$247 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 322 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 36.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HFRO | Buy | Highland Floating Rate Opportunities Fund | $25,812,450 | +1.8% | 2,936,570 | +19.3% | 10.44% | +0.5% |
| Buy | Saba Capital Income & Opportunities Fund | $19,800,083 | +33.7% | 2,429,458 | +24.9% | 8.01% | +32.0% | |
| Buy | Wisdomtree Trfloating rat trea | $17,452,588 | +125.1% | 347,177 | +125.1% | 7.06% | +122.3% | |
| OXLC | Buy | Oxford Lane Cap Corp | $14,169,295 | +5.7% | 2,709,234 | +2.5% | 5.73% | +4.4% |
| NHF | Buy | Nexpoint Diversified Rel Et | $13,162,395 | -3.2% | 1,268,053 | +4.6% | 5.32% | -4.4% |
| TFLO | New | iShares Trtrs flt rt bd | $8,591,649 | – | 169,829 | +100.0% | 3.48% | – |
| New | ProShares UltraShort S&P50ultrashrt s&p500 | $6,206,582 | – | 155,281 | +100.0% | 2.51% | – | |
| Buy | BlackRock ESG Cap Allc Tr | $5,399,280 | +62.8% | 345,886 | +40.1% | 2.18% | +60.7% | |
| BCAT | Buy | BlackRock Cap Allocation Tr | $5,358,788 | +43.1% | 353,949 | +31.1% | 2.17% | +41.2% |
| BIF | Buy | Boulder Growth & Income Fund Inc | $5,324,205 | -0.6% | 433,567 | +2.8% | 2.15% | -1.9% |
| JSD | Buy | Nuveen Short Duration Cr Opp | $3,517,475 | +1.2% | 299,870 | +2.3% | 1.42% | -0.1% |
| GRX | Buy | The Gabelli Healthcare & Wellness Trust | $3,311,780 | +35.1% | 328,224 | +37.6% | 1.34% | +33.5% |
| LDP | Buy | Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | $3,028,197 | +50.6% | 169,742 | +60.5% | 1.22% | +48.7% |
| DMO | Buy | Western Asset Mortgage Opp Fund Inc. | $3,013,184 | +8.8% | 288,343 | +12.1% | 1.22% | +7.4% |
| PGP | Buy | PIMCO Global StocksPLS Inc. | $2,838,060 | +14.6% | 383,004 | +7.2% | 1.15% | +13.1% |
| ASGI | Buy | Aberdeen Std Global Infrastructure | $2,714,636 | +9.1% | 151,149 | +3.4% | 1.10% | +7.8% |
| FINS | Buy | Angel Oak Final Strategies Incm Trm Trst | $2,691,355 | +36.0% | 218,277 | +41.3% | 1.09% | +34.3% |
| Buy | Nuveen Mutli Asset Income Fund | $2,622,661 | +3.6% | 227,267 | +3.2% | 1.06% | +2.3% | |
| TPZ | Buy | Tortoise Pwr & Energy Infras | $2,596,510 | +4.2% | 202,063 | +3.5% | 1.05% | +2.8% |
| EDD | New | Morgan Stanley Emerging Mkts | $2,447,191 | – | 541,414 | +100.0% | 0.99% | – |
| NFE | Buy | New Fortress Energy Inccl a | $2,166,107 | -19.7% | 73,602 | +15.7% | 0.88% | -20.8% |
| BGB | New | Blackstone Strategic Cred 20 | $1,951,975 | – | 183,284 | +100.0% | 0.79% | – |
| BPOP | Buy | Popular Inc | $1,705,192 | -0.7% | 29,702 | +14.7% | 0.69% | -2.0% |
| GER | Buy | Goldman Sachs MLP Energy Ren | $1,465,720 | +3.8% | 111,887 | +1.2% | 0.59% | +2.4% |
| IHI | Buy | iShares U.S. Medical Devices ETFu.s. med dvc etf | $973,529 | +3.6% | 18,035 | +0.9% | 0.39% | +2.3% |
| INSI | New | Insight Select Income Fd | $558,055 | – | 35,142 | +100.0% | 0.23% | – |
| Buy | Destra Multi-Alternative Fd | $547,344 | +3.9% | 90,921 | +17.9% | 0.22% | +2.3% | |
| CEFS | Buy | Exchange Listed FDS Trsaba int rate | $413,183 | +51.8% | 22,630 | +43.4% | 0.17% | +49.1% |
| SZC | Buy | NXG NextGen Intrastruacture Inc Fund | $252,106 | +80.2% | 6,875 | +88.1% | 0.10% | +78.9% |
| WIA | Buy | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $232,559 | +1.1% | 26,885 | +0.6% | 0.09% | 0.0% |
| New | America Movil SAB de CV | $231,508 | – | 10,998 | +100.0% | 0.09% | – | |
| OFG | New | ORG Bancorp | $188,073 | – | 7,541 | +100.0% | 0.08% | – |
| New | FS Credit Opportunities Corp | $152,425 | – | 34,330 | +100.0% | 0.06% | – | |
| SONY | Buy | Sony Corpsponsored adr | $115,488 | +23.8% | 1,274 | +4.2% | 0.05% | +23.7% |
| FSK | New | FS KKR Cap Corp | $97,865 | – | 5,290 | +100.0% | 0.04% | – |
| TMO | Buy | Thermo Fisher Scientific, Inc. | $80,115 | +11.9% | 139 | +6.9% | 0.03% | +10.3% |
| CNI | Buy | Canadian National Railway Company | $66,653 | +92.0% | 565 | +93.5% | 0.03% | +92.9% |
| SU | Buy | Suncor Energy Inc. | $55,673 | +46.3% | 1,793 | +49.5% | 0.02% | +43.8% |
| WIW | Buy | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $52,649 | +1.5% | 5,754 | +1.2% | 0.02% | 0.0% |
| QQQX | Buy | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $53,015 | +20.1% | 2,214 | +2.5% | 0.02% | +16.7% |
| RVT | Buy | Royce Value Trust Inc | $48,444 | +4.5% | 3,570 | +2.1% | 0.02% | +5.3% |
| JCE | Buy | Nuveen Core Equity Alpha Fund | $46,932 | -6.2% | 3,809 | +3.1% | 0.02% | -9.5% |
| BKR | Buy | Baker Hughes Companycl a | $43,463 | +8.4% | 1,506 | +10.9% | 0.02% | +12.5% |
| GAB | Buy | Gabelli Equity Trust Inc | $44,326 | +7.5% | 7,722 | +2.6% | 0.02% | +5.9% |
| GDL | Buy | The GDL Fund | $41,509 | +1.6% | 5,291 | +1.5% | 0.02% | 0.0% |
| PYPL | New | PayPal Holdings, Inc. | $41,919 | – | 552 | +100.0% | 0.02% | – |
| USA | Buy | Liberty All Star Equity Fundsh ben int | $38,996 | +14.2% | 6,290 | +5.0% | 0.02% | +14.3% |
| ASG | Buy | Liberty All Star Growth Fund Inc | $38,640 | +11.5% | 7,318 | +4.1% | 0.02% | +14.3% |
| EQIX | Buy | Equinix Inc | $40,378 | +25.8% | 56 | +14.3% | 0.02% | +23.1% |
| TSM | Buy | Taiwan Semiconductor Manufacturing Company Limitedsponsored adr | $35,162 | +28.6% | 378 | +3.0% | 0.01% | +27.3% |
| TY | Buy | Tri-Continental Corp | $35,182 | +4.7% | 1,325 | +1.1% | 0.01% | 0.0% |
| ADX | Buy | Adams Diversified Equity Fund Inc | $34,817 | +7.2% | 2,239 | +0.2% | 0.01% | +7.7% |
| SNN | New | Smith & Nephew PLCspdn adr | $22,886 | – | 820 | +100.0% | 0.01% | – |
| MHF | Buy | Western Asset Mun Hi Incm Fd | $19,230 | +89.2% | 2,883 | +81.0% | 0.01% | +100.0% |
| MXF | Buy | The Mexico Fund, Inc. | $18,807 | +41.0% | 1,105 | +22.1% | 0.01% | +60.0% |
| BDJ | Buy | BlackRock Enhanced Equity Dividend Trust | $18,746 | +1.7% | 2,182 | +6.7% | 0.01% | 0.0% |
| BGY | Buy | BlackRock Enhanced International Dividend Trust | $19,678 | +119.7% | 3,644 | +104.3% | 0.01% | +100.0% |
| TWN | Buy | The Taiwan Fund Inc | $17,443 | +35.6% | 647 | +16.2% | 0.01% | +40.0% |
| NUW | Buy | Nuveen Amt- Free Mun Value Fd | $16,359 | +46.9% | 1,188 | +45.2% | 0.01% | +40.0% |
| PEP | Buy | PepsiCo, Inc. | $18,230 | +8.5% | 100 | +7.5% | 0.01% | 0.0% |
| GF | Buy | The New Germany Fund Inc | $17,757 | +32.1% | 1,953 | +14.7% | 0.01% | +16.7% |
| MDLZ | Buy | Mondelez International, Inc.cl a | $16,663 | +10.6% | 239 | +5.8% | 0.01% | +16.7% |
| NNY | Buy | Nuveen NY Muni Value Fund | $14,920 | +84.3% | 1,710 | +74.5% | 0.01% | +100.0% |
| NIM | Buy | Nuveen Select Maturities Municipal Fundsh ben int | $12,368 | +21.9% | 1,340 | +19.6% | 0.01% | +25.0% |
| ZTR | Buy | Virtus Total Return Fund Inc. | $12,904 | +2.6% | 1,993 | +3.7% | 0.01% | 0.0% |
| PLD | Buy | ProLogis, Inc. | $11,853 | +23.7% | 95 | +11.8% | 0.01% | +25.0% |
| MCD | Buy | McDonald's Corp | $12,582 | +13.7% | 45 | +7.1% | 0.01% | 0.0% |
| NUV | Buy | Nuveen Mun Value Fd Inc. | $10,308 | +12.0% | 1,170 | +9.3% | 0.00% | 0.0% |
| LMT | Buy | Lockheed Martin Corp. | $10,873 | +6.4% | 23 | +9.5% | 0.00% | 0.0% |
| VALE | Buy | Vale SAadr | $9,594 | -6.4% | 608 | +0.7% | 0.00% | 0.0% |
| AEF | Buy | Aberdeen Emerging Markets Equity Inc. | $7,466 | +8.0% | 1,393 | +3.7% | 0.00% | 0.0% |
| BABA | Buy | Alibaba Group Holding Limitedsponsored ads | $6,437 | +21.8% | 63 | +5.0% | 0.00% | +50.0% |
| AMAT | Buy | Applied Materials, Inc. | $7,861 | +39.2% | 64 | +10.3% | 0.00% | +50.0% |
| GOLD | Buy | Barrick Gold Corp | $6,704 | +27.9% | 361 | +18.4% | 0.00% | +50.0% |
| BSY | Buy | Bentley Sys Inc. | $6,449 | +20.3% | 150 | +3.4% | 0.00% | +50.0% |
| KF | Buy | The Korea Fund Inc | $6,986 | +16.5% | 318 | +10.4% | 0.00% | +50.0% |
| CXH | New | MFS Investment Grade Municipal Trustsh ben int | $6,282 | – | 850 | +100.0% | 0.00% | – |
| CMU | New | MFS High Yield Municipal Trustsh ben int | $6,227 | – | 1,940 | +100.0% | 0.00% | – |
| TRV | New | Travelers Companies Inc | $6,342 | – | 37 | +100.0% | 0.00% | – |
| IBKR | Buy | Interactive Brokers Group In | $5,119 | +17.9% | 62 | +3.3% | 0.00% | 0.0% |
| CHT | Buy | Chungwa Telecom Co Ltdspon adr | $4,066 | +11.1% | 104 | +4.0% | 0.00% | +100.0% |
| TCOM | Buy | Trip.com Group Ltd ADRads | $3,993 | +12.7% | 106 | +2.9% | 0.00% | +100.0% |
| CHE | Buy | Chemed Corp New | $3,764 | +22.9% | 7 | +16.7% | 0.00% | +100.0% |
| New | Linde plc | $5,332 | – | 15 | +100.0% | 0.00% | – | |
| BGNE | Buy | BeiGene, Ltd.sponsored adr | $4,742 | +43.7% | 22 | +46.7% | 0.00% | +100.0% |
| RTX | Buy | Raytheon Technologies Corp. | $6,170 | +165.8% | 63 | +173.9% | 0.00% | +100.0% |
| JKHY | Buy | Henry Jack & Assoc Inc | $4,371 | +38.3% | 29 | +61.1% | 0.00% | +100.0% |
| GDDY | Buy | GoDaddy, Inc.cl a | $5,130 | +55.8% | 66 | +50.0% | 0.00% | +100.0% |
| STM | New | STMicroelectronics N Vny registry | $4,868 | – | 91 | +100.0% | 0.00% | – |
| New | NWTN Incw exp 12/31/202 | $5,408 | – | 26,327 | +100.0% | 0.00% | – | |
| XOM | New | Exxon Mobil Corp | $4,386 | – | 40 | +100.0% | 0.00% | – |
| CAF | Buy | Morgan Stanley China A Sh Fd | $5,414 | +20.3% | 377 | +18.9% | 0.00% | 0.0% |
| Buy | Aspen Technology Inc. | $5,264 | +83.0% | 23 | +64.3% | 0.00% | +100.0% | |
| DLB | Buy | Dolby Laboratories Inccl a | $4,698 | +25.6% | 55 | +3.8% | 0.00% | 0.0% |
| LRCX | New | Lam Research Corp | $1,590 | – | 3 | +100.0% | 0.00% | – |
| PDD | Buy | Pinduoduo Inc.sponsored ads | $2,049 | +67.5% | 27 | +80.0% | 0.00% | 0.0% |
| RIO | New | Rio Tinto PLCsponsored adr | $1,303 | – | 19 | +100.0% | 0.00% | – |
| Buy | SK Telecom Ltdsponsored adr | $3,282 | +6.2% | 160 | +6.7% | 0.00% | 0.0% | |
| SAIA | New | Saia Inc | $2,721 | – | 10 | +100.0% | 0.00% | – |
| HTHT | Buy | H World Group Ltdsponsored ads | $2,645 | +38.6% | 54 | +20.0% | 0.00% | 0.0% |
| PAC | New | Grupo Aeroportario Del Pacificspon adr b | $1,366 | – | 7 | +100.0% | 0.00% | – |
| RDY | New | Dr Reddys Labs Ltdadr | $2,220 | – | 39 | +100.0% | 0.00% | – |
| CTLT | New | Catalent Inc. | $2,497 | – | 38 | +100.0% | 0.00% | – |
| BSAC | New | Banco Santander Chile New | $1,979 | – | 111 | +100.0% | 0.00% | – |
| ALLE | Buy | Allegion PLC | $3,629 | +4.5% | 34 | +3.0% | 0.00% | 0.0% |
| BIDU | Buy | Baidu Inc.spon adr rep a | $2,113 | +42.1% | 14 | +7.7% | 0.00% | 0.0% |
| PAGS | Buy | Pagseguro Digital Ltd | $1,354 | +0.6% | 158 | +2.6% | 0.00% | 0.0% |
| MMYT | Buy | MakeMyTrip Limited Mauritius | $1,713 | -4.4% | 70 | +7.7% | 0.00% | 0.0% |
| TLK | New | P T Telekomunikasi Indonesiasponsored ads | $2,645 | – | 97 | +100.0% | 0.00% | – |
| New | Alpha Tau Medical*w exp 03/07/202 | $689 | – | 2,109 | +100.0% | 0.00% | – | |
| WEN | New | The Wendy's Co | $915 | – | 42 | +100.0% | 0.00% | – |
| New | Ginkgo Bioworks Holdings Inc.*w exp 08/01/202 | $304 | – | 1,690 | +100.0% | 0.00% | – | |
| SQM | New | Sociedad Quimica Y Minera Despon adr ser b | $892 | – | 11 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2023-05-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.