Thomas J. Herzfeld Advisors, Inc. - Q1 2023 holdings

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$247 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 322 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 0.0% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
FBP  First BanCorp/Puerto Rico$1,834,098
-10.2%
160,6040.0%0.74%
-11.4%
RCL  Royal Caribbean Cruises Ltd$1,823,568
+32.1%
27,9260.0%0.74%
+30.4%
ASLE  Aersale Corporation$1,708,327
+6.2%
99,2060.0%0.69%
+4.9%
NCLH  Norwegian Cruise Line Holdings Ltd$1,567,974
+9.9%
116,5780.0%0.63%
+8.4%
NEE  NextEra Energy Inc$1,543,527
-7.8%
20,0250.0%0.62%
-9.0%
MLM  Martin Marietta Materials Inc$1,420,240
+5.1%
4,0000.0%0.58%
+3.8%
FMX  Fomento Economico Mexicano SAB de CVspon adr units$1,247,941
+21.9%
13,1100.0%0.50%
+20.2%
BIL  SPDR Ser Trspdr bloomberg$1,002,583
+0.4%
10,9190.0%0.41%
-0.7%
VAC  Marriott Vacations Worldwide Corp$909,631
+0.2%
6,7450.0%0.37%
-1.1%
CX  Cemex SAB de CVspon adr new$860,717
+36.5%
155,6450.0%0.35%
+34.9%
VMC  Vulcan Materials Co$857,800
-2.0%
5,0000.0%0.35%
-3.3%
PLYA  Playa Hotels & Resorts Nv$754,608
+47.0%
78,6050.0%0.30%
+45.2%
EVTC  EVERTEC Inc$572,265
+4.2%
16,9560.0%0.23%
+3.1%
SEB  Seaboard Corp$516,491
-0.1%
1370.0%0.21%
-1.4%
ESRT  Empire State Realty Trust Inccl a$479,572
-3.7%
73,8940.0%0.19%
-4.9%
IBB  iShares Nasdaq Biotechnology ETFnasdaq biotech$368,106
-1.6%
2,8500.0%0.15%
-2.6%
LIVN  LivaNova PLC$363,021
-21.5%
8,3300.0%0.15%
-22.6%
MINT  PIMCO Enhanced Short Maturity Active Exchange-Traded Fundenhan shrt ma ac$356,010
+0.6%
3,5870.0%0.14%
-0.7%
MRK  Merck & Co Inc$301,084
-4.1%
2,8300.0%0.12%
-5.4%
GLD  SPDR Gold Tr$256,142
+8.0%
1,3980.0%0.10%
+7.2%
FXY  Investco CurrencyShares Japanjapanese yen$258,095
-1.4%
3,6800.0%0.10%
-2.8%
LLY  Eli Lilly & Co$227,687
-6.1%
6630.0%0.09%
-7.1%
AMGN  Amgen Inc$169,225
-8.0%
7000.0%0.07%
-9.3%
SPY  SPDR S&P 500 ETF Trtr unit$159,662
+7.0%
3900.0%0.06%
+6.6%
CEF  Sprott Physical Gold and Silver Trusttr unit$151,280
+5.5%
8,0000.0%0.06%
+3.4%
GSIE  Goldman Sachs ETF TRactivebeta int$132,545
+7.1%
4,3020.0%0.05%
+5.9%
BMY  Bristol-Myers Squibb Co$117,827
-3.7%
1,7000.0%0.05%
-4.0%
FXB  Invesco CurrencyShares British Pound Sterling Trustbrit poun strl$115,523
+2.2%
9730.0%0.05%
+2.2%
ABBV  AbbVie, Inc.$112,675
-1.4%
7070.0%0.05%
-2.1%
FXE  Invesco CurrencyShares Euro Currency Trust$112,814
+1.4%
1,1260.0%0.05%0.0%
NVS  Novartis AGsponsored adr$110,400
+1.4%
1,2000.0%0.04%0.0%
GDX  VanEck Vectors Gold Miners ETFgold miners etf$102,858
+12.9%
3,1800.0%0.04%
+13.5%
CWCO  Consolidated Water Co Ltdord$100,092
+11.0%
6,0920.0%0.04%
+8.1%
UNH  UnitedHealth Group Inc$92,155
-10.9%
1950.0%0.04%
-11.9%
QQQ  Invesco QQQ Trunit ser 1$86,651
+20.5%
2700.0%0.04%
+20.7%
USO  United States Oil Fund LPunits$83,050
-5.2%
1,2500.0%0.03%
-5.6%
MDY  SPDR S&P MidCap 400 ETF Trutser1 s&pdcrp$68,762
+3.5%
1500.0%0.03%
+3.7%
TAK  Takeda Pharmaceutical Co Ltdsponsored adr$65,920
+5.6%
4,0000.0%0.03%
+3.8%
 Rice Acquisition Corp*w exp 99/99/999$43,566
+17.2%
29,7420.0%0.02%
+20.0%
NFLX  Netflix, Inc.$42,149
+17.2%
1220.0%0.02%
+13.3%
FB  Meta Platforms Inccl a$37,301
+76.1%
1760.0%0.02%
+66.7%
AVGO  Broadcom, Inc.$29,511
+14.7%
460.0%0.01%
+9.1%
CRSP  CRISPR Therapeutics AGnamen akt$28,269
+11.3%
6250.0%0.01%
+10.0%
CVX  Chevron Corp.$16,316
-9.1%
1000.0%0.01%0.0%
HD  The Home Depot Inc$17,412
-6.6%
590.0%0.01%
-12.5%
INCY  Incyte Corp$17,489
-10.0%
2420.0%0.01%
-12.5%
PG  Procter & Gamble Co. (The)$15,315
-1.9%
1030.0%0.01%0.0%
APD  Air products and Chemicals, Inc.$14,361
-6.8%
500.0%0.01%0.0%
TXN  Texas Instruments, Inc$13,021
+12.6%
700.0%0.01%0.0%
AZN  AstraZeneca Group plc ADRsponsored adr$13,327
+2.4%
1920.0%0.01%0.0%
AGD  Aberdeen Global Dynamic Dividend Fund$13,584
-1.4%
1,4560.0%0.01%
-16.7%
UPS  United Parcel Service Inccl b$11,251
+11.6%
580.0%0.01%
+25.0%
MMC  Marsh & McLennan Companies, Inc.$11,325
+0.6%
680.0%0.01%0.0%
GHY  PGIM Global Short Duration High Yield Fund, Inc.$11,321
+1.2%
1,0320.0%0.01%0.0%
 Oppfi Inc Comcl a$12,0910.0%5,8980.0%0.01%0.0%
JPM  JPMorgan Chase & Co$10,946
-2.8%
840.0%0.00%
-20.0%
O  Realty Income Corp.$9,878
-0.2%
1560.0%0.00%0.0%
SRE  Sempra Energy$9,674
-2.2%
640.0%0.00%0.0%
TSI  TCW Strategic Income Fund Inc$9,360
+1.3%
2,0000.0%0.00%0.0%
PNC  The PNC Financial Services Group Inc$11,058
-19.5%
870.0%0.00%
-33.3%
AOD  Aberdeen Total Dynamic Dividend Fund$9,025
+3.6%
1,1170.0%0.00%0.0%
TFC  Truist Financial Corp$9,923
-20.8%
2910.0%0.00%
-20.0%
ETN  Eaton Corp. plc (Ireland)$9,766
+9.2%
570.0%0.00%0.0%
ADP  Automatic Data Processing, Inc.$9,350
-6.8%
420.0%0.00%0.0%
CB  Chubb Ltd$8,738
-12.0%
450.0%0.00%0.0%
EMF  Templeton Emerging Markets Fund$7,008
+2.4%
5990.0%0.00%0.0%
ABT  Abbott Laboratories$7,392
-7.8%
730.0%0.00%0.0%
CARR  Carrier Global Corporation$6,497
+10.9%
1420.0%0.00%
+50.0%
CAT  Caterpillar Inc.$6,636
-4.5%
290.0%0.00%0.0%
CSCO  Cisco Systems, Inc.$8,416
+9.7%
1610.0%0.00%0.0%
COO  Cooper Cos Inc.$6,347
+12.9%
170.0%0.00%
+50.0%
GLW  Corning Inc.$6,386
+10.5%
1810.0%0.00%
+50.0%
COST  Costco Wholesale Corp.$6,956
+8.8%
140.0%0.00%0.0%
CCI  Crown Castle Intl Corp.$8,566
-1.3%
640.0%0.00%
-25.0%
EFX  Equifax, Inc.$7,708
+4.4%
380.0%0.00%0.0%
GGZ  Gabelli Global Small & Mid C$6,486
+3.8%
5570.0%0.00%0.0%
ITW  Illinois Tool Works, Inc.$7,304
+10.5%
300.0%0.00%0.0%
ISRG  Intuitive Surgical, Inc.$7,920
-3.7%
310.0%0.00%0.0%
KSA  Ishares Trmsci saudi arabia$6,468
+2.7%
1670.0%0.00%0.0%
KDP  Keurig Dr. Pepper Inc.$7,374
-1.1%
2090.0%0.00%0.0%
NKE  Nike, Inc.cl b$7,236
+4.8%
590.0%0.00%0.0%
ON  ON Semiconductor Corporation$6,750
+32.0%
820.0%0.00%
+50.0%
PAYX  Paychex, Inc$6,417
-0.8%
560.0%0.00%0.0%
PM  Philip Morris International Inc.$7,002
-3.9%
720.0%0.00%0.0%
POOL  Pool Corp$6,506
+13.3%
190.0%0.00%
+50.0%
SVXY  ProShares Short VIX Short-Term Futures ETFsht vix st trm$7,013
+8.6%
1100.0%0.00%0.0%
PCTTW  Purecycle Technologies Incw exp 01/28/202$7,740
+9.4%
2,4570.0%0.00%0.0%
REGN  Regeneron Pharmaceuticals, Inc.$6,573
+13.9%
80.0%0.00%
+50.0%
 TMC The Metals Company Inc$7,426
+7.7%
8,9590.0%0.00%0.0%
USB  U.S. Bancorp$7,426
-17.3%
2060.0%0.00%
-25.0%
VRTX  Vertex Pharmaceuticals, Inc.$6,932
+9.1%
220.0%0.00%0.0%
PODD  Insulet Corp.$4,784
+8.3%
150.0%0.00%0.0%
COP  ConocoPhillips$4,266
-15.9%
430.0%0.00%0.0%
TTE  Totalenergies SEsponsored ads$4,724
-4.9%
800.0%0.00%0.0%
ANSS  Ansys Inc$5,658
+37.8%
170.0%0.00%0.0%
NDSN  Nordson Corp$5,334
-6.5%
240.0%0.00%0.0%
CRL  Charles Riv Labs Intl Inc$4,642
-7.4%
230.0%0.00%0.0%
CHPT  Chargepoint Holdings Inc.$4,659
+9.9%
4450.0%0.00%0.0%
CVE  Cenovus Energy Inc$5,308
-10.0%
3040.0%0.00%0.0%
AWP  Aberdeen Global Premier Properties Fund$4,614
+5.6%
1,1200.0%0.00%0.0%
CME  CME Group Inc.$5,746
+13.9%
300.0%0.00%0.0%
BP  BP p.l.c.spondored adr$4,135
+8.6%
1090.0%0.00%0.0%
BTI  British American Tobacco PLCsponsored adr$4,671
-12.1%
1330.0%0.00%0.0%
V  Visa Inc$4,960
+8.5%
220.0%0.00%0.0%
SAP  SAP SEspon adr$4,556
+22.6%
360.0%0.00%0.0%
WEC  WEC Energy Group, Inc.$5,877
+1.1%
620.0%0.00%0.0%
WSO  Watsco Inc.$4,136
+27.6%
130.0%0.00%
+100.0%
BG  Bunge Limited$4,203
-4.3%
440.0%0.00%0.0%
BX  Blackstone Inc.$4,216
+18.4%
480.0%0.00%
+100.0%
WMB  Williams Cos Inc.$4,837
-9.2%
1620.0%0.00%0.0%
SLB  Schlumberger Ltd$6,039
-8.2%
1230.0%0.00%
-33.3%
IDXX  IDEXX Labs Inc.$4,501
+22.6%
90.0%0.00%0.0%
ZBRA  Zebra Technologies Corpcl a$5,406
+24.0%
170.0%0.00%0.0%
ZTS  Zoetis Inc.cl a$6,158
+13.6%
370.0%0.00%0.0%
SGEN  Seattle Genetics, In$4,454
+57.6%
220.0%0.00%
+100.0%
MCO  Moody's Corp.$4,590
+9.8%
150.0%0.00%0.0%
NOW  ServiceNow, Inc.$3,718
+19.7%
80.0%0.00%
+100.0%
JEQ  Aberdeen Japan Equity Fund Inc$5,858
+3.6%
1,0710.0%0.00%0.0%
QSR  Restaurant Brands International Inc$4,566
+3.8%
680.0%0.00%0.0%
SITE  Siteone Landsscape Supply Inc$5,064
+16.7%
370.0%0.00%0.0%
ALNY  Alnylam Pharmaceuticals, Inc.$4,207
-15.7%
210.0%0.00%0.0%
LPLA  LPL Finl Hldgs Inc$4,858
-6.4%
240.0%0.00%0.0%
PFE  Pfizer Inc$4,447
-20.4%
1090.0%0.00%0.0%
JOF  Japan Smaller Capitalization Fund Inc$4,858
+6.7%
7030.0%0.00%0.0%
MA  MasterCard, Inc.cl a$5,451
+4.5%
150.0%0.00%0.0%
EXPO  Exponent Inc$4,586
+0.6%
460.0%0.00%0.0%
ES  Eversource Energy$4,070
-6.7%
520.0%0.00%0.0%
PSX  Phillips 66$3,852
-2.6%
380.0%0.00%0.0%
TDY  Teledyne Technologies Inc.$4,026
+11.9%
90.0%0.00%
+100.0%
TER  Teradyne Inc$5,268
+23.1%
490.0%0.00%0.0%
EEA  The European Equity Fund Inc$6,064
+12.6%
7180.0%0.00%0.0%
LII  Lennox Intl Inc$3,518
+5.0%
140.0%0.00%0.0%
LCII  LCI Inds$1,318
+18.8%
120.0%0.00%–
KMI  Kinder Morgan Inc.$2,591
-3.2%
1480.0%0.00%0.0%
ROL  Rollins Inc$2,927
+2.7%
780.0%0.00%0.0%
RYAAY  Ryanair Holdings plc ADRsponsored ads$2,734
+26.1%
290.0%0.00%0.0%
ITUB  Itau Unibanco Holding S.A.spon adr rep pfd$1,466
+3.4%
3010.0%0.00%0.0%
INFY  Infosys Ltdsponsored ads$1,552
-3.2%
890.0%0.00%0.0%
SMG  Scotts Miracle-Gro Cocl a$3,348
+43.6%
480.0%0.00%0.0%
SHW  Sherwin-Williams Co. (The)$3,147
-5.3%
140.0%0.00%0.0%
GS  Goldman Sachs Group, Inc. (The)$2,617
-4.7%
80.0%0.00%0.0%
 Forge Global Holdings Inc.$1,750
+1.2%
1,0000.0%0.00%0.0%
FICO  Fair Isaac Corp$3,513
+17.4%
50.0%0.00%0.0%
TRP  Tc Energy Corp$2,179
-2.4%
560.0%0.00%0.0%
AES  AES Corp$3,564
-16.3%
1480.0%0.00%
-50.0%
THO  Thor Inds Inc$3,026
+5.5%
380.0%0.00%0.0%
DHR  Danaher Corp.$3,529
-5.0%
140.0%0.00%
-50.0%
TRMB  Trimble, Inc.$2,621
+3.7%
500.0%0.00%0.0%
BFAM  Bright Horizons Fam Sol In D$2,926
+22.0%
380.0%0.00%0.0%
 Wolfspeed, Inc.$1,364
-5.9%
210.0%0.00%0.0%
FN  Fabrinet$1,663
-7.4%
140.0%0.00%0.0%
AAPL  Apple Inc$3,628
+26.9%
220.0%0.00%0.0%
NVCR  Novocure Ltd$1,323
-18.0%
220.0%0.00%0.0%
PBR  Petroleo Brasileiro S.A. PETROBRASsponsored adr$2,003
-2.1%
1920.0%0.00%0.0%
ALB  Albemarle Corporation$1,326
+1.9%
60.0%0.00%0.0%
 Wallbox NV*w exp 99/99/999$3,553
+77.8%
4,5520.0%0.00%0.0%
ASX  Ase Technology Hldg Co. Ltd.sponsored ads$2,805
+27.1%
3520.0%0.00%0.0%
MU  Micron Technology Inc$3,560
+20.7%
590.0%0.00%0.0%
 Matterport Inccl a$1,996
-2.5%
7310.0%0.00%0.0%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR/A filed 2023-05-16
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
SRH Total Return Fund Inc.42Q3 20237.3%
Central Securities Corp.42Q3 20235.0%
Adams Express Company42Q3 20233.3%
GENERAL AMERN INVS INC42Q3 20232.8%
The Herzfeld Caribbean Basin Fund, Inc.42Q3 20233.5%
Liberty All-Star Equity Fund42Q3 20232.9%
TRI CONTL CORP42Q3 20232.6%
WESTERN ASSET CLYM INFL OPP42Q3 20232.1%
Royce Value Trust Inc.42Q3 20231.4%
The New Germany Fund Inc42Q3 20231.2%

View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)
Thomas J. Herzfeld Advisors, Inc. Q1 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
PROSHARES TRUSTSold outOctober 03, 202200.0%
OFS Credit Company, Inc.June 08, 2020149,6494.8%
Oxford Lane Capital Corp.August 10, 2017319,8725.0%
Oxford Lane Capital Corp.July 10, 2015742,17517.8%
HERZFELD CARIBBEAN BASIN FUND INCFebruary 24, 2014229,7886.2%
Oxford Lane Capital Corp.Sold outNovember 21, 201300.0%

View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-02-14
SC 13G/A2024-01-17
SC 13G2024-01-17
SC 13G/A2023-12-05
SC 13G/A2023-12-05
SC 13G2023-11-17
13F-HR2023-11-13
13F-HR/A2023-08-16
13F-HR/A2023-08-16
SC 13G2023-08-16

View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.

All filings

View complete filings history.

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Issues

The following issues were detected while analyzing the report:

  • The reported has been restated
  • The reported has been amended

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