$234 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 308 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 102.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PSTHWS | Exit | Pershing Square Tontine Hldg*w exp 07/24/202 | $0 | – | -3,000 | -100.0% | 0.00% | – |
| Exit | Alpha Tau Medical*w exp 03/07/202 | $0 | – | -2,500 | -100.0% | 0.00% | – | |
| Exit | Doma Holdings Inc.*w exp 07/28/202 | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| Exit | Thoughtworks Holding Inc. | $0 | – | -82 | -100.0% | 0.00% | – | |
| Exit | Lottery Com Inc.*w exp 05/09/202 | $0 | – | -4,529 | -100.0% | 0.00% | – | |
| GRFS | Exit | Grifols S Asp adr rep b nvt | $0 | – | -91 | -100.0% | 0.00% | – |
| JQC | Exit | Nuveen Credit Strategies Income Fund | $0 | – | 0 | +100.0% | 0.00% | – |
| BEKE | Exit | KE Hldgs Inc.sponsored ads | $0 | – | -55 | -100.0% | 0.00% | – |
| PIPPWS | Exit | Pine Island Acquisition Corp*w exp 10/19/202 | $0 | – | -4,597 | -100.0% | 0.00% | – |
| WEN | Exit | The Wendy's Co | $0 | – | -42 | -100.0% | 0.00% | – |
| SMAR | Exit | Smartsheet, Inc. Cl A | $0 | – | -47 | -100.0% | 0.00% | – |
| ELAN | Exit | Elanco Animal Health Inc. | $0 | – | -105 | -100.0% | -0.00% | – |
| LSEAW | Exit | Landsea Homes Corpw exp 01/07/202 | $0 | – | -12,738 | -100.0% | -0.00% | – |
| Exit | Forge Global Holdings Inc.*w exp 03/29/202 added | $0 | – | -44,802 | -100.0% | -0.00% | – | |
| Exit | Oppfi Incw exp 07/20/202 | $0 | – | -6,315 | -100.0% | -0.00% | – | |
| LU | Exit | Lufax Holdings LTD | $0 | – | -335 | -100.0% | -0.00% | – |
| RARE | Exit | Ultragenyx Pharmaceutical In | $0 | – | -30 | -100.0% | -0.00% | – |
| Exit | WeWork Inc.*w exp 10/20/202 | $0 | – | -2,399 | -100.0% | -0.00% | – | |
| CMCSA | Exit | Comcast Corp. Cl A Common Stockcl a | $0 | – | -114 | -100.0% | -0.00% | – |
| STM | Exit | STMicroelectronics N Vny registry | $0 | – | -178 | -100.0% | -0.00% | – |
| SOGU | Exit | Collaborative Investmnt Sershort de spac | $0 | – | -238 | -100.0% | -0.01% | – |
| BCS | Exit | Barclays PLCadr | $0 | – | -4,560 | -100.0% | -0.01% | – |
| SMM | Exit | Salient Midstream & MLP Fdsh ben int | $0 | – | -5,000 | -100.0% | -0.02% | – |
| PGP | Exit | PIMCO Global StocksPLS Inc. | $0 | – | -7,535 | -100.0% | -0.02% | – |
| SNY | Exit | Sanofisponsored adr | $0 | – | -1,239 | -100.0% | -0.03% | – |
| STK | Exit | Columbia Seligman Premium Technology Growth Fund | $0 | – | -3,853 | -100.0% | -0.04% | – |
| ISD | Exit | PGIM Short Duration High Yield Fund, Inc. | $0 | – | -10,878 | -100.0% | -0.06% | – |
| PFX | Exit | Phenixfin Corp | $0 | – | -3,700 | -100.0% | -0.06% | – |
| MXE | Exit | Mexico Equity & Income Fd | $0 | – | -24,888 | -100.0% | -0.08% | – |
| LRFC | Exit | Logan Ridge Finance Corp | $0 | – | -13,763 | -100.0% | -0.09% | – |
| OCCI | Exit | OFS Credit Company Inc | $0 | – | -81,141 | -100.0% | -0.31% | – |
| OXLC | Exit | Oxford Lane Cap Corp | $0 | – | -157,641 | -100.0% | -0.37% | – |
| ECC | Exit | Eagle Pt Cr Co LLC | $0 | – | -94,431 | -100.0% | -0.46% | – |
| NPCT | Exit | Nuveen Core Plus Impact Fund | $0 | – | -113,293 | -100.0% | -0.55% | – |
| AIO | Exit | AllianzGI Artificial Intelligence Opp Fund | $0 | – | -92,226 | -100.0% | -0.62% | – |
| SAR | Exit | Saratoga Invt Corp | $0 | – | -81,998 | -100.0% | -0.81% | – |
| NBXG | Exit | Neuberger Brman Next Genera | $0 | – | -208,715 | -100.0% | -0.86% | – |
| PTA | Exit | Cohen & Steers Tax Advan Pfd | $0 | – | -114,494 | -100.0% | -0.90% | – |
| WDI | Exit | Western Asset Diversifised In | $0 | – | -168,494 | -100.0% | -0.97% | – |
| VVR | Exit | Invesco Sr Income Tr | $0 | – | -642,734 | -100.0% | -1.04% | – |
| TBF | Exit | ProShares TRshrt 20+ yr tre | $0 | – | -160,345 | -100.0% | -1.33% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.