$251 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 331 reported holdings in Q2 2023. The portfolio turnover from Q1 2023 to Q2 2023 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SQM | Exit | Sociedad Quimica Y Minera Despon adr ser b | $0 | – | -11 | -100.0% | 0.00% | – |
| Exit | Alpha Tau Medical*w exp 03/07/202 | $0 | – | -2,109 | -100.0% | 0.00% | – | |
| Exit | Ginkgo Bioworks Holdings Inc.*w exp 08/01/202 | $0 | – | -1,690 | -100.0% | 0.00% | – | |
| WEN | Exit | The Wendy's Co | $0 | – | -42 | -100.0% | 0.00% | – |
| NTES | Exit | Netease Incsponsored ads | $0 | – | -12 | -100.0% | 0.00% | – |
| NXN | Exit | Nuveen NY Select Tax-Free Income Portfoliosh ben int | $0 | – | -8 | -100.0% | 0.00% | – |
| INFY | Exit | Infosys Ltdsponsored ads | $0 | – | -89 | -100.0% | -0.00% | – |
| PDD | Exit | Pinduoduo Inc.sponsored ads | $0 | – | -27 | -100.0% | -0.00% | – |
| Exit | Wolfspeed, Inc. | $0 | – | -21 | -100.0% | -0.00% | – | |
| NVCR | Exit | Novocure Ltd | $0 | – | -22 | -100.0% | -0.00% | – |
| AIF | Exit | Apollo Tactical Income Fund Inc | $0 | – | -213 | -100.0% | -0.00% | – |
| ALB | Exit | Albemarle Corporation | $0 | – | -6 | -100.0% | -0.00% | – |
| JD | Exit | JD.Com Incspon adr cl a | $0 | – | -32 | -100.0% | -0.00% | – |
| CTLT | Exit | Catalent Inc. | $0 | – | -38 | -100.0% | -0.00% | – |
| JKS | Exit | JinkoSolar Holdings Co., Ltdsponsored ads | $0 | – | -27 | -100.0% | -0.00% | – |
| AWP | Exit | Aberdeen Global Premier Properties Fund | $0 | – | -1,120 | -100.0% | -0.00% | – |
| NNY | Exit | Nuveen NY Muni Value Fund | $0 | – | -1,710 | -100.0% | -0.01% | – |
| Exit | Rice Acquisition Corp*w exp 99/99/999 | $0 | – | -29,742 | -100.0% | -0.02% | – | |
| UNH | Exit | UnitedHealth Group Inc | $0 | – | -195 | -100.0% | -0.04% | – |
| FSK | Exit | FS KKR Cap Corp | $0 | – | -5,290 | -100.0% | -0.04% | – |
| Exit | Center Coast Brkfld MLP Enrg | $0 | – | -11,831 | -100.0% | -0.09% | – | |
| BGH | Exit | Barings Global Short Duration High Yield Fund | $0 | – | -77,121 | -100.0% | -0.40% | – |
| GER | Exit | Goldman Sachs MLP Energy Ren | $0 | – | -111,887 | -100.0% | -0.59% | – |
| FINS | Exit | Angel Oak Final Strategies Incm Trm Trst | $0 | – | -218,277 | -100.0% | -1.09% | – |
| PGP | Exit | PIMCO Global StocksPLS Inc. | $0 | – | -383,004 | -100.0% | -1.15% | – |
| Exit | ProShares UltraShort S&P50ultrashrt s&p500 | $0 | – | -155,281 | -100.0% | -2.51% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.