | 0.0% | 3.30% | -61.9% | |
| New | INVACARE CORPnote 5.000%11/1 | $15,579,000 | – | 15,975,000 | +100.0% | 3.30% | – | |
| PRVB | Buy | PROVENTION BIO INC | $15,020,000 | +180.7% | 886,662 | +112.6% | 3.18% | -1.3% |
| TPB | Buy | TURNING PT BRANDS INC | $13,588,000 | +67.6% | 304,926 | +4.9% | 2.87% | -41.1% |
| AWRE | Buy | AWARE INC/MASS | $12,774,000 | +155.9% | 3,649,708 | +97.4% | 2.70% | -10.0% |
| WH | Buy | WYNDHAM HOTELS & RESORTS INC | $11,354,000 | +94.7% | 191,000 | +65.4% | 2.40% | -31.6% |
| AZN | New | ASTRAZENECA PLCcall | $10,998,000 | – | 220,000 | +100.0% | 2.33% | – |
| New | ASTRAZENECA PLC-SPONS ADRcall | $10,998,000 | – | 220,000 | +100.0% | 2.33% | – | |
| BKEP | Buy | BLUEKNIGHT ENERGY PARTNERS LLCltdp | $9,692,000 | +138.5% | 4,894,874 | +85.5% | 2.05% | -16.2% |
| New | DARDEN RESTAURANTS INCcall | $9,530,000 | – | 80,000 | +100.0% | 2.02% | – | |
| DRI | Sell | DARDEN RESTAURANTS INCcall | $9,530,000 | +5.1% | 80,000 | -11.1% | 2.02% | -63.0% |
| FLACU | New | FRAZIER LIFESCIENCES ACQUISunit 12/09/2025 | $9,370,000 | – | 900,000 | +100.0% | 1.98% | – |
| BSX | New | BOSTON SCIENTIFIC CORP | $8,314,000 | – | 231,240 | +100.0% | 1.76% | – |
| SCOAU | New | SCION TECH GROWTH Iunit 12/17/2025 | $8,272,000 | – | 800,000 | +100.0% | 1.75% | – |
| DBDR | New | ROMAN DBDR TECH ACQUISITION | $8,088,000 | – | 800,000 | +100.0% | 1.71% | – |
| TMTS | New | SPARTACUS ACQUISITION CORP-A | $8,048,000 | – | 800,000 | +100.0% | 1.70% | – |
| BCRX | Sell | BIOCRYST PHARMACEUTICALS INC | $8,014,000 | +96.6% | 1,075,732 | -9.4% | 1.70% | -30.9% |
| New | NANTHEALTH INCnote 5.500%12/1 | $6,549,000 | – | 6,815,000 | +100.0% | 1.38% | – | |
| NH | Sell | NANTHEALTH INCconv | $6,549,000 | -48.1% | 6,815,000 | -50.7% | 1.38% | -81.8% |
| FE | FIRSTENERGY CORPcall | $5,660,000 | +6.6% | 184,900 | 0.0% | 1.20% | -62.5% | |
| New | FIRSTENERGY CORPcall | $5,660,000 | – | 184,900 | +100.0% | 1.20% | – | |
| OSMT | Sell | OSMOTICA PHARMACEUTICALS PLC | $4,212,000 | -48.4% | 1,022,126 | -32.2% | 0.89% | -81.8% |
| DBDRW | New | ROMAN DBDR TECH ACQUISITIONwrnt | $4,044,000 | – | 400,000 | +100.0% | 0.86% | – |
| TMTSW | New | SPARTACUS ACQUISITION CORP-Awrnt | $4,024,000 | – | 400,000 | +100.0% | 0.85% | – |
| COOLU | New | CORNER GROWTH ACQUISITION COunit 01/01/2027 | $3,136,000 | – | 300,000 | +100.0% | 0.66% | – |
| CRHC | New | COHN ROBBINS HOLDINGS CORP | $2,094,000 | – | 201,098 | +100.0% | 0.44% | – |
| RIBT | Buy | RICEBRAN TECHNOLOGIES | $1,560,000 | +76.5% | 2,558,638 | +21.6% | 0.33% | -38.0% |
| AGRX | Sell | AGILE THERAPEUTICS INC | $1,268,000 | -61.6% | 441,704 | -59.4% | 0.27% | -86.5% |
| TMTSU | New | SPARTACUS ACQUISITION CORPunit 10/31/2027 | $1,058,000 | – | 100,000 | +100.0% | 0.22% | – |
| New | TURNING PT BRANDS INCnote 2.500% 7/1 | $718,000 | – | 640,000 | +100.0% | 0.15% | – | |
| TPB | New | TURNING POINT BRANDS INCconv | $718,000 | – | 640,000 | +100.0% | 0.15% | – |
| LCUT | New | LIFETIME BRANDS INC | $596,000 | – | 39,150 | +100.0% | 0.13% | – |
| NEBCU | New | NEBULA CARAVEL ACQUISITION Cunit 12/09/2023 | $540,000 | – | 50,000 | +100.0% | 0.11% | – |
| RELL | Exit | RICHARDSON ELECTRS LTD | $0 | – | -145,738 | -100.0% | -0.37% | – |
| WSG | Exit | WANDA SPORTS GROUP CO LTDsponsored ads | $0 | – | -641,110 | -100.0% | -0.90% | – |
| VVI | Exit | VIAD CORP | $0 | – | -85,766 | -100.0% | -1.08% | – |
| BCO | Exit | BRINKS CO | $0 | – | -124,324 | -100.0% | -3.07% | – |
| SEAS | Exit | SEAWORLD ENTMT INC | $0 | – | -283,529 | -100.0% | -3.36% | – |
| DRI | Exit | DARDEN RESTAURANTS INC | $0 | – | -62,960 | -100.0% | -3.82% | – |
| PLYA | Exit | PLAYA HOTELS & RESORTS NV | $0 | – | -1,774,326 | -100.0% | -4.47% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| AWARE INC/MASS | 24 | Q3 2023 | 19.7% |
| BLUEKNIGHT ENERGY PARTNERS LLC | 19 | Q2 2022 | 34.3% |
| EVERI HOLDINGS INC | 15 | Q3 2023 | 12.7% |
| TURNING PT BRANDS INC | 14 | Q2 2023 | 7.1% |
| CAESARS ENTERTAINMENT INC NE | 13 | Q3 2023 | 10.6% |
| AMARIN CORP PLC -ADR | 12 | Q3 2023 | 4.7% |
| SUMMIT MATLS INC | 11 | Q2 2023 | 7.8% |
| NORTHERN REVIVAL ACQUISITION | 11 | Q3 2023 | 0.0% |
| CORNER GROWTH ACQUISITION CO | 11 | Q3 2023 | 0.0% |
| INSPIRED ENTMT INC | 10 | Q3 2023 | 7.9% |
View DG Capital Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Blueknight Energy Partners, L.P. | July 15, 2022 | 2,952,323 | 6.9% |
| AWARE INC /MA/ | February 11, 2022 | 907,047 | 4.2% |
| ICTV Brands Inc.Sold out | February 11, 2021 | 0 | 0.0% |
| RiceBran Technologies | February 11, 2021 | 1,279,319 | 3.0% |
| INNOVATIVE INDUSTRIAL PROPERTIES INCSold out | January 25, 2018 | 0 | 0.0% |
| Community Healthcare Trust Inc | February 10, 2017 | 142,484 | 1.1% |
| WESTMORELAND COAL CoSold out | February 10, 2017 | 0 | 0.0% |
| KCAP Financial, Inc. | April 04, 2016 | 1,253,258 | 3.4% |
| HC2 Holdings, Inc. | December 29, 2015 | 1,462,534 | 4.1% |
| SALEM COMMUNICATIONS CORP /DE/ | February 12, 2014 | 229,420 | 1.2% |
View DG Capital Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-10 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-12 |
| SC 13D/A | 2024-02-02 |
| SC 13G/A | 2024-01-29 |
| 13F-HR | 2023-11-14 |
| SC 13D/A | 2023-09-11 |
| 13F-HR | 2023-08-11 |
View DG Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.