$234 Million is the total value of Thomas J. Herzfeld Advisors, Inc.'s 308 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 44.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HFRO | Sell | Highland Floating Rate Opportunities Fund | $23,280,000 | -16.9% | 2,395,110 | -3.7% | 9.93% | -14.4% |
| BIF | Sell | Boulder Growth & Income Fund Inc | $5,094,000 | -21.5% | 468,200 | -13.8% | 2.17% | -19.2% |
| BCAT | Sell | BlackRock Cap Allocation Tr | $3,802,000 | -16.2% | 279,358 | -9.8% | 1.62% | -13.8% |
| Sell | BlackRock ESG Cap Allc Tr | $3,466,000 | -23.1% | 270,582 | -14.1% | 1.48% | -20.8% | |
| PCF | Sell | High Income Secs Fd Shs | $3,009,000 | -52.2% | 436,726 | -49.5% | 1.28% | -50.8% |
| CLM | Sell | Cornerstone Strategic Value Fund Inc | $2,993,000 | -69.3% | 349,299 | -69.2% | 1.28% | -68.4% |
| FINS | Sell | Angel Oak Final Strategies Incm Trm Trst | $2,937,000 | -23.5% | 219,172 | -16.8% | 1.25% | -21.2% |
| AIF | Sell | Apollo Tactical Income Fund Inc | $2,889,000 | -8.9% | 245,245 | -6.9% | 1.23% | -6.2% |
| Sell | Nuveen Mutli Asset Income Fund | $2,605,000 | -21.7% | 246,300 | -2.2% | 1.11% | -19.3% | |
| GAM | Sell | General American Investors Co Inc | $2,463,000 | -5.2% | 72,773 | -1.0% | 1.05% | -2.4% |
| CTR | Sell | Clearbridge MLP and Midstrm | $2,401,000 | -0.1% | 91,246 | -2.8% | 1.02% | +2.8% |
| FBP | Sell | First BanCorp/Puerto Rico | $2,197,000 | -9.6% | 160,604 | -14.7% | 0.94% | -6.9% |
| CRF | Sell | Cornerstone Total Rtrn Fd In | $1,944,000 | -51.0% | 239,420 | -49.8% | 0.83% | -49.6% |
| Sell | Thornburg Incm Builder Opp Tr | $1,922,000 | -18.3% | 150,830 | -7.0% | 0.82% | -15.8% | |
| BPOP | Sell | Popular Inc | $1,866,000 | -21.3% | 25,899 | -16.0% | 0.80% | -18.9% |
| NEE | Sell | NextEra Energy Inc | $1,570,000 | -8.0% | 20,025 | -9.1% | 0.67% | -5.1% |
| PDI | Sell | PIMCO Dynamic Income Fd | $1,431,000 | -60.5% | 73,818 | -57.5% | 0.61% | -59.3% |
| SPE | Sell | Special Opportunities Fund Inc. | $931,000 | -60.4% | 83,913 | -55.9% | 0.40% | -59.2% |
| CWCO | Sell | Consolidated Water Co Ltdord | $570,000 | -10.8% | 37,092 | -15.9% | 0.24% | -8.3% |
| SSSS | Sell | Sutter Rock Cap Corp | $224,000 | -94.6% | 57,826 | -91.0% | 0.10% | -94.4% |
| CEFS | Sell | Exchange Listed FDS Trsaba int rate | $198,000 | -15.0% | 11,862 | -12.5% | 0.08% | -12.5% |
| PVI | Sell | Invesco Exch Traded Fd Tr IIvrdo tax free | $80,000 | -20.0% | 3,200 | -20.0% | 0.03% | -17.1% |
| EQIX | Sell | Equinix Inc | $40,000 | -29.8% | 70 | -18.6% | 0.02% | -29.2% |
| MSFT | Sell | Microsoft Corp | $36,000 | -14.3% | 156 | -4.9% | 0.02% | -11.8% |
| CNI | Sell | Canadian National Railway Company | $33,000 | -31.2% | 307 | -28.3% | 0.01% | -30.0% |
| BKR | Sell | Baker Hughes Companycl a | $32,000 | -41.8% | 1,523 | -20.7% | 0.01% | -39.1% |
| ADX | Sell | Adams Diversified Equity Fund Inc | $31,000 | -98.7% | 2,106 | -98.6% | 0.01% | -98.6% |
| AVGO | Sell | Broadcom, Inc. | $20,000 | -23.1% | 46 | -13.2% | 0.01% | -18.2% |
| Sell | GXO Logistics Incorporated | $17,000 | -34.6% | 476 | -21.1% | 0.01% | -36.4% | |
| Sell | Oppfi Inc Comcl a | $14,000 | -39.1% | 5,898 | -15.7% | 0.01% | -40.0% | |
| GHY | Sell | PGIM Global Short Duration High Yield Fund, Inc. | $10,000 | -91.2% | 982 | -90.1% | 0.00% | -91.5% |
| JPM | Sell | JPMorgan Chase & Co | $9,000 | -43.8% | 84 | -40.0% | 0.00% | -42.9% |
| AMZN | Sell | Amazon Com Inc | $10,000 | -16.7% | 87 | -23.7% | 0.00% | -20.0% |
| Sell | TMC The Metals Company Inc | $9,000 | -18.2% | 8,959 | -15.8% | 0.00% | -20.0% | |
| Sell | Rice Acquisition Corp*w exp 99/99/999 | $9,000 | -18.2% | 29,742 | -15.7% | 0.00% | -20.0% | |
| Sell | Wallbox NV*w exp 99/99/999 | $6,000 | -45.5% | 4,552 | -16.4% | 0.00% | -40.0% | |
| CSCO | Sell | Cisco Systems, Inc. | $6,000 | -33.3% | 161 | -26.5% | 0.00% | -25.0% |
| PCTTW | Sell | Purecycle Technologies Incw exp 01/28/202 | $8,000 | -11.1% | 2,457 | -26.2% | 0.00% | -25.0% |
| CHPT | Sell | Chargepoint Holdings Inc. | $7,000 | 0.0% | 445 | -15.9% | 0.00% | 0.0% |
| MCO | Sell | Moody's Corp. | $4,000 | -33.3% | 15 | -31.8% | 0.00% | 0.0% |
| BIGZ | Sell | BlackRock Innovation and Grw | $5,000 | -99.7% | 698 | -99.7% | 0.00% | -99.8% |
| BG | Sell | Bunge Limited | $4,000 | -20.0% | 44 | -24.1% | 0.00% | 0.0% |
| ESSCW | Sell | East Stone Acquisition Corp*w exp 12/31/202 | $2,000 | -60.0% | 26,327 | -15.8% | 0.00% | -50.0% |
| Sell | Matterport Inccl a | $3,000 | 0.0% | 731 | -13.0% | 0.00% | 0.0% | |
| RYAAY | Sell | Ryanair Holdings plc ADRsponsored ads | $2,000 | -88.2% | 29 | -88.4% | 0.00% | -85.7% |
| SLB | Sell | Schlumberger Ltd | $3,000 | -25.0% | 87 | -26.3% | 0.00% | -50.0% |
| BSTZ | Sell | BlackRock Science and Technology Trust II | $2,000 | -99.9% | 100 | -99.9% | 0.00% | -99.9% |
| BBY | Sell | Best Buy Inc. | $3,000 | -40.0% | 53 | -27.4% | 0.00% | -50.0% |
| PSTHWS | Exit | Pershing Square Tontine Hldg*w exp 07/24/202 | $0 | – | -3,000 | -100.0% | 0.00% | – |
| Exit | Alpha Tau Medical*w exp 03/07/202 | $0 | – | -2,500 | -100.0% | 0.00% | – | |
| Exit | Doma Holdings Inc.*w exp 07/28/202 | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| Exit | Thoughtworks Holding Inc. | $0 | – | -82 | -100.0% | 0.00% | – | |
| Exit | Lottery Com Inc.*w exp 05/09/202 | $0 | – | -4,529 | -100.0% | 0.00% | – | |
| GRFS | Exit | Grifols S Asp adr rep b nvt | $0 | – | -91 | -100.0% | 0.00% | – |
| Sell | Ginkgo Bioworks Holdings Inc.*w exp 08/01/202 | $1,000 | 0.0% | 1,690 | -15.5% | 0.00% | – | |
| SQM | Sell | Sociedad Quimica Y Minera Despon adr ser b | $1,000 | -50.0% | 16 | -27.3% | 0.00% | -100.0% |
| BEKE | Exit | KE Hldgs Inc.sponsored ads | $0 | – | -55 | -100.0% | 0.00% | – |
| PIPPWS | Exit | Pine Island Acquisition Corp*w exp 10/19/202 | $0 | – | -4,597 | -100.0% | 0.00% | – |
| WEN | Exit | The Wendy's Co | $0 | – | -42 | -100.0% | 0.00% | – |
| SMAR | Exit | Smartsheet, Inc. Cl A | $0 | – | -47 | -100.0% | 0.00% | – |
| ELAN | Exit | Elanco Animal Health Inc. | $0 | – | -105 | -100.0% | -0.00% | – |
| LSEAW | Exit | Landsea Homes Corpw exp 01/07/202 | $0 | – | -12,738 | -100.0% | -0.00% | – |
| Exit | Forge Global Holdings Inc.*w exp 03/29/202 added | $0 | – | -44,802 | -100.0% | -0.00% | – | |
| Exit | Oppfi Incw exp 07/20/202 | $0 | – | -6,315 | -100.0% | -0.00% | – | |
| LU | Exit | Lufax Holdings LTD | $0 | – | -335 | -100.0% | -0.00% | – |
| RARE | Exit | Ultragenyx Pharmaceutical In | $0 | – | -30 | -100.0% | -0.00% | – |
| Exit | WeWork Inc.*w exp 10/20/202 | $0 | – | -2,399 | -100.0% | -0.00% | – | |
| CMCSA | Exit | Comcast Corp. Cl A Common Stockcl a | $0 | – | -114 | -100.0% | -0.00% | – |
| STM | Exit | STMicroelectronics N Vny registry | $0 | – | -178 | -100.0% | -0.00% | – |
| SOGU | Exit | Collaborative Investmnt Sershort de spac | $0 | – | -238 | -100.0% | -0.01% | – |
| BCS | Exit | Barclays PLCadr | $0 | – | -4,560 | -100.0% | -0.01% | – |
| SMM | Exit | Salient Midstream & MLP Fdsh ben int | $0 | – | -5,000 | -100.0% | -0.02% | – |
| PGP | Exit | PIMCO Global StocksPLS Inc. | $0 | – | -7,535 | -100.0% | -0.02% | – |
| SNY | Exit | Sanofisponsored adr | $0 | – | -1,239 | -100.0% | -0.03% | – |
| STK | Exit | Columbia Seligman Premium Technology Growth Fund | $0 | – | -3,853 | -100.0% | -0.04% | – |
| ISD | Exit | PGIM Short Duration High Yield Fund, Inc. | $0 | – | -10,878 | -100.0% | -0.06% | – |
| PFX | Exit | Phenixfin Corp | $0 | – | -3,700 | -100.0% | -0.06% | – |
| MXE | Exit | Mexico Equity & Income Fd | $0 | – | -24,888 | -100.0% | -0.08% | – |
| LRFC | Exit | Logan Ridge Finance Corp | $0 | – | -13,763 | -100.0% | -0.09% | – |
| OCCI | Exit | OFS Credit Company Inc | $0 | – | -81,141 | -100.0% | -0.31% | – |
| OXLC | Exit | Oxford Lane Cap Corp | $0 | – | -157,641 | -100.0% | -0.37% | – |
| ECC | Exit | Eagle Pt Cr Co LLC | $0 | – | -94,431 | -100.0% | -0.46% | – |
| NPCT | Exit | Nuveen Core Plus Impact Fund | $0 | – | -113,293 | -100.0% | -0.55% | – |
| AIO | Exit | AllianzGI Artificial Intelligence Opp Fund | $0 | – | -92,226 | -100.0% | -0.62% | – |
| SAR | Exit | Saratoga Invt Corp | $0 | – | -81,998 | -100.0% | -0.81% | – |
| NBXG | Exit | Neuberger Brman Next Genera | $0 | – | -208,715 | -100.0% | -0.86% | – |
| PTA | Exit | Cohen & Steers Tax Advan Pfd | $0 | – | -114,494 | -100.0% | -0.90% | – |
| WDI | Exit | Western Asset Diversifised In | $0 | – | -168,494 | -100.0% | -0.97% | – |
| VVR | Exit | Invesco Sr Income Tr | $0 | – | -642,734 | -100.0% | -1.04% | – |
| TBF | Exit | ProShares TRshrt 20+ yr tre | $0 | – | -160,345 | -100.0% | -1.33% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH Total Return Fund Inc. | 42 | Q3 2023 | 7.3% |
| Central Securities Corp. | 42 | Q3 2023 | 5.0% |
| Adams Express Company | 42 | Q3 2023 | 3.3% |
| GENERAL AMERN INVS INC | 42 | Q3 2023 | 2.8% |
| The Herzfeld Caribbean Basin Fund, Inc. | 42 | Q3 2023 | 3.5% |
| Liberty All-Star Equity Fund | 42 | Q3 2023 | 2.9% |
| TRI CONTL CORP | 42 | Q3 2023 | 2.6% |
| WESTERN ASSET CLYM INFL OPP | 42 | Q3 2023 | 2.1% |
| Royce Value Trust Inc. | 42 | Q3 2023 | 1.4% |
| The New Germany Fund Inc | 42 | Q3 2023 | 1.2% |
View Thomas J. Herzfeld Advisors, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PROSHARES TRUSTSold out | October 03, 2022 | 0 | 0.0% |
| OFS Credit Company, Inc. | June 08, 2020 | 149,649 | 4.8% |
| Oxford Lane Capital Corp. | August 10, 2017 | 319,872 | 5.0% |
| Oxford Lane Capital Corp. | July 10, 2015 | 742,175 | 17.8% |
| HERZFELD CARIBBEAN BASIN FUND INC | February 24, 2014 | 229,788 | 6.2% |
| Oxford Lane Capital Corp.Sold out | November 21, 2013 | 0 | 0.0% |
View Thomas J. Herzfeld Advisors, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-17 |
| SC 13G | 2024-01-17 |
| SC 13G/A | 2023-12-05 |
| SC 13G/A | 2023-12-05 |
| SC 13G | 2023-11-17 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-16 |
| 13F-HR/A | 2023-08-16 |
| SC 13G | 2023-08-16 |
View Thomas J. Herzfeld Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.